MORNING SESSIONS WEST LOUNGE 1 ST FLOOR
|
|
|
- Horace Arnold
- 6 years ago
- Views:
Transcription
1 7:30 AM 7:55 AM REGISTRATION MORNING SESSIONS WEST LOUNGE 1 ST FLOOR 7:55 AM 8:00 AM Welcome Remarks Nicolas Bornozis, President & CEO Capital Link, Inc. Mariana Bush, CFA, Senior Analyst Wells Fargo Advisors 8:00 AM 8:40 AM Where is the Value Today in CEFs? Market Perceptions Vs Fundamentals Discussion on various asset classes; Market dislocation and fundamentals in the CEF; Higher Volatility & Outlook for Covered Calls CEFs; Where to invest today OPENING KEYNOTE ADDRESS Rennie McConnochie, Head of Global Banks Aberdeen Asset Patrick Galley, CFA, Chief Investment Officer & Portfolio Manager RiverNorth Capital LLC Douglas Bond, Executive Vice President, Portfolio Manager Cohen & Steers Robert F. Bush, Jr., Senior Vice President, Director of Closed-End Fund Products Calamos Investments THE CHANGING LANDSCAPE OF FINANCIAL ADVICE 8:40 AM 9:00 AM Jim Ross, Executive Vice President - State Street Global Advisors (SSGA), Global Head of SPDR ETFs. He also serves as Head of US Intermediary Distribution, and is Chairman of SSGA Funds, Inc. (SSGA FM)
2 WEST LOUNGE 1 ST FLOOR JAMES ROOM 2 ND FLOOR 9:00 AM 9:20 AM 9:20 AM 9:40 AM 9:40 AM 10:20 AM A New Dimension in ETF Investing John Hancock ETFs Gold The Original Alternative Revitalizing IPOs & Secondary Market for CEFs Innovations & Market Support Discuss innovation in the CEFs Space; Secondary market support Lukas Smart, Senior Portfolio Manager and Vice President Dimensional Fund Advisors Edward Coyne, Executive Vice President, National Sales - Sprott Asset USA, Inc. Trey Reik, Senior Portfolio Manager - Sprott Asset USA, Inc. Rose F. DiMartino, Partner Willkie Farr & Gallagher LLP Robert F. Bush, Jr., Senior Vice President, Director of Closed-End Fund Products Calamos Investments Douglas Bond, Executive Vice 9:00 AM 9:40 AM 9:40 AM 10:20 AM Uncovering Value in the BDC Industry Trends in Closed- End Fund Leverage Thomas Alonso, CFA, Vice President Investor Relations Prospect Capital Corporation Greg Fayvilevich, Senior Director, Fund & Asset Manager Rating Group Fitch Ratings Andrew Hanson, Morgan Stanley Bill Meyers, Nuveen Investments
3 President, Portfolio Manager Cohen & Steers Stephen Fox, Nuveen Investments Jonathan Isaac, VP, Director of Product Eaton Vance Brian Knudsen, Associate Director, Fund & Asset Manager Rating Group Fitch Ratings 10:20 AM 10:40 AM European Equity Update Christopher Warren, Deutsche Asset 10:20 AM 11:00 AM Advisor Panel Bringing it all Together in Client Portfolios Panel will discuss how advisors are incorporating CEFs and ETFs in their client s portfolio Elias Lanik, Senior Closed- End Fund Analyst BofA Merrill Lynch Global Research Gregg T. Abella, AIF, Co-Principal Investment Partners Asset John Cole Scott, Chief Investment Officer Closed-End Fund Advisors
4 10:40 AM 11:00 AM Ireland - Brilliant and balanced Recovery Keeps Outpacing the Rest Noel O Halloran, Director; Chief Investment Officer Kleinwort Benson Investors Dublin Ltd Jon Maier, Managing Director, Senior Portfolio Manager Merrill Lynch ETF Model Portfolios 11:00 AM 11:30 AM 11:30 AM 11:50 AM Fund Initiatives to Maximize Shareholder Value Product innovation and Shareholder Outcomes; Fund Consolidation; and Managing Discounts Finding Safe, Stable yield in a Lower for Longer world Alex Reiss, Director Stifel WEST LOUNGE 1 ST FLOOR Mike Taggart, Vice President, Director of Closed-End Fund Research Nuveen Investments Renee Baker, Senior Manager, CEF Marketing & Investor Relations Aberdeen Asset Aaron D. Peck, Chief Investment Officer and Chief Financial Officer Monroe Capital Corporation
5 11:50 AM 12:10 PM 12:10 PM 12:50 PM Convertible Securities as an Asset Class How Smart is SmartBeta? F. Barry Nelson, Partner Advent Capital, LLC Michael Jabara, Head of ETF and Closed-End Fund Research Morgan Stanley Smith Barney Arne Noack, Director, Exchange Traded Product Development Deutsche Asset Lukas Smart, Portfolio Manager Dimensional Fund Advisors Matthew Schwab, Managing Director - Goldman Sachs Asset LUNCHEON KEYNOTE ADDRESS 1:00 PM 2:15 PM Outlook for 2015: Adult Swim Only Henry H. McVey, CIO of KKR s Balance Sheet and Head of Global Macro & Asset Allocation KKR 2:15 PM - 2:30 PM CLOSED-END FUNDS, ETFs & ANALYST AWARDS AFTERNOON SESSIONS WEST LOUNGE 1ST FLOOR Selman Akyol, Stifel 2:45 PM 3:25 PM MLPs: Energy Landscape & Beyond Edward Russell, Tortoise Capital Advisors J. Parker Roy, Senior Managing Director, Head of Business Development - Cushing Asset Collin Bell, Managing Director - Goldman Sachs Asset Jay Hatfield, President Infrastructure Capital Advisors; Portfolio Manager - InfraCap
6 3:25 PM 3:45 PM 3:45 PM 4:05 PM 4:05 PM 4:35 PM 4:35 PM 5:15 PM Enhanced Risk Adjusted Returns Using Optionsbased Strategies High-Yield Securities in Today s Market Environment BDCs Financing America s Growth ETF Industry Roundtable Richard Rosenthal, Director, Business Development FTSE Russell Indexes - CBOE Paul McGinn, Vice President First Trust Advisors Rich Kendrick, Co-Head of Equity Capital Markets and Senior Stifel Doug Yones, Head of Exchange Traded Products NYSE David B. Mazza, Managing Director/Head of ETF & Mutual Fund Research State Street Global Advisors Abby Woodham, ETF Strategist Deutsche Asset Kristine Delano, NextShares Solutions LLC David Sharp, ETF Product Manager Vanguard 5:20 PM 6:30 PM COCKTAIL RECEPTION
2014 FOCUS RESEARCH ANNUAL CONFERENCE
2014 FOCUS RESEARCH ANNUAL CONFERENCE October 8 9, 2014 Hosted by Asset Management 50 South La Salle Street 6th Floor Chicago WEDNESDAY, OCTOBER 8th 7:30 am 8:00 am Breakfast 8:00 am 8:15 am Welcome and
Join us for many exciting events coming up at The City Club...
Page 1 of 5 March 31st, 2014 Join us for many exciting events coming up at The City Club... April 9th, Elizabeth Allen, Federal Express, Company Update April 16th, Joe Miskel, F-Squared April 23rd, Joe
CFA Society Cleveland Mock Exam
Page 1 of 6 April 17, 2014 Join us for many exciting events coming up at The City Club... April 23rd, Joe Becker, Invesco Powershares, Fixed Income Market Strategy April 30th, Robert Doll, Nuveen Asset
KENNETH E. BENTSEN, JR. President and CEO SIFMA
TUESDAY, NOVEMBER 10 7:00 AM 5:00 PM REGISTRATION HOURS Event Lobby 7:00 AM 8:15 AM BREAKFAST The Ritz-Carlton Ballroom Foyer HOSTED BY McGraw Hill Financial 7:30 AM 7:45 AM WELCOME The Ritz-Carlton Ballroom,
Duff & Phelps New York Alternative Investments Conference TUESDAY, NOVEMBER 13, 2018 PIER SIXTY, CHELSEA PIERS, NEW YORK
New York Alternative Investments Conference TUESDAY, NOVEMBER 13, 2018 PIER SIXTY, CHELSEA PIERS, NEW YORK New York Alternative Investments Conference Agenda 8:30 a.m. Registration and Breakfast 9:00 a.m.
Supplement to Form ADV Part 2 Form ADV Part 2B
Item 1- Cover Page Supplement to Form ADV Part 2 Form ADV Part 2B (for each of the Supervised Persons Listed in Item 2 below) Lazard Wealth Management LLC 30 Rockefeller Plaza New York, New York 10112
1:00 pm - 8:00 pm Check In & Registration South Loggia. 5:00 pm - 6:30 pm Cocktail Reception Mediterranean Ballroom
1 WEDNESDAY, SEPTEMBER 21, 2016 1:00 pm - 8:00 pm Check In & Registration South Loggia 2:00 pm - 4:00 pm PRE CONFERENCE WORKSHOP Ponce 3 The 2016 Political Landscape & Navigating the Challenge of Volatile
LATIN AMERICA INVESTMENT CONFERENCE
2017. All rights reserved. LATIN AMERICA INVESTMENT CONFERENCE 1 2 March 2018 Belmond Copacabana Palace Rio de Janeiro, Brazil HOSTED WITH CFA SOCIETY BRAZIL SPONSORSHIP OPPORTUNITIES EVENT OVERVIEW The
WEDNESDAY, JULY 17, :00 pm - 8:00 pm Check In & Registration. 3:00 pm 4:30 pm PEER-TO-PEER DISCUSSION GROUPS (pre-registration required)
WEDNESDAY, JULY 17, 2013 1:00 pm - 8:00 pm Check In & Registration 3:00 pm 4:30 pm PEER-TO-PEER DISCUSSION GROUPS (pre-registration required) 5:00 pm - 6:30 pm Welcome Reception 6:30 pm - 9:00 pm GENERAL
Hosted By: Pre-Conference Cocktail Reception Tuesday, May 23 rd 5:30 7:00 pm Madison Club
7 th Annual MADISON INVESTMENT CONFERENCE MAY 24, 2017 Hosted By: Pre-Conference Cocktail Reception Tuesday, May 23 rd 5:30 7:00 pm Madison Club Conference Wednesday, May 24 th 7:30 am 6:30 pm The Monona
Page 1 of 5 '}); Develop Connections (212) 752-7760 Email Us Connect with us! About Us Connect with us! Conferences & Events Interviews Speaking Opportunities Contact Us iglobal Connect 2013 iglobal Forum,
The Tribeca Group at Morgan Stanley Smith Barney
The Tribeca Group at Morgan Stanley Smith Barney November, 2011 Morgan Stanley Smith Barney LLC One Penn Plaza, 43rd Floor New York, NY 10119 212-643-5713 Scott McCoy Director Portfolio Manager Yunjin
AGENDA AGENDA
AGENDA 5 21 1:00 PM 8:00 PM SOUTH LOGGIA CHECK IN / REGISTRATION 2:00 PM 4:00 PM PRE-CONFERENCE WORKSHOP The 2016 Political Landscape and Navigating the Challenge of Volatile Markets Clarke Camper, Senior
Spring Conference An Olympic Challenge? 27 & 28 March. Hosted by
27 & 28 March Spring Conference 2012 Conference Co-Chairs: Rawle Howard, Director Real Estate, BlackRock Paul Lloyd, Executive Director Head of Loan Servicing, CBRE Andrew Petersen, Finance Partner, K&L
WEDNESDAY, SEPTEMBER 26, 2018
WEDNESDAY, SEPTEMBER 26, 2018 11:00 AM 8:00 PM REGISTRATION South Loggia 12:00 2:00 PM NETWORKING LUNCH Mediterranean Courtyard Advisors Only 2:00 PM 4:00 PM PRE-CONFERENCE SESSION Ponce 3 Factor Effect:
MEETING AGENDA QUEBEC CITY CONFERENCE APRIL 27, 2017
MEETING AGENDA QUEBEC CITY CONFERENCE APRIL 27, 2017 Venue & Accomodation: Fairmont Le Château Frontenac, 1 Rue des Carrières, Quebec City, G1R 4P5 Attire: business casual The Quebec City Conference was
RIA EVENT OF THE YEAR. Working Together. to Maximize Your Business. July 18, Hyatt Regency O Hare, Rosemont, IL AGENDA SPONSORED BY:
Working Together to Maximize Your Business July 18, 2013 Hyatt Regency O Hare, Rosemont, IL SPONSORED BY: Wednesday, July 17 6:30-8:30 p.m. Cocktail Reception Come meet and greet Brookstone Capital Management
FS INVESTMENTS & KKR FORM STRATEGIC PARTNERSHIP. Combining FSIC & CCT platforms to create stockholder value
FS INVESTMENTS & KKR FORM STRATEGIC PARTNERSHIP Combining FSIC & CCT platforms to create stockholder value FS INVESTMENTS AND KKR TO ESTABLISH INDUSTRY-LEADING PARTNERSHIP FS Investments ( FS ) and KKR
Huffman - Weber Group at Morgan Stanley Smith Barney. Success on your Terms Personalized Financial Strategies
Huffman - Weber Group at Morgan Stanley Smith Barney Success on your Terms Personalized Financial Strategies 700 Corporate Park Drive Suite 500, Clayton, MO 63105 314-889-9802 / MAIN 866-646-4644 / TOLL-FREE
CAPITAL MARKETS IN REAL ESTATE
44th Annual Conference on CAPITAL MARKETS IN REAL ESTATE The Velocity of Reward and Risk in the Age of Social Networking: The Express Lane to a Recovery in the Global Real Estate Capital Markets THURSDAY,
Form ADV Part 2B Investment Adviser Brochure Supplement Dividend Assets Capital, LLC Portfolio Management Team
Form ADV Part 2B Investment Adviser Brochure Supplement Dividend Assets Capital, LLC Portfolio Management Team Team Members: C. Troy Shaver, Jr. John C. Cheshire III Peter G. Gerry III James Haley, CFP
Chaired by: Keith Gregg, MBA, CLP, Chairman, JRG VENTURES and Entrepreneur-in- Residence for Health Technology, NASHVILLE ENTREPRENEUR CENTER
Wednesday, September 19, Forum: Technology and New Healthcare Business Models With the Supreme Court decision, healthcare systems must look into blossoming technology innovations to improve patient care,
The Abbott Group at Morgan Stanley We Provide Solutions
The Abbott Group at Morgan Stanley We Provide Solutions From left to right: Chris Jensen, Kelly Hesselein, James Matthew Bopp, Russell Abbott, Kristen Dinsbach and Josh Hagel-Thaler 1478 Stone Point Drive
Form ADV Part 2B Investment Adviser Brochure Supplement Dividend Assets Capital, LLC Portfolio Management Team
Form ADV Part 2B Investment Adviser Brochure Supplement Dividend Assets Capital, LLC Portfolio Management Team Team Members: C. Troy Shaver, Jr. John C. Cheshire, III Peter G. Gerry, III James Haley, CFP
AIM for Wall Street ADVANCED INVESTMENT MANAGEMENT COURSE. A two-week intensive seminar taught by top Wall Street investment professionals
AIM for Wall Street ADVANCED INVESTMENT MANAGEMENT COURSE A two-week intensive seminar taught by top Wall Street investment professionals Presented by the CQA Institute at Wilkes University May 20 to June
Brookfield Investment Partners, LLC 330 South Executive Drive #307 Brookfield, WI July 29, 2011
Item 1- Cover Page Michael J. Steppe William H. Bergner Lora J. Olenchek Brookfield Investment Partners, LLC 330 South Executive Drive #307 Brookfield, WI 53005 262-785-6751 July 29, 2011 This Brochure
RAYMOND JAMES INVESTMENT STRATEGY COMMITTEE
RAYMOND JAMES INVESTMENT STRATEGY COMMITTEE Providing Raymond James financial advisors and their clients with actionable market commentary and investment guidance. PUBLICATIONS The advice and recommendations
Phase II - Curriculum (as of 8/31/2018)
IOSCO/PIFS-Harvard Law School for Regulators of Securities Markets December 3-7, 2018, Cambridge, MA, United States Phase II - Curriculum (as of 8/31/2018) Location: Harvard Law School Campus- Wasserstein
Morningstar Investment Conference 2010 Speaker Biographies
1 Jonathan Asante Joint Deputy Head of Global Emerging Markets, First State Investments Jonathan Asante joined First State Investments Global Emerging Markets team as Senior Analyst in November 2004 and
ANNUAL GENERAL MEETING AND FORUM ON MARKET TRANSPARENCY
ANNUAL GENERAL MEETING AND FORUM ON MARKET TRANSPARENCY Tuesday, April 29, 2014 Fairmont Royal York 100 Front Street West, Toronto ANNUAL MEMBER MEETING & FORUM TUESDAY, APRIL 29, 2014 AT 2:30 PM EASTERN
Steve Hamilton, J.D., CLU, ChFC Director, Advanced Consulting Group Nationwide
Steve Hamilton, J.D., CLU, ChFC Director, Advanced Consulting Group Nationwide Email: hamils25@nationwide.com Direct: 614.249.0935 Steve has over 30 years of experience in the financial services industry.
Annual. Real Estate. Outlook
Annual Real Estate Outlook 2014 Annual Outlook 2014 Thank you for attending ULI British Columbia s premier real estate trends and forecast event of the year, featuring insights from leading experts both
Speakers Bio: Jenny Tian Managing Director
Speakers Bio: Jenny Tian Managing Director Jenny has been in the investment management industry for most of her career which started in 1998. Prior to her current roles in the Springs Capital top management
TOP INDEPENDENT WOMEN ADVISORS SUMMIT AGENDA 2016 AGENDA
TOP INDEPENDENT WOMEN ADVISORS SUMMIT AGENDA WEDNESDAY MAY 18 2:00 pm 8:00 pm 5:30 pm 6:30 pm 6:30 pm 8:30 pm Check In & Registration Cocktail Reception WELCOME DINNER & SPEAKER Disrupting Yourself Sarah
2 Decades On: Perspectives from the Asian Financial Crisis: New Risks and Opportunities Take Shape.
AGENDA 8:30AM 9:00AM 9:05AM REGISTRATION & BREAKFAST OPENING REMARKS KEYNOTE ADDRESS Asia Pacific 20 Years After the Crisis Causes and lessons learned (or not) Is Asia still the fastest growing region
6 TH CHINA INVESTMENT CONFERENCE
6 TH CHINA INVESTMENT CONFERENCE 207 CFA Society Beijing. All rights reserved. 2 August 207 China World Hotel Beijing, China Hosted by CFA Society Beijing SUPPORTER OPPORTUNITIES EVENT OVERVIEW Our flagship
The West Coast s Premier Investment Conference. May 30, 2019 I Omni Hotel, Los Angeles, CA SPONSORSHIP OPPORTUNITIES
The West Coast s Premier nvestment Conference Omni Hotel, Los Angeles, CA SPONSORSHP OPPORTUNTES The West Coast s Premier nvestment Conference OMN HOTEL 251 S. Olive St., Los Angeles, CA 90012 7:00 am.......
AGENDA THE NATION S PREMIER DEAL FLOW & BUSINESS CONFERENCE #DEALNATION
2018 ACGLA B U S I N E S S CONFERENCE POCKET GUIDE AGENDA THE NATION S PREMIER DEAL FLOW & BUSINESS CONFERENCE #DEALNATION AGENDA SPONSORED BY: SEPTEMBER 25-26, 2018 TUESDAY, SEPTEMBER 25 9:00AM 2:30PM
2003 NACUBO. Endowment Study. the definitive resource of higher education investments
NATIONAL ASSOCIATION OF COLLEGE AND UNIVERSITY BUSINESS OFFICERS 2003 NACUBO Endowment Study the definitive resource of higher education investments S P O N S O R S H I P O P P O R T U N I T I E S We rely
CONFERENCE. Hosted by. Wednesday, May 30 th 7:30 am 6:00 pm
8 th Annual MADISON INVESTMENT CONFERENCE Wednesday, May 30 th 7:30 am 6:00 pm The Monona Terrace One John Nolen Drive Madison, WI 53703 Pre-Conference Cocktail Reception Tuesday, May 29 th 5:30 7:00 pm
The Apollo Group at Morgan Stanley
The Apollo Group at Morgan Stanley A wealth advisory practice that provides clients with the financial planning and investment management services they require and deserve. Private Wealth Management: The
Form ADV Part 2B Investment Adviser Brochure Supplement Dividend Assets Capital, LLC Portfolio Management Team
Form ADV Part 2B Investment Adviser Brochure Supplement Dividend Assets Capital, LLC Portfolio Management Team Team Members: C. Troy Shaver, Jr. Peter G. Gerry III James Haley, CFP Alan E. Johnson, CFP
Rebecca L. Burke VICE PRESIDENT, NATIONAL ETF SALES
Rebecca L. Burke VICE PRESIDENT, NATIONAL ETF SALES Rebecca L. Burke joined American Beacon Advisors in November 2016 as a vice president, National ETF Sales. Ms. Burke works in partnership with the American
Our Mission. About Morgan Stanley Wealth Management
Our Mission Our Approach About Morgan Stanley Wealth Management As an affluent investor, you seek greater simplicity, customized strategies and a high level of service. As your committed financial advisors,
MINUTES OF THE BOARD OF RETIREMENT RETREAT March 16, 2016 Riviera Ballroom, The Canary 5650 Calle Real Goleta, California
SANTA BARBARA COUNTY EMPLOYEES RETIREMENT SYSTEM 3916 State Street Suite 100 Santa Barbara, CA 93105 Phone (805) 568-2940 Fax (805) 560-1086 Chief Executive Officer BOARD OF RETIREMENT Chair-Jennifer Christensen
Stellar Capital Management, LLC
Stellar Capital Management, LLC 2200 East Camelback Road, Suite 130 Phoenix, Arizona 85016 602.778.0307 Form ADV Part 2B The Brochure Supplement March 30, 2017 This Brochure Supplement provides information
Autumn Conference November Main Day 22 November YPREF. Diversity & Dynamism in our industry. Autumn Conference 2018
Autumn Conference 2018 Diversity & Dynamism in our industry Autumn Conference 2018 21 November Main Day 22 November YPREF Aviva Investors, St Helens 1 Undershaft, London EC3P 3DQ Co-chair team: Sarah Watkinson,
The Patterson Group at Morgan Stanley Smith Barney
The Patterson Group at Morgan Stanley Smith Barney 1241 JOHN Q HAMMONS DRIVE MADISON, WI 53717 608-829-4338 / MAIN As the financial world becomes more complex and investment choices multiply, careful planning
The TPC Group at Morgan Stanley Smith Barney
The TPC Group at Morgan Stanley Smith Barney 53 State Street Exchange Place, 39th Floor, Boston, Massachusetts 02109 800-752-2678 / Main 617-227-9070 / fax fa.morganstanleyindividual.com/tpcgroup robert.m.panessiti@mssb.com
4:30-5:30 pm An Update on Chinese Domestic Politics: Implications for American Business
Tuesday, April 26 2:30-3:00 pm Registration 3:00-3:15 pm Introductory Remarks Tami Overby, Senior Vice President for Asia, U.S. Chamber of Commerce James Zimmerman, Chairman, American Chamber of Commerce
Ask the Regulator and Industry Experts Thursday, September 14 3:30 p.m. 4:30 p.m.
Ask the Regulator and Industry Experts Thursday, September 14 3:30 p.m. 4:30 p.m. During this session, panelists answer your questions related to the fixed income regulatory landscape. Panelists also address
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY Minutes of The Consultant Committee Meeting of May 25, 2004
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY Minutes of The Consultant Committee Meeting of May 25, 2004 The Consultant Committee of the State of Connecticut Health and Educational
MINUTES OF THE REGULAR MEETING OF THE BOARD OF INVESTMENTS LOS ANGELES COUNTY EMPLOYEES RETIREMENT ASSOCIATION
MINUTES OF THE REGULAR MEETING OF THE BOARD OF INVESTMENTS LOS ANGELES COUNTY EMPLOYEES RETIREMENT ASSOCIATION 300 N. LAKE AVENUE, SUITE 810, PASADENA, CALIFORNIA 91101 9:00 A.M., WEDNESDAY, FEBRUARY 14,
Spring Conference & 11 May, London
Host Sponsor crefceurope.org Wednesday 10 May YPREF Afternoon FREE to CREFC Europe members 13:00 YPREF Registration, tea & coffee 13:30 Welcome Ben Herson, Associate CRE, Lloyds Bank Commercial Banking
Quinnipiac G.A.M.E. Forum
Quinnipiac G.A.M.E. Forum 2015 Keynote Speakers The Quinnipiac G.A.M.E. V Forum featured the following keynote speakers: RALPH ACAMPORA, CMT Senior Managing Director, Altaira Ltd. Ralph Acampora, CMT,
Where A&D Begins. April 17-18, 2017 Austin, Texas Omni Barton Creek. EnergyCapitalConference.com. Austin, TX DON T MISS: Hosted by: Register today at
Where A&D Begins Austin, TX Hosted by: DON T MISS: Presentations from Oil and Gas Investor Excellence Award Winners n Legendary sports broadcaster Verne Lundquist to speak at Reception Dinner n 12 executive-level
U. S. Securities and Exchange Commission. Washington. D.C (202) FORMATION OF EMERGING MARKETS ADVISORY COMMITTEE
l@> U. S. Securities and Exchange Commission Washington. D.C. 20549 (202) 272-2650 [N] ~~ [Ri ~ @)~ FOR IMMEDIATE RELEASE #90-27 FORMATION OF EMERGING MARKETS ADVISORY COMMITTEE Washington, D.C., May 29,
Land and Buildings Sends Letter to Recently Added Associated Estates Independent Directors
Land and Buildings Sends Letter to Recently Added Associated Estates Independent Directors - Calls for Re-Balancing of Associated Estates Board In Favor of Shareholders Interests - Believes Douglas Crocker
Then: Costs. Now: Processes. Next: Innovation.
Then: Costs Now: Processes Next: Innovation How are forest and paper companies transforming operations to take advantage of new opportunities and drive profits? Find out May 11, 2010 Then: Consolidation
11:00 am 8:00 pm Check In & Registration South Loggia
MONDAY, JANUARY 8TH 11:00 am 8:00 pm Check In & Registration South Loggia 2:00 pm 4:00 pm PRE CONFERENCE WORKSHOP Ponce 4 Minding the Fiduciary Gap I W Paul Blease, Director, CEO Advisor Institute Jay
Commercial Real Estate Finance Veterans Launch 3650 REIT
Commercial Real Estate Finance Veterans Launch 3650 REIT New, national commercial real estate lending, investment and services platform providing both long-term lending commitments and shorterterm bridge
MSCI/IPF PROPERTY INVESTMENT CONFERENCE
MSCI/IPF PROPERTY INVESTMENT CONFERENCE 15-16 November, 2018 The Grand Hotel Brighton, UK MSCI/IPF PROPERTY INVESTMENT CONFERENCE 2018 Our three keynote speakers will share their expert perspectives on
The Terhune Group at Morgan Stanley Smith Barney
The Terhune Group at Morgan Stanley Smith Barney 1101 FIFTH AVENUE SAN RAFAEL, CA 94901 415-451-1400 / MAIN 800-505-1220 / TOLL-FREE 415-532-1981 / FAX www.morganstanley.com/fa/jerold. terhune jerold.terhune@mssb.com
KKR & Co. L.P. Goldman Sachs U.S. Financial Services Conference: December 6, 2017
KKR & Co. L.P. Goldman Sachs U.S. Financial Services Conference: December 6, 2017 KKR Growth in Alternative Asset Market Share KKR AUM +20% CAGR Alternative AUM +12% CAGR ($ in trillions) ($ in billions)
Hosted By: Sponsored By: Pre-Conference Cocktail Reception Wednesday, June 1 st 5:30 7:00 pm Madison Club
Hosted By: Pre-Conference Cocktail Reception Wednesday, June 1 st 5:30 7:00 pm Madison Club Conference Thursday, June 2 nd 7:30 am 6:30 pm The Monona Terrace One John Nolen Drive Madison, WI 53703 Sponsored
Peter B. Loring, CFA. Gilbert M. Roddy, Jr., CFA
Peter B. Loring, CFA Prior to joining the office in 1973, Peter Loring had six years of experience managing investment portfolios for a securities brokerage firm. He is a graduate of the Darden School
Matching jurisdictions to client: Choosing between domestic and offshore. 9:15am - 10:00am PPLI&PPVA Investment management
PPLI & VA FORUM, DAY 1-13/06/ Registration and light breakfast for workshop participants 8:00am - 8:30am Introduction to PPLI/PPVA: Products and benefits 8:30am - 9:15am Richard LeVine - Senior Counsel,
Beyond Stocks By John F. Merrill
Beyond Stocks By John F. Merrill If searched for a ebook by John F. Merrill Beyond Stocks in pdf form, then you have come on to the right site. We presented utter variant of this book in txt, doc, DjVu,
GREEK GOVERNMENT OFFICIALS
In Cooperation With MONDAY, DECEMBER 12, 2016 8:00 AM 7:00 PM Followed by a Networking Cocktail Reception Venue: The Metropolitan Club Share on Attendance is free of charge for qualified delegates. You
2018 ADSO Summit The Gold Standard DSO Event of the Year
2018 ADSO Summit The Gold Standard DSO Event of the Year Join us April 18-20, 2018 at the JW Marriott Austin in Austin, Texas for the 2018 ADSO Summit! This event s attendance has grown exponentially over
The Century Group at Morgan Stanley Smith Barney
The Century Group at Morgan Stanley Smith Barney 2121 Avenue of the Stars Los Angeles, CA 90067 310-551-9400 / MAIN 800-451-6533 / TOLL-FREE fa.morganstanleyindividual.com/thecenturygroup The Century Group
Form ADV Part 2B. Brochure Supplement. James B. Lebenthal. 521 Fifth Ave., 15 th Floor. New York, NY
Form ADV Part 2B Brochure Supplement Alexandra Lebenthal 212 490 1682 James B. Lebenthal 212 490 1947 Michelle M. Smith 212 697 3689 John B. Carey 212 490 1970 Gregory W. Serbe 212 697 3659 Corinne Smith
SPEAKER BIOGRAPHIES KEYNOTE SPEAKERS. Nicholas Epley
SPEAKER BIOGRAPHIES The Alternatives Investor Conference provides participants with the opportunity to hear directly from underlying fund managers in our Alternatives program. KEYNOTE SPEAKERS Nicholas
2015 Real Estate Industry Update A landscape for change: Transforming for the future
2015 Real Estate Industry Update A landscape for change: Transforming for the future December 11, 2015 Welcome Welcome to Deloitte s 2015 real estate industry update The real estate industry has been on
SEI Appendix A Team Biographies
SEI Appendix A Team Biographies TEAM BIOGRAPHIES Mark T. Morgan, CFA Client Portfolio Manager Institutional Group Client Portfolio Management Team (Chicago, Illinois) Mark Morgan serves as a Client Portfolio
The Rock Group at Morgan Stanley Smith Barney. Managing Your Wealth, Growing Our Relationship
The Rock Group at Morgan Stanley Smith Barney Managing Your Wealth, Growing Our Relationship Change is the law of life. And those who look only to the past or present are certain to miss the future. John
INVESTMENT TEAM NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY *Brent Schutte, CFA Chief Investment Strategist Northwestern Mutual Wealth Management Company Brent has 22 years of investment industry experience. Brent oversees
Co-Chairs. Organizers. Partners. The Ronald Reagan Building and International Trade Center. Washington, D.C. May 16-17, 2011
The Ronald Reagan Building and International Trade Center Washington, D.C. May 16-17, 2011 Co-Chairs Howard Baker Tom Daschle Bob Dole Organizers The Howard Baker Forum The Bipartisan Policy Center Lawrence
BYRNE ASSET MANAGEMENT LLC
BYRNE ASSET MANAGEMENT LLC The art of planning; the science of investing. Separately Managed Accounts Retirement Plans Financial Counsel ABOUT US Byrne Asset Management LLC is a SEC registered investment
23RD ANNUAL REIT SYMPOSIUM
23RD ANNUAL REIT SYMPOSIUM OPPORTUNITIES IN THE AGE OF #DISRUPTION TUESDAY, MARCH 20, 2018 8:30 AM TO 4:40 PM THE PIERRE NEW YORK CITY KEYNOTE SPEAKER TIMOTHY J. NAUGHTON, Chairman and Chief Executive
The Greenspan Group at Morgan Stanley Smith Barney
The Greenspan Group at Morgan Stanley Smith Barney 7500 Old Georgetown Road 10th Floor, Bethesda, Maryland 20814 301-961-2640 / Main 800-745-4503 x2640 / Toll-Free 240-235-4448 / fax ira.greenspan@mssb.com
The Klausner & Duffy Investment Group at Morgan Stanley Smith Barney
The Klausner & Duffy Investment Group at Morgan Stanley Smith Barney 800 East 96th Street Suite 400, Indianapolis, Indiana 46240 317-818-7300 / Main 888-930-0159 / Toll-Free 317-818-7440 / fax jonathan.klausner@mssb.com
WIRED BIOSCIENCE INSTITUTE. February 5-6, 2008 Winston Salem, North Carolina
Day 1: February 5, 2008 WIRED BIOSCIENCE INSTITUTE February 5-6, 2008 Winston Salem, North Carolina 7:30-8:30am 8:30-9:00am 9:00-10:00am 10:00-10:15am 10:15-11:30am Registration Welcome, Opening Remarks,
Personnel. Internal Staff. Scott MacKillop CHIEF EXECUTIVE OFFICER. First Ascent Asset Management
First Ascent Asset Management Personnel Internal Staff Scott MacKillop CHIEF EXECUTIVE OFFICER Scott has worked in the financial services industry for 40 years. He began his career in 1976 as a lawyer
* Robert G. Smith, III AIF & CIMC * Mark C. MacQueen * Thomas H. Urano, CFA * Jeffery S. Timlin, CFA, CMT * Robert D.
Part 2B of Form ADV: Brochure Supplement Item 1 Cover Page Part 2B of Form ADV: Brochure Supplement * Robert G. Smith, III AIF & CIMC * Mark C. MacQueen * Thomas H. Urano, CFA * Jeffery S. Timlin, CFA,
Executive Compensation Strategic Overview
August 2009 Executive Compensation Strategic Overview Pacific Northwest Group at Morgan Stanley Smith Barney a corporate client group of Morgan Stanley Smith Barney Eric Flaten Paul Jackson Executive Compensation
The CFA Society of Austin Presents 2010 Annual Forecast Dinner CURRENCIES, COMMODITIES, & EMERGING MARKETS
The CFA Society of Austin Presents 2010 Annual Forecast Dinner CURRENCIES, COMMODITIES, & EMERGING MARKETS Thursday, January 28, 2010 Michael Santoli MODERATOR Associate Editor and Columnist, Barron s
8TH INDIA INVESTMENT CON
8TH INDIA INVESTMENT CONFERENCE INDIA INVESTMENT CONFERENCE 8TH INVESTMENT CONFERENCE 8TH INDIA VESTMENT CONFERENCE 8TH INDIA IN MENT CONFERENCE 8TH INDIA 8TH INDIA INVEST CONFERENCE 8TH INVESTMENT FERENCE
Success on Your Terms. How We Help You Achieve Your Financial Goals
Success on Your Terms How We Help You Achieve Your Financial Goals One PPG Place, Suite 1300 Pittsburgh, PA 15222 Visit Our Team Website: www.morganstanleyfa.com/thestonegroup Bohdan W. Stone, CIMA Executive
CAPITAL MARKETS IN REAL ESTATE
50TH ANNUAL CONFERENCE ON CAPITAL MARKETS IN REAL ESTATE INFRASTRUCTURE INVESTMENT AND REAL ESTATE FOR THE 21ST CENTURY THURSDAY, NOVEMBER 16, 2017 THE PIERRE NEW YORK CITY KEYNOTE ADDRESS THE HONORABLE
SAA s Structured Peer Group Analysis. STRATEGIC ASSET ALLIANCE, INC. Document not to be reproduced without the explicit consent of SAA.
SAA s Structured Peer Group Analysis Bonds Rated BBB*/Surplus This chart indicates your company s fixed income exposure to BBB rated bonds relative to your peers. Companies tend to increase BBB allocations
Case No COMP/M CREDIT SUISSE GROUP / DONALDSON, LUFKIN & JENRETTE. REGULATION (EEC) No 4064/89 MERGER PROCEDURE
EN Case No COMP/M.2158 - CREDIT SUISSE GROUP / DONALDSON, LUFKIN & JENRETTE Only the English text is available and authentic. REGULATION (EEC) No 4064/89 MERGER PROCEDURE Article 6(1)(b) NON-OPPOSITION
The Rast Group at Morgan Stanley Smith Barney. Principle Driven Wealth Management
The Rast Group at Morgan Stanley Smith Barney Principle Driven Wealth Management 1501 Main Street Suite 715, Columbia, SC 29201 803-251-3300 / MAIN 800-786-7866 / TOLL-FREE www.therastgroup.com ben.rast@mssb.com
PV Finance Conference VI
PV Finance Conference VI Produced by: In association with: Media Partner: PV Finance Conference VI Sponsors: Produced by: In association with: Media Partner: Solar Finance Conference VI Welcome Tom Tansy
THE GOLDMAN SACHS GROUP, INC.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event
SMC Investments & Advisors Limited (Part of SMC Global Securities Limited.) SMC Group Companies-
SMC Investments & Advisors Limited (Part of SMC Global Securities Limited.) SMC Group Companies- About SMC Group Established in 1990, diversified financial services company in India offering services across
Quinnipiac G.A.M.E. Forum
Quinnipiac G.A.M.E. Forum Confirmed Keynote Speakers The Quinnipiac G.A.M.E. IV Forum featured the following keynote speakers: RALPH ACAMPORA, CMT Senior Managing Director, Altaira Ltd. Ralph Acampora
The Sanborn Group at Morgan Stanley
The Sanborn Group at Morgan Stanley 5051 Westheimer Rd. Suite 2100 Houston, TX 77056 713-966-2159 / MAIN 800-666-6069 / TOLL-FREE 713-966-6808 / FAX www.morganstanleyfa.com/thesanborngroup richard.h.sanborn@ms.com
The Compass Group at Morgan Stanley Smith Barney. Naples and Marco Island Florida
The Compass Group at Morgan Stanley Smith Barney Naples and Marco Island Florida 8889 Pelican Bay Blvd. Suite 300, NAPLES, FL 34108 239-449-7859 / MAIN 800-237-8686 / TOLL-FREE 239-449-7850 / FAX http://fa.morganstanleyindividual.com/carusozapalski/
PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event