ELEN-665 Final Project Design of CMOS Ring VCO and Quadrature LC VCO for 8 phases Generation

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1 TEXAS A&M UNIVERSITY Department of Electrical and Computer Engineering College Station, Texas ELEN-665 Final Project Design of CMOS Ring VCO and Quadrature LC VCO for 8 phases Generation Qiyuan Liu and Xiangyong Zhou

2 ABSTRACT In this project, both a 4-stage differential multipath ring VCO and a series quadrature LC VCO with polyphase filter are designed to generate 8-phase output. The design is implanted using TSMC 0.35um technology and Spectre simulation shows that -120dBc/Hz phase noise at 1MHz offset is achieved for both topologies. The tuning range is from 1.2GHz to 1.5GHz and the phase error is controlled below 2 degree. I. INTRODUCTION Multiphase generation is widely used in high speed wireless and wire-line communication systems. In wireless application, one example is phase-array receiver which is based on multiple-antenna phased arrays. In wire-line application, one popular example is the phase detector in the clock and data recovery (CDR) system. The availability of accurate multiphase signals is a prerequisite for the implementation of high performance and that is probably why the study of multiphase generation has attracted the interest of many researchers. In design of multiphase VCOs, one of the most critical issues is the tradeoff of phase noise and phase error. The phase noise in wireless communication emits interference energy at adjacent bands which is critical to minimize for proper operation of the entire system. The phase noise in SerDes simply integrates to form the rms random jitter which subtracts from the jitter margin. The phase noise requirement for this project is -120dBc which is a pretty common value seen on papers and can satisfy the requirement of a lot of applications. The phase error between different phases is important for image rejection in wireless communication system and for minimizing jitter for inter-chip communication systems. Less than 1 deg of phase error is required for wireless communication while for SerDes a less stringent requirement is set for jitter performance. II. BACKGROUND One of the good properties of the topology of ring oscillator is that it can generate multi-phase output directly. That is why multiphase ring oscillators are kind of dominant in research and industry. In this project, a 4 stage multipath ring oscillator is designed for 8 phase output generation. LC oscillator is also very attractive since it can provide better phase noise performance. Efforts have been made to generate multiphase output using LC oscillator. Generally there are three methods for the aim of multiphase generation [1]. At present the most popular method is to let the LC VCO oscillate at a higher frequency, and then use the frequency divider to obtain multiple phases at lower frequency. This frequency division approach has the additional benefit of avoiding any pushing /pulling effect on the VCO due to the strong signal from the power amplifier. As a drawback, however, a higher oscillation frequency and higher power consumption due to the high speed divider circuit are usually demanded. Multiphase output can also be obtained by using a polyphase filter, usually realized as an RC polyphase filter. Also this approach introduces substantial power consumption and the buffers are needed for the preceding VCO in order not to decrease the Q of the LC tank. A third method of generating multiphase output is by cross-coupling LC-tank VCOs. The combination of a direct connection and a cross connection forces two VCOs to oscillate in quadrature. Buy cross coupling more number of VCOs, more output phases can be achieved. In this project, 8 phases output is implemented by combing the second and

3 third approach. A quadrature VCO is first used to generate 4 phases output and then a polyphase filter is adopted to do the 4 to 8 phase conversion. III. PROPOSED DESIGN III.1 Design of Ring VCO for 8-Phase Output Generation For good phase noise, power and frequency trade-off, the ring oscillator design used a multipath 4 stage differential topology (shown in Fig 1). The last stage of the four inverters is cross-coupled to get a net 180 phase shift over the loop. The single-ended schematic of each inverting cell is shown in Fig 2 [2]. Fig 1 Multipath 4 stage differential ring VCO topology Fig 2 Single-ended schematic of each inverting cell The oscillating frequency of the proposed ring oscillator can be estimated by the following equation, where and are the phase difference between primary and secondary input to the output phases, R,C are the output resistance and capacitance of each stage and gms is the secondary input transconductance. Transistor P1 is fixed, however, the gate voltage of P0 and P2 can be adjusted to change the oscillating frequency, in which P2 is for course tuning. To get larger tuning range, the size of P0 and P2 should be increased. To get higher center frequency, P1 and N0 can made larger to increase the biasing current. The phase noise performance of the ring oscillator can be analyzed based on the following equations:

4 In which, The phase noise can be expressed as: The phase noise due to flicker noise can be expressed as: In this topology, N0 has an optimal value around half size of N0 in terms of phase noise. A width sweep can be done to find it. Generally considering the design issues above the dimensions of the transistors are listed in Table 1. Table 1 Dimension of transistors in each inverting cell Transistor W L P0 12u 600n P1 13u 600n P2 20u 600n N0 30u 600n 8 Phase Ring VCO simulation Result The required running range of the ring oscillator is 1.2GHz to 1.5GHz. Fig 3 shows that the tuning range is satisfied over the control voltage from 0V to 1.65V with an average slope of 188MHz/V. The curve above 1.65V then flattens out and cannot be used to provide relatively constant VCO gain anymore. Fig 3 Frequency tuning of ring VCO

5 Fig 4 shows the change of Kvco with the control voltage which is the derivative of the tuning range curve. It can be seen that the VCO gain is within 157MHz/V to 200MHz/V while the control voltage is within 0V to 1.65V with a percentage range of 25% variation. This variation must be accounted for when designing the loop dynamics of the PLL response so as to make the loop stable and fast enough under all VCO gains. Fig 4 KVCO changing with control voltage The phase noise at 1MHz offset over the entire tuning range is shown in Fig 5. The achieved phase noise is pretty good (around -120dBc/Hz). However, flicker noise is not considered in this simulation since the flicker noise model is not provided in the tsmc35 model of the Cadence. One general way to deal with flicker noise is to increase the size of transistors. However, this may lead to the frequency drop since the parasitic capacitors are also increased which may lead to a serious problem in designing high frequency ring oscillators. However, in this design, the multipath topology has a boost effect which can compensate for the frequency drop which gives more freedom for the designer to optimize the flicker noise performance.

6 Fig 5 Phase noise changing with control voltage The amplitude of the output signal of the ring oscillator within the tuning range is shown in Fig 6. Using swept PSS simulation, the amplitude is shown to vary between 1.26V to 1.43V, which is sufficient to drive a following VCO buffer and the variation in amplitude is also satisfactory over the entire frequency range. The output power is over 12dBm when referred to a 50Ohm load. Fig 6 Amplitude changing with oscillating frequency The current consumed by the VCO is shown below. The overall current is around 28mA with a supply voltage of 3V. This amount of power is comparable with the reference paper we used while even getting a better phase noise performance. The performance of the designed ring VCO is compared with the other ring VCOs found in literature (shown in Table 2). The comparison is based on a figure of merit (FOM) defined as:

7 Table 2 Dimension of transistors in each inverting cell Design Technology Pdiss Tuning Range Phase Noise (mw) (GHz) (1MHz) FOM [3] 0.12um CMOS [4] 0.6um CMOS [5] 0.18um CMOS This Work 0.35um CMOS III.2 Design of Quadrature LC VCO for 8-Phase Output Generation P-QVCO and S-QVCO The first and best known implementation of this principle is the parallel quadrature VCO (P-QVCO) proposed by Rofougaran et al as shown in Fig 7 [6]. In this topology, the coupling between the two VCOs is enforced by transistors Mcpl placed in parallel with the switch transistors Msw. However, the recent paper introduce an alternative way of cross coupling two differential VCOs to series quadrature VCO (S- QVCO), in which the coupling transistor Mcpl is placed in series with Msw (shown in Fig 8), rather than in parallel. The idea is motivated by the fact that in P-QVCO, Mcpl can contribute a lot to phase noise. By connecting Mcpl in series with Msw in S-QVCO, a cascode structure is formed and the contribution of the noise from cascode transistor Mcpl can be reduced. Besides, the cross-coupled switches in S- QVCO operate in the triode region for most of the oscillation period, and their flicker noise is lower than the one for the coupling pair. Considering the better noise performance, S-QVCO topology is adopted in this design. Fig 7 Parallel quadrature VCO (P-QVCO)

8 Fig 8 Series quadrature VCO (S-QVCO) A linear model for the QVCO is shown in Fig 9, in which Gm represents the transconductance of the negative-resistance pair (Msw) and Gmc represents the transconductance of the coupling pair. The oscillation frequency will be slightly displaced from the tank resonance frequency. Fig 10 shows the phasors of the voltage across the tank and the currents entering the tank. The linear model can also be used to analyze the performance of the nonlinear oscillator by redefining Gm and Gmc as the effective transconductance and the effective coupling transconductance respectively [1,7,8]: II,1 IQ,1 GM, GMc A A 0 0 where I I,1 is the component of the first current harmonic in-phase with Vx and I Q,1 is the quadrature component of the first current harmonic. Fig 9 Linear model for QVCO Fig 10 Voltage and current for tank X In P-QVCO, both phase noise and phase error are strongly dependant on the coupling factor, which is defined as the ratio:

9 W W The smaller the coupling factor is, the better phase noise will be achieved. However, a small coupling factor will lead to a big phase error. So there is obviously a trade-off of phase noise and phase error in P- QVCO design. cpl sw In S-QVCO, on the contrary, the phase error is almost independent of the coupling factor for all reasonable values. In this case, the phase error depends only on the actual amount of mismatch between ideally identical components, once the QVCO architecture has been selected. Thus, you have much more flexibility to optimize the phase noise of S-QVCO. That is another good advantage of S-QVCO compared with P-QVCO. To estimate Gm and Gmc in the S-QVCO, a highly simplified picture for the differential current waveforms in 4 different phase cases are shown in Fig 11. During phase 2 and 4, the cross-coupled switches operate in the triode region and never switch off completely. The bias current is therefore shared between both branches. While, in phase 1 and 3, the bias current is injected into only one branch. Fig 11 A highly simplified picture for the differential current waveforms The current levels indicated with I1 and I2 in Fig 5 also depend on : I1 I2 (1 2 ) I tail Thus, we can estimate I I,1 and I Q,1 1 4 I (2 I I I ) (1 ) I 1 4 IQ,1 (2 Itail I1 I2) Itail Thus, the coupling factor can be estimated as: 1 I,1 tail 2 1 tail

10 In this design, the tail current is 12mA and the measure average current during phase 2 corresponding to I1 is around 4mA. Thus the coupling factor is calculated to be around 0.5. S-QVCO Design Considering the advantage of S-QVCO over P-QVCO described above, the S-QVCO topology is adopted in this design. The schematic is shown in Fig 12 and the main device dimensions are listed in Table 3. The inductor model used in this design is shown in Fig 13 and the parasitic values are listed in Table 4. The Q of the inductor is around 8 (It is very difficult to get a Q larger than 5, so this model is taken from a published paper on VCO). The tail current is chosen to be 12mA (power consumption of 72mW), so that a good gm can which will ensure the oscillation under various control condition. Since there is no Accumulation-Mode Varactor offered in the library, we connect Bulk, Source and Drain of a PMOS transistor together to form one terminal of the varactor, and use the gate as the other terminal. In this way, we can get a relatively large cap tuning from 2.8pF to 1.2pF. However, the range is not enough for the requirement, so a cap bank is needed to enhance the tuning range. Fig 12 S-QVCO schematic Table 3 S-QVCO device dimensions Transistor W L Mvaractor 30x10um 2um Mcpl 115x10um 400nm Msw 40x10um 400nm Mtail 100x10um 1um

11 Fig 13 Inductor model Table 4 Inductor parasitics Parasitics Value Lind 1.5nH Rind 1.6Ohm Cside 49fF Rside 3.13Ohm Cmid 129fF Rmid 13.1Ohm Ccp 40fF The cap bank is controlled by 4 bit thermometer code and the value of each cap cell is 1pF. The detailed schematic is shown in Fig 14. Fig 14 Capacitor bank for S-QVCO By adjusting the control voltage from 2V to 2.8V and adjusting the cap from the cap bank from 0p to 3pF a frequency tuning range from 1.19GHz to 1.52GHz can be achieved (shown in Fig 15). Certain overlap is kept to ensure that there is no blind zone.

12 Fig 15 Frequency tuning of QVCO A phase noise of -130dBc/Hz at 1MHz offset is achieved and enough margin since the noise performance will definitely get worse when the QVCO is connected to the polyphase filter to generate the eight phases. Polyphase Design The rest work now is to convert the 4 phase signal from QVCO to 8 phases using polyphase filter. Polyphase filter is widely used for 4-phase I/Q generation because of its good image rejection property. Fig 16 shows how differential quadrature phases are generated from a differential input [9]. The differential signal may be decomposed into two equal amplitude quadrature sequences, on clockwise and the other counterclockwise. When the input signal frequency is at the RC pole, the polyphase rejects the clockwise sequence and only the counter clockwise sequence comprising perfect balanced quadrature survives at the output. Using this property, the concept can be used to convert quadrature phases into 8 phases. The 3 rd order 4 to 8 phases converting polyphase filter topology is shown in Fig 17. Fig 16 Image rejection property of polyphase filter

13 Fig 17 4 to 8 polyphase filter topology Kaukovuori et.al gave a detailed analysis for poly phase filters and gave a lot of inset on the design of this kind of filter [10]. The image rejection ratio is a figure-of-merit (FOM) for a PPF used for I/Q generation and to get a good image filtering performance, third order poly phase filter is adopted in this design. The IRR as a function of frequency is The pole splitting factors are defined as: k, k To achieve equivalent minimum IRR of every two notches, the following condition must be satisfied: k k Which means middle frequency should be the geometry average of the low and high frequency. The relative bandwidth is defined as: max 2 BWrel 2k2 1.9k2 0.9 min In this design we want a relative bandwidth of 1.25.The loss of the filter is another issue to consider. As a rule of thumb, the signal losses 3dB per stage, so generally 9dB loss is expected in a 3 stage poly phase filter.

14 In this design, the low frequency pole is located at 1.2GHz and the high frequency pole is located at 1.5GHz. The optimized middles frequency should be 1.34GHz which is the geometry average of low and high frequency. The capacitors are of equal value of 1pF, and thus the resistances are calculated to be 106.1, and 132 respectively. The Matlab code used to optimize the poly filter is listed as below: R1=106.1; R2=118.6; R3=132; C3=1e-12; C2=1e-12; C1=1e-12; w1=1/(r1*c1); w2=1/(r2*c2); w3=1/(r3*c3); s=tf('s'); s1=j*w1; s2=j*w2; s3=j*w3; IIR=((s+s1)*(s+s2)*(s+s3))^2/((s-s1)*(s-s2)*(s-s3))^2; bode(iir,{2*pi*1e9,2*pi*2e9}) k2=w1/w2; k3=w1/w3; BW=2*k2^2-1.9*k Phase Quadrature VCO simulation Result In order to simulate the designed QVCO and Polyphase Filter above, a buffer stage between them is needed. A simple differential pair with AC-coupled input is adopted in this design. The output resistance of the buffer is carefully optimized. The transient simulation of the 8 phase output signal is shown in Fig 18. From the output waveform, a 1V peak amplitude is achieved which means 10dBm output power when referred to a 50Ohm load resistance. The phase error is roughly measured using the phase function in Cadence calculator and we can see that the phase error is smaller than 2 deg which meets the design requirement (shown in Fig 19). PSS and Pnoise simulation is run for the system (QVCO, buffer and PPF) and the phase noise performance at 1MHz offset is dBc/Hz which is shown in Fig 20. The general performance of the QVCO for 8 phase output generation using polyphase filter is summarized in Table 3. Comparison is made with other 8 phase generator found in literature. Most of the design parameters are competitive to other design in literature, though the power consumption still needs to be optimized.

15 Fig 18 8 phase transient output signal Fig 19 Phase of 8 transient output signal

16 Fig 20 Phase noise performance of the LC phase noise generator Table 3 8 Phase QVCO with polyphase filter performance summary and comparison Design Technology fo(ghz) Vdd Pdiss Tunning Phase Noise (V) (mw) Range(%) (1MHz) [11] 0.13um CMOS [12] SiGe: C BiCMOS This Work 0.35um CMOS DISCUSSION In this project, two different topologies are used to generate 8-phase output. Both of the ring VCO and the LC VCO with polyphase filter can handle the tuning range from 1.2GHz and 1.5GHz. The ring oscillator is optimized to have a good phase noise performance of -120dBc/Hz at 1MHz offset and the LC oscillator has even better phase noise performance. The total power consumption of the ring oscillator is 84mW, while the power consumption of the QVCO stage alone is 72mW. The buffer to drive the polyphase filter also consumes a lot of power to get good oscillating performance. Generally, the design meets all the specifications of this project. However, further power consumption optimization still needs to be done in the future.

17 REFERENCE [1] Pietro Andreani, Andrea Bonfanti, Luca Romano, and Carlo Samori, Analysis and Design of a 1.8GHz CMOS LC Quadrature VCO, IEEE JSSC, Dec 2002, pp [2] Hai Qi Liu, etc, A Low-Noise Multi-GHz CMOS Multiloop Ring Oscillator With Coarse and Fine Frequency Tuning. [3] E. Tatschl-Unterberger, S. Cyrusian, and M. Ruegg, A 2.5 GHz phaseswitching PLL using a supply controlled 2-delay-stage 10 GHz ring oscillator for improved jitter/mismatch, in Proc. IEEE Int. Symp. Circuits Syst., 2005, pp [4] C.-H. Park and B. Kim, A low-noise, 900-MHz VCO in 0.6-um CMOS, IEEE J. Solid-State Circuits, vol. 34, no. 5, pp , May [5] M. Grozing, B. Philipp, and M. Berroth, CMOS ring oscillator with quadrature outputs and 100 MHz to 3.5 GHz tuning range, in Proc. 29th Eur. Solid-State Circuit Conf., 2003, pp [6] A. Rofougaran, J. Rael, M. Rofougaran, and Abidi, A 900MHz CMOS LC-oscillator with quadrature outputs, Proc. ISSCC 1996, Feb. 1996, pp [7] Pietro Andreani, and Xiaoyan Wang, On the phase-noise and phase error performances of multiphase LC CMOS VCOs, IEEE JSSC, Nov 2004, pp [8] Ibrahim R. Chamas, Sanjay Raman, A comprehensive analysis of Quadrature Signal Synthesis in Cross-Coupled RF VCOs, IEEE TCAS, Nov 2007, pp [9] Farbod Behbahani, Yoji Kishigami, John Leete, and Asad A. Abidi, CMOS Mixer and Polyphase Filter for Large Image Rejection, IEEE JSSC, Jun 2001, pp [10] Jouni Kaukovuori, Kari Stadius, Jussi Ryynanen, and Kari A. I. Halonen, Analysis and Design of Passive Polyphase Filters, Nov 2008, pp [11] Lan-Chou Cho, Chihun Lee, and Shen-Iuan Liu, A 1.2V GHz Eight-Phase Clock Generator in 0.13um CMOS Technology, IEEE JSSC, Jun 2007, pp [12] Frank Herzel and Wolfgan Winkler., A 2.5GHz Eight-Phase VCO is SiGe BiCMOS Technology, IEEE TCAS, vol. 52, pp , Mar 2005.

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