NASP-ATLANTA Chapter Officer Candidates

Size: px
Start display at page:

Download "NASP-ATLANTA Chapter Officer Candidates"

Transcription

1 OFFICIAL BALLOT NASP ATLANTA CHAPTER OFFICERS ELECTION Voting for the NASP-Atlanta Chapter Officers will be done completely on-line. Online ballot forms are due by 11:00 a.m. on November 8, Please note that the on-line system will close at 11:00 a.m. We recommend that you log-on to the link a few minutes before to complete your ballot. CLICK HERE TO VIEW THE ONLINE BALLOT Below is the list, bio s and statements for NASP-Atlanta Chapter Officers. You do have the option to write-in a candidate; however they must be a financial member of NASP. NASP-ATLANTA Chapter Officer Candidates President Linda Jordan The Jordan Group Vice President Treasurer Calvin Vismale, Jr. Rainbow PUSH Atlanta and the Citizen Education Fund (CEF) Southern Region Peachtree Street Project Yolanda Waggoner-Forman Morningside Asset Management Nathan Lewis Security Capital

2 Nasp atlanta chapter officers CANDIDATES ATLANTA CHAPTER PRESIDENT CANDIDATE THE JORDAN GROUP Linda Jordan President I am honored to have been nominated for President of the Atlanta Chapter of NASP!! I would like to continue to carry on the legacy of my mentor, Maynard Jackson and all of the Presidents who were there before me. I would like to continue the programs that are already in place and add new ones to our platform. I think that Atlanta is a unique chapter, home of the civil rights movement and we have been fighting for the rights for minorities and women in the financial services arena for a long time. I respectfully ask for your vote and look forward to working with the new officers and members of the chapter!!! Linda Joyce Jordan has been a financial services executive for more than 25 years. A lifelong community servant and high achiever, Jordan is also a pioneering professional in her own right. Most recently, Jordan was managing director with Mesirow Financial, an independent financial services firm headquartered in Chicago. For the past ten years, Jordan managed the Atlanta office and was responsible for developing the firm s institutional relationships and marketing its investment management capabilities to plan sponsors and institutional investors in the Southeast and Western regions of the United States, including the Caribbean. She was an integral part of helping to grow Mesirow s $92.4 billion in assets under management to date. Prior to joining Mesirow, Jordan served as a regional vice president of marketing for NCM Capital, a North Carolina-based investment management firm, and as a marketing

3 representative in the foreign exchange division at the First National Bank of Chicago (now JPMorgan Chase and Co.). She is also a former FINRA public arbitrator. In 2006, Jordan was inducted into the Academy of Distinguished Engineering Alumni at Georgia Tech, making her the first African-American female to be inducted. She is an alumna of Leadership Atlanta, class of Jordan has held leadership roles with numerous civic and professional organizations, including the City of Atlanta and Fulton County Recreation Authority, the Atlanta Chapter of Conference of Minority Transportation Officials (COMTO), the Atlanta chapter of the National Black MBA Association, and the National Forum for Black Public Administrators. She is an active member of the Atlanta Alumni Chapter of Delta Sigma Theta Sorority, Inc. Jordan received a bachelor s degree in mathematics from Clark Atlanta University and a bachelor s degree in electrical engineering from Georgia Tech. She also earned a master s degree in electrical engineering from Georgia Tech and her MBA in finance from the Fuqua School of Business at Duke University. Her professional certifications include holding the Series 7, 63 and 65 securities licenses. Jordan s membership with NASP spans over 20 years and she has served on the Board of Directors for 13 years, currently as Secretary. For the past eight years, Jordan has led the effort to increase the participation of trustees and investment staff in the Annual Pension and Financial Services Conference as the co-chair of NASP s Plan Sponsor Outreach Committee. She was also instrumental in helping to form NASP s Legislative Committee, which aims to strengthen the organization s reputation and profile amongst key influencers, policy and decision makers at all levels of government. In 2011, Jordan was awarded the inaugural Financial Services Industry Pioneer Award in Marketing by the Atlanta Chapter of NASP

4 ATLANTA CHAPTER VICE PRESIDENT CANDIDATES MORNINGSIDE ASSET MANAGEMENT YOLANDA WAGGONER-FOREMAN Founder and CEO Thanks for the nomination. I am honored to be considered. Ms. Foreman is the Founder and CEO of Morningside Asset Management, an Atlanta based value-focused investment firm. Prior to founding Morningside, Ms. Foreman was Co-CEO at Gray & Company Global Investment Solutions where she served on the executive and investment committee to provide portfolio and operational oversight. Prior to Gray & Company, Ms. Foreman served as Chief Administrative/Compliance Officer for United Investment Managers. Ms. Foreman has been working in the financial services industry for over 15 years. Before joining UIM, she was Vice President Marketing/Client Services for The Kenwood Group, analyst for Edward Jones and investment representative for OLDE Stockbrokers. Ms. Foreman is the Secretary/Treasurer of Consequent Foundation, a Georgia based 501(c) (3) organization that works to support diversity and the growth of minority entrepreneurship. Ms. Foreman is a past director of the Fast Track Program (Chicago) for the National Association of Securities Professionals. Ms. Foreman has been working in the financial services industry for over 15 years and holds a B.S. in Finance from the University of Illinois at Urbana-Champaign and a M.B.A. from the University of Missouri. I would like to serve as Vice President of the Atlanta Chapter of NASP for several reasons; however the most important reason is to assist the next generation of investment professionals with their entrepreneurial goals. As an entrepreneur that had the wonderful opportunity to work with two successful entrepreneurs in the investment management business I feel it s my duty to pay it forward with the next generation.

5 Fast Track is a program that is also so very important to me and I miss the many years that I helped to facilitate this program in Chicago and look forward to doing the same in Atlanta. I am passionate about helping to empower the youth to make the best of their financial situations, no matter what they may be and NASP is an excellent platform for financial literacy for all, especially the youth. RAINBOW PUSH ATLANTA AND THE CITIZEN EDUCATION FUND (CEF) SOUTHERN REGION PEACHTREE STREET PROJECT Calvin F. Vismale, Jr. Executive Director Dear NASP-Atlanta Chapter Members: It is an honor and privilege to be nominated as vice president of the Atlanta Chapter of the National Association of Securities Professionals (NASP). Having worked directly with Maynard Jackson, Joyce Johnson and Henry Parker has afforded me a valuable historical perspective of NASP and its significance from the beginning. I will use my experience as NASP National Board Member (10+yrs.), Founding Member of the Financial Services Conference, extensive relationships, personal passion and commitment to grow the chapter membership, provide great program content and expand our influence by way of collaboration. Vismale was appointed on April 1, 2016 the new Executive Director of the Rainbow PUSH Coalition and the Citizen Education Fund (CEF) Southern Region Peachtree Street Project after a three month search by Reverend Jesse L. Jackson, founder and the Board of Directors. Vismale, who earned a BA in Banking and Finance from Morehouse College, is known as an innovative entrepreneur and independent capital market professional. Vismale is not new to the Rainbow PUSH Coalition. As the founding Chairman of the Peachtree Street Project, Vismale has been a key member of the Peachtree Street Project Advisory

6 Board. Setting an agenda for the new South and economic equity are high among the list of priorities for Vismale as head of the Atlanta office of PUSH. As an Atlantan by way of Chicago, Vismale has an extensive history of community involvement. He currently serves on the Board of Directors for People TV Public Congregational Church Community Development Corporation (First CDC), Board President of Sevenanda Community Cooperative, Board Member of the National Association of Securities Professionals (NASP), founding member of NASP Financial Services Conference and is a Registered Municipal Advisor. ATLANTA CHAPTER TREASURER CANDIDATE SECURITY CAPITAL Nathan Lewis President & CEO It is with honor and enthusiasm that I accept the nomination for the office of Treasurer for the NASP Atlanta Chapter. I have been active within the organization since 1999 as a graduate student and previously served as Treasurer for the term of office. I would like to work to promote the social, professional and economic development of NASP in Atlanta, encourage a sense of common identity and foster communication among its community of member at large. With more than 15 years of experience in the securities industry, Mr. Lewis serves as President and CEO of Security Capital Brokerage, Inc. (SCB) and works with clients in the Southeast Region. As the lead banker for SCB, in which he is a majority shareholder, Mr. Lewis is responsible for the firm s brokerage, and capital markets services to clients. Mr. Lewis has served as a banker on small and large transactions, which have helped spur economic development initiatives. He has been responsible for business development in

7 Georgia, Alabama, Florida and Tennessee, working with corporations and institutional investors providing investment communication in the area of equities and capital financing. Prior to becoming President and CEO of SCB, Lewis led Jackson Securities research practice, and was responsible for overseeing its alternative investment initiatives nationwide. Nathan received a Bachelor of Business Administration from the University of Georgia and a Master of Business Administration from Clark Atlanta University. Mr. Lewis is also a graduate of the AIMSE/Wharton Investment Institute at the University of Pennsylvania's Wharton School of Business.

PRESENTERS >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>

PRESENTERS >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>> PRESENTERS >>>>>>>>>> Paula Rosput Reynolds President and Chief Executive Officer Mike Hughes Executive Vice President Insurance Operations Paula Rosput Reynolds is president and chief executive officer

More information

Candidate Profile Form District Committee Election Joel Glasco

Candidate Profile Form District Committee Election Joel Glasco Candidate Profile Form District Committee Election Joel Glasco Candidate Name: Title: Managing Director - Market Manager Firm: Wells Fargo Adviso Candidate Biography and Personal Statement Candidate Biography

More information

Mr. Smith Chairman, President, and Chief Executive Officer Southern Bank

Mr. Smith Chairman, President, and Chief Executive Officer Southern Bank Mr. Smith has been chairman, president, and chief executive officer of Southern Bank since 1992. Mr. Smith has 38 years of banking experience and served as president of Alabama Bank from 1980 to 1991.

More information

Supplement to Form ADV Part 2 Form ADV Part 2B

Supplement to Form ADV Part 2 Form ADV Part 2B Item 1- Cover Page Supplement to Form ADV Part 2 Form ADV Part 2B (for each of the Supervised Persons Listed in Item 2 below) Lazard Wealth Management LLC 30 Rockefeller Plaza New York, New York 10112

More information

Bob McDonald. Bob has focused P&G on winning with consumers where it matters most with products that improve their lives every day.

Bob McDonald. Bob has focused P&G on winning with consumers where it matters most with products that improve their lives every day. Bob McDonald President and Chief Executive Officer, Bob has focused on winning with consumers where it matters most with products that improve their lives every day. Bob believes s core strengths are key

More information

Fast Facts ABOUT BECKNELL BROAD MARKET COVERAGE BECKNELL LOCATIONS

Fast Facts ABOUT BECKNELL BROAD MARKET COVERAGE BECKNELL LOCATIONS Fast Facts BROAD MARKET COVERAGE BECKNELL LOCATIONS ABOUT BECKNELL Becknell Industrial specializes in the development, acquisition, management & long-term ownership of industrial properties nationwide.

More information

Supervision of Outside Business Activities (OBAs) and Private Securities Transactions Wednesday, November 9 3:30 p.m. 4:30 p.m.

Supervision of Outside Business Activities (OBAs) and Private Securities Transactions Wednesday, November 9 3:30 p.m. 4:30 p.m. Supervision of Outside Business Activities (OBAs) and Private Securities Transactions Wednesday, November 9 3:30 p.m. 4:30 p.m. Outside business activities (OBAs) and private securities transactions (PSTs)

More information

LISA ROTH MONAHAN & ROTH, LLC 630 FIRST AVENUE SAN DIEGO, CA 92101

LISA ROTH MONAHAN & ROTH, LLC 630 FIRST AVENUE SAN DIEGO, CA 92101 LISA ROTH MONAHAN & ROTH, LLC 630 FIRST AVENUE SAN DIEGO, CA 92101 BACKGROUND Lisa Roth is the of Monahan & Roth, LLC, a regulatory compliance company providing services including professional consultations,

More information

Understanding the Basics of the Examination Process (B2BC) Tuesday, May 16 11:15 a.m. 12:15 p.m.

Understanding the Basics of the Examination Process (B2BC) Tuesday, May 16 11:15 a.m. 12:15 p.m. Understanding the Basics of the Examination Process (B2BC) Tuesday, May 16 11:15 a.m. 12:15 p.m. This Back to Basics Compliance session focuses on what you can expect during a FINRA cycle examination.

More information

Smith A. Brownlie III, CPA

Smith A. Brownlie III, CPA Brownlie & Braden, LLC, provides services specifically addressing the needs of individuals and families that have accumulated significant wealth. Our approach to providing these services is sensitive to

More information

Candidate Profile Form District Committee Election Kelly Anderson

Candidate Profile Form District Committee Election Kelly Anderson Kelly Anderson Compliance Director RBC Capital Marke Kelly Anderson is Compliance Director at RBC Wealth Management, a division of RBC Capital Markets, LLC. Since 2004 she has been responsible for the

More information

David R. Bell. Edward C. Bernard. Barbara Bittick. Jerome A. Clark, CFA

David R. Bell. Edward C. Bernard. Barbara Bittick. Jerome A. Clark, CFA David R. Bell Dave Bell is a vice president of T. Rowe Price Group, Inc., and a vice president and senior retirement sales executive for T. Rowe Price Retirement Plan Services, Inc. Dave is responsible

More information

PART 2B FORM ADV. Updated November 4, 2015 LASALLE INVESTMENT MANAGEMENT, INC. 333 WEST WACKER DRIVE, SUITE 2300 CHICAGO, ILLINOIS 60606

PART 2B FORM ADV. Updated November 4, 2015 LASALLE INVESTMENT MANAGEMENT, INC. 333 WEST WACKER DRIVE, SUITE 2300 CHICAGO, ILLINOIS 60606 PART 2B FORM ADV Updated November 4, 2015 LASALLE INVESTMENT MANAGEMENT, INC. 333 WEST WACKER DRIVE, SUITE 2300 CHICAGO, ILLINOIS 60606 +1 (312) 897-4000 www.lasalle.com This brochure provides information

More information

Procurement Summit Connecting Minority Business Enterprises to Opportunities

Procurement Summit Connecting Minority Business Enterprises to Opportunities Philadelphia Economic Recovery Procurement Summit Connecting Minority Business Enterprises to Opportunities Presented by: The Enterprise Center Pennsylvania Minority Business Enterprise Center In partnership

More information

South Carolina Independent Colleges and Universities Board of Trustees Class of 2020 September 1, 2017 to August 31, 2020

South Carolina Independent Colleges and Universities Board of Trustees Class of 2020 September 1, 2017 to August 31, 2020 LaJoia Broughton Director of External Communications Retirement System Investment Committee Columbia LaJoia was recently named Director of External Communications for South Carolina Retirement System Investment

More information

Smith A. Brownlie III, CPA

Smith A. Brownlie III, CPA Brownlie & Braden, LLC, provides services specifically addressing the needs of individuals and families that have accumulated significant wealth. Our approach to providing these services is sensitive to

More information

Ronald Blue & Co., Thrivent Trust Co. join and expand as nationwide trust company

Ronald Blue & Co., Thrivent Trust Co. join and expand as nationwide trust company FOR IMMEDIATE RELEASE FOR MORE INFORMATION CONTACT: August 2, 2017 Ty Mays @ (770) 256-8710 tmays@paragoncommunications.net Ronald Blue & Co., Thrivent Trust Co. join and expand as nationwide trust company

More information

1280 CENTRE STREET, SUITE 2, NEWTON CENTER, MA BAYBOSTON.COM

1280 CENTRE STREET, SUITE 2, NEWTON CENTER, MA BAYBOSTON.COM BAYBOSTON IS A PRIVATE EQUITY FIRM THAT INVESTS IN: Community Banks Financial Services Companies WE PROMOTE GROWTH. WE ARE A COMMUNITY BANKING VALUE ADVOCATE. ABOUT US BayBoston is a minority-owned private

More information

Ask the Regulator and Industry Experts Thursday, September 14 3:30 p.m. 4:30 p.m.

Ask the Regulator and Industry Experts Thursday, September 14 3:30 p.m. 4:30 p.m. Ask the Regulator and Industry Experts Thursday, September 14 3:30 p.m. 4:30 p.m. During this session, panelists answer your questions related to the fixed income regulatory landscape. Panelists also address

More information

First Southern Securities, LLC Credentials

First Southern Securities, LLC Credentials First Southern Securities, LLC Credentials Table of Contents SECTION A SECTION B SECTION C SECTION D Overview of First Southern Securities, LLC......3 Services Offered...6 Trading Volume by Credit 1. Municipal...11

More information

Bob McDonald. Position Held & Dates. Chairman of the Board President and Chief Executive Officer, P&G. Residence Cincinnati, Ohio, USA

Bob McDonald. Position Held & Dates. Chairman of the Board President and Chief Executive Officer, P&G. Residence Cincinnati, Ohio, USA Bob McDonald President and Chief Executive Officer, Position Held & Dates Residence Cincinnati, Ohio, USA Date of Birth June 20, 1953 Place Gary, Indiana, USA Education U.S. Military Academy B.S., 1975

More information

The Berkheimer Group at Morgan Stanley

The Berkheimer Group at Morgan Stanley The Berkheimer Group at Morgan Stanley 30 West Patrick Street 7th Floor, Frederick, MD 21701 301-663-8833 / MAIN 800-634-0072 / TOLL-FREE 301-663-4798 / FAX theberkheimergroup@morganstanley.com Managing

More information

Viking Advisory Group. Company Presentation September 2011

Viking Advisory Group. Company Presentation September 2011 Viking Advisory Group Company Presentation September 2011 Viking Advisory Group Mission To offer value added, high quality services within the disciplines of financial management, accounting, legal, insurance,

More information

EBC Program Series with MassDEP Leadership Commissioner Suuberg and the DEP Headquarters Leadership Team Hot Issues & Ongoing Challenges

EBC Program Series with MassDEP Leadership Commissioner Suuberg and the DEP Headquarters Leadership Team Hot Issues & Ongoing Challenges EBC Program Series with MassDEP Leadership Commissioner Suuberg and the DEP Headquarters Leadership Team Hot Issues & Ongoing Challenges Tuesday, January 8, 2019 CDM Smith Boston Thank you to our Sponsor

More information

Emerging FinTech Trends (FinTech Track) Monday, May 21 3:00 p.m. 4:00 p.m.

Emerging FinTech Trends (FinTech Track) Monday, May 21 3:00 p.m. 4:00 p.m. Emerging FinTech Trends (FinTech Track) Monday, May 21 3:00 p.m. 4:00 p.m. Join FINRA staff and industry representatives as they discuss how recent developments in financial technology (FinTech) are disrupting

More information

Association of Latino Professionals For America

Association of Latino Professionals For America Association of Latino Professionals For America Final Report of the Nominations and Governance Committee to ALPFA Secretary 2018 Elections 2 Nominations and Governance Committee Members Roxanne Martinez,

More information

WE PROMOTE GROWTH. WE ARE A FINANCIAL SERVICES VALUE ADVOCATE.

WE PROMOTE GROWTH. WE ARE A FINANCIAL SERVICES VALUE ADVOCATE. WE PROMOTE GROWTH. WE ARE A FINANCIAL SERVICES VALUE ADVOCATE. ABOUT US BayBoston is a minority-owned private equity firm that provides sophisticated strategic advice and capital to community banks and

More information

Curriculum Vita. Paul H. Keckley, Ph.D. Career Focus: Expert on health system transformation. Career History: Current:

Curriculum Vita. Paul H. Keckley, Ph.D. Career Focus: Expert on health system transformation. Career History: Current: Curriculum Vita Paul H. Keckley, Ph.D. Career Focus: Expert on health system transformation Career History: Current: Managing Editor, The Keckley Report (2006-present) The Keckley Report is a weekly blog

More information

Join us for many exciting events coming up at The City Club...

Join us for many exciting events coming up at The City Club... Page 1 of 5 March 31st, 2014 Join us for many exciting events coming up at The City Club... April 9th, Elizabeth Allen, Federal Express, Company Update April 16th, Joe Miskel, F-Squared April 23rd, Joe

More information

Jim Labe. The Global Leader in Venture Finance

Jim Labe. The Global Leader in Venture Finance Jim Labe CHIEF EXECUTIVE OFFICER & CO-FOUNDER Jim Labe is the Chief Executive Officer and co-founder of TriplePoint Capital. Mr. Labe is widely recognized as the pioneer of the venture leasing and lending

More information

Election Notice. Notice of Election and Ballots for FINRA Small Firm NAC Member Seat. October 20, Ballots Due: November 20, 2017

Election Notice. Notice of Election and Ballots for FINRA Small Firm NAC Member Seat. October 20, Ballots Due: November 20, 2017 Election Notice Notice of Election and Ballots for FINRA Small Firm NAC Member Seat Ballots Due: November 20, 2017 October 20, 2017 Suggested Routing Executive Representatives Senior Management Executive

More information

BAIRD S INTERNSHIP PROGRAM Start in Good Company

BAIRD S INTERNSHIP PROGRAM Start in Good Company BAIRD S INTERNSHIP PROGRAM Start in Good Company Start here. Baird s Internship Program is designed to foster skills that help prepare interns for success. In addition to a mentoring program, which allows

More information

BAIRD S INTERNSHIP PROGRAM. Start in Good Company

BAIRD S INTERNSHIP PROGRAM. Start in Good Company BAIRD S INTERNSHIP PROGRAM Start in Good Company Start here. Baird s Internship Program is designed to foster skills that help prepare interns for success. In addition to a mentoring program, which allows

More information

Cynthia Axelrod - Assistant Professor of Practice, Finance Department, Fox School of Business Temple University

Cynthia Axelrod - Assistant Professor of Practice, Finance Department, Fox School of Business Temple University Cynthia Axelrod - Assistant Professor of Practice, Finance Department, Fox School of Business Temple University Cindy Axelrod recently joined the Fox School of Business as an Assistant Professor in the

More information

SPEAKERS A S H A B A N G A L O R E

SPEAKERS A S H A B A N G A L O R E SPEAKERS ASHA BANGALORE Vice President Economist Asha has been an economist with Northern Trust since 1994. Prior to joining Northern Trust, she was a consultant to savings and loan institutions and commercial

More information

Building Wealth and Prosperity in the Communities We Call Home

Building Wealth and Prosperity in the Communities We Call Home Building Wealth and Prosperity in the Communities We Call Home Executive Summary EDA exclusively represents the equity capital market interests for the retail and institutional operations of middle market

More information

Plenary Session III: Dispelling Myths around the FINRA Board Monday, May 21 4:15 p.m. 5:15 p.m.

Plenary Session III: Dispelling Myths around the FINRA Board Monday, May 21 4:15 p.m. 5:15 p.m. Plenary Session III: Dispelling Myths around the FINRA Board Monday, May 21 4:15 p.m. 5:15 p.m. During this session, panelists discuss what goes on at a FINRA Board meeting. Moderator: Panelist: Marcia

More information

Mark-Up Disclosure Requirements Thursday, September 14 2:15 p.m. 3:15 p.m.

Mark-Up Disclosure Requirements Thursday, September 14 2:15 p.m. 3:15 p.m. Mark-Up Disclosure Requirements Thursday, September 14 2:15 p.m. 3:15 p.m. This session focuses on FINRA and MSRB mark-up disclosure requirements. Panelists discuss securities covered by the new rule,

More information

Webinar: Perspectives on Board Evaluation Best Practices. March 1, 2018

Webinar: Perspectives on Board Evaluation Best Practices. March 1, 2018 Webinar: Perspectives on Board Evaluation Best Practices March 1, 2018 Webinar Housekeeping To ask a question during the webinar, please click the chat button. Questions submitted will be answered throughout

More information

Speaker Bios AAGM Education Conference. Alexandra Jackiw, CAM CAPS President, Milhaus Management

Speaker Bios AAGM Education Conference. Alexandra Jackiw, CAM CAPS President, Milhaus Management 2017 AAGM Education Conference Speaker Bios Alexandra Jackiw, CAM CAPS President, Milhaus Management Alex Jackiw joined Milhaus in 2014 as President of its property management company where she is responsible

More information

The Complexities of Mixed Use

The Complexities of Mixed Use The Complexities of Mixed Use 2:30 pm 5:00 pm Thursday, October 15, 2015 Piper Auditorium, Gund Hall MDes Real Estate & the Built Environment Harvard University Graduate School of Design 48 Quincy Street,

More information

Election Notice. Upcoming FINRA Board of Governors Election. April 27, Petitions for Candidacy Due: June 11, 2015.

Election Notice. Upcoming FINRA Board of Governors Election. April 27, Petitions for Candidacy Due: June 11, 2015. Election Notice Upcoming FINRA Board of Governors Election Petitions for Candidacy Due: June 11, 2015 April 27, 2015 Suggested Routing Executive Representatives Senior Management Executive Summary The

More information

Emerging FinTech Trends (FinTech Track) Tuesday, May 22 10:00 a.m. 11:00 a.m.

Emerging FinTech Trends (FinTech Track) Tuesday, May 22 10:00 a.m. 11:00 a.m. Emerging FinTech Trends (FinTech Track) Tuesday, May 22 10:00 a.m. 11:00 a.m. Join FINRA staff and industry representatives as they discuss how recent developments in financial technology (FinTech) are

More information

Orange County Employees Retirement System Big Picture MACRO ECONOMIC OUTLOOK FORUM

Orange County Employees Retirement System Big Picture MACRO ECONOMIC OUTLOOK FORUM Orange County Employees Retirement System 2013 Big Picture MACRO ECONOMIC OUTLOOK FORUM Marriott Hotel & Resorts 18000 Von Karman Avenue Irvine, CA 92612 (949) 553-0100 Wednesday, January 30, 2013 Program

More information

SPEAKERS ANDREA COMER

SPEAKERS ANDREA COMER SPEAKERS ANDREA COMER Vice President, Workforce Strategies CBIA Education & Workforce Partnership @CTWorkforceTeam Andrea Comer is vice president, workforce strategies of the nonprofit CBIA Education &

More information

BRIAN NATWICK President, Multifamily

BRIAN NATWICK President, Multifamily BRIAN NATWICK President, Multifamily Joined Crescent in 2006 Named president of the multifamily business in 2011 Responsible for overall strategy and growth throughout the Southeast, Mid-Atlantic, and

More information

NORTH AUSTIN II WILKE LANE PFLUGERVILLE, TX 78660

NORTH AUSTIN II WILKE LANE PFLUGERVILLE, TX 78660 NORTH AUSTIN II 19447 WILKE LANE PFLUGERVILLE, TX 78660 Erik Carlson, BRE#1347649 Senior Advisor and Vice President 408.392.8822 erik.carlson@svn.com CalBRE #1347649 Paul Getty, BRE#01705899 President

More information

Peter B. Loring, CFA. Gilbert M. Roddy, Jr., CFA

Peter B. Loring, CFA. Gilbert M. Roddy, Jr., CFA Peter B. Loring, CFA Prior to joining the office in 1973, Peter Loring had six years of experience managing investment portfolios for a securities brokerage firm. He is a graduate of the Darden School

More information

PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter)

PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

BOND OVERSIGHT COMMITTEE 2017

BOND OVERSIGHT COMMITTEE 2017 BOND OVERSIGHT COMMITTEE 2017 The Coppell ISD seeks to involve our citizens in overseeing the 2016 Bond Program, including all projects approved by voters on May 7, 2016. INFORMATION UPDATED SEPTEMBER

More information

David R. Bell. Adam D. Brown. Nathan M. Brown. Aaron T. Cincotta

David R. Bell. Adam D. Brown. Nathan M. Brown. Aaron T. Cincotta David R. Bell Dave Bell is a vice president of T. Rowe Price Group, Inc. and a vice president and senior retirement sales executive for T. Rowe Price Retirement Plan Services, Inc. Dave is responsible

More information

2017 BALLOT INSTRUCTIONS

2017 BALLOT INSTRUCTIONS 2017 BALLOT INSTRUCTIONS This Ballot is for the election of six (6) Directors of the Association to fill vacancies that, in accordance with the Constitution, will become available at the Annual General

More information

Denver H. Travis, Ph.D., CFA

Denver H. Travis, Ph.D., CFA Department of Finance Updated: April 2017 Erivan K. Haub School of Business Phone: 610.660.1670 Saint Joseph s University E-Mail: denver.travis@sju.edu 5600 City Avenue SSRN: http://ssrn.com/author=2271786

More information

TAB E. December 17, 2015 Board of Trustees Meetings Executive & Audit Committee Page 1

TAB E. December 17, 2015 Board of Trustees Meetings Executive & Audit Committee Page 1 Executive & Audit Committee Page 1 Julia Brim-Edwards Senior Director, Global Strategies & Operations, Government & Public Affairs, Nike Julia Brim-Edwards has held several positions at Nike since 2004

More information

ILLINOIS MATHEMATICS AND SCIENCE ACADEMY

ILLINOIS MATHEMATICS AND SCIENCE ACADEMY ILLINOIS MATHEMATICS AND SCIENCE ACADEMY igniting and nurturing creative, ethical, scientific minds that advance the human condition Remarks by Sheila MB Griffin Commencement 5/30/15 Class of 2015 Good

More information

Morgan Stanley. Investing with Impact Champions. The Indigo Group. The Indigo Group Morgan Stanley CRC

Morgan Stanley. Investing with Impact Champions. The Indigo Group. The Indigo Group Morgan Stanley CRC Morgan Stanley Investing with Impact Champions The Indigo Group The Indigo Group at Morgan Stanley 2 The Indigo Group at Morgan Stanley The Indigo Group at Morgan Stanley believes that capital creates

More information

Jim Labe. The Global Leader in Venture Finance

Jim Labe. The Global Leader in Venture Finance Jim Labe CHIEF EXECUTIVE OFFICER & CO-FOUNDER Jim Labe is the Chief Executive Officer and co-founder of TriplePoint Capital. Mr. Labe is widely recognized as the pioneer of the venture leasing and lending

More information

Election Notice. Notice of Annual Meeting of FINRA Firms and Proxy. July 23, Summary. Suggested Routing. Executive Representatives

Election Notice. Notice of Annual Meeting of FINRA Firms and Proxy. July 23, Summary. Suggested Routing. Executive Representatives Election Notice Notice of Annual Meeting of FINRA Firms and Proxy Summary FINRA will conduct its Annual Meeting of firms on Tuesday, August 28, 2018, at 2: p.m. Eastern Time in the FINRA Visitors Center

More information

thepeaceriverteam

thepeaceriverteam www.morganstanleyfa.com/ thepeaceriverteam We Are All About You Selecting the right financial advisor is an important first step to securing your family s financial future. You want an advisor with experience

More information

NMB NATIONAL MEDIATION BOARD LINDA A. PUCHALA HARRY R. HOGLANDER

NMB NATIONAL MEDIATION BOARD LINDA A. PUCHALA HARRY R. HOGLANDER 7 LINDA A. PUCHALA CHAIRMAN Chairman Linda A. Puchala was first confirmed as Member of the National Mediation Board by the United States Senate on May 21, 2009. She was sworn into office on May 26, 2009.

More information

1501 St. Luke Street Offering Memorandum Augusta, GA

1501 St. Luke Street Offering Memorandum Augusta, GA Offering Memorandum Augusta, GA $134,900 Offering Highlights Zoned L1 (Includes all B-2 Uses) Presented by: Jonathan Aceves, MBA 17,000 Sq. Ft. Great Visibility 706.294.1757 jaceves@shermanandhemstreet.com

More information

Karen Meshad Baldwin

Karen Meshad Baldwin Karen Meshad Baldwin 1973 Nottingham Place Tuscaloosa, AL 35406 (205) 345-1694(H), 348-3393(W) EDUCATION Ed.D. (2008) Administration of Higher Education, The University of Alabama M.A. (1978) American

More information

2016 ICGN Annual General Meeting

2016 ICGN Annual General Meeting Item 14, June ICGN Board Meeting 2016 ICGN Annual General Meeting Composition of the Nomination Committee Erik Breen, Chair, ICGN Board of Governors The ICGN Nomination Committee is constituted in accordance

More information

Cynthia M. Bennett Vice President of Education and Workforce Development South Carolina Chamber of Commerce Columbia

Cynthia M. Bennett Vice President of Education and Workforce Development South Carolina Chamber of Commerce Columbia Cynthia M. Bennett Vice President of Education and Workforce Development South Carolina Chamber of Commerce Cynthia graduated from the University of South Carolina with a BA in Political Science. With

More information

Elections to the Board of Directors

Elections to the Board of Directors Elections to the Board of Directors CV of Mr Hugh Scott-Barrett Hugh Scott-Barrett has been a member of the Board of Directors of GAM Holding AG since 2009 and was appointed chairman of the Board of Directors

More information

Visa Inc Investor Day Speaker Biographies

Visa Inc Investor Day Speaker Biographies Visa Inc. 2017 Investor Day Speaker Biographies Alfred F. Kelly, Jr. Chief Executive Officer Al Kelly is Chief Executive Officer of Visa Inc. Prior to joining Visa, Mr. Kelly was President and Chief Executive

More information

Stellar Capital Management, LLC

Stellar Capital Management, LLC Stellar Capital Management, LLC 2200 East Camelback Road, Suite 130 Phoenix, Arizona 85016 602.778.0307 Form ADV Part 2B The Brochure Supplement March 30, 2017 This Brochure Supplement provides information

More information

BOARD CANDIDATES. Nathaniel H. Christian Co-Founder, General Counsel and Chief Compliance Officer CastleOak Securities, L.P.

BOARD CANDIDATES. Nathaniel H. Christian Co-Founder, General Counsel and Chief Compliance Officer CastleOak Securities, L.P. BOARD CANDIDATES Nathaniel H. Christian Co-Founder, General Counsel and Chief Compliance Officer CastleOak Securities, L.P. Statement of Interest As a long-standing member of NASP s legislative committee,

More information

Revenue of $100 million to $1 billion and EBITDA in excess of $20 million

Revenue of $100 million to $1 billion and EBITDA in excess of $20 million NEWSTONE CAPITAL PARTNERS, LLC invests in mezzanine securities of larger middle-market companies involved in leveraged buyouts, recapitalizations, and later-stage growth financings. For the last 20 years,

More information

RAYMOND JAMES INVESTMENT STRATEGY COMMITTEE

RAYMOND JAMES INVESTMENT STRATEGY COMMITTEE RAYMOND JAMES INVESTMENT STRATEGY COMMITTEE Providing Raymond James financial advisors and their clients with actionable market commentary and investment guidance. PUBLICATIONS The advice and recommendations

More information

FORM 8-K TAUBMAN CENTERS, INC.

FORM 8-K TAUBMAN CENTERS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event

More information

Membership of the Independent Expert Oversight Advisory Committee

Membership of the Independent Expert Oversight Advisory Committee EXECUTIVE BOARD EB132/31 132nd session 9 November 2012 Provisional agenda item 13.3 Membership of the Independent Expert Oversight Advisory Committee Report by the Secretariat 1. In May 2012, the Executive

More information

Revenue of $100 million to $1 billion and EBITDA in excess of $20 million

Revenue of $100 million to $1 billion and EBITDA in excess of $20 million NEWSTONE CAPITAL PARTNERS, LLC invests in mezzanine securities of larger middle-market companies involved in leveraged buyouts, recapitalizations, and later-stage growth financings. For the last 20 years,

More information

Nomination and Election of Directors

Nomination and Election of Directors FEDERAL RESERVE BANK OF NEW YORK r Circular No. 1791 1 L October 30, 1937 J Nomination and Election of Directors (By member banks in Group 1 only, that is, member banks with capital and surplus of over

More information

The Three Lines of Defense: Risk Management Supervision, Compliance and Internal Audit Monday, May 21 3:00 p.m. 4:00 p.m.

The Three Lines of Defense: Risk Management Supervision, Compliance and Internal Audit Monday, May 21 3:00 p.m. 4:00 p.m. The Three Lines of Defense: Risk Management Supervision, Compliance and Internal Audit Monday, May 21 3:00 p.m. 4:00 p.m. Compliance and business supervision roles are becoming difficult to differentiate.

More information

Author & Motivational Speaker

Author & Motivational Speaker Author & Motivational Speaker SHEILA ROBINSON publisher OFF THE CLOCK: Balance is Bunk April/May 2008 Leadership empowerment for women who mean business Take the Lead Don t go it Alone: Create a Mentoring

More information

EXECUTIVE COMMITTEE. David Wan. Maureen Betses. President & Chief Executive Officer. Executive Vice President, Higher Education

EXECUTIVE COMMITTEE. David Wan. Maureen Betses. President & Chief Executive Officer. Executive Vice President, Higher Education David Wan President & Chief Executive Officer David Wan is chief executive officer of Harvard Business Publishing. He joined the company in July 2002. Wan is a distinguished operating executive with 30

More information

Introduction to Financial Architects

Introduction to Financial Architects Introduction to Financial Architects We are a registered investment advisory firm providing financial planning and wealth management services to private clients in metro-atlanta, across the United States,

More information

KENYATTA UNIVERSITY. Speech

KENYATTA UNIVERSITY. Speech KENYATTA UNIVERSITY Speech PROF. OLIVE M. MUGENDA, PhD; MBA, EBS, CBS VICE- CHANCELLOR Career Week 2016 Thursday 4 th February, 2016 The Chief Executive Officer of Kenya Commercial Bank, Mr. Joshua Oigara;

More information

AMTD Group and LendIt Jointly Announce the Formal Establishment of AMTD-LendIt Joint Global Office and Signing of Strategic Partnership Agreement

AMTD Group and LendIt Jointly Announce the Formal Establishment of AMTD-LendIt Joint Global Office and Signing of Strategic Partnership Agreement AMTD Group and LendIt Jointly Announce the Formal Establishment of AMTD-LendIt Joint Global Office and Signing of Strategic Partnership Agreement [LONDON, October 11, 2016] AMTD Group Company Limited (

More information

Lynn E. Turner Managing Director

Lynn E. Turner Managing Director Lynn E. Turner Managing Director 725 South Figueroa Street, Suite 2950 Los Angeles, CA 90017 main: 213.222.0870 fax : 888.222.6001 lturner@litinomics.com Lynn E. Turner is a Managing Director within the

More information

COLLABORATIVE CREATIVE LONG-TERM EXPERIENCED VALUE ADDED HIGH INTEGRITY

COLLABORATIVE CREATIVE LONG-TERM EXPERIENCED VALUE ADDED HIGH INTEGRITY For over thirty years, Northwood Ventures has been a leading venture capital and buyout investor. Partnering with experienced, successful management teams, we invest at all stages of company growth. Our

More information

Thomas R. Arnold. Journal Publications & Recent Academic Conference Presentations

Thomas R. Arnold. Journal Publications & Recent Academic Conference Presentations Areas of Expertise/Research Interests Leadership, organizational change, business policy and strategy, finance, entrepreneurship, international business, taxation, reputation, trust, private equity, and

More information

THE GOLDMAN SACHS GROUP, INC.

THE GOLDMAN SACHS GROUP, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event

More information

GFOA Candidates for President-Elect and the Executive Board

GFOA Candidates for President-Elect and the Executive Board GFOA Candidates for President-Elect and the Executive Board The Government Finance Officers Association is governed by an 18-member Executive Board, which consists of 15 at-large members, the current president,

More information

PRESS RELEASE FOR IMMEDIATE RELEASE

PRESS RELEASE FOR IMMEDIATE RELEASE Powering Business Results SM PRESS RELEASE FOR IMMEDIATE RELEASE MR. WILLIAM E. MAYER, HON. J. DOUGLAS HOLLADAY AND MR. RUSSELL F. PEPPET HAVE COMBINED THEIR ADVISORY PRACTICE WITH SOURCE COMPANIES, LLC

More information

Final Pitch Competition PROGRAM GUIDE. Wednesday, March 2, 2016 at HIMSS16 VENETIAN - PALAZZO - SANDS EXPO CENTER LEVEL 3 - LIDO 3104 LAS VEGAS, NV

Final Pitch Competition PROGRAM GUIDE. Wednesday, March 2, 2016 at HIMSS16 VENETIAN - PALAZZO - SANDS EXPO CENTER LEVEL 3 - LIDO 3104 LAS VEGAS, NV Final Pitch Competition PROGRAM GUIDE Wednesday, March 2, 2016 at HIMSS16 VENETIAN - PALAZZO - SANDS EXPO CENTER LEVEL 3 - LIDO 3104 LAS VEGAS, NV #HITVenture #HIMSS16 1 Presented by: WEDNESDAY, MARCH

More information

Outside Business Activities Reviews, Approval and Monitoring Wednesday, November 11 3:30 p.m. 4:30 p.m.

Outside Business Activities Reviews, Approval and Monitoring Wednesday, November 11 3:30 p.m. 4:30 p.m. Outside Business Activities Reviews, Approval and Monitoring Wednesday, November 11 3:30 p.m. 4:30 p.m. Join industry practitioners and FINRA staff as they cover the key requirements of the outside business

More information

ANNUAL GENERAL MEETING AND FORUM ON MARKET TRANSPARENCY

ANNUAL GENERAL MEETING AND FORUM ON MARKET TRANSPARENCY ANNUAL GENERAL MEETING AND FORUM ON MARKET TRANSPARENCY Tuesday, April 29, 2014 Fairmont Royal York 100 Front Street West, Toronto ANNUAL MEMBER MEETING & FORUM TUESDAY, APRIL 29, 2014 AT 2:30 PM EASTERN

More information

SOUTH LOOP - MICHIGAN AVE RETAIL SPACE FOR LEASE

SOUTH LOOP - MICHIGAN AVE RETAIL SPACE FOR LEASE SOUTH LOOP - MICHIGAN AVE RETAIL SPACE FOR LEASE 1620 S MICHIGAN AVE CHICAGO, IL 60616 Wayne Caplan Senior Vice President 312.529.5791 wayne.caplan@svn.com Deena Zimmerman Vice President 312.756.7336 dzimmerman@svn.com

More information

Form ADV Part 2B. Brochure Supplement. James B. Lebenthal. 521 Fifth Ave., 15 th Floor. New York, NY

Form ADV Part 2B. Brochure Supplement. James B. Lebenthal. 521 Fifth Ave., 15 th Floor. New York, NY Form ADV Part 2B Brochure Supplement Alexandra Lebenthal 212 490 1682 James B. Lebenthal 212 490 1947 Michelle M. Smith 212 697 3689 John B. Carey 212 490 1970 Gregory W. Serbe 212 697 3659 Corinne Smith

More information

Spencer McGowan. McGowan Group Asset Management, Inc. 200 Crescent Court, Suite #657 Dallas, TX 75201

Spencer McGowan. McGowan Group Asset Management, Inc. 200 Crescent Court, Suite #657 Dallas, TX 75201 Item 1: Cover Page for Part 2B of Form ADV: Brochure Supplement March 2014 Spencer McGowan McGowan Group Asset Management, Inc. 200 Crescent Court, Suite #657 Dallas, TX 75201 Firm Contact: Bobby D. Boyce,

More information

Claudia H. Allen. Partner Chicago. p Practices. Recognition. Education. Selected Experience

Claudia H. Allen. Partner Chicago. p Practices. Recognition. Education. Selected Experience Claudia H. Allen Partner claudia.allen@kattenlaw.com Chicago p +1.312.902.5432 Practices FOCUS: Governance Mergers and Acquisitions Recognition Best Lawyers in America, 2012 2017 The International Who's

More information

WHO WE SERVE. Regulators Business and Law Schools. Executives and Staff Job Seekers & Students

WHO WE SERVE. Regulators Business and Law Schools. Executives and Staff Job Seekers & Students RCA MISSION Protect investors and financial markets as the exclusive authority for compliance education, training, accreditation, certification, skills assessment, and employee development. 1 WHO WE SERVE

More information

Georgia Tech: Innovation with a Global Footprint

Georgia Tech: Innovation with a Global Footprint 2012, Georgia Institute of Technology Georgia Tech: Innovation with a Global Footprint Stephen Fleming Vice President @stephenfleming Stephen Fleming 17+ years venture capital investment

More information

Enhancing Audit Quality and Transparency Supplement Additional information required by Article 13 of EU Regulation 537/2014

Enhancing Audit Quality and Transparency Supplement Additional information required by Article 13 of EU Regulation 537/2014 Enhancing Audit Quality and Transparency Supplement Additional information required by Article 13 of EU Regulation 537/2014 December 2017 kpmg.com Contents 1. Network arrangement 1 1.1 Legal structure

More information

COLLABORATIVE CREATIVE EXPERIENCED VALUE ADDED HIGH INTEGRITY LONG-TERM

COLLABORATIVE CREATIVE EXPERIENCED VALUE ADDED HIGH INTEGRITY LONG-TERM For over thirty years, Northwood Ventures has been a leading venture capital and private equity investor. Partnering with experienced, successful management teams, we invest at all stages of a company

More information

WINDSOR FAMILY CREDIT UNION (WFCU) PRESIDENT AND CEO, MARTIN J. KOMSA APPOINTED TO LASALLE POLICE SERVICES BOARD

WINDSOR FAMILY CREDIT UNION (WFCU) PRESIDENT AND CEO, MARTIN J. KOMSA APPOINTED TO LASALLE POLICE SERVICES BOARD News Release May 1, 2014 Corporate Office 3000 Marentette Avenue Windsor, ON N8X 4G2 p. 519.974.3100 f. 519.974.9098 For Release WINDSOR FAMILY CREDIT UNION (WFCU) PRESIDENT AND CEO, MARTIN J. KOMSA APPOINTED

More information

Allegheny County Bar Association. Institute for Gender Equality. presents. Decision Makers Series

Allegheny County Bar Association. Institute for Gender Equality. presents. Decision Makers Series Allegheny County Bar Association Institute for Gender Equality presents Decision Makers Series The Allegheny County Bar Association Institute for Gender Equality was founded as a tool to aid in the enhancement

More information

DARRELL BEAVERS Housing Development Team Leader, Oklahoma Housing Finance Agency (405)

DARRELL BEAVERS Housing Development Team Leader, Oklahoma Housing Finance Agency (405) DARRELL BEAVERS Housing Development Team Leader, Oklahoma Housing Finance Agency (405)419-8261 darrell.beavers@ohfa.org Darrell Beavers has administrative responsibility for 8 of the agency s 9 affordable

More information