Duff & Phelps New York Alternative Investments Conference TUESDAY, NOVEMBER 13, 2018 PIER SIXTY, CHELSEA PIERS, NEW YORK
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1 New York Alternative Investments Conference TUESDAY, NOVEMBER 13, 2018 PIER SIXTY, CHELSEA PIERS, NEW YORK
2 New York Alternative Investments Conference Agenda 8:30 a.m. Registration and Breakfast 9:00 a.m. Welcome and Opening Remarks Noah Gottdiener Chief Executive Officer and Chairman of the Board, 9:15 a.m. Opening Keynote: Post Mid Term Elections Outlook for the Global Economy Jason Draho Head of Asset Allocation Americas, UBS Global Wealth Management 10:00 a.m. Fireside Chat: The New AICPA PE/VC Valuation Guide Moderator Panelists - AICPA PE/VC Valuation Guide Taskforce Members Yelena Mishkevich Senior Technical Manager, AICPA Timothy Curt Managing Director, Warburg Pincus 10:45 a.m. Coffee and Networking Break 11:00 a.m. Panel Discussion: SEC Enforcement Do Alternative Asset Managers have their Act together? Moderator Panelists Andrew Calamari Partner, Finn Dixon & Herling and Former Director of the New York Regional Office of the U.S. Securities and Exchange Commission Amelia Cottrell Partner, Willkie Farr & Gallagher LLP Gerald Hodgkins Partner, Covington & Burling LLP and Former Associate Director for the U.S. Securities and Exchange Commission s Enforcement Division Bruce Karpati Global Chief Compliance Officer and Counsel, KKR 2
3 New York Alternative Investments Conference 12:00 p.m. CFIUS National Security Reviews Have Changed. Does Your Investment Strategy Need to Change as Well? On August 13, 2018, the jurisdiction of CFIUS expanded to cover a broader array of investments. Learn why this matters to private fund advisers and compliance considerations. Nicole Lamb-Hale 1:00 p.m. Networking Lunch 2:00 p.m. - 3:00 p.m. Workshops A. AICPA PE/VC Valuation Guide Overview, Special Topics, Selected Case Studies: Investments in Debt & Late Stage Equity Ross Hostetter B. Fund Manager Due Diligence Operations, Personnel, Systems, Compliance Where Should the Focus Be? John Ward Mariellen Davies-DeMarco Peter Wilson 3
4 New York Alternative Investments Conference C. The Secondary Market Toolkit Portfolio Management Solutions for Investors and General Partners Dexter Blake Michael D. Belsley Partner, Kirkland & Ellis LLP Michael Bego Managing Partner, Kline Hill Partners Raj Senapati Managing Director, HarbourVest Partners, LLC D. Regulatory Enforcement Actions Case Studies in the News Jennifer Press Chris Lombardy 3:00 p.m. - 4:00 p.m. Workshops A. AICPA PE/VC Valuation Guide Complex Capital Structures; Selected Case Studies: Early Stage/Unicorn Steven Nebb B. LP/GP interactions: Is your Cyber Security House in Order Gregory Michaels Terry Mason Vice President, Kroll 4
5 New York Alternative Investments Conference C. Is Your Compliance House in Order? Will You Be Ready When the SEC Knocks on Your Door? Chris Lombardy D. With the Tax Cuts and Jobs Act of 2017 on the books, what transfer pricing opportunities and risks do funds and portfolio companies face? Stefanie Perrella Beau Sheil Director, Eugene Ferraro Partner, RSG Advisors Mark Leeds Partner, Mayer Brown 4:00 p.m. ICO s, Blockchain, Crypto Currency Roundtable Discussion: Valuation, Governance and Security What are the Questions and are there any Answers? John Ward Stacy Scott 4:45 p.m. Networking Cocktail Reception 6:00 p.m. Conference Conclusion 5
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