/ E l e c t i o n G u i d e. Dallas IIA

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1 Dallas IIA As part of our annual process, the Dallas IIA is conducting an election on May 21, 2013 for 5 Chapter officer and 6 Board of Governor (BOG) slots. Each officer elected will serve a one-year term and each BOG will serve a three year term starting June 1, All qualified candidates have committed to serve if elected. The Board of Governors and its Nominations and Elections Committee believe the skills, qualities, attributes and experience of the nominees provide the Chapter with a diverse range of perspectives to engage each other and chapter leadership to effectively address the Chapter s evolving needs and best interests. If you are an active chapter member, it is important that you exercise your right to vote and select the individuals that you feel would best serve the Chapter. Listed below are the Officer and BOG nominees: Officers: 1. President Joseph Mauriello from BDO 2. 1st Vice President Chris Mowery from Eagle Materials 3. 2nd Vice President Mandi Church from DART 4. Treasurer Teresa Lin from Grant Thornton 5. Secretary LaToya Duncan from Dex Media BOG: 1. Brian Amend from UHY 2. Corinne Bryan from Chase Paymentech Solutions 3. Katherine Findlay from Southwest Airlines 4. Tom Keils from Builders FirstSource, Inc. 5. David Price from CEC Entertainment 6. Manny Rosenfeld from MoneyGram 7. Vickie Tesmer from American Heart Association 8. Marc Winandy from Overhead Door

2 C h a p t e r o f f i c e r s Listed by Position

3 President - Joseph Mauriello, Senior Manager Risk Advisory Services, BDO USA, LLP (CPA, CIA, CMA, CFE, CRMA) I have more than 11 years of management and supervisory experience in internal auditing. My internal audit background includes stints in the financial services, chemicals manufacturing, and telecom industries as well as consulting and professional services. For the last 3 years, I have been a Senior Manager in the Risk Advisory Services practice at BDO USA, LLP in Dallas. Over the past 7+ years I have served as a volunteer with the Dallas Chapter of the IIA. My volunteer roles have included Registration Chair for the 2nd Annual Super Conference, Chair of the Assistant Treasurer s Committee, Chair of the CPE Committee, and Co-Chair of the Programs Committee. In the past two years I have served as VP and Treasurer as well as the 1st VP (Programs) for the Dallas Chapter. In I received the Dallas IIA Volunteer of the Year Award and in 2013 I served as the Chapter s Ambassador at the All-star Conference in New Orleans. The internal audit profession has provided me with a challenging and rewarding career. At each step of that journey, outstanding internal audit professionals provided me with opportunities and guidance that ultimately contributed to my success. Volunteering in the IIA and advocating for the profession are my ways of giving back to the profession and honoring those individuals that made a difference in my journey. 1st Vice President (Programs) Registration Chair for 2nd Annual Dallas IIA Super Conference (2013) Vice President and Treasurer Chair, CPE Committee Co-Chair, Programs Committee Chair, Assistant Treasurer s Committee During the Chapter year, I received the Volunteer of the Year award. During my tenure as a volunteer and an Officer, I have taken time to participate in various activities to further my involvement and development within the IIA. These activities include but are not limited to: IIA Leadership Academy (2010, 2012, 2014), IIA District Workshop (2010, 2012), All-Star Conference Ambassador (2013) Additionally, I have worked with other IIA Chapters and the local chapters of the ACFE, ISACA, IMA, and AGA to foster networking and learning opportunities for our Dallas IIA Chapter members. I am a member of the following organizations: American Institute of Certified Public Accountants (AICPA) Association of Certified Fraud Examiners (ACFE) Institute of Management Accountants (IMA) Texas Society of Certified Public Accountants (TSCPA) I have received the full and unconditional support of my firm s leadership in the pursuit of this endeavor. There are no known impediments to my ability to the time and effort required to pursue this opportunity. I believe I can value to the Dallas Chapter during my term as President by utilizing my breadth and depth of experience of having served various leadership roles to continue to pursue the stated strategic aims of the Chapter. My familiarity with Chapter operations, leaders, and strategic objectives will be invaluable to ensure the effectiveness of our Chapter as well as to continue our Chapter s tradition of excellence.

4 1st VP - Chris Mowery, Internal Audit Manager, Eagle Materials, Inc. (CIA, CCSA, CRMA, CFE, CISA) I have worked within the Audit profession for over 14 years in the public accounting, food manufacturing or construction material manufacturing industries. My experience includes leading both small and large audit teams domestically and internationally. I have been fortunate enough to have served for over four years in various roles with the Dallas Chapter of the Institute of Internal Auditors. While not at work or assisting the Dallas Chapter, I enjoy spending time with my family and competing competitively in marathons and half-marathons. I have worked within the Audit profession for much of my professional career. As a result, I have a passion for the Audit profession and I wish to promote and advocate the profession however I can. During the last four years I have proudly volunteered as an Assistant Treasurer, Programs Chair, Secretary and VP of Academic Relations with the Dallas Chapter of the Institute of Internal Auditors. The most rewarding experience during those four years has included: Providing quality speakers and topics to the Dallas Members, Speaking to Accounting Students about the unique and fulfilling experience that one can have from being in the Audit profession, Initiating and involving the Dallas Chapter with Junior Achievement as a worthy cause of giving back and supporting the Dallas community. As with any volunteer effort there are many times when situations arise and volunteers cannot participate, especially within the Audit profession as travel calls many of us away on a regular basis. I have assisted in many roles that have required additional manpower in order to provide our Members with a quality meeting experience. I am an active member of Dallas Chapters of ISACA and ACFE I have received full support of my involvement with the Dallas IIA the last four years and I have just recently reconfirmed support from my company and supervisor for the coming Chapter year. I believe with the input of the Board, Officers and Program Chairs I can continue to provide our Membership with quality speakers, facilities and topics for the monthly meetings. By doing so, we will fulfill the training and CPE needs of our Members and hopefully attract new members once they experience our quality programs.

5 2nd VP - Mandi Church, Internal Auditor IV, DART (CIA) During the last six years, I have worked as an Internal Audit professional at Dallas Area Rapid Transit. I m a graduate of the UTD Internal Audit Educational Partnership program. While at UTD, I completed my Master s Degree in Accounting with a focus on Internal Audit. Prior to my time at UTD as was a staff accountant for a multinational oil and gas membership/trade organization The IIA for o/g professionals. I ve had the opportunity to serve the Dallas Chapter of the IIA in multiple roles over the last five years. In addition to my IIA volunteerism, I also play an active role my children s PTA and I am the Team Mom for several sports. When I m not working, volunteering or cheering on one of my kids teams I enjoy biking and traveling with my family. I have a passion for Internal Audit and I believe that I can be a wonderful advocate for the profession, now and for years to come. I have served the Dallas Chapter in multiple roles over the last 5 years. Chapter Treasurer present. As the Treasure, I worked to deploy and train the new Technology Committee, as well as perform all of the Chapter s financial responsibilities (track revenues, pay bills, issue 1099s, create financial statement, etc.) Lead Assistant Treasurer Assisted with CVent Implementation; Assistant Treasurer None listed None listed My management team fully supports and encourages my involvement with the Dallas Chapter of the IIA. As a former Chapter President and Board of Governors member, my CAE is a firm believer in advocating the profession. He encourages our entire department to actively participate in the chapter. As the 2nd Vice President I hope to increase our visibility in the community and at local colleges and universities. I think that exposing students to Internal Audit careers at both the undergrad and graduate levels would help to promote the profession. Instead of primarily focusing on Internal Audit courses, we could make presentations to external audit classes. This year, we have made great strides in increasing our community service; I would like to continue our Junior Achievement outreach and Toys for Tots. Instead of having a canned food drive, I would suggest collecting school supplies for a local Dallas elementary school.

6 Treasurer - Teresa Lin, Manager, Grant Thornton (CPA) Teresa Lin is a Manager in Grant Thornton s Business Advisory Services practice. She has performed a wide range of projects focused on performing risk assessments, internal audits and internal controls reviews, and business process improvement reviews. Teresa has performed these services in numerous industries including retail, technology, not-forprofits, and government agencies. Prior to joining Grant Thornton, Teresa spent six years at Blockbuster in a variety of roles, including two years in an accounting role performing month-end close duties, preparing reconciliations and four years in performing operational, financial, and information system audits and internal control reviews. I served as this year s secretary and have been intimately involved in the chapter s operations. I have also attended IIA meetings for many years and have volunteered on multiple committees (Assistant Treasurer s, Membership, Photography) so I know what it takes to keep the chapter running. I noticed that the individuals who I work with at the IIA are very dedicated to the chapter and its activities, and I look forward to being one of those individuals that others see and say the same thing about. I have expanded my relationships with chapter members over the years and am looking forward help the chapter achieve their goals. On the professional front, I enjoy working with our staff and love mentoring the staff to be passionate about what we do. Membership Committee chair ( ) Photographer ( ) Assistant Treasurer s committee ( ) Leadership Academy attendee ( , ) IIA South District conference attendee (2013) GAM conference attendee (2013) None listed I will receive 100% support from my supervisor and employer. My supervisor currently serves on the Dallas Chapter Board of Governors so she is aware of the time commitment of being on the Board. My employer, Grant Thornton, believes in giving me this opportunity because it allows me to be up to date on the trends and challenges in the internal audit profession. The firm has been a sponsor of the annual Super Conference and has provided speakers for the monthly meetings. Using my prior experience as a volunteer and an officer, I know what it s like to keep the chapter running. I often hear from our volunteers why we do something the way we do, and I am always open for suggestions on how to improve upon our chapter s operations. I also have numerous clients who are not currently chapter members, and I take the opportunity to tell them about the chapter and spread the word about the monthly meetings. This resulted in my clients joining as IIA members last year and attending the Super Conference for the first time last year. I will continue to send out monthly reminders to my staff each month reminding them of the topic and registration deadlines.

7 Secretary - LaToya, Sr. Manager Internal Audit, Dex Media (CPA, CIA) LaToya Duncan is a Senior Internal Audit Manager for Dex Media where she is responsible for Dex Media s SOX 404 compliance as well as financial and operational audits. LaToya has more than 10 years audit experience and has experience in various industries to include media, insurance, natural gas, utilities, and home building. LaToya has served as the facilities co-chair for the Dallas chapter for the past 2 years; she also served on the 2013 Dallas IIA Super Conference Facilities/ Logistics committee and is the past Social Chair for the Tulsa IIA chapter. LaToya s work experience includes Deloitte, ONEOK (natural gas utility), Ryland Homes and Dex Media. LaToya is a CPA and CIA. Having served as a facilities co-chair and on the Dallas IIA Super Conference facilities committee, I d like to give back to the organization through service as an officer. To ensure the future success of this organization I realize that those who are committed to the profession must provide input and direction to the organization in order to enable the organization to continue to develop. LaToya has served as the facilities co-chair for the Dallas chapter; she also served on the 2013 Dallas IIA Super Conference Facilities/ Logistics committee. For the year, LaToya and co-chair received the volunteer of the year award from the Dallas IIA Chapter LaToya has also served as the Social Chair for the Tulsa IIA chapter LaToya has been the scholarship chair for the National Association of Black Accountants Dex Media s management team is committed to strong leadership which includes continuous learning and seeking opportunities to both serve the community as well as their respective profession. I have served as the facilities co-chair which required me to be at meetings. Management has been extremely supportive in my quest to expand my leadership abilities as well as my commitment to the profession. Additionally, management has expressed their commitment about the possibility of me being elected as an officer. I'm passionate about Internal Audit and the IIA organization. I will work to establish relationships with various CAE s in the Dallas area and emphasize the benefits of an IIA membership. I will also promote the profession and the chapter and work with the Dallas IIA Officers and the Board of Governors to ensure that our members are receiving a return on their investment.

8 B o a r d o f g o v e r n o r s Listed by Last Name

9 Brian Amend, Principal and DFW Advisory Services Market Leader, UHY Advisors (CPA, CIA, CRMA, CFSA, CCSA, CIDA) Brian Amend is the DFW Advisory Services Market Leader for UHY Advisors, with over 20 years of proven managerial and leadership roles in Risk Management, Internal Audit, Accounting and Finance. Brian successfully led the Dallas practice of AC Lordi from start-up in 2008 to profitability in 2009 and beyond. In 2010, Brian personally acquired the Dallas practice of AC Lordi and operated it solely prior to merging the business with Sunera, where he led the Dallas and Houston offices from 2010 to Due to his entrepreneurial experience and business acumen, Brian was selected as one of the Top 40 Business People under 40 Years Old by the Dallas Business Journal in Brian is a CPA, CIA, CRMA, CFSA, CCSA and a CIDA. Brian graduated Summa Cum Laude with a Master of Business Administration in Finance from Oklahoma City University. Brian also holds a Bachelor of Business Administration in Accounting with High Honors from the University of Oklahoma and was inducted into the Del City High School Alumni Hall of Fame in Brian began his career at Arthur Andersen and has held roles as Vice-President of Internal Audit and Chief Financial Officer in industry as well. Brian and his wife Johanna reside in Richardson, Texas, along with their 3 children. Brian is also an avid endurance athlete, having completed 15 full marathons and the full "Ironman" triathlon in 2013, and will be competing in the Dallas/Fort Worth Fittest Executive Challenge in May I am interested in continuing to serve on the IIA Dallas Chapter Board of Governors essentially because I love the organization and the profession of Internal Audit, which is where I have spent the majority of my career to this point. I plan to spend the remainder of my career in Internal Audit as well and I have been honored to serve in a volunteer capacity to the Dallas Chapter for the last 10+ years. Given my past involvement and leadership of the Dallas Chapter, especially during my Presidency in by currently serving on the Board of Governors, I feel I am in an excellent position to know the culture of the organization and its leaders and to positively influence the Chapter to even greater heights in the future. I have been integrally involved in the Dallas Chapter for many years, dating back to I have served as the Membership Committee Chair, Programs Chair, Treasurer, 2nd VP, 1st VP, and President of the Chapter in 2011/2012. I have served on the BOG for the past 2 years as well, serving as Volunteer Coordinator in I have been integrally involved in strategic planning for the Chapter as well, launching the concept, along with my fellow officers, of the DIIA Superconference during my President's Year. I have spoken on numerous occasions at Chapter events over the past 10+ years of dedicated service. I would like to carry this momentum forward for another 3 years on the Board of Governors. I will be seeking a nomination to an IIA International planning committee and the North American Board of Governors in I have spoken at numerous other IIA chapters as well and will continue to be an ambassador to the organization. I have been to the IIA leadership conferences and district meetings on multiple occasions as well I have been on the Board of Directors for the Samaritan Inn, the only homeless shelter in Collin County and I am also involved in volunteer efforts at my church as an Adult Sunday School Teacher as well as with Junior Achievement and the North Texas Food bank. Not only will I receive the full support from my firm, I will also bring with my nomination to the Board, a pledge to sponsor the chapter from my firm s funds as well as talent expertise for speakers, etc. I have over 10 years invested in the leadership of the Dallas Chapter and I would like to continue to be involved in a leadership capacity for many years to come I am currently serving as the Programs Chair of the 2014 Dallas IIA Superconference and have already begun to book several excellent speakers that will be featured this year. Additionally, I serve on the Superconference Planning Committee and I am committed, along with my other team members, to making this conference our biggest and best yet. In addition, I have been active at Board Meetings and will continue to bring my business acumen, love of the profession, and knowledge of the current culture of the chapter to bear in leading our chapter to new heights in the future.

10 Corinne Bryan, Internal Audit Director, Chase Paymentech Solutions (CIA, CRMA, CPA, CBA) Corinne began her internal audit career by moving from Big 4 public accounting to establish the Internal Audit function at NorthPark National Bank (NPNB) where she joined the Dallas Chapter of the IIA and rose to Senior Vice President and Director of Internal Auditing. After the acquisition of NPNB by Comerica Bank, she stepped out of her comfort zone to head the operations at Turtle Creek National Bank (TCNB) as Senior Vice President & Cashier while maintaining her involvement and leadership in the Dallas Chapter. Upon the acquisition of TCNB, she returned to internal auditing at Blue Cross Blue Shield of Texas followed by the Federal Home Loan Bank of Dallas, and joined Chase Paymentech in 2003 as Internal Audit Director (CAE). Early in her career Corinne served as an officer and board member in various other not-for-profit professional, educational, charitable, and religious organizations including the Rice University Alumni Association in Dallas before focusing her volunteerism primarily within the Dallas Chapter and The IIA. Corinne is married to her college sweetheart, Bill, who is the Director of the Intern Program at Perkins School of Theology at SMU. They are proud of their adult children who are self-supporting and living in the Metroplex: Christopher is a filmmaker and Catherine is a Licensed Master Social Worker. My enthusiasm for and commitment to the Dallas Chapter, its members, and its leaders propels my desire to continue to serve on the Board. Through service at the International level of The IIA, I have deepened my knowledge of the volunteer structure, fostered connections with IIA members in other chapters, as well as delved into the detailed requirements for the Chapter Achievement Program (CAP). These experiences help inform Board decisions for the benefit of the Dallas Chapter and the members. By preparing the monthly CAP report we ensure that the many varied activities of the Dallas Chapter are identified and reported thus maintaining the Platinum status of this outstanding Chapter in service to its members and the profession. My sustained involvement with the Dallas Chapter over 25 years has included serving in the following roles and activities: Current Member of the Board of Governors and Chair of the Chapter Achievement Program (CAP) Partner Level donor to the Center for Internal Auditing Excellence/ IAEP Endowment at UTD Officer positions President, 1st VP, 2nd VP, and Secretary Committee Chair for Nominating, Strategic Planning, Programs, Membership, Business and Industry Relations, Pre-Meeting, Seminars, Technical Interest Panel for Banking, Editorial, Employment, and Awards Secretary to Host Conference Committees for 46th and 57th IIA International Conferences and 2004 Southern Regional Conference Chaired the 50th and 60th Anniversary Committees Established the model for the current meetings that provide 3 hours of CPE Recipient of Outstanding Contribution to the Chapter and Outstanding Contribution to the Profession Awards from the Dallas Chapter My continuous service over the past 14 years at the International level of The IIA has included the following positions: Currently a Member of the Learning Solutions Committee Previously served as District Advisor, Southern Region Representative, Southern Region District #1 Representative Previously served as Member of Regional Conference Committee, Chapter Relations Committee of North America (CRCNA), Regional Representatives Committee, North American Board, and District Representatives Committee Chaired the Chapter Achievement Program sub-committee for the CRCNA Served as CBOK (Common Body of Knowledge) Liaison from the Dallas Chapter I served as a volunteer member on The IIA s Quality Assurance Review of Blue Cross Blue Shield of Michigan and was the driving force for donations of over $75,000 by the IIA Chapters in Texas to name the Rotunda Foyer of the new IIA Headquarters building. I have also served on boards of other not-for-profit professional, charitable, and religious organizations (Soroptimist International executive women s service club, American Society of Women Accountants, and the National Association of Bank Women among others) and enjoy working with volunteers.

11 Corinne Bryan Continued My involvement in the Dallas Chapter has the full encouragement and personal support from my superiors (although financial support is not provided). I have fully participated in all Board meetings during my term and fulfilled the duties of the office accomplishing assigned objectives with energy and dedication. My enthusiasm for and commitment to the Dallas Chapter, its members, and leaders is unsurpassed. I have a proven record of sustained volunteer service to the Chapter and to The IIA in a wide variety of leadership positions at the Chapter, District, Regional, North American, and International levels. Serving on the Dallas Chapter Board enables me to share this knowledge and these connections to inform important decisions and help set direction for the future of this great Chapter. My intent would be to assist the Chapter leaders specifically in continuing to document the Chapter Achievement Program activities that evidence the outstanding work that benefits our members and the profession.

12 Katherine A. Findlay, Vice President Internal Audit, Southwest Airlines (CPA) Katherine Findlay serves Southwest Airlines (SWA) as its Vice President, Internal Audit. The SWA Internal Audit Department champions compliance and offers practical solutions to improve business operations and assist in corporate governance. She has received the Leading by Example and Winning Spirit awards at Southwest Airlines. Prior to joining SWA in 1993, she was with Ernst & Young where SWA was one of her most valued Clients. Katherine began her career at SWA in the Internal Audit group before moving into the Finance organization as Director of Maintenance Finance & Budgets. Prior to returning to the Company s Internal Audit Department in 2010, Katherine served as the Senior Director of Maintenance Services where she oversaw the Company s outsourced maintenance activity, Maintenance Training and a warehouse management workgroup in Maintenance & Engineering. She is member of the Dallas Chapter - Institute of Internal Audit (IIA) Board of Governors, University of Texas at Dallas (UTD) Internal Audit Education Partnership Advisory Board, and UTD Endowment Committee. She also participates in both the DFW Audit Executive Roundtable and Ernst & Young s Enterprise Risk Roundtable. She is an advocate for the profession, and continues to host students and visitors as they explore Internal Audit as potential careers. Education: Katherine graduated with honors from Texas Tech University in 1990 earning a B.B.A. in Accounting. She is a Certified Public Accountant. Personal: Katherine is married (Troy) with two children, Noah (10) and Cole (8). In her spare time, she enjoys spending time with her family, attending sporting events, reading, boating, traveling, and just relaxing. I am interested in continuing as a Board Member to help ensure the Dallas Chapter is engaged in activities to improve the profession and specifically, Dallas area IIA members knowledge. As a CAE for SWA, I am interested in understanding the emerging risks facing our Company and by serving as a BOG, I am able to influence the activities the Chapter focuses on growing the knowledge of Members in the emerging areas. I am particularly interested in supporting Members, who are in the beginning of their careers, are gaining knowledge to uphold the requirements and better the reputation of Internal Auditors. By serving as a Board member, in addition to ensuring the Chapter is operating by its bylaws, I, also, am able to know what volunteer opportunities are available and provide the support of Southwest Airlines Auditors. I would like to continue give back to the Profession by providing guidance and volunteers to support the Chapter. CAE Spotlight March 2014, Risk Assessment Presentation at Dallas Chapter 2012; IAEP Annual Conference Speaker 2010 & 2011 and donator/swa Speakers 2012, 2013; Dallas Super Conference Speaker Panel 2013; Almost Free Panel I have encouraged and provided time for SWA IA Team Members to actively participate in meetings and serve as volunteers for the Super Conference and Chapter meetings, as well as annual support of the Orlando IAEP Annual Students networking conference. I also have participated in the speed interviewing Dallas Chapter event, as well as the ISACA Business Etiquette Lunch. Both of those events help prepare students for the work environment. UTD-IAEP Endowment Fund Board Orlando Chapter Speaker 2012 Fort Worth Chapter Speaker 2011 UTD-IAEP Advisory Board DFW CAE Roundtable participant EY Hot Topics Café participant Dallas Chapter-IIA CAE Roundtable participant Diversity Council--SWA

13 Katherine Findlay Continued Serving on the Board of an organization within my profession is encouraged by SWA Leadership and specifically, my Leader. I am also in a position to afford SWA IA Team Members to also dedicate time to the Chapters strategic objectives or routine operations. I am able to provide input and articulate what I see as needed skills for Internal Auditors and influence the activities the Chapter to help meet the needs of Internal Auditors. By serving as a Board member, in addition to ensuring the Chapter is operating by its bylaws, I am able to also know what volunteer opportunities are available and provide the support of Southwest Airlines Auditors. I would like to continue give back to the Profession by providing guidance and volunteers to support the Chapter. I am also available to speak at Chapter Meetings or conferences as well as IAEP events.

14 Tom Keils, Vice President, Internal Audit, Builders FirstSource, Inc (CPA) I obtained my MS in Accounting from University of North Texas and am currently a CPA. I began my audit career with Arthur Andersen in During my tenure at Andersen I participated in numerous client engagements including both external audits and internal audit consulting. In 2002 I began working for Protiviti as a Senior Manager and from then until 2005 my area of focus was Internal Audit. While at Protiviti I worked in various industries providing Internal Audit services including helping businesses prepare for Sarbanes Oxley compliance. In addition I assisted clients developing and executing internal audit plans in a variety of areas including both financial and operational. In 2005 Builders FirstSource, one of the clients I worked for during my tenure at Protiviti, was preparing to go public and I was selected to head their Internal Audit department. I am currently the Vice President of Internal Audit for Builders FisrSource, Inc. Since 2005 I have worked to design and implement the company's risk-based Internal Audit function. I routinely advise management regarding the adequacy of policy, procedures and appropriate controls. In addition, I oversee the day-to-day operations of the Internal Audit Department ensuring that budgets are met, audit goals are realized and the benefit to the company is maximized. I am interested in continuing my service to the Dallas Chapter of the Institute of Internal Auditors. I feel with my past experience as a long time member and officer of the Dallas Chapter I can bring valuable insight to the Board of Governors. It is important to me that I continue to do my part to help the chapter be successful in fulfilling its mission of providing leadership in the Internal Audit profession. I have been a member of the Dallas Chapter for many years serving on numerous committees including but not limited to the following: Chairman of the Research Project Committee, Secretary, Treasurer, 2nd VP, 1st VP, President, Community Service Committee, and Board of Governors I have been an active member of the IIA for many years serving on numerous committees, as an officer and on the Board of Governors. While my experience is limited primarily to the Dallas Chapter I am looking forward to getting more involved at the National level I have served in a leadership capacity of many organizations throughout my life including Beta Alpha Psi (National honors society), local PTA as president as well as other positions. I currently serve on the Board of the Internal Audit Program at the University of North Texas I will have no problem devoting the time and effort required to fulfill the responsibilities of this position. As the VP of Internal Audit I have always supported my team to be active members of the Dallas Chapter. Builders FirstSource has always been equally as supportive of me in fulfilling my duties to the Chapter. My past experience as a Dallas Chapter member, officer and previous Board of Governors member has allowed me to develop a clear insight into the specific duties and responsibilities of the Board and the Chapter. I believe I can bring a valuable amount of leadership experience to the role, as well as a willingness to avoid the status quo when searching for effective and efficient governance. I am dedicated to providing the effort necessary to help ensure the Dallas Chapter fulfills its obligation to its members and the Institute of Internal Auditors.

15 David P. Price, Audit Director (CAE), CEC Entertainment (Chuck E. Cheese) (CPA, CIA) David is the Audit Director (CAE) at CEC Entertainment (Chuck E. Cheese's). As always, he s focused on partnering with management, developing teams, addressing risks and priorities, and improving audit coverage through technology. David is a CPA and CIA. He s worked for over 18 years as an innovative audit leader. David s teams specialize in operational, process, financial, SOX and IT audits identifying business opportunities, process improvements, cost savings, fraud and vendor overcharges. His past experience includes various audit positions in the retail, banking and financial services industries. David is a past president of the Dallas Chapter of the Institute of Internal Auditors and is currently a member of the Dallas Chapter s Board of Governors. He has served on several international IIA committees, as well as the UNT Internal Audit Advisory Board. David received his MBA from UNT and his BBA from UT Austin. What about fun? David plays saxophone and synthesizer in a band called Soul To Soul and he s an avid marathon runner. He is also learning more about horses than he ever thought he'd learn thanks to his wife and daughter's passion. I have a passion for developing the next generation of internal audit professionals. And, there is no better place to do this than the Dallas IIA. Over the years, the Dallas Chapter has given me many opportunities to grow, thanks to the wealth of great professionals in our chapter. It is now my opportunity to give back to our profession and chapter by: 1. Energizing our younger chapter members to get more involved by volunteering for our chapter s many committee and leadership roles. 2. Motivating our experienced members to stay involved and share their broad array of knowledge with all members. 3. Ensuring our monthly meetings and seminars deliver entertaining and solid Internal Audit education at an attractive price. 4. Implementing our members feedback and ideas to further advance our great chapter. Speaking engagements: 2014 CAE Spotlight Chapter Lunch 2013 Super Conference Speaker If It Is Important, Keep Your Eyes On It! Three pre/post lunch meetings, as well as numerous talks on behalf of the IIA at UNT, UT, UTA and UTD. Positions held with IIA: Dallas Chapter Board of Governors member Board Of Governors Ad Hoc Committee to Oversee Chapter Research Efforts and Expenses Dallas Chapter President, First VP, Second VP, Treasurer, Secretary Dallas Chapter Research Chair Dallas Chapter Academic Relations Chair Dallas Chapter Community Service Chair Dallas Chapter Programs Co-Chair Accomplishments: President Gold/Platinum Status Established first Annual Almost Free Seminar Research Chair - Submitted first Dallas Research Project Award received at IIA International Conference IIA International Professional Practices Committee Led an international team on the re-write for the first web-based version of the Professional Practices Guide (Red Book)

16 David P Price Continued None listed CEC Entertainment (Chuck E. Cheese) fully supports my efforts on the Dallas Chapter s Board of Governors. 1. Passionate about process improvement and new ideas I fully understand what makes the Dallas chapter great. Maintaining this greatness is critical. However, I know there are new ideas and opportunities which we can implement to make us stronger and more relevant. 2. Strong ability to listen and react based on member feedback I fully understand the importance of allowing member feedback and suggestions to drive strategic initiatives. 3. Proven track record related to getting big things done for the Dallas chapter With the partnership, teamwork and the dedication of our members, we ve accomplished big things. 4. Recognition is the most powerful motivator I understand the power of giving people credit and recognizing their hard work. I believe in the importance of saying yes, please and thank you. I understand the importance of a smile, kind words, telephone calls and to recognize our great chapter members efforts.

17 Manny Rosenfeld, Senior Vice President, Internal Audit, MoneyGram Inc. (CIA, CRMA) Manny has been with four Fortune 500 industrial companies plus a leading global financial services organization during his 33-year career. He has had the Chief Audit Executive role for the past 14 years. Manny currently works for MoneyGram Int. as the Senior Vice President, Internal Audit (CAE). MoneyGram is the world s second largest money transfer and payment company with 336,000 agents in 200 countries. Prior to that, Manny worked for Commercial Metals Company (CMC) as the CAE/VP Audit for seven years. Before that, he was the Vice President of Internal Audit for both TRW Automotive and Navistar Corporation, two global industrial companies. During the prior 20 years, while with Alcoa, Manny had series of roles including: Senior Audit Manager/Director, Process Improvement Senior Manager, Quality & Process Improvement Consultant, Manager of Capital and Acquisitions, Audit Supervisor, and Management Sciences Consultant. Manny has led satellite audit functions with offices based in the US, Spain, Brazil, UK, Italy, and China. Manny is currently on the Board of Governors of the Dallas Chapter of the IIA, where he leads the Chief Audit Executive programs. He is a Certified Internal Auditor and has a Certification in Risk Management Assurance (CRMA). He also achieved a Lean / Six Sigma Black-Belt designation. Manny graduated from Cornell University, where he earned a BS in Industrial Engineering, a Master of Engineering in Management Sciences, and an MBA. He enjoys intentional cooking with his wife of 32 years. He also likes to read a wide range of fiction and non-fiction books and periodicals. Manny has a regular fitness routine that includes weight lifting at the gym. He views this as a required adjunct to a cooking hobby. I have been on the DIIA BOG for the past three years and I would like to continue to support the organization. It is one of the United States best IIA chapters and I want to continue to help it grow and improve even further. I view my involvement on the DIIA s BOG as giving back to the profession. - I have strived to particularly support the Chief Audit Executive segment of the chapter s constituents. If elected, I plan to continue to lead the CAE program. This also includes: Surveying and obtaining input from Dallas CAEs on chapter initiatives (such as the Super-conference); engaging the CAEs in more active support of the DIIA; and marketing to the CAEs to increase membership. I am also interested in presenting at another IIA monthly meeting and/or the next Super-conference. I have presented at the IIA s monthly meeting. I started and lead the Chief Audit Executive program (Roundtables). This has increased the involvement by the CAEs in the chapter, and I believe has led to more support for the various audit teams to participate on chapter events. I am also a conduit for chapter initiatives to reach the CAEs I recently helped the Fort Worth IIA Chapter launch their own CAE Roundtable program I am helping a UNT student group with their audit project I ve written several articles for the Internal Auditor magazine, the last one was on creating an operational audit discipline to improve the repair and maintenance organization (Published Feb 2014). In the past, I was on the BOG of the Chicago IIA chapter, also leading the CAE programs I m currently co-authoring a book on interpersonal, communication, and other soft skills for auditors. We submitted a final 70K manuscript to our publishers (Wiley) and expect the book to come out in late summer. I m a member of FEI I will receive the support needed to accomplish my responsibilities to the Chapter and the profession. This includes attending off-site meetings during work hours and paying travel, meals, etc.

18 Manny Rosenfeld Continued I m a seasoned (e.g., old!) professional with significant business and audit experience. I believe my judgment about the audit profession would be an asset as the BOG performs its fiduciary and governance responsibilities.

19 Vickie Tesmer, Director Audit & Consulting Services, American Heart Association (CPA, CRMA, CGMA) Vickie has served the Internal Audit profession for 23 years in non-profit and oil & gas. She currently is the director of Audit & Consulting Services at the American Heart Association, headquartered in Dallas. She holds a Bachelor of Science degree from Texas Woman s University, CPA (Certified Public Accountant) and CGMA (Chartered Global Management Accountant) designations and a CRMA (Certification in Risk Management Assurance.) Her volunteer roles include serving the Dallas IIA Board of Governors, mentoring IA students from UTD and UNT, representing Dallas IIA on Convergence 2014 planning committee and serving on the board of Prestige Community Credit Union. In addition to these volunteer activities, she enjoys spending time with her family, volunteering with her church and serving as roadie to her husband s classic rock n roll band. It s a way of paying forward the field of work that I love. By serving the Dallas IIA as a Governor, I ve been able to support creation of value-add training/cpe for my staff, all local Internal Auditors and me create networking opportunities for Dallas area Internal Auditors provide exposure and training to university students in the field of Internal Audit and ensure governance over all Dallas IIA operations and activities as a member of the Audit Committee. Board of Governor since 2008 Member and former chair of Dallas IIA Audit Committee Mentor for UNT Internal Audit class project Mentor for UTD student interns at the American Heart Association Representative of Dallas IIA on the Dallas CPA Society s 2014 Convergence conference Assisted in program planning for initial 2012 Super Conference Participated in Regional IIA training session to gain knowledge and share Dallas IIA practices Participated in General Audit Management conference 2014 Current member of the Board and former Chairman of Prestige Community Credit Union Current member AICPA, Texas Society of CPAs and Dallas Chapter Former Vice-President Dallas Chapter of Council of Petroleum Accountants and participated in planning annual conference programs Youth counselor and small group leader at church Executive management at the American Heart Association has been very supportive of my involvement with the Dallas IIA chapter over the 6 years I ve served as a Governor. I will continue to provide active service to the Dallas IIA by preparing for meetings in advance being regular and prompt in attendance sharing ideas to help set and guide strategic direction volunteering for various IIA assignments always serving with integrity and honesty

20 Marc Winandy, Audit Director, Overhead Door Corporation (CPA, CIA) I have lived in and around Dallas for about 40 years, graduating from St. Mark s and Southern Methodist University. I earned a BBA in accounting and minor in political science at SMU. I am a Texas CPA and a Certified Internal Auditor. I have a broad background working for large and small companies, publicly traded and privately held organizations, professional services and industry; with experience in a variety of sectors, including manufacturing, technology, defense, healthcare and banking. In additional to internal audit, I am responsible for Japanese SOX reporting, corporate travel; and I am currently contributing to my company s Oracle implementation as a finance process lead. In addition to my volunteer work for the Dallas IIA, I am an officer for my fraternity s local alumni chapter, a member of my HOA s social committee and I volunteer at my children s elementary school. I decided several years ago to focus my professional affiliation, as well as dedicate my time and resources as a volunteer, with the Dallas IIA. Over the last 15+ years, I have served as a volunteer for the Dallas Chapter in many capacities ranging from committee member to president. Even after serving as an officer and governor, I continue serve in two committee positions: organizing the annual Almost Free Seminar and the Awards committee that recognizes volunteers. I have seen hundreds of volunteers contribute to the chapter and build world class programs for our members. Over time, the chapter has created new exciting events and retired some programs that no longer met the members needs. As a governor, I want to guide and support the chapter leaders in maintaining the excitement and help challenge them to continue giving back to the members. I have been a member of the IIA since I have been an active volunteer with the Dallas IIA for over a decade and a half, servicing in officer roles and on the board. One of the many accomplishments during my presidency was establishing an effective Audit Committee of the Board, before several treasurer oversight concerns were raised by the IIA at other chapters. Since my last board term ended, I have remained active as a volunteer on several committees. I am currently the Almost Free Seminar chair/committee and awards chair/committee. I am the Audit Director and CAE at Overhead Door Corporation, where I signed-up for a group IIA membership when I started the job and encouraged my entire team to register as IIA members. Over the course of each chapter year, my entire team attends Dallas IIA meetings and seminars regularly. I am a strong supporter of the profession and I am very proud that the UTD Internal Auditing endowment was conceived, established and funded with several significant seed donations while I was Dallas IIA President. Though not recently, I have volunteered at UTD IAEP events (for example, judging group presentations). While I was a member of ISACA, AICPA, TSCPA and the ACFE at different times during my career, I have focused my professional affiliation, as well as dedicate my time and resources as a volunteer, with the Dallas IIA. This year, I started participating in the DFW TeamMate User Group to network that is attended by Dallas IIA colleagues to learn best practices from other internal audit departments using a common workpaper and reporting tool. My company s leadership (including our CFO, who is my direct supervisor) is fully supportive of my and the rest of the audit department s affiliation and participation with the Dallas IIA. The company financially supports us by paying the IIA group membership each year and reimbursing registration fees for the monthly meetings and seminars we attend. Our department and individual Game Plans (performance plans) each year include a training objective, which are primarily met through Dallas IIA-sponsored CPE. I attend IIA meetings, audit director roundtables, board meetings (when I was a governor) and seminars during the work day as employee development and professional involvement time. I have also hosted the Dallas IIA-sponsored small company CAE roundtable at our offices. In addition to various volunteer experiences over the last decade plus, I also have experience from industry and professional services, from staff auditor through CAE, attended three international conferences, have relationships with Ft Worth Chapter leaders, as well as spent 18 months as a member of the Houston Chapter from As a result, I believe I bring a variety of perspectives to the board. In addition, I commit to work and execute the ideas I bring to the officers and the board (for example, I stepped up to run the AFS starting in 2012 when I strongly sup-