Take Flight. Institute of Internal Auditors West Region #3 District Conference

Transcription

1 Institute of Internal Auditors West Region #3 District Conference Join the six Chapters in our District (Sacramento, San Jose, San Francisco, Northern California East Bay, Northern Nevada, and Hawaii), colleagues, accounting/business students, and our sponsors for this event! Event Dates: September 18 20, 2016 Location: Napa Valley Marriott Hotel & Spa 3425 Solano Avenue, Napa, CA Your registration fees include: Admission to all three general and three concurrent sessions. Optional Data Analytics Sunday afternoon session sponsored by Sunera (with lunch provided to all attendees) Complimentary continental Monday and Tuesday breakfast, with Monday lunch (CIA Review course attendees will receive lunch on Tuesday). Complimentary morning and afternoon refreshment breaks. An evening social reception on Monday night sponsored by RGP. A Fun Run/Walk One-Miler on Tuesday morning, sponsored by Moss Adams (complimentary t-shirt given to all participants) Up to 16.5 Continuing Professional Education (CPE) at an affordable value! Pricing and Registration Register Early and Save! = EARLY-BIRD DISCOUNT EXTENDED!!! Registration Type Early Savings till 8/19/2016 Regular Rate as of 8/20/2016 Local, State, Federal Government Auditors $245 $295 IIA Members $350 $400 Non-Members $400 $450 CIA Review Course* $215 $215 *Conference Registration is required to attend any CIA Review Course. CIA Review pricing is per part and includes the latest version of the IIA CIA Learning System. **By Invitation Only from the six IIA Chapter Presidents Chief Audit Executive Roundtable sponsored by Moss Adams, LLP., will be held on Sunday, September 18, 2016 from noon to 3pm. Lunch will be served. In addition, The IIA Audit Executive Center and the IIA ACGA will be present. Registration to this session is complimentary to our audit executives.** ***Onsite registration for this conference is an additional $100.*** Accommodations: Discount room rate starting at $269 per night plus tax is available for all registered attendees at the Napa Valley Marriott Hotel. Please visit An optional winery tour and taste is being offered on Sunday, September 18, 2016 starting 3:30pm from the hotel lobby. Price per person is $29 (non-refundable), wine taste fee is additional. If interested, please visit Registration is Open visit THANK YOU TO OUR SPONSORS

2 Institute of Internal Auditors West #3 District Conference 2016 = Schedule of Events Sunday, September 18, :00-5:00 pm 11:45am Track 1 (X1) Luncheon Track X2 Luncheon Continuing Professional Education (CPE) 12:45-1:00 pm IIA Audit Executive Center 1:00-3:00pm Track 1 (X1) (by invitation only) Track 2 (X2) 2.4 Chief Audit Executive Roundtable Data Analytics moderated by Moss Adams, LLP presented by Sunera 12:30-2:00 pm Tracks X3 and Y1 1.8 Certified Internal Auditor (CIA) Part 1 Review 2:00-2:20 pm Session Break 2:20-4:00 pm CIA Part 1 Review (continued) 2 3:30-6:00 pm Optional: Wine Tour 7:00-5:00 pm 7:00-8:00 am 8:00-9:45 Breakfast in Exhibit Hall General Session Risk Management in Plain English Norman Marks, CPA, CRMA, Author and Global Thought-Leader in the Audit Profession 9:45-10:15 10:15-11:30 Track 1 (A1) Track 2 (A2) Track 3 (A3) 1.5 Vendor Risk Managment Enterprise Risk Management CIA Part 2 Review Les Sussman & David Matthews, RGP Bart Kimmel, Crowe Horwath 11:30-12:45 12:45-2:00 pm Track 1 (B1) Luncheon Track 2 (B2) Track 3 (B3) 1.5 Cybercrime & Hands on Hacking Steven Konecny, Eisner Amper Career Management - Why NOW is the Most Critical Time to Manage Your Career Effectively Todd Weinman, The Weinman Group CIA Part 2 Review (continued) 2:00-2:10 2:10-3:25 pm Track 1 (C1) Track 2 (C2) Track 3 (C3) 1.5 Leadership & Negotiation Skills Edwin Byers, Deloitte Audit Committee Reporting - Trends and Best Practices CIA Part 2 Review (continued) Mike Gowell, Wolters Kluwer TeamMate 4:00-5:15 pm General Session 2 Where are we now, where are we going, and how will we get there? Doug Anderson, Managing Director, Institute of Internal Auditors for the Chief Audit Executive Solutions 5:30-7:00 Evening Social / Welcome Reception Tuesday, September 20, :00-6:45 am 7:00-5:00 pm 7:00-8:00 am 8:00-9:15 am Track 1 (D1) The One-Miler Fun Run/Walk Breakfast in Exhibit Hall Track 2 (D2) Track 3 (D3) 1.25 Taking IT-GRC to the next level: Integration and Automation Best Practices in IT-GRC Program Development and Auditing Andrew Wheatley, ServiceNow Ron Markham, ServiceNow Cybersecurity: What exactly is it, and what do you need to do to ensure you re not at risk? Steve Shofner, Armanino LLP CIA Part 3 Review 9:15-9:45 9:50-11:30 General Session 3 2 Panel: Women In Audit Leadership Chris Polke - Moderator, Director, Institute of Internal Auditors for the Audit Executive Center Elaine Howle - California State Auditor Brenda Roberts - City of Oakland, California Laurie Hanover - Twitter Julia Sniegowski - Centene Corporation Paige Venable - KPMG 11:45-12:30pm Track E3/F3 (CIA attendees) Luncheon 12:30pm - 2pm Track 3 (E3) 1.8 CIA Part 3 Review (continued) 2-2:20pm Session Break 2:20pm - 4pm Track 3 (F3) 2 CIA Part 3 Review (continued) Total CPE (without CIA Track) Total CPE (with CIA Track) 19.85

3 INTRODUCING. OUR KEYNOTE SPEAKERS. General Session 1: Risk Management in Plain English Norman Marks, CPA, CRMA is an evangelist for better run business, focusing on risk management, internal audit, corporate governance, enterprise performance, and the value of information. He is also a mentor to individuals and organizations around the world. Norman was the chief audit executive of major global corporations for twenty years and is a globally-recognized thought leader in the professions of internal auditing and risk management. In addition, he has served as chief risk officer, compliance officer, and ethics officer, and managed what would now be called the IT governance function (information security, contingency planning, methodologies, standards, etc.). He ran the Sarbanes-Oxley Section 404 (SOX) programs and investigation units at several companies. He is the author of four books: World-Class Risk Management; the Institute of Internal Auditors Management s Guide to Sarbanes-Oxley Section 404: Maximize Value Within Your Organization ), which has been described as the best Sarbanes-Oxley 404 guide out there for management ; World-Class Internal Audit: Tales from my Journey; and How Good is your GRC? Twelve Questions to Guide Executives, Boards, and Practitioners. Norman is a member of the review boards of several audit and risk management publications (including the magazines of ISACA and the IIA), a frequent speaker internationally, the author of multiple award-winning articles (receiving the IIA s Thurston award in 2004 and 2014), and a prolific blogger about better run business (consistently rating as one of the top global influencers in social media on the topics of GRC, internal audit, risk management, and governance). Norman was profiled in publications of the AICPA and the IIA as an innovative and successful internal auditing leader. He has also been honored as a Fellow of the Open Compliance and Ethics Group for his GRC thought leadership, and as an Honorary Fellow of the Institute of Risk Management for his contributions to risk management. Norman can be found at: Marks on Governance Norman Marks on Governance, Risk Management, and Internal Audit General Session 2: Where are we now, where are we going, and how will we get there? Speaker: Doug Anderson, Managing Director of the IIA Chief Audit Executive Solutions Topic Summary: Even after 75 years of being an organized profession, internal audit needs to be continually reinvented to prove our continued value to our stakeholders. After exploring the current view of the profession from the eyes of our stakeholders, we will consider what direction we need to pursue as internal auditor and the key attributes necessary to be successful. Doug is the Managing Director - CAE Solutions of the IIA, Inc. He spent 22 years at The Dow Chemical Company primarily in internal audit (9 years as CAE), but also as a Global Finance Director in Corporate Controllers supporting acquisitions, divestitures and joint ventures, and the Finance Leader for the global Dow Latex business. Subsequent to Dow, Doug was an Executive in Residence and Assistant Professor of Accounting and Finance at Saginaw Valley State University in Michigan from 2013 to He spent 10 years with PriceWaterhouseCoopers early in his career. Over his career Doug has held many volunteer positions at the IIA and participated in a number of professional activities including COSO and the PCAOB.

4 Tuesday, September 20, 2016 General Session 3: Panel: Women in Audit Leadership Topic Summary: Smart leaders have understood for a while now that diversity delivers better and more sustainable performance. Companies with balanced leadership teams out-perform those with less. Building a strong and balanced organization takes skill, determination, and courage. That s what the best organizations do. They put the focus on accountability on the front lines where the change occurs while the responsibility ultimately falls to leaders. Join in the discussion about leadership with a distinguished panel of women leaders in the fields of audit and business. Our panelists will share their views on leadership, what makes them successful, and the challenges in being a woman leader. At the completion of this presentation, participants will develop an understanding of what challenges leaders face in today s workplace, and what are some traits and qualities today s leaders need to be successful. Moderator: Christopher Polke, Director of the IIA AEC Christopher Polke is currently the director of The Institute of Internal Auditors (IIA) Audit Executive Center (AEC). Chris oversees the day-to-day operations and strategic direction of the AEC, which provides Fortune 500 companies chief audit executives and their internal audit function tools and resources for their unique organizational services. Chris oversees all relations, communications, content development, product and services, training and networking for CAEs of the AEC. Chris graduated from the University of Central Florida and Troy University, where he earned the degrees Bachelor of Science in Business Administration majoring in Accounting and Master in Public Administration respectively. Chris joined The IIA in Prior to joining The IIA, Chris was a senior auditor and budget analyst for the City of Orlando for 10 years where he was responsible for risk management, performance audits, compliance and assurance audits, revenue audits, and financial management and control. A skilled facilitator, he also develops and delivers IIA Members-only Webinars on a variety of internal audit topics. Outside of work, Chris serves on many community and youth organizations boards in the metropolitan Orlando area and beyond. and the five Panel Speakers are Elaine M. Howle, California State Auditor, CPA, CGFM Ms. Howle is actively involved in various national organizations devoted to government auditing and accounting, and currently serves on the Federal Government Accountability Office, Domestic Accountability Working Group. Further, in 2014, the Institute of Internal Auditors new American Center for Government Auditing honored Ms. Howle as among 2014 s 15 Most Influential Professionals in Government Audit and in November 2012, Governing Magazine named Ms. Howle Public Official of the Year. Moreover, in June 2012, Ms. Howle received the David M. Walker Excellence in Government Performance and Accountability Award a national award given once every two years to recognize and honor government audit professionals who have made continuous contributions to improve government performance and accountability through their leadership in transforming government organizations. Ms. Howle has dedicated her entire career to public service with more than 33 years of auditing, management, and leadership. She is a certified public accountant and a certified government financial manager.

5 Brenda D. Roberts, City of Oakland California, CPA, CFE, CIA On January 5, 2015, Brenda Roberts was sworn into her first term as Oakland City Auditor. She has two decades of professional experience as a CPA, CIA, and CFE working with KPMG and Deloitte. Ms. Roberts has performed audits for agencies including Fortune 500 companies, U.S. Office of Inspector General, U.S. Department of Labor, and City/County of San Francisco. Ms. Roberts has received many accolades for her professional excellence including: Knighton Award-Gold from the National Local Government Association, Exceptional Achievement Award from the U.S. Department of Labor and a Significant Achievement Award from Deloitte & Touche, LLP. She has also shown leadership in her field having served on the Board of Governors for the Institute of Internal Auditors Northern CA-East Bay Chapter for almost a decade, including as President and currently as a member of its International Committee. She has over 20 years of experience working in internal audit departments in government and non-government organizations. As a CPA and auditor, she brings the knowledge and values necessary to have more transparency and accountability in Oakland. Laurie Hanover, Twitter, CIA Laurie A. Hanover is the Head of Internal Audit and SOX Compliance at Twitter (NYSE: TWTR) in San Francisco. She leads a global team focused on Internal Audit, SOX compliance, Enterprise Risk Management, and ISO and PCI compliance testing. Laurie started the Twitter Internal Audit team in 2014 and led a successful year 1 SOX compliance program with no material weaknesses. Laurie joined Twitter from ServiceSource International (NASDAQ: SREV), where she was their Vice President of Internal Audit. Prior to that, she was the founding global Head of Internal Audit and SOX compliance at Zynga (NASDAQ: ZNGA). Laurie has also led global Internal Audit and SOX teams at Openwave Systems, Levi Strauss, Electronic Arts, and Cisco Systems after leaving PwC as a senior manager in the San Francisco office. Laurie is a Certified Internal Auditor and has served on the Board of Governors of the San Francisco Chapter of the Institute of Internal Auditors. She began her career as a software engineer and is a graduate of Cornell University. Julie Sniegowski, Centene Corporation, CPA Vice President, Internal Audit Julie Sniegowski leads the Internal Audit function for Centene Corporation. Julie started her career at KPMG, LLP in the assurance group. Julie began working in Centene's Internal Audit department in 2005 and has spent over 10 years in Internal Audit. Paige Venable, KPMG, CCSA, CRMA Paige Venable is a Managing Director in KPMG s Risk Consulting Practice in San Francisco. Her primary focus is Enterprise Risk Management (ERM), Governance, Risk and Compliance (GRC), Internal Audit; and Sarbanes-Oxley (SOX) Compliance services. Paige has over 15 years of experience providing Advisory and Audit services to domestic and global clients. Institute of Internal Auditors West Region #3 District Conference Registration is Open visit