Sunday, Sept. 17. Monday, Sept. 18
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1 4:00 6:00 p.m. 7:00 a.m. 5:00 p.m. 7:00 8:30 a.m. 8:30 9:45 a.m. Conference Registration & Customer Relations Conference Registration & Customer Relations Continental Breakfast and Networking Opening General Session Regulatory Panel Session Kevin Ryan, CIA, CFSA Chief Risk Review Officer & General Auditor Key Bank Sunday, Sept. 17 Grand Registration Desk Grand Registration Desk Panelist: Lara Lylozian Assistant Chief Accountant Federal Reserve Board Rae-Ann Miller Associate Director, Risk Management Policy Division of Risk Management Supervision, FDIC Molly Scherf Deputy Comptroller for Large Banks Office of the Comptroller of the Currency 9:45 10:00 a.m. Peggy Twohig Assistant Director, Office of Supervision Policy Consumer Financial Protection Bureau
2 10:00 11:00 a.m. General Session 1 Effective Communication With Stakeholders: Perspectives From the C-Suite Moderator Mark Carawan, Ph.D., CA Chief Compliance Officer Citigroup Barbara Desoer Chief Executive Officer of Citibank N.A. Citibank Mary McNiff Chief Audit Executive Citigroup 11:00 11:15 a.m. James Turley Board Member Citigroup Session Change Professional Improvement/Advancement Professional Development Page 2 of 7 9/17/2017
3 11:15 a.m. 12:15 p.m. CS 1-1 CS 1-2 CS 1-3 Agile : Sprinting to Change Reimagining Internal Audit in a Digital World Maximizing the Role of Internal Audit: Managing Cosourcing/Outsourcing Relationships at Smaller Financial Institutions Seven Habits of Highly Effective Internal Audit Functions Scot Goodman, CISA, CRISC Senior Vice President, Deputy Chief Auditor Capital One Jim Tietjen, CIA, CBA, CFSA Executive Vice President, Chief Auditor Capital One Faizal Chaudhury CPA, CGMA Vice President, Internal Audit Sallie Mae Bank Monica DeBellis Protiviti Vernon Stafford Jr. Chief Audit Executive First Horizon National Corp. Garry Goodall Consultant EY Brian Portman EY Stefanie D'Elia Global Head of Audit Practices Goldman Sachs 12:15 1:15 p.m. 1:15 1:35 p.m. : 1:35 2:35 p.m. Lunch Professional Improvement/Advancement Profesional Development Dessert and Networking in the Exhibit Hall Dan VanSciver, CPA, CGMA Chief Audit Executive Sallie Mae Bank Governance/Risk (Small Bank) Business Management & Organization CS 2-1 CS 2-2 CS 2-3 Strategies for Effective Examination Management Blockchain Is Coming: What CAEs Need to Know About the Building Performance Excellence Impact on Financial Services Steven Jameson, CIA, CCSA, CFSA, CRMA Executive Vice President, Chief Internal Audit & Risk Officer Community Trust Bancorp, Inc. A. Michael Smith, CISA, CISSP, CPA PwC Robert Mainardi, CFSA, CRMA President Mainardi & Company 2:35 2:50 p.m. Session Change (Small Bank) Information Professional Improvement/Advancement Professional Development Page 3 of 7 9/17/2017
4 2:50 3:50 p.m. CS 3-1 Automation: Optimizing Coverage and Approach CS 3-2 Insurance Spotlight: Adding Value in the Midst of Regulatory Change CS 3-3 Sales Practices: Proactive, Data Driven Assessments 3:50 4:05 p.m. 4:05 5:20 p.m. Yeny Hastings Vice President, Audit Supervisor Steven Pollick, CISA Senior Vice President, Audit Director Sameep Sanghrajka Vice President, Senior Audit Consultant General Session 2 Recent Supervisory Developments & Hot s Christopher Allen Arnold & Porter Kaye Scholer LLP Tracy Sokol, CIA, CRMA, CPCU, CLU Vice President, Internal Audit State Farm Insurance Stacey Schabel, CPA Vice President, Head of Internal Audit, Jackson North American Audit Director, Prudential plc R. Karl Erhardt, CPA Executive Vice President and Chief Auditor MetLife, Inc. Michael Cowell, CIA Executive Vice President, Chief Auditor of Internal Audit TIAA Kandace Heck, CPA Executive Vice President, Chief Audit Executive U.S. Bank Chris Paulison, CPA Grant Thornton (Insurance) Governance/Risk Computer Software & Applications 5:30 6:30 p.m. Michael A. Mancusi Arnold & Porter Kaye Scholer LLP Welcome Reception Page 4 of 7 9/17/2017
5 Tuesday, Sept. 19 7:30 a.m. 4:00 p.m. 7:30 8:30 a.m. 8:30 9:45 a.m. Conference Registration & Customer Relations Continental Breakfast and Networking General Session 3 The Cyber Underground Grand Registration Desk 9:45 10:00 a.m. J. Keith Mularski Supervisory Special Agent Cyber Division, FBI Computer Software & Applications Tuesday, Sept :00 11:00 a.m. CS 4-1 Essentials of an Effective Cybersecurity Audit Strategy Brenton Farwell, CISA Senior Vice President, Audit Director Pete Viglucci, CICA, CISA, CRISC Audit Director CS 4-2 Regulatory Outlook for the Insurance Industry Barb Bergmeier, CIA, CFSA, CRMA, CPA, CISA, CRISC, CLU Financial Services Operations - Advisory Senior Manager EY Adam Hamm Managing Director Protiviti CS 4-3 Effective Adoption of Internal Audit Analytics in Financial Services Institutions Michael Schor, CPA, CIA, CISA Deloitte & Touche LLP Thomas Hampton Senior Insurance Regulatory Advisor Dentons Jeffrey Johnston Managing Director Financial Regulatory Affairs National Association of Insurance Commissioners 11:00 11:15 a.m. Session Change (Insurance) Page 5 of 7 9/17/2017
6 Tuesday, Sept :15 a.m 12:15 p.m. CS 5-1 CS 5-2 CS 5-3 QAIP in the Small Audit Department Information Security From Both Physical and Electronic Risk Culture (How to Audit): Panel Presentation Perspectives Bradley Carroll,CIA, QIAL, CFSA, CRMA, CPA, CFF Director, Internal Audit State Bank Financial Corporation Kaveh Rikhtegar, CPA, CA, CIA, CISA Director, Internal Audit Canadian Commercial Corporation Julie Scammahorn, CIA, CRMA Chief Auditor Citibank, N.A. Citibank Tuesday, Sept. 19 Rehana Anait Managing Director, Financial Services PwC Deb Anderson Executive Audit Director Wells Fargo 12:15 1:15 p.m. Lunch Governance/Risk (small bank) Management Services Patrick Simonnet Global Head of Audit - Market Behavior & Conduct Credit Suisse Governance/Risk Page 6 of 7 9/17/2017
7 Tuesday, Sept. 19 1:15 1:35 p.m. 1:35 2:35 p.m. Dessert and Networking in the Exhibit Hall General Session 4 Lessons Learned From Recent Federal Reserve Internal Audit Exams at Large Firms Moderator Kevin Chiu, CPA Accounting Policy Analyst Federal Reserve Board Panelists Ralph Adkins Lead Risk Management Specialist Federal Reserve Bank of Chicago Tuesday, Sept. 19 2:35 2:50 p.m. 2:50 4:05 p.m. Sheila McKinney Senior Supervising Examiner Federal Reserve Bank of New York David Palmer Senior Supervisory Financial Analysist Federal Reserve Board General Session 5 Managing Difficult Discussions Diane A. Ross Founder, Elephant Conversations Ltd. Author of The Elephant in the Office: Super-Simple Strategies for Difficult Conversations at Work Total CPE: 14.4 Improvement/Advancement Professional Development Page 7 of 7 9/17/2017
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