Sunday, May 18, Monday, May 19, 2014

Transcription

1 Sunday, May 18, 2014 Sunday, May 18, :00-1:00 p.m. CIA Exam Prep Registration 1:00-6:00 p.m. CIA Exam Preparation Course: Part CPE (25 minute total break, time not shown), 4:00-8:00 p.m. 7:00 a.m. - 5:00 p.m. Conference Registration 7:00-8:30 a.m. Networking Breakfast 8:30-9:45 a.m. Opening Comments Welcome Registration 9:45-10:15 a.m. Networking Break GS-1: Internal Audit 2014 on the Track and What the Finish Line Looks Like in 2020 John W. Wszelaki, CIA, CRMA, Senior Vice Chairman, A North American Board of Directors, Director of Audit, Dept. of Alcoholic Beverage Control, Commonwealth of Virginia Outside Theory AB Outside Theory AB Specialized Knowledge and Applications

2 10:15-11:30 a.m. CS 1-1 CS 1-2 CS 1-3 CS 1-4 CS 1-5 COBIT 5: The Intersection of Business Needs, IT Services, and Assurance Financial Planning and Analysis Enterprise Risk Management: Focusing on the Right Risks The Affordable Care Act - Implications for Internal Auditors CIA Exam Preparation Course: Part 3 Mark Thomas Escoute LLC Stephen W. Minder, CIA Chief Executive Officer and Managing Director YCN Group, LLC Michael Sargent Director, Risk Management Services CliftonLarsonAllen C. Keith Powell Actuary Keith Powell & Associates Michael G. Vieceli Wealth Manager Harbour Financial Resources, Inc. Management Advisory Services Specialized Knowledge & Applications Cosmopolitan Ballroom CD Regency Ballroom EF Cosmopolitan Ballroom A Discovery AB Theory AB 11:30 a.m.- 12:45 p.m. Lunch 12:45-2:00 p.m. CS 2-1 CS 2-2 CS 2-3 CS 2-4 CS 2-5 Against ISO 27001/2 Anti-Bribery Compliance Ethics for Internal Auditors ICD-10: Go-Live Risk Management CIA Exam Preparation Course: Part 3 Ronald W. Pelletier Partner Pondurance LLC Kathleen St. Louis, J.D. Vice, Finance, General Auditor James M. Reinhard, CIA Audit Director Simon Property Group, Inc. Courtney Hartnagel Consultant Eli Lilly and Company David Ross Senior Healthcare Consultant/Program Manager RGP Healthcare Behavioral Ethics Management Advisory Services Discovery AB Cosmopolitan Ballroom CD Cosmopolitan Ballroom A Regency Ballroom EF Theory AB

3 2:00-2:30 p.m. Networking Break 2:30-3:45 p.m. CS 3-1 CS 3-2 CS 3-3 CS 3-4 CS 3-5 Implications of the Cyber Security Executive Order / Cyber Security Data Analytics: Great Resources to Get You Started The Business Risk of Fraud Acquiring a Water and Wastewater Utility: Flushing out the Risks CIA Exam Preparation Course: Part 3 Legislation Bari Faudree Director, Cyber Risk Services Deloitte & Touche LLP Steve Biskie Managing Director High Water Advisors Inc. Trak Patel Director, Client Service - Risk Assurance Leader RGP Kristine D. Kuhn Director of Internal Audit and Enterprise Risk Management Citizens Energy Group I I Computer Science Management Advisory Services Finance Regency Ballroom EF Cosmopolitan Ballroom A Cosmopolitan Ballroom CD Discovery AB Theory AB 3:45-4:00 p.m. Session Change 4:00-5:15 p.m. CS 4-1 CS 4-2 CS 4-3 CS 4-4 CS 4-5 Cloud Governance & Security Risks - SaaS How an Effective HR Audit Mitigates Risk and Avoids Unnecessary Employment Litigation Costs Code of Conduct: Leading Practices Financial Institutions Regulatory Update CIA Exam Preparation Course: Part 3 Jason D. Claycomb Principal INARMA LLC Scott James Preston Shareholder Jackson Lewis P.C. Mark Sifferlen Vice, Ethics & Compliance; Corporate Secretary Cummns Inc. Dennis M. Hild Director, Regulatory Affairs Specialized Knowledge and Applciations Behavioral Ethics Specialized Knowledge and Applications Cosmopolitan Ballroom A Cosmopolitan Ballroom CD Regency Ballroom EF Discovery AB Theory AB

4 5:15-7:00 p.m. Networking Reception 7:00 a.m. - 5:00 p.m. Conference Registration 7:00-8:30 a.m. Networking Breakfast 8:30-9:45 a.m. Opening Comments GS-2: Assessing Your Data Analytics Maturity Steve Biskie,Managing Director, High Water Advisors Inc. 9:45-10:15 a.m. Networking Break I 10:15-11:30 a.m. CS 5-1 CS 5-2 CS 5-3 CS 5-4 CS 5-5 Bring Your Own Device: Risk Management and Audit Considerations for a BYOC Enabled Environment Data Analytics: Making the Move to Continuous Anti-Bribery Regulatory Update Lean Six Sigma for Internal Audit CIA Exam Preparation Course: Part 2 Internal Audit Practice John Maynor Director Nick Reva Manager, IT Risk & Security Assurance PricewaterhouseCoopers LLP Steve Biskie Managing Director High Water Advisors, Inc. Anthony A. DiMambro, CIA Senior Manager - Advisory Services Deloitte & Touche LLP Vito Giovingo Senior Manager Deloitte Financial Advisory Services LLP Teresa Snedigar, CIA, CCSA Director, Internal Audit Indiana Public Health System Manuel Mendez Director, Office of Audit and Performance City of Indianapolis Specialized Knowledge and Applications Regency Ballroom EF Cosmopolitan Ballroom A Discovery AB Cosmopolitan Ballroom CD Theory AB

5 11:30 a.m. - 12:45 p.m. Lunch 12:45-2:00 p.m. CS 6-1 CS 6-2 CS 6-3 CS 6-4 CS 6-5 Cloud Computing and Identifying Bring Your Own Cloud (BYOC) Risks Meeting the Challenge of Third Party Risk Management Can You See Fraud? The Role of in the Public Sector CIA Exam Preparation Course: Part 2 Internal Audit Practice Jared Hamilton Senior Manager, Technology Risk Matthew R. Bowser, CIA Senior Manager Brenda Buetow Senior Manager, Risk Compliance Nicholas DiMola Principal Quality Plus & Assoc Management Advisory Services (Governmental) Regency Ballroom EF Cosmopolitan Ballroom CD Cosmopolitan Ballroom A Discovery AB Theory AB 2:00-2:30 p.m. Networking Break 2:30-3:45 p.m. CS 7-1 CS 7-2 CS 7-3 CS 7-4 CS 7-5 Cloud Governance & Security Risks - IaaS/PaaS Accounts Payable: Beyond the Basics ERM: Moving Up the Maturity Model IT Audits for Non-IT Auditors CIA Exam Preparation Course: Part 2 Internal Audit Practice Jason D. Claycomb Principal INARMA LLC Brent Warner, CIA, CRMA Manager, Specialized Advisory Services CliftonLarsonAllen LLP William C. Murphy, CIA Staff Information Systems Auditor State Farm Insurance Management Advisory Services Discovery AB Regency Ballroom EF Cosmopolitan Ballroom CD Cosmopolitan Ballroom A Theory AB 3:45-4:00 p.m. Session Change

6 4:00-5:15 p.m. CS 8-1 CS 8-2 CS 8-3 CS 8-4 CS 8-5 Effective IT Governance: Business and Monitoring of Capital Prescriptions for Fraud Investigation Assessing the Risk of Supply Chain: CIA Exam Preparation Course: Part 2 Criticality Driven Controls Projects Nightmares What You Don't Know Can Kill You Internal Audit Practice James Yang Director, Business Resiliency Joshua W Murer, CIA, CRMA Director, Global IT Audit and Process Services Cummins Inc Clint Hangebrauck, CIA, CRMA Director of Quality Control and Risk Management NCAA Thomas E. Hein, CIA Lead Auditor Eli Lilly & Co. John H. Straub, CIA Straub Accounting, LLC Scott Blankenship, CIA, CRMA Director, Internal Audit H. D. Smith Wholesale Drug Company Business Management & Organization Specialized Knowledge and Applications Regency Ballroom EF Cosmopolitan Ballroom CD Cosmopolitan Ballroom A Discovery AB Theory AB 7:00-11:30 a.m. Conference Registration 7:00-8:30 a.m. Networking Breakfast 8:30-9:45 a.m. Opening Comments GS-3: Using the Updated COSO Framework to Reduce Costs and Increase Effectiveness Larry E. Rittenberg, PhD., CIA, Professor Emeritus, University of Wisconsin 9:45-10:15 a.m. Networking Break

7 10:15-11:55 a.m. Closing Remarks GS-4: CAE Panel Discussion 2 CPE MODERATOR: Larry E. Rittenberg, PhD., CIA, Professor Emeritus, University of Wisconsin PANELISTS: Harold Silverman, CIA, CRMA, Vice, Internal Audit, The Wendy's Co. Brian D. Thelen, General Auditor & Chief Risk Officer, General Motors Corp. Tracy Sokol, CIA, CRMA, Vice, Internal Audit, State Farm 12:00-1:00 p.m. CAE Roundtable Check-In 1:00-3:45 p.m. CAE Roundtable (pre-registration required) MODERATOR: 2.5 CPE Richard Walke, CIA, CRMA, Vice of Internal Audit and Compliance, FORUM Credit Union (15 minute break time not shown) Business Management & Organization Outside Network 1:00-6:00 p.m. CIA Exam Prep Course: Part 1 Internal Audit Basics Specialized Knowledge and Applications Network 5.5 CPE,, (25 minute total break time not shown),, Theory AB