Electron scattering distribution in InP at 50 kv
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1 Electron scattering distribution in InP at 50 kv D. M. Tennant, G. E. Doran, R. E. Howard, and J. S. Denker AT&TBell Laboratories, Holmdel, New Jersey (Received 27 May 1987; accepted 19 August 1987) High-resolution patterning ofinp is gaining importance for electronic and photonic applications such as distributed feedback lasers and high-speed transistors. Electron-beam lithography is the highest resolution and most flexible technology for these applications. Unfortunately, backscattered electron effects become an imposing limitation when both coarse and fine pattern features are combined or fill factor variations are encountered in a single writing level. These effects are substantially larger in InP than in Si, and it is necessary to better understand the electron scattering consequences to properly correct for proximity exposure. We have used point exposures in polymethylmethacrylate resist to make the first determination of the electron energy distributions on InP at 50 key. These results are more directly useful for proximity corrections than the earlier data from line exposures on InP. We also report the first experimental estimates of the backscatter exposure coefficient 1], which is about twice that observed on Si. Optimum exposure conditions for various pattern requirements are also discussed. I. INTRODUCTION Current interest in lnp and related compound semiconductors for photonic applications has driven minimum feature size in these materials below 0.25 fim. 1,2 The high index of refraction and need for first-order phase sensitive devices has made patterning in these materials demanding for even advanced lithography systems. Direct write electron-beam (ebeam) lithography (EBL) is a flexible high-resolution patterning method for making such devices. Electron scattering effects in both the substrate and resist in conventional EBL systems can make implementation difficult. Because of the high-average atomic number, these effects are expected to be much larger on InP than on Si, Exposures at higher accelerating voltages have been demonstrated to generally improve e-beam lithography results by lowering forward scattering 3 in thick resist layers and diffusing the exposure due to backscattered electrons. 4 The current generation of commercially available EBL systems, however, are typically limited to 50kV. Exposure latitude in direct writing is limited predominantly by proximity exposure from backscattered electrons in cases where the pattern is comprised of both large and fine features, or when large fill factor variations occur in a single writing level. To properly correct for these proximity exposure effects, it is necessary to better understand the electronscattering process. Two parameters often used to characterize the severity of proximity exposure effects in a material are /3, the range of back scattered electrons, and 17 e' the ratio of energy deposited in the resist by the backscattered electrons to that deposited by the incident beam and forward scattered electrons. WhileTJe and,8 are useful parameters for estimating proximity exposure effects, accurate proximity correction for arbitrary patterns requires detailed knowledge of the exposure response due to a point exposure. 5 The exposure distribution used for proximity correction is usually modeled as the sum of two Gaussians 6 : a narrow Gaussian, which represents a finite beamwidth convolved with any low-angle scattering (forward scattering), and a broad Gaussian distribution from back scattered electrons. Although Monte Carlo simulations often show significant departures from these assumptions, 7 the two-gaussian model is adequate for some materials and is usually chosen for convenience because Gaussians convolve into Gaussians. It will be shown that the distribution of energy deposited in resist on InP is not represented wen by a simple sum ofgaussians and the full point response function must be used to compensate exposures properly. Previous measurements of exposure distributions in InP were made using line exposures. 8 Since the backscatter distribution at large distances was found to be Gaussian, fj could be obtained directly. The point response function over the important distance scale of 0.1 to 1.0 fim is more complex and is not easily obtained by deconvolving the results of a line exposure. A more general approach is to measure point exposure distributions under the desired exposure conditions. 5 The point exposure method accounts for all beam spreading effects and yields values for /3 and 17 e in a straightforward manner. Once the point exposure distribution function is determined, the exposure dose E(r) at any location can be determined by convolving the pattern information DCr) with the point distribution function! (r) and integrating, i.e., E(r) =N f D(rj)!(r-r,)dA, (1) where N is a conversion factor relating electron dose to energy deposited in the resist material. To demonstrate the severity of the proximity effect in InP, a series of test patterns were exposed in polymethylmethacrylate (PMMA). The pattern chosen was a large square, 13.5 fim on a side, containing three zones which can be seen most prominently in Fig. 1 (f). There is a small inner square region surrounded by an unexposed square ring, which, in turn, is surrounded by the large outer square region. The unexposed ring has a linewidth of 0.25 fim and an inside dimension of 1 fim. An AuPd film 200 A thick was evaporated at normal incidence and lifted off. Figure 1 Ca) shows the 426 J. Vac. Sci. Techno!. B 6 (1), Jan/Feb American Vacuum Society '1....
2 427 Tennant et 81.: Electron scattering distribution in InP at 50 kv 427 FIG. I ,um square c<jntaining an unexposed square ring (linewidth 0.25,urn and inside dimension I,um) written at doses of (a) 180; (b) 198; (e) 219; (d) 243; (e) 267; (f) 297, and (g) 330 pc/em2, in InP at 50kV. lowest dose 180 ftc/cm 2 This dose was insufficient to anow either proper liftoff of the large outer square or clearing of the resist adjacent to the unexposed ring. In Fig. 1 (b), the inner square area has cleared and lifted off due to the increased dose in that region. The residual resist has been reduced enough to produce a clean liftoff in the inner area, but the outer square has not lifted off out to the edges because the dose is still too low. As the dose is increased, a greater portion of the square achieves liftoff. The highest dose exposure shown in Fig. 1 (g) is the minimum necessary to get the corners to lift off cleanly. At this dose, however, note that the proximity exposure has caused the resist in the central square ring to partially develop. This results in edge slopes of the developed resist which are no longer vertical enough to allow liftoff in that region. This is a qualitative indication that the exposure from the backscattered electrons is substantial. To quantify these effects in InP at 50 kv both dots and finite-sized patterns were exposed. The dot results are used to determine the point exposure distribution, then fit to a functional form from which the scattering parameters are deduced. II. SAMPLE PREPARATION AND EXPOSURE All exposures were made on a substrate of (100) InP, semi-insulating (Fe doped), using a high contrast resist, PMMA. The prewashed PMMA (molecular weight ),9 dissolved in chlorobenzene, was spun to a thickness of 1100 A, and baked at 160 C for 4 h. Thin layers were used to minimize forward scattering in the resist. Similar prewashed PMMA, baked well above the glass transition temperature, has been measured to have contrast as high as This is sufficiently high to remove the uncertainties due to developer effects. All patterns were written at 50 kv using a JEOL JBX-5D II e-beam lithography system, with nominal beam diameter of 10 to 20 nm. After developing in 3:7 ceuosolve to methanol, a 200 A film of AuPd was thermally evaporated and lifted off. The pattern remaining represented the area exposed by the primary beam and all backscattering processes. The samples were then analyzed by scanning electron microscope (SEM). Calibration of SEM magnification was done using feature spacings which were written using a laser interferometer calibrated stage. These results were also compared with a National Bureau of Standards magnification standard for verification. m. DISCUSSION AND RESULTS A. Clearing dose for inp at 50 kv To gain some practical information about exposures in InP, a series ofisolated square patterns, with squares ranging in size from 0.25 to 16 f-lm on a side, were exposed in dose increments of 10% from 250 to 700 pc/em. 2 The individual squares were then examined to determine the minimum dose necessary for clean liftoff. The results are plotted in Fig. 2. At very small figure sizes, where proximity effect exposure is negligible, there is a maximum dose to clear of about 550 }ic/cm2. As the feature size increases beyond half-micron, the "self-induced" proximity exposure due to finite backscatter contribution from other sections of the square be- ~ SOC '" 0 lj 300 AuPd liftoff InP 50 kv Feature Size FIG. 2. Minimum dose needed for clean liftoff of square patterns of varying size. J. Vac. Sci. Technol. e, Vol. 6, No.1, Jan/Feb 1988
3 428 Tennant et sl.: Electron scattering distribution in InP at 50 kv comes important. This results in a lower incident dose necessary for clearing. This contribution increases as the feature size approaches the backscatter range parameter. The trend continues until the square is about 8 pm on a side or larger. At this size scale the proximity exposure at the center of the square is a maximum and it no longer continues to increase as the size of the square gets larger. Although a detailed measurement of the backscatter range will follow, this simple plot can be used to estimate a value for f3 by taking onehalf of the side dimension (;:::; radius) at which the dose first reaches a minimum; for these data, the backscatter range is ~4pm. o o " 10 -p , Overlay: lines and dots InP 50 kv... DolO dots... DolO lines 428 B. Point exposure distribution To determine the functional form of the point exposure distribution, a large number of dots were exposed over a rangeofdosesfromd mid to times D mill, where D min is the minimum dose needed for liftoff. The increasing width of the AuPd dots reveals the actual exposure distribution due to the point input. Figure 3 shows micrographs of a set of typical dots with increasing dose and radii. Previous workers using measurements from line exposures obtained with a larger beam diameter 8 (;:::; 0.1 pm) have modeled the distribution funciion as two Gaussians plus an exponential. The exponential was added to explain the departure of the experimental distribution from the two Gaussian model. Since the line distribution function is a convolution of point functions, the point distribution would be expected to have a different form. The point function is needed to calculate exposure corrections to more complex shapes. To verify that the dot exposure does not give the same 1O.5'+-_~_-. ---_,.--..;:::::!l...._--_-_i o Range (UM) FIG. 4. Comparison of the exposure distribution from line and dot exposures in InP at 50 kv. (Both curves are normalized to minimum dose needed for liftoff. ) functional form as the line exposures, lines were exposed at the same input doses as the dots. Figure 4 compares the data from the line and dot exposures. Both sets of data were normalized in this plot to the minimum dose needed for liftoff. The semilog plot comparison confirms that the lines exhibit a different functional form. The point distribution data are replotted in Fig. 5. Since there is no a priori functional form to be expected from theory, a convenient fit for interpolating the data was sought. A number of fitting functions were tested to find a form that would best describe the data in all ranges. The fit to the sum of two Gaussians plus an exponential was found to be seriously deficient, especially in the intermediate range. A broader search for a good phenomenological fit to the data in this intermediate range was made. The function (C/r)e- (rlr)l!2 seems a suitable fit. The singularity atx = 0 is integrable and disappears when convolved with the pattern distribution. The width parameter for this intennediate function is about 0.08 pm. This value seems to better repre- InP 60 kv ~ Q A::-;- LOll (l' ='" 8.0e-3 B ~ 1.84e-6 fj...,., 3.13 C - 1.7ge~4 '"1 = ' DO Hange (pm) FIG. 3. Some typical liftoff dots, written at doses of (a) 0.05; (b) 0.15; (c) 0.21, and (d) O. 33 nc inlnp at 50 kv. The data used to determine the point distribution function are the radii of the dot exposures. FIG. 5. Normalized point exposure distribution data (dots), with the "best" fit (solid line). (Data are normalized to cause the intercept of the fit to equal I.) J. Vac. Sci. Technol. e, Vol. 6, No.1, Jan/Feb 1988
4 429 Tennant et al.: Electron scattering distribution in II'!P at 50 kv 429 sent the physical length scale for the broadening process observed in the data rather than the I-f m value previously reported for InP and GaAs at 50 ky. 5,8 The values of the parameters for this best fit are tabulated in Fig. 5. Further, the examination of the data for the smallest r values reveals that this region is fit more closely by an exponential with width parameter of about 8 nm, than by the usual Gaussian. Since this involves a convolution of the spot shape, electron backscattering, and resist resolution (::::; 10 nm) there is no particular reason to expect a Gaussian form. The backscatter portion of the data, however, is well fit to a Gaussian with a width of 3.7 JLm and is in good agreement with both GaAs at 50 ky,5 and the value obtained for line exposures on InP at 50 ky.8 This also agrees with Monte Carlo calculations for PMMA on Cu. 7 It therefore appears that the average atomic number <Z) is importam, even though Coulomb scattering is nonlinear in Z. Co Determination of 1'Ie Even though the data do not confonn to the two-gaussian model 17 e the ratio of the energy deposited in the resist by long-range backscatter to that deposited by the primary beam and the short-range processes is still a useful parameter for estimating the exposure latitude. A value for 17" can be calculated by taking the ratio of the integrated exposure due to the forward process (Aj) to that due to the backscattered electrons (A bs )' If the total integral is normalized to one, then Abs = (1 - Af) and 17. = AbJAj = (l-af)ia f (2) In order to obtain the integrated dose from the distribution, the domain of the data was expanded by extrapolation from the Gaussian fit to the backscatter region. Since a leastsquares fit of the data to the Gaussian form was very good in this region, it was judged that using the fit to expand the data from 6 up to 10 J-lm generated no significant error in the integrated dose. A cubic spline fit to the expanded data was then integrated, i.e., A tot = S r 21Trf(r) dr. A plot of the integrated data as a function of r is shown in Fig. 6, normalizing the area to one. Contributions to the ~ I-'~- ~ ~~ -c- ~-".-,- ~ INTEGRATED DOSE I"P 60 kv ~il // 1l. 0 // E' // //'.s ~ r/::"~~~ ~'-'- ~--- --~il n.~ g ~ ~ ~ ~"_"~~ _~ "_"'_""~ ~ A~f_1 o :'> B.O FIG. 6. Normalized integrated exposure plotted as a function of radial distance (upper plot), and with the backscattcred Gaussian subtracted away (lower plot). integrated dose at values of r beyond 10;.tm were judged negligible. Next the fitted broad backscatter Gaussian was subtracted from the spline fit to the data, integrated. and plotted as the lower curve in Fig. 6. It represents the integrated exposure from all sources except the diffuse backscatter exposure. For these data the value of 17, obtained from the ratio in Eq. (2) is It is also noted from this figure that the intermediate or so~ called "tail" region accounts for about 10% of the total area under the point distribution function. The consequences of this tail portion of the distribu tion would be most observable when very high-density, sub-o.2-,um linewidth patterns are needed. The resulting behavior would mimic a somewhat higher value of 17 e Using an analysis similar to Eq. (2) above, 17. can also be obtained from the analytical form fit to the data in Fig. 6, i.e., 17e = J Be -,.o1f:!' da IT [A e ria + (C Ir)e - y (rl )'12]dA. (3) Applying the parameters obtained from the analytical form fit to Eg. (3), the value obtained for 11 e by this method is 1.4. To independently confirm these analytically obtained values for 1Jc the resist was used to measure the integrated exposure under actual writing conditions. First, a pattern consisting of large squares (20 f m on a side), each with a small square ring missing near the center, was exposed over a wide range of doses. (This is similar to the pattern mentioned in the Introduction. ) Then the corresponding negative pattern, consisting of only the isolated square rings of the same dimension, was also exposed over a wide dose range. The dimensions of these figures were chosen such that the net area of the square ring would be small compared with 1T/3 2 S0 that the self-induced proximity effect would be slight. Likewise, the amount of missing area in the large square would be insignificant, so that the exposure in that region would be solely due to proximity exposure. Linewidth dimensions of 0.25 ;.tm were chosen for the square ring so that the beam diameter was small compared to this width. This was necessary to avoid having overlapping primary beam diameters encroaching from two sides of the ring as the dose was increased. A comparison of the doses at which each of these complimentary patterns clear, allows an estimate for 17. Figure 7(A) shows the small ring exposure at varying doses. It was judged that the resist had completely cleared at 600,uC/cm2. In Fig. 7(B), scattering from the large square exposure causes complete development of the unexposed square ring. The complete elimination of the central resist region was judged to occur between Figs. 7 (A d) and 7 (A e), corresponding to a dose of 475 /-lei cm 2 The ratio of these two values approximates 17e and is found to be equal to 1.26, A small correction can be made for the finite area missing in the integrated dose from the large square. The observed dose at which dearing occurs is slightly higher than for a vanishing small geometry. Similarly, for the small iso~ lated square rings, the finite size actually contributes some proximity effects, thus the value observed is lower than ideal. Estimates for these effects yield a corrected value for 17" of 1.34 (± 7%). J. Vac. Sci. Techno!. e, Vol. 6, No.1, Jan/Feb 1988
5 430 Tennant et 81.: Electron scattering distribution in InP at 50 kv 430 (A) (8) FIG. 7. (Al Isolated small square rings at doses of (al 400; (b) 450; (el 500; (d) 550; (e) 600, and (f) 650 pc/em'. (Bl Showing at the same magnification the central unexposed square ring inside the 20-pm squares at doses of (al 350; (b) 375; (cl 400; (d) 450, and (e) 500 pc/em' in InP at 50 kv. IV. CONCLUSION The InP point exposure distribution at 50 kv has been shown to deviate from the two-gaussian plus exponential fit when a fine beam is used and dot exposures are made. Alternative functions have been suggested which phenomenologically better represent the data. The parameter 'Yfe has been obtained by several different methods and was found to be - 1.4: The latitude in ring exposures yields a value of about 1.3; the integrated spline fit to the dot data gives a value of 1.56; and the integration of the analytical values from functional fit gives a value of 1.4. The width parameter for backscattered electrons, (3, in InP at 50 kv is about 3.7!-lm, in good agreement with values reported for both GaAs at 50 k V and line exposures in InP at 50 kv. The full point response function contains more information than 'Yf and must be used to fully understand proximity effects in arbitrary dense patterns. Detailed examination of the data suggests that the J. Vac. Sci. Technol. 8, Vol. 6, No.1, Jan/Feb 1988
6 431 Tennant et al.: Electron scattering distribution in InP at 50 kv 431 beam shape convolved with the exposure process in PMMA is better represented by an exponential than by a Gaussian for beam diameters near 10 nm. The distribution also reveals an intermediate region, perhaps due to a tail in the electron beam or a less understood exposure process. Although the physical origin of this broadening process is not known, it appears to have a characteristic length scale of about 0.08 Itm. The total integrated exposure from this portion of the distribution is estimated at about 10% of the total exposure dose. ACKNOWLEDGMENTS We wish to acknowledge useful discussions with S. Mackie and S. Rishton. lr. C. Alferness, G. H. Joyner, M. D. Devino, M. J. R. Mart yak, and L. L. Buhl, Appl. Phys. Lett. 49, 125 (1986). 2B, I. Miller, U. Koren, Y. K. Su, and R. J. Capik, App!. Phys. Lett. (to be published). 3G. A. C. Jones, S. Blythe, and H. Ahmed, J. Vac. Sci. Techno!. B 5,120 (1987). 4R. E. Howard, H. G. Craighead, L. D. Jackel, P. M. Mankiewich, and M. Feldman, J. Vac. Sci. Techno!. B 1,1101 (1983). 5S. A. Rishton and D. P. Kern, J. Vac. Sci. Techno!. B 5,135 (1987). "T. H. P. Chang, J. Vac. Sci. Technol. 12, 1271 (1975). 7M. Parikh and D. F. Kyser, J. AppJ. Phys. 50, 1104 (1979). 'e. Dix, P. G. Flavin, P. Hendy, and M. E. Jones, J. Vac. Sci. Techno!. B 3, 131 (1985). 9K TI Chemicals Inc., Sunnyvale, CA. l<'h. W. Deckman and J. H. Dunsmuir, J. Vac. Sci. TechnoL B (1983). J. Vac. Sci. Technol. B, Vol. 6, No.1, Jan/Feb 1988
Copyright 2000 by the Society of Photo-Optical Instrumentation Engineers.
Copyright 2000 by the Society of Photo-Optical Instrumentation Engineers. This paper was published in the proceedings of the 20 th Annual BACUS Symposium on Photomask Technology SPIE Vol. 4186, pp. 503-507.
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