Multi-Band OFDM: Achieving High Speed Wireless Communications. Dr. Anuj Batra Member Group Technical Staff DSP Solutions R&D Center Texas Instruments

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1 Multi- OFDM: Achieving High Speed Wireless Communications Dr. Anuj Batra Member Group Technical Staff DSP Solutions R&D Center Texas Instruments August 22, 2004 Acknowledgements We would like to thank the authors of Texas Instruments UWB proposal: Time-Frequency Interleaved (TFI) OFDM proposal. TFI-OFDM proposal served as the foundation of the MB-OFDM proposal. Authors: Jaiganesh Balakrishnan Anand Dabak Ranjit Gharpurey Paul Fontaine Jerry Lin Simon Lee 2 In addition, we would especially like to thank Nathan Belk for all his efforts and advice concerning design issues for the UWB radio.

2 Outline Motivation for Ultra-wideband Systems. Challenges for Designing Ultra-wideband Systems: Overlay of UWB spectrum with licensed and unlicensed bands. Operating bandwidth for initial devices. Worldwide compliance. Overview of Multi-band OFDM: Transmitter and receiver architectures. Systems parameters and system details. plan and frequency synthesis. Link budget and system performance. Complexity. Conclusions. 3 Exploiting Shannon s Theorem Shannon s Theorem: C = W log 2 ( + S/N) 4 High S/N: C W log 2 (S/N) IEEE 802.a 54 Mbps mode needs ~26 db of SNR. Channels are fixed to 20 bandwidth. To achieve higher data rates (= 00 Mbps) with a single antenna, need to increase constellation size (need larger SNR) or use advanced coding (complexity). Low S/N: C W (S/N) Because of the constraints imposed by FCC, UWB systems operates at relatively low SNRs (0 4 db). One way to achieve high data rates (= 00 Mbps) in the low SNR regime is to increase bandwidth. Hence, the interest at looking at systems that use =

3 Promise of UWB Data rates: Scalable data rates from 55 Mb/s to 480 Mb/s. 0 Mb/s at 0 meters in realistic multi-path environments. 200 Mb/s at greater than 4 meters in realistic multi-path environments. 480 Mb/s at 2 meters in realistic multi-path environments. Low cost solutions. Low power PHY solutions: TX 30 mw RX 60 mw. Integrated CMOS solution Single chip solutions. Small form factors. 5 Coexistence with current and future devices. Challenges for Design of UWB Systems On Feb. 4, 2002, FCC issued a Report and Order for UWB devices: FCC amended the Part 5 rules to allow operation of devices incorporating UWB technology. Unprecedented allocation of spectrum. Indoor and handheld devices must operate in the frequency band GHz. U N I I Maximum average TX power is below unintentional radiation limit of 4.25 dbm/. Challenges: coexistence with previous allocated users! Example: UWB spectrum cuts across the U-NII band (IEEE 802.a). 6 3

4 What Operating width to Use? Given that we have 7.5 GHz to use, what should the operating bandwidth be? Look at: Received Power = TX Power Path Loss, as a function of upper frequency. Assume that the TX signal occupies the BW from f L to f U. Assume that f L is fixed at 3. GHz. Vary upper frequency f U between GHz. Assume that the transmit spectrum is flat over entire bandwidth. TX power = 4.25 dbm + 0log0(f U f L ). IEEE a has specified a free-space propagation model: 4πf gd PL ( d) = 20log0 c (db) 7 f g is the Geometric mean of lower/upper frequencies (0-dB points) d is the UWB transmitter-receiver separation distance (assume d = 0 m) c is the speed of light Small Gains From Increasing Upper Frequency Let s look at the problem from a link budget perspective: RX Power Gain N F Increase Result f u = 7.5 GHz db -.0 db +.0 db f u = 0.6 GHz +3.0 db -2.0 db +.0 db Note: using frequencies > 4.8 GHz increases the overall link margin by at most.0 db with the current RF technology, but at the cost of higher complexity and power consumption. Conclusion: only minimal gains can be realized in the link budget by using frequencies above 4.8 GHz. 8 Note: using larger operating BW is useful for multiple access. 4

5 Worldwide Compliance UWB regulations are ONLY set in the United States. Europe, Japan, Korea are currently in the process of allocating UWB spectrum. In these countries, UWB proponents may have to negotiate with current spectrum holders in order to obtain appropriate power levels for UWB transmissions. Example: Japanese administration has suggested the need for protecting radio astronomy bands. It is important that UWB devices are designed with the ability to arbitrarily shape the spectrum. Example: 9 Overview of Multi-band OFDM 0 5

6 Authors and Supporters of Multi-band OFDM Overview of Multi-band OFDM Basic idea: divide the spectrum into bands that are 528 wide. Interleave OFDM symbols across all bands to exploit frequency diversity and provide robustness against multi-path and interference. Transmitter and receiver process smaller bandwidth signals (528 ). Prefix provides robustness against multi-path even in the worst case channel environments. Insert a guard interval between OFDM symbols in order to allow sufficient time to switch between channels. 368 Guar d I nt er val f or TX/ RX Swit ching Time 3696 Cyclic Pr ef ix f r eq () t ime 6

7 The Benefits of OFDM OFDM was invented almost 50 years ago. OFDM is a mature technology Currently used in several products available today: ADSL, 802.a/g, 802.6, European Digital TV, Digital Audio Broadcast OFDM is also being considered in the following technologies: 4G, 802.n, 802.6a/e, High spectral efficiency Excellent robustness against multi-path 3 Robustness against narrowband interferers Plan Group the 528 bands into 5 distinct groups. Group # Group #2 Group #3 Group #4 Group #5 # #2 #3 #4 #5 #6 #7 #8 #9 #0 # #2 #3 # Group #: Intended for st generation devices ( GHz). Group #2 #5: Reserved for future use f Because of path loss, the range that is supported by each Group will be different, i.e., R max, > R max,2 > R max,3 > R max,4 > R max,5 4 Range differential turns out to be an advantage! Can use range differential to help address multiple access. Example: for applications, such as DVD to HDTV, use Group # or #2. Example: for applications, such as DSC to laptop, use Group #3 or #4. 7

8 Frequency Synthesis () Center frequencies for the sub-bands: # #2 #3 f = = 3432 f 2 = = 3960 f 3 = = f Example: Frequency synthesis circuit for Group #: 4224 / 8 / Select 264 Sampling Clock PLL SSB SSB Desired Center Frequency Frequency Synthesis (2) Circuit-level simulation of frequency synthesis: Switching Time = ~2 ns Nominal switching time = ~2 ns. 6 Need to use a slightly larger switching time to allow for process and temperature variations. 8

9 Multi-band OFDM Transmitter Architecture Block Diagram: Architecture is similar to that of a conventional and proven OFDM system. 7 Major Differences: Time-Frequency kernel specifies the frequency for next OFDM symbol. Constellation size is limited to QPSK (limits size of IFFT/FFT, DAC/ADC). For rates less than 80 Mb/s, we force the input to the IFFT to be conjugate symmetric. Need to only implement the I portion of TX analog chain. As a result, only half the analog die size of a full I/Q transmitter is needed. Zero-padded prefix limits power back-off at the transmitter. Multi-band OFDM Receiver Architecture Block diagram: cos(2πf c t) AGC Pre-Select Filter LNA I Q LPF LPF VGA VGA ADC ADC Synchronization Remove CP FFT FEQ Remove Pilots Descrambler De- Interleaver Viterbi Decoder Output Data Time-Frequency Kernel sin(2πf c t) Carrier Phase and Time Tracking Architecture is similar to that of a conventional and proven OFDM system. Can leverage existing OFDM solutions for the development of the Multi-band OFDM physical layer. 8 9

10 Multi-band OFDM System Parameters System parameters for mandatory and optional data rates: Info. Data Rate 55 Mbps 80 Mbps 0 Mbps 60 Mbps 200 Mbps 320 Mbps 400 Mbps 480 Mbps Modulation/Constellation OFDM QPSK OFDM QPSK OFDM QPSK OFDM QPSK OFDM QPSK OFDM QPSK OFDM QPSK OFDM QPSK FFT Size Coding Rate (K=7) R = /32 R = /2 R = /32 R = /2 R = 5/8 R = /2 R = 5/8 R = 3/4 Frequency-domain Spreading Yes Yes No No No No No No Time-domain Spreading Yes Yes Yes Yes Yes No No No Data Tones Zero-padded Prefix Guard Interval 9.5 ns 9.5 ns 9.5 ns 9.5 ns 9.5 ns 9.5 ns 9.5 ns 9.5 ns Symbol Length 32.5 ns 32.5 ns 32.5 ns 32.5 ns 32.5 ns 32.5 ns 32.5 ns 32.5 ns Channel Bit Rate 640 Mbps 640 Mbps 640 Mbps 640 Mbps 640 Mbps 640 Mbps 640 Mbps 640 Mbps Multi-path Tolerance 9 * Mandatory information data rate, ** Optional information data rate Convolutional Encoder Assume a mother convolutional code of R = /3, K = 7. Having a single mother code simplifies the decoder implementation. Generator polynomial: g 0 = [33 8 ], g = [65 8 ], g 2 = [7 8 ]. Out put Dat a A I nput Dat a D D D D D D Out put Dat a B Out put Dat a C Higher rate codes are achieved by optimally puncturing the mother code. Code rates supported via puncturing are: /32, /2, 5/8, 3/

11 Bit Interleaver Bit interleaving is performed across the bits within an OFDM symbol and across six OFDM symbols. Exploits frequency diversity. Randomizes any interference interference looks nearly white. Latency is less than 2 µs. Bit interleaving is performed in three stages: Initially, (6/T SF )N CBPS coded bits are grouped together. First stage: the coded bits are interleaved using N CBPS (6/T SF ) block symbol interleaver. Second stage: the output bits from st stage are interleaved using (N CBPS /0) 0 block tone interleaver. The end results is that the data is spread across 6 on-air OFDM symbols; spanning three different frequency bands. If there are less than (6/T SF )N CBPS coded bits, the data is padded out to align with the interleaver boundary. 2 Bit Interleaver Ex: Second stage (symbol interleaver) for a data rate of 0 Mbps (T SF = 2). Read I n Read Out N CBPS 3 x x 2... x 600 x x 4... x 598 x 2 x 5... x 599 x 3 x 6... x Coded bit s = 6 on-air OFDM symbols 600 Coded bit s = 6 on-air OFDM symbols Ex: Third stage (tone interleaver) for a data rate of 0 Mbps. Read I n Read Out N CBPS /0 0 y y 2... y 600 y y 2... y 8 y 2 y y y 20 y y 200 y 20 y y 38 y 202 y y 382 y 220 y y 400 y 40 y y 58 y 402 y y 582 y 420 y y Coded bit s = 6 on-air OFDM symbols 600 Coded bit s = 6 on-air OFDM symbols

12 Zero-Padded Prefix () In conventional OFDM system, a cyclic prefix is added to provide multi-path protection. Cyclic prefix introduces structure into the transmitted waveform structure in the transmitted waveform produces ripples in the PSD. In an peak PSD-limited system, any ripples in the transmitted waveform will results in back-off at the transmitter (reduction in range). Ripple in the transmitted spectrum can be eliminated by using a zero-padded prefix. 23 Zero-padded prefix eliminates redundancy in the transmitted waveform. Results in almost no ripple in PSD. Provides the same multi-path protection if a cyclic prefix were present. Using a zero-padded (ZP) prefix instead of a cyclic prefix is a well-known and well-analyzed technique. Zero-Padded Prefix (2) A Zero-Padded Multi-band OFDM has the same multi-path robustness as a system that uses a cyclic prefix ( of protection). The receiver architecture for a zero-padded multi-band OFDM system requires ONLY a minor modification (less than < 200 gates). 24 Added flexibility to implementer: multi-path robustness can be dynamically controlled at the receiver, from.9 ns up to. 2

13 Multi-band OFDM: PLCP Frame Format PLCP frame format: Rates supported: 55, 80, 0, 60, 200, 320, 400, 480 Mb/s. Support for 55, 0, and 200 Mb/s is mandatory. Preamble + Header = 3.25 ms. Burst preamble + Header = ms. Header is sent at an information data rate of 55 Mb/s. 25 Maximum frame payload supported is 4095 bytes. PLCP Preamble () Multi-band OFDM preamble is composed of 3 sections: Packet sync sequence: used for packet detection. Frame sync sequence: used for boundary detection. Channel estimation sequence: used for channel estimation. Packet and frame sync sequences are constructed from the same hierarchical sequence. Correlators for hierarchical sequences can be implemented efficiently: Low gate count. Extremely low power consumption. 26 Sequences are designed to be the most robust portion of the packet. 3

14 PLCP Preamble (2) In the multiple overlapping piconet case, it is desirable to use different hierarchical preambles for each of the piconets. Basic idea: define 4 hierarchical preambles, with low cross-correlation values. Preambles are generated by spreading a length 6 sequence by a length 8 sequence. Preamble Pattern Sequence A Preamble Pattern - - Sequence B - - Sequence A (length 6) Spreader Sequence C (length 28) Sequence B (length 8) 27 Multiple Access () width expansion refers to using a signaling bandwidth that is much larger than the information data rate. width expansion can be achieved using any of the following techniques or combination of techniques: Typical methods: Spreading, Coding, Time-Frequency Coding Ex: MB-OFDM obtains its BW expansion (= W/R) by using all three techniques. Information Data Rate R Coding Spreading Time-Frequency Interleaving Effective width W 28 4

15 Multiple Access (2) Time-Frequency (TF) Codes: Channel Number Preamble Pattern Mode DEV: 3-band Length 6 TFC Time-Frequency Codes were designed such that (on average) only /3 of the symbols would collide. Since the transmitted information is spread over 6 OFDM symbols, the FEC code can compensate for the collisions. Even if the TF codes were designed to be perfectly orthogonal, multi-path and asynchronicity between piconets would destroy the orthogonality: Similar phenomena occurs with spreading sequences in CDMA systems. 29 Conclusion: Can never have perfect isolation between piconets. Multiple Access (3) Example: 30 Performance is governed by SIR = (P sig /P int ) (W/R). In realistic multi-path, real-world conditions: BW expansion is all that matters. Systems with same BW expansion have similar multiple piconet capability. 5

16 Link Budget and Receiver Sensitivity Assumption: 3-band Device, AWGN, and 0 dbi gain at TX/RX antennas. Parameter Value Value Value Information Data Rate 0 Mb/s 200 Mb/s 480 Mb/s Average TX Power -0.3 dbm -0.3 dbm -0.3 dbm Total Path Loss 64.2 db (@ 0 meters) 56.2 db (@ 4 meters) 50.2 db (@ 2 meters) Average RX Power dbm dbm dbm Noise Power Per Bit dbm -9.0 dbm dbm CMOS RX Noise Figure 6.6 db 6.6 db 6.6 db Total Noise Power dbm dbm dbm Required Eb/N0 4.0 db 4.7 db 4.9 db Implementation Loss 2.5 db 2.5 db 3.0 db Link Margin 6.0 db 0.7 db 2.2 db 3 RX Sensitivity Level dbm dbm db System Performance (3-band) The distance at which the Multi-band OFDM system can achieve a PER of 8% for a 90% link success probability is tabulated below: Range * AWGN LOS: 0 4 m CM NLOS: 0 4 m CM2 NLOS: 4 0 m CM3 RMS Delay Spread: 25 ns CM4 0 Mbps 20.5 m.4 m 0.7 m.5 m 0.9 m 200 Mbps 4. m 6.9 m 6.3 m 6.8 m 4.7 m 480 Mbps 8.9 m 2.9 m 2.6 m N/A N/A * Includes losses due to front -end filtering, clipping at the DAC, ADC degradation, multi-path degradation, channel estimation, carrier tracking, packet acquisition, etc. 32 6

17 Signal Robustness/Coexistence Assumption: Received signal is 6 db above sensitivity. Values listed below are the required distance or power level needed to obtain a PER 8% for a 024 byte packet at 0 Mb/s and operating in Group #. Interferer IEEE 2.4 GHz IEEE 5.3 GHz Modulated interferer Tone interferer Value d int 0.2 meter d int 0.2 meter SIR -9.0 db SIR -7.9 db Coexistence with IEEE 802.b and Bluetooth is relatively straightforward because they are out-of-band. Multi-band OFDM is also coexistence friendly with both GSM and WCDMA. MB-OFDM has the ability to tightly control OOB emissions. 33 PHY-SAP Throughput Assumptions: MPDU (MAC frame body + FCS) length is 024 bytes. SIFS = 0 µs. MIFS = 2 µs. Number of frames 0 Mb/s 200 Mb/s 480 Mb/s Mode : 83.2 Mb/s Mode : 26.8 Mb/s Mode : 94.9 Mb/s 5 Mode : 97.8 Mb/s Mode : 50.5 Mb/s Mode : Mb/s Assumptions: MPDU (MAC frame body + FCS) length is 4024 bytes. Number of frames 0 Mb/s 200 Mb/s 480 Mb/s Mode : 0.3 Mb/s Mode : 74.4 Mb/s Mode : Mb/s 5 Mode : 04.6 Mb/s Mode : 84.6 Mb/s Mode : Mb/s 34 7

18 PHY Complexity Unit manufacturing cost (selected information): Process: CMOS 90 nm technology node in CMOS 90 nm production will be available from all major SC foundries by early Die size for the PHY (RF+basbeband) operating in Group #: Process Complete Analog* 90 nm 3.0 mm 2 30 nm 3.3 mm 2 * Analog Component ar ea. Complete Digital.9 mm mm 2 Active CMOS power consumption for the PHY (RF+baseband) operating in Group # : Process TX (55 Mb/s) TX (0, 200 Mb/s) RX (55 Mb/s) RX (0 Mb/s) RX (200 Mb/s) 90 nm 85 mw 28 mw 47 mw 55 mw 69 mw 30 nm 04 mw 56 mw 92 mw 205 mw 227 mw 35 Comparison of OFDM Technologies Qualitative comparison between Multi-band OFDM and IEEE 802.a OFDM: Criteria PA Power Consumption ADC Power Consumption FFT Complexity ViterbiDecoder Complexity Select Filter Power Consumption Select Filter Area ADC Precision Digital Precision Phase Noise Requirements Sensitivity to Frequency/Timing Errors Design of Radio Power / Mbps Multi-band OFDM Strong Advantage 3 Multi-band OFDM Slight Advantage Neutral 802.a Slight Advantage a Strong Advantage 36. Assumes a 256-point FFT f or I EEE 802.a device. 2. Assumes a 28-point FFT f or I EEE 802.a device. 3. Even t hough t he Mult i-band OFDM ADC r uns f ast er t han t he I EEE 802.a ADC, t he bit pr ecision r equir ement s ar e signif icant ly smaller, t her ef or e t he Mult i-ofdm ADC will consume much less power. 8

19 Conclusions () Inherent robustness to multi-path in all expected environments. Excellent robustness to U-NII and other generic narrowband interference. Ability to comply with worldwide regulations: Channels and tones can be turned on/off dynamically to comply with changing regulations. Can arbitrarily shape spectrum because the tones resolution is ~4. Example: Radio-astronomy bands in Japan. Only need to zero out a few tones in order to protect these services Channel # - Typical OFDM wavef or m f Channel # - Wavef or m wit h J apanese r adioast r onomical bands pr ot ect ed. f Conclusions (2) Enhanced coexistence with current and future services: Channels and tones can be turned on/off dynamically to coexist with other devices. Scalability: More channels can be added as RF technology improves and as capacity requirements increase. Multi-band OFDM is digital heavy. Digital section complexity and power scales with improvements in technology node (Moore s Law). MB-OFDM offers the best trade-off between the various system parameters. PHY solution are expected to be ready for integration in

20 Backup Slides 39 Multiple Access Total effective bandwidth (TEB) is given as: For multi- carrier systems (# of bands) (3 - dbbw) TEB = symbolduration (# of bands) (# of data tones) width Expansion Factor (BEF) is defined as follows: Total effective bandwidth BEF = = Data rate For single- carrier systems ( 9 for TFI- OFDM) Interference suppression capability is directly related to the BEF. In terms of supporting multiple uncoordinated piconets, all that matters is a systems ability to suppress interference. Systems that have the same BEF have similar multiple piconet capability

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