TRUST AND WEALTH MANAGEMENT CONFERENCE

Transcription

1 TRUST AND WEALTH MANAGEMENT CONFERENCE NOVEMBER 3 & 4, 2016 TBA BARRETT TRAINING CENTER, NASHVILLE

2 TRUST COMMITTEE Chairman: Derrick Jones, Wealth Management Services Managing Director, Truxton Trust, Nashville Chairman-elect: Scott Lindsey, Senior Vice President/Trust Advisor, Pinnacle Bank, Nashville Vice Chairman: Jamie Nicholson, Senior Vice President, JONES Truxton Trust, Nashville Immediate Past Chair: Brandon Brewer, CTFA, Vice President/ Trust Officer, First Citizens National Bank, Dyersburg EASTERN DIVISION Mike Bevins, Executive Vice President, Citizens National Bank, Athens David Long, Vice President/Trust Officer, First Tennessee Bank, N.A., Knoxville Stacy Roettger, Senior Vice President, The Trust Company, Knoxville MIDDLE DIVISION Joseph Presley, President/CEO, Cumberland Trust and Investment Company, Nashville Derek Church, Chief Fiduciary Officer, Pendleton Square Trust Company, LLC, Nashville Charlotte Csabi, Senior Vice President/Trust Officer, Pinnacle Bank, Murfreesboro Keith Keisling, Vice President/Trust Officer, Equitable Trust Company, Nashville Rob Lineberger, Senior Fiduciary Officer, Diversified Trust, Nashville Chuck McDonald, JD, LLM, CFP, Senior Trust Executive, First Farmers and Merchants Bank, Columbia WESTERN DIVISION Harold Fletcher, Attorney, Memphis Emily Walker, Trust Officer, Commercial Bank & Trust Co, Paris Frank Davis, Senior Vice President/Trust Manager, First Tennessee Bank, N.A., Memphis

3 SCHEDULE THURSDAY, NOVEMBER 3 Noon 12:55 p.m. REGISTRATION 12:55 p.m. WELCOME Chairman Derrick Jones, Wealth Management Services Managing Director, Truxton Trust, Nashville, TN 1:00 p.m. LEAD WITHOUT SPEAKING THE IMPORTANCE OF NONVERBAL COMMUNICATION Erick Rheam, Speaker and Author, Clear Creek, IN This session by Rheam will explore the importance of nonverbal communication, and how to read and interpret body language. 2:00 p.m. FEDERAL LEGISLATIVE AND REGULATORY UPDATE Timothy Keehan, Senior Counsel, American Bankers Association, Washington, DC The federal financial agencies continue to implement major regulatory initiatives that impact the bank trust and wealth management business. Keehan will explain recent federal legislative and regulatory developments. After an analysis of the regulatory policy landscape, there will be an overview of the most significant developments in this area, and insight for both advocacy and compliance. 3:00 p.m. BREAK Sponsored by Broadridge Financial Solutions, Inc., New York, NY 3:15 p.m. AND NOW FOR SOMETHING COMPLETELY DIFFERENT: RECENT LEGAL DEVELOPMENTS CHANGE THE LANDSCAPE FOR TRUST PLANNING AND ADMINISTRATION Eddy Smith, Attorney, Holbrook Peterson Smith PLLC, Knoxville, TN The trust and estate world has changed dramatically in the last 15 years. This session will summarize developments in trust and estate law that have altered estate planning incentives, various strategies that are attractive in the current environment, and issues for fiduciaries in administering estates and trusts.

4 4:15 p.m. INFORMATION SECURITY/CYBERSECURITY Special Agent Scott Augenbaum, Cyber Crime Supervisor, Federal Bureau of Investigation-Memphis Division, Nashville, TN; and Michael Sheridan, Executive Vice President, Operations, Quovant, Nashville, TN, and Chief Operating Officer, Sopris Capital Holdings,New York, NY As more people come online, the risks associated with data breaches and cybercrime will remain a top issue for all financial institutions. Cyber risk, data security, and privacy concerns are no longer solely the function of the IT department or outsourced suppliers. In this session, Augenbaum and Sheridan provide the latest from a law enforcement and legal perspective on what is expected of banks by customers, regulators, third party suppliers, and others in the increasingly important and high profile field of cyber risk, data security, and privacy. 5:30 p.m. RECEPTION Sponsored by Nashville Capital Corporation, Nashville, TN 6:00 p.m. DINNER/ ENTERTAINMENT FRIDAY, NOVEMBER 4 7:30 BREAKFAST 8:30 a.m. Breakfast sponsored by BNY Mellon/Dreyfus Investment Management, Nashville, TN; coffee sponsored by Voya Investment Management, New York, NY 8:30 a.m. FROM THE COMMISSIONER S DESK Greg Gonzales, Commissioner, Tennessee Department of Financial Institutions 9:00 a.m. SPOTTING AND APPLYING STRATEGIES TO COUNTER ELDER FINANCIAL EXPLOITATION Raymond M. Lynch, Senior Company Counsel, Wells Fargo Bank, N.A., Boston, MA The CFPB identified benchmarks in its Advisory for Financial Institutions on Preventing and Responding to Elder Financial Exploitation to help financial institutions assess and strengthen their current practices for preventing, detecting, and responding to the financial exploitation of older people. What are some practices a financial institution should follow with respect to an elder s account (or proposed transaction) after it files an elder financial abuse report? Under what circumstances and conditions should a financial institution restrict an elder s bank account or reject a transaction if it suspects elder financial abuse? Can a financial institution reject a power of attorney if it believes the attorney-in-fact is acting improperly under a validly executed

5 power of attorney? Lynch will discuss lessons learned from his experiences and discuss strategies that financial institutions can adopt when dealing with suspected elder financial abuse transactions. In addition, he will discuss legislation that has been adopted and proposed in other states which pertain to strategies to deal with financial elder abuse. 10:00 a.m. BREAK Sponsored by ProxyTrust, Islandia, NY 10:10 a.m. ELECTION OF TRUST COMMITTEE CHAIRMAN 10:15 a.m. ESTATE PLANNING ESSENTIALS FOR PRIVATE BANKERS Rob Hazard, Attorney, Gullett Sanford Robinson & Martin, Nashville, TN Hazard will speak on key topics and tools in estate planning and administration. He will address trends and changes in tax and trust laws that are reshaping the industry, including Tennessee community property trusts, irrevocable trust modifications, decanting and post mortem will modifications. He will also discuss the tax and nontax challenges facing clients in today s environment and the techniques and planning opportunities that are key to implementing a successful estate plan. 11:15 a.m. ECONOMIC UPDATE Keith B. Hembre, CFA, Managing Director and Chief Investment Strategist, Nuveen Asset Management, Chicago, IL 12:15 p.m. ADJOURN Keith is a member of the American Bankers Association s Economic Advisory Committee and an active commentator on economic issues. He is regularly quoted in major business publications, including The Wall Street Journal, BusinessWeek, CNN Money, Investor s Business Daily, and Reuters. THANK YOU TO OUR SPONSORS BNY Mellon/Dreyfus Investment Management, Nashville, TN, Breakfast Broadridge Financial Solutions, Inc., New York, NY, Coffee Break Crews & Associates, Inc., Little Rock, AR, Speaker Erick Rheam High Cotton, Birmingham, AL, General Sponsor MainStreet Advisors, Chicago, IL, General Sponsor Nashville Capital Corporation, Nashville, TN, Reception Sponsor ProxyTrust, Islandia, NY, Coffee Break SEI, Oaks, PA, General Sponsor Voya Investment Management, New York, NY, Breakfast Coffee Wright Investors Service, Inc., Greenwich, CT, General Sponsor

6 HOTEL INFORMATION The Springhill Suites, 250 Athens Way, Nashville, is holding a block of rooms on a first-come, first-served basis at a special group rate of $145 single/double per night. The deadline for making hotel reservations is October 5, 2016; however, rooms may sell out before the cutoff date. When the allotted block is sold, room rates will return to standard prices on a space-available basis. To make reservations, contact the hotel directly at and ask for the Tennessee Bankers Association block of rooms to receive the special group rate, or visit In addition to the Springhill Suites room block, TBA has a coporate rate with Hampton Inn & Suites Elliston Place (2330 Elliston Place) based on availability. Call CONFERENCE FEES TBA Members / Associate Members Member Spouses/ Guests Nonmembers Nonmember Spouses/Guests Early Registration $345 $90 $690 $180 Early registration deadline is October 21. Registration $375 $120 $750 $240 Day-of-Program $425 $175 $850 $350 Fee includes instruction; instructional materials; reception, dinner, and entertainment on Thursday evening; breakfast on Friday; and refreshment breaks on both days. No written confirmation of seminar registration will be sent from the TBA. Participation in TBA programs is limited to members, associate members, and nonmembers from an eligible membership category at applicable member or nonmember rates. GENERAL INFORMATION Please visit TNBankers.org/education/events for information on attire, special needs, cancellation policy, inclement weather policy, continuing education credit information, photo policy, and antitrust policy. CONTINUING EDUCATION CREDIT Attendees qualify for 9 hours of Continuing Professional Education (CPE) credit in the area of Specialized Knowledge. In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour. For more information regarding administrative policies or complaints, please contact our offices at 615/ Tennessee Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: The Trust and Wealth Management Conference is approved for 7 General Continuing Legal Education (CLE) credits and 6 Certified Financial Planner (CFP) credits. The Trust and Wealth Management Conference has been approved for 7.5 CTFA credits. CTFA credits should be distributed as follows: 3.75 FID, 2.5 FP, 1.25 INV. This statement should not be viewed as an endorsement of this program or its sponsor. ICB Members must report these credits at FOR MORE INFORMATION CONTACT Penny Powlas Executive Assistant, Administration / Legal ppowlas@tnbankers.org or Fax:

7 2016 TRUST & WEALTH MANAGEMENT CONFERENCE NOVEMBER 3 & 4 TBA BARRETT TRAINING CENTER, NASHVILLE Please print or type. List name and badge nickname for each attendant. Check space if registrant is a spouse. Must be included for delegates. For educational tracking only. LAST 4 DIGITS ONLY: Name: Nickname Spouse SS# Name: Nickname Spouse SS# Name: Nickname Spouse SS# Name: Nickname Spouse SS# Company Contact Address City State Zip Phone TBA Members / Associate Members Member Spouses/Guests Nonmembers Nonmember Spouses /Guests Early Registration $345 $90 $690 $180 Early registration deadline is October 21. Registration $375 $120 $750 $240 At-the-door $425 $175 $850 $350 4 WAYS TO REGISTER! 1. Register online at 2. Scan this form and it to ppowlas@tnbankers.org 3. Mail this form to the address below 4. Fax this form to TOTAL $ Method of payment: VISA MasterCard Check CK# Make checks payable to Card # Exp Date Tennessee Bankers Association Name as appears on card (please print) Card billing address City State Zip Phone Signature of cardholder RETURN COMPLETED FORM & PAYMENT TO: Tennessee Bankers Association ATTN: Penny Powlas 211 Athens Way, Ste 100 Nashville, TN Phone: or Fax:

8 211 Athens Way, Ste 100 Nashville, TN Visit TNBankers.org to find our latest education listings