DIGITAL MICROWAVE COMMUNICATION

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4 IEEE Press 445 Hoes Lane Piscataway, NJ IEEE Press Editorial Board 2013 John Anderson, Editor in Chief Linda Shafer Saeid Nahavandi George Zobrist George W. Arnold David Jacobson Tariq Samad Ekram Hossain Mary Lanzerotti Dmitry Goldgof Om P. Malik Kenneth Moore, Director of IEEE Book and Information Services (BIS)

5 DIGITAL MICROWAVE COMMUNICATION Engineering Point-to-Point Microwave Systems GEORGE KIZER

6 Copyright 2013 by The Institute of Electrical and Electronics Engineers, Inc. Published by John Wiley & Sons, Inc., Hoboken, New Jersey. All rights reserved Published simultaneously in Canada No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, scanning, or otherwise, except as permitted under Section 107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher, or authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, (978) , fax (978) , or on the web at Requests to the Publisher for permission should be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, (201) , fax (201) , or online at Limit of Liability/Disclaimer of Warranty: While the publisher and author have used their best efforts in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose. No warranty may be created or extended by sales representatives or written sales materials. The advice and strategies contained herein may not be suitable for your situation. You should consult with a professional where appropriate. Neither the publisher nor author shall be liable for any loss of profit or any other commercial damages, including but not limited to special, incidental, consequential, or other damages. For general information on our other products and services or for technical support, please contact our Customer Care Department within the United States at (800) , outside the United States at (317) or fax (317) Wiley also publishes its books in avariety of electronic formats. Some content that appears in print may not be available in electronic formats. For more information about Wiley products, visit our web site at Library of Congress Cataloging-in-Publication Data: Kizer, George M. (George Maurice), Digital microwave communication : engineering point-to-point microwave systems / George Kizer. pages cm ISBN (hardback) 1. Microwave communication systems. 2. Digital communication. I. Title. TK7876.K dc Printed in the United States ofamerica ISBN:

7 Preface Acknowledgments About the Author xv xvii xix 1 A Brief History of Microwave Radio Fixed Point-to-Point (Relay) Communication Systems In the Beginning, Microwave Telecommunications Companies, Practical Applications, The Beat Goes On, 14 References, 16 2 Regulation of Microwave Radio Transmissions Radio Frequency Management, Testing for Interference, Radio Paths by FCC Frequency Band in the United States, Influences in Frequency Allocation and Utilization Policy within the Western Hemisphere, United States of America (USA), Canada, FCC Fixed Radio Services, Site Data Accuracy Requirements, FCC Antenna Registration System (ASR) Registration Requirements, Engineering Microwave Paths Near Airports and Heliports, Airport Guidelines, 46 References, 47 3 Microwave Radio Overview Introduction, Digital Signaling, Noise Figure, Noise Factor, Noise Temperature, and Front End Noise, 50 v

8 vi 3.4 Digital Pulse Amplitude Modulation (PAM), Radio Transmitters and Receivers, Modulation Format, QAM Digital Radios, Channel Equalization, Channel Coding, Trellis Coded Modulation (TCM), Orthogonal Frequency Division Multiplexing (OFDM), Radio Configurations, Cross-Polarization Interference Cancellation (XPIC), Frequency Diversity and Multiline Considerations, Transmission Latency, Automatic Transmitter Power Control (ATPC), Current Trends, TDM (or ATM) over IP, TDM Synchronization over IP, Adaptive Modulation, Quality of Service (QoS) [Grade of Service (GoS) in Europe], 89 References, 90 4 Radio Network Performance Objectives Customer Service Objectives, Maintenance Objectives, Commissioning Objectives, Design Objectives, Quality, Availability, Differences Between North American and European Radio System Objectives, North American Radio Engineering Standards (Historical Bell System Oriented), European Radio Engineering Standards (ITU Oriented), North American Telecommunications System Design Objectives, International Telecommunications System Design Objectives, Legacy European Microwave Radio Standards, Modern European Microwave Radio Standards, Engineering Microwave Paths to Design Objectives, Accuracy of Path Availability Calculations, Rain Fading, Multipath Fading, Dispersive Fading Outage, Diversity Improvement Factor, Impact of Flat Multipath Variability, Impact of Outage Measurement Methodology, Impact of External Interference, Conclusion, 109 References, Radio System Components Microwave Signal Transmission Lines, Antenna Support Structures, Lattice Towers, Self-Supporting Towers, Guyed Towers, 122

9 vii Monopoles, Architecturally Designed Towers, Building-Mounted Antennas, Camouflaged Structures, Temporary Structures, Tower Rigidity and Integrity, Transmission Line Management, Antennas, Near Field, Fundamental Antenna Limitations, Propagation, Radio System Performance as a Function of Radio Path Propagation, Flat Fading, Dispersive Fading, Radio System Performance as a Function of Radio Path Terrain, Antenna Placement, Frequency Band Characteristics, Path Distances, A Appendix, A.1 Antenna Isotropic Gain and Free Space Loss, A.2 Free Space Loss, A.3 Antenna Isotropic Gain, A.4 Circular (Parabolic) Antennas, A.5 Square (Panel) Antennas, A.6 11-GHz Two-foot Antennas, A.7 Tower Rigidity Requirements, 169 References, Designing and Operating Microwave Systems Why Microwave Radio? Radio System Design, Designing Low Frequency Radio Networks, Designing High Frequency Radio Networks, Hub and Spoke, Nested Rings, Field Measurements, User Data Interfaces, Operations and Maintenance, Fault Management, Alarms and Status, Performance Management, Maintaining the Network, 210 References, Hypothetical Reference Circuits North American (NA) Availability Objectives, NA Bell System Hypothetical Reference Circuit-Availability Objectives, NA Telcordia Hypothetical Reference Circuit-Availability Objectives, North American Quality Objectives, Residual BER, Burst Errored Seconds, DS1 Errored Seconds, DS3 Errored Seconds, 225

10 viii 7.3 International Objectives, International Telecommunication Union Availability Objectives, International Telecommunication Union Quality Objectives, Legacy Quality Objectives, Current Quality Objectives, Error-Performance Relationship Among BER, BBER, and SESs, 245 References, Microwave Antenna Theory Common Parameters, Passive Reflectors, Passive Reflector Far Field Radiation Pattern, Passive Reflector Near Field Power Density, Circular (Parabolic) Antennas, Circular (Parabolic) Antenna Far Field Radiation Pattern, Circular (Parabolic) Antenna Efficiency, Circular (Parabolic) Antenna Beamwidth, Circular (Parabolic) Antenna Near Field Power Density, General Near Field Power Density Calculations, Circular Antenna Near Field Power Density Transitions, Circular Antenna Far Field Reference Power, Square Flat Panel Antennas, Square Antenna Beamwidth, Square Near Field Power Density, Square Antenna Far Field Reference Power, Square Near Field Power Density Transitions, Regulatory Near Field Power Density Limits, Practical Near Field Power Calculations, A Parabolic Antenna Near Field Power Example Calculation, Safety Limits, Near Field Antenna Coupling Loss, Antenna to Antenna Near Field Coupling Loss, Coupling Loss between Identical Antennas, Coupling Loss between Different-Sized Circular Antennas, Coupling Loss between Different-Sized Square Antennas, Parabolic Antenna to Passive Reflector Near Field Coupling Loss, Coupling Loss for Circular Antenna and Square Reflector, Coupling Loss for Square Antenna and Square Reflector (Both Aligned), Back-to-Back Square Passive Reflector Near Field Coupling Loss, A Appendix, A.1 Circular Antenna Numerical Power Calculations, A.2 Square Antenna Numerical Power Calculations, A.3 Bessel Functions, 315 References, Multipath Fading Flat and Dispersive Fading, A Appendix, A.1 Fading Statistics, A.2 DFM Equation Derivation, A.3 Characteristics of Receiver Signature Curves and DFM, 342 References, 344

11 ix 10 Microwave Radio Diversity Space Diversity, Dual-Frequency Diversity, Quad (Space and Frequency) Diversity, Hybrid Diversity, Multiline Frequency Diversity, Crossband Multiline, Angle Diversity, Angle Diversity Configurations, Angle Diversity Performance, A Appendix, A.1 Optimizing Space Diversity Vertical Spacing, A.2 Additional Optimization, 377 References, Rain Fading Point (Single-Location) Rain Loss (Fade) Estimation, Path Rain-Fade Estimation, Point-to-Path Length Conversion Factor, Single-Location Rain Rate R, City Rain Rate Data for North America, New Rain Zones, Worst-Month Rain Rates, Point Rain Rate Variability, Examples of Rain-Loss-Dominated Path Designs, Conclusions, A Appendix, A.1 North American City Rain Data Index, 446 References, Ducting and Obstruction Fading Introduction, Power Fading, Superrefraction (Ducting), Subrefraction (Earth Bulge or Obstruction), Minimizing Obstruction Fading, Path Clearance (Antenna Vertical Placement) Criteria, Obstruction Fading Model, Obstruction Fading Estimation, Bell Labs Seasonal Parameter Charts, Refractivity Data Limitations, Reviewing the Bell Labs Seasonal Parameter Charts, Obstruction Fading Parameter Estimation, Evaluating Path Clearance Criteria, A Appendix: North American Refractivity Index Charts, B Appendix: Worldwide Obstruction Fading Data, 491 References, Reflections and Obstructions Theoretical Rough Earth Reflection Coefficient, Gaussian Model, Uniform Model, 517

12 x 13.2 Scattering from Earth Terrain, Practical Earth Reflection Coefficient, Reflection Location, Smooth Earth Divergence Factor, Reflections from Objects Near a Path, Fresnel Zones, Antenna Launch Angle (Transmit or Receive Antenna Takeoff Angle), Grazing Angle, Additional Path Distance, Estimating the Effect of a Signal Reflected from the Earth, Flat Earth Obstruction Path Loss, Smooth Earth Obstruction Loss, Knife-Edge Obstruction Path Gain, Rounded-Edge Obstruction Path Gain, Complex Terrain Obstruction Losses, A Appendix, A.1 Smooth Earth Reflection Coefficient, A.2 Procedure for Calculating R H AND R V, A.3 Earth Parameters for Frequencies Between 100 khz and 1 GHz, A.4 Earth Parameters for Frequencies Between 1 GHz and 100 GHz, A.5 Comments on Conductivity and Permittivity, A.6 Reflection Coefficients, 541 References, Digital Receiver Interference Composite Interference ( T /T ) Criterion, Carrier-to-Interference Ratio (C/I) Criterion, Measuring C/I, Estimating C/I, Threshold to Interference (T/I) Criterion, Why Estimate T/I, T/I Estimation Method One, T/I Estimation Method Two, Conclusion, A Appendix, A.1 Basic 10 6 Threshold for Gaussian (Radio Front End) Noise Only, A.2 Using a Spectrum Mask as a Default Spectrum Curve, B Appendix: Receiver Parameters, 571 References, Network Reliability Calculations Hardware Reliability, System Reliability, Equipment in Series, Multiple Equipment in Parallel, Nested Equipment, Meshed Duplex Configuration, Communication Systems, Application to Radio Configurations, Spare Unit Requirements, BER Estimation, Time to Transmit N Digits, 585 References, 585

13 xi 16 Path Performance Calculations Path Loss, Fade Margin, Path Performance, Allowance for Interference, North American (NA) Path Performance Calculations, Vigants Barnett Multipath Fading (Barnett, 1972; Vigants, 1975) NA, Cross-Polarization Discrimination Degradation Outages NA, Space Diversity: Flat-Fading Improvement NA, Space Diversity: Dispersive-Fading Improvement NA, Dual Frequency Diversity: Flat-Fading Improvement NA, Dual Frequency Diversity: Dispersive-Fading Improvement NA, Quad (Space and Frequency) Diversity NA, Hybrid Diversity NA, Multiline Frequency Diversity NA, Angle Diversity NA, Upfading NA, Shallow Flat Fading NA, International Telecommunication Union Radiocommunication Sector (ITU-R) Path Performance Calculations, Flat Fading ITU-R, Dispersive Fading ITU-R, Cross-Polarization Discrimination Degradation Outages ITU-R, Upfading ITU-R, Shallow Flat Fading ITU-R, Space Diversity Improvement ITU-R, Dual-Frequency Diversity Improvement ITU-R, Quad (Space and Frequency) Diversity ITU-R, Angle Diversity Improvement ITU-R, Other Diversity Improvements ITU-R, Rain Fading and Obstruction Fading (NA and ITU-R), Comparing the North American and the ITU-R Flat-Fading Estimates, Vigants Barnett Flat-Fading Estimation for Bell Labs Path, ITU-R Flat-Fading Estimation for Bell Labs Path, Diffraction and Vegetation Attenuation, Fog Attenuation, Air Attenuation, A Appendix, 631 References, 649 A Microwave Formulas and Tables 653 A.1 General, 653 Table A.1 General, 653 Table A.2 Scientific and Engineering Notation, 654 Table A.3 Emission Designator, 655 Table A.4 Typical Commercial Parabolic Antenna Gain (dbi), 656 Table A.5 Typical Rectangular Waveguide, 656 Table A.6 Typical Rectangular Waveguide Data, 657 Table A.7 Typical Copper Corrugated Elliptical Waveguide Loss, 657 Table A.8 Typical Copper Circular Waveguide Loss, 658 Table A.9 Rectangular Waveguide Attenuation Factors, 659 Table A.10 CommScope Elliptical Waveguide Attenuation Factors, 659 Table A.11 RFS Elliptical Waveguide Attenuation Factors, 660

14 xii Table A.12 Elliptical Waveguide Cutoff Frequencies, 660 Table A.13 Circular Waveguide Cutoff Frequencies, 661 Table A.14 Typical Coaxial Microwave Connectors, 663 Table A.15 Coaxial Cable Velocity Factors, 664 Table A Ohm Coaxial Cable Attenuation Factors, 664 Table A.17 Frequency Bands, General Users, 665 Table A.18 Frequency Bands, Fixed Point to Point Operators, 665 Table A.19 Frequency Bands, Radar, Space and Satellite Operators, 666 Table A.20 Frequency Bands, Electronic Warfare Operators, 666 Table A.21 Frequency Bands, Great Britain Operators, 666 Table A.22 Signal-to-Noise Ratio for Demodulator 10 6 BER, 667 A.2 Radio Transmission, 668 A.2.1 Unit Conversions, 668 A.2.2 Free Space Propagation Absolute Delay, 669 A.2.3 Waveguide Propagation Absolute Delay, 669 A.2.4 Coaxial Cable Propagation Absolute Delay, 669 A.2.5 Free Space Propagation Wavelength, 669 A.2.6 Dielectric Medium Propagation Wavelength, 669 A.2.7 Free Space Loss (db), 670 A.2.8 Effective Radiated Power (ERP) and Effective Isotropic Radiated Power (EIRP), 670 A.2.9 Voltage Reflection Coefficient, 670 A.2.10 Voltage Standing Wave Ratio Maximum, 670 A.2.11 Voltage Standing Wave Ratio Minimum, 670 A.2.12 Voltage Standing Wave Ratio, 670 A.2.13 Power Reflection Coefficient, 671 A.2.14 Reflection Loss, 671 A.2.15 Return Loss, 671 A.2.16 Q (Quality) Factor (Figure of Merit for Resonant Circuits or Cavities), 671 A.2.17 Q (Quality) Factor (Figure of Merit for Optical Receivers), 672 A.2.18 Typical Long-Term Interference Objectives, 672 A.2.19 Frequency Planning Carrier-to-Interference Ratio (C/I), 672 A.2.20 Noise Figure, Noise Factor, Noise Temperature, and Front End Noise, 672 A.2.21 Shannon s Formula for Theoretical Limit to Transmission Channel Capacity, 674 A.3 Antennas (Far Field), 675 A.3.1 General Microwave Aperture Antenna (Far Field) Gain (dbi), 675 A.3.2 General Microwave Antenna (Far Field) Relative Gain (dbi), 675 A.3.3 Parabolic (Circular) Microwave Antenna (Far Field) Gain (dbi), 675 A.3.4 Parabolic (Circular) Microwave Antenna Illumination Efficiency, 676 A.3.5 Panel (Square) Microwave Antenna (Far Field) Gain (dbi), 676 A.3.6 Panel (Square) Microwave Antenna Illumination Efficiency, 676 A.3.7 Angle Between Incoming and Outgoing Radio Signal Paths, C, for a Passive Reflector, 677 A.3.8 Signal Polarization Rotation Through a Passive Reflector, φ, 678 A.3.9 Signal Effects of Polarization Rotation, 678 A.3.10 Passive Reflector (Far Field) Two-Way (Reception and Retransmission) Gain (dbi), 678 A.3.11 Rectangular Passive Reflector 3-dB Beamwidth (Degrees, in Horizontal Plane), 678 A.3.12 Elliptical Passive Reflector 3-dB Beamwidth (Degrees), 679 A.3.13 Circular Parabolic Antenna 3-dB Beamwidth (Degrees), 679 A.3.14 Passive Reflector Far Field Radiation Pattern Envelopes, 680 A.3.15 Inner Radius for the Antenna Far-Field Region, 681

15 xiii A.4 Near-Field Power Density, 682 A.4.1 Circular Antennas, 682 A.4.2 Square Antennas, 682 A.5 Antennas (Close Coupled), 683 A.5.1 Coupling Loss L NF (db) Between Two Antennas in the Near Field, 683 A.5.2 Coupling Loss L NF (db) Between Identical Antennas, 683 A.5.3 Coupling Loss L NF (db) Between Different-Sized Circular Antennas, 684 A.5.4 Coupling Loss L NF (db) Between Different-Sized Square Antennas (Both Antennas Aligned), 684 A.5.5 Coupling Loss L NF (db) for Antenna and Square Reflector in the Near Field, 685 A.5.6 Coupling Loss L NF (db) for Circular Antenna and Square Reflector, 685 A.5.7 Coupling Loss L NF (db) for Square Antenna and Square Reflector (Both Aligned), 686 A.5.8 Two Back-to-Back Square Reflectors Combined Gain, 687 A.6 Path Geometry, 687 A.6.1 Horizons (Normal Refractivity over Spherical Earth), 687 A.6.2 Earth Curvature (Height Adjustment Used on Path Profiles), 688 A.6.3 Reflection Point, 688 A.6.4 Fresnel Zone Radius (Perpendicular to the Radio Path), 690 A.6.5 Fresnel Zone Projected onto the Earth s Surface, 690 A.6.6 Reflection Path Additional Distance, 691 A.6.7 Reflection Path Additional Delay, 691 A.6.8 Reflection Path Relative Amplitude, 691 A.6.9 Antenna Launch Angle, 691 A.6.10 Antenna Height Difference, 692 A.6.11 K Factor (From Launch Angles), 692 A.6.12 Refractive Index and K Factor (From Atmospheric Values), 693 A.7 Obstruction Loss, 693 A.7.1 Knife-Edge Obstruction Loss, 693 A.7.2 Rounded-Edge Obstruction Path Loss, 694 A.7.3 Smooth-Earth Obstruction Loss, 695 A.7.4 Infinite Flat Reflective Plane Obstruction Loss, 695 A.7.5 Reflection (Earth Roughness Scattering) Coefficient, 695 A.7.6 Divergence Coefficient from Earth, 696 A.7.7 Divergence Factor for a Cylinder, 697 A.7.8 Divergence Factor for a Sphere, 697 A.7.9 Signal Reflected from Flat Earth, 697 A.7.10 Ducting, 697 A.8 Mapping, 698 A.8.1 Path Length and Bearing, 698 A.9 Towers, 700 A.9.1 Three-Point Guyed Towers, 700 A.9.2 Three-Leg Self-Supporting Tower, 701 A.9.3 Four-Leg Self-Supporting Tower, 701 A.10 Interpolation, 702 A.10.1 Two-Dimensional Interpolation, 702 A.10.2 Three-Dimensional Interpolation, 705 B Personnel and Equipment Safety Considerations 709 B.1 General Safety Guidelines, 709 B.2 Equipment Protection, 711 B.3 Equipment Considerations, 712 B.4 Personnel Protective Equipment, 713

DIGITAL MICROWAVE COMMUNICATION. Engineering Point-to-Point. Microwave Systems GEORGE KIZER IEEE IEEE PRESS. Wiley

DIGITAL MICROWAVE COMMUNICATION Engineering Point-to-Point Microwave Systems GEORGE KIZER IEEE IEEE PRESS Wiley CONTENTS Preface Acknowledgments About the Author xv xvii xix 1 A Brief History of Microwave