TUESDAY OCTOBER 25, 2016

Transcription

1 TUESDAY OCTOBER 25, :30AM through 8:00AM Registration & breakfast 8:00AM through 8:15AM Announcements 8:15PM through 10:15AM David Wall People v. Rude Case Study of Forensic Analysis in Criminal Prosecution 10:15AM through 10:30AM Break (coffee, tea, water provided) 10:30AM through 12:00PM Christine Arevalo Cybersecurity, Data Breach and Identity Theft 12:00PM through 1:00PM Lunch Provided 1:00PM through 3:00PM Kelly Paxton Catch Her If You Can Today s Pink Collar Criminal 3:00PM through 3:15PM Break (snacks provided) WEDNESDAY OCTOBER 26, :15PM through 4:30PM Virginia Tate The Expert s Expert 7:30AM through 8:00AM Registration & breakfast 8:00AM through 8:15AM Announcements 8:15PM through 9:45AM Kent Lewis How Social Media Networks facilitate fraud and Identity theft 9:45AM through 10:00AM Break (coffee, tea, water provided) 10:00AM through 12:00PM Brian Steverson The Real Moral Psychology Behind Cheating and Fraud 12:00PM through 1:00PM Lunch Provided 1:00PM through 3:00PM Mike Chertude Sales Suppression Software 3:00PM through 3:15PM Break (snacks provided) 3:15PM through 4:30PM Shaakirrah R. Sanders The Fourth Amendment Implications of Compelled Decryption

2 TUES. OCT 25, :15 10:15 A.M. PEOPLE V. RUDE. CASE STUDY OF FORENSIC ANALYSIS IN CRIMINAL PROSECUTION Presented by David Wall This technical program will study the investigation and prosecution of Ryan Rude, who ran a $5-million Ponzi scheme in Southern California s Inland Empire from 2007 to The program gives the audience detailed inside information regarding techniques and approaches employed in a white-collar criminal investigation and prosecution. Detailed analysis and explanations are provided giving deep insight into the forensic examination, approach, and presentation are described in detail. Additionally this session addresses specific information regarding the format and content of expert testimony as presented to the jury, and upheld in two days of blistering cross examination. Legal elements and evidentiary requirements for criminal cases will be discussed as will defenses to white collar crime. Learning Objectives: 1. Learn specific procedures for forensic analysis and presentation in criminal cases. 2. Gain knowledge of legal elements and evidentiary requirements for criminal cases. 3. Predict challenges and defenses to forensic evidence and testimony in white-collar crime. David Wall, JD, CPA, CFE David Wall has been employed in the areas of financial investigation and fraud examination in Southern California for over 25 years. Mr. Wall is a fraud specialist, with credentials as a certified public accountant, certified fraud examiner, and licensed attorney. Mr. Wall is a director in the forensics practice of Vicenti Lloyd Stutzman LLP, a 63-year-old accounting firm with offices in Downtown Los Angeles and Glendora, California. Mr. Wall leads forensic investigations in governmental entities, nonprofit organizations, and middle market corporations. He represents a number of prosecutorial offices, including the Riverside County District Attorney, and works on behalf of private litigants in state and federal litigation involving fraud, embezzlement, breach of fiduciary duty, fraudulent transfer, and similar claims. His specialties include the acquisition, reconstruction, and analysis of financial records, and the presentation of observations and opinions to judges and juries. TUES. OCT 25, :30 12:00 P.M. CYBERSECURITY AND DATA BREACH RESPONSE. WHAT S HAPPENING, WHAT S NEW, AND WHAT YOU NEED TO KNOW. Presented by Christine Arevalo This session will cover cyber security threat and vulnerability. You will learn about emerging threats, existing scams, and the effect they can have on you, or your organization. We will also touch on data breach trends, and company and industry response to unprecedented attacks on our private data Christine Arevalo is a founding employee of ID Experts. Since 2003, she has helped healthcare organizations assess their patient-related information risks, communicate with consumers regarding privacy issues, and develop their data breach response strategies. Christine currently leads the development and adoption efforts for MIDAS the patent-pending and award winning Medical ID Alert System. MIDAS is the first and only member-focused solution to engage health plan members in the early detection and prevention of health care fraud and medical ID theft. Christine also serves as founding member of the Medical ID Fraud Alliance (MIFA) the first cooperative public/ private sector effort created specifically to unite all stakeholders to jointly develop solutions and best practices for the prevention, detection and remediation of medical identity fraud (MedIDFraud.org). Arevalo has served as a founding member of the ANSI PHI Project that created a compelling business case for discussing investments and resources to strengthen healthcare privacy and security programs; contributed to the 43rd President s Identity Theft Task Force; authored identity theft legislation; and has testified on behalf of identity theft victims. Arevalo holds a B.S. in Criminal Justice Administration and M.S. in Economic Crime Management. She is the President and Board Chair of the MIFA Institute, and an active member of national organizations including IAFCI, ACFE, IAPP, NHCCA, and the Oregon/SW Washington Privacy Network.

3 TUES. OCT 25, :00 3:00 P.M. CATCH HER IF YOU CAN TODAY S PINK COLLAR CRIMINAL Presented by Kelly Paxton This topic is Kelly s most widely requested due to the increase in women embezzlers. Tom Brokaw has declared the 21st century as the Century of Women. With a woman recently named head of the Secret Service and a woman named head of IBM, Brokaw believes this will be the century of women. The Pew Research Center just published a study showing that 40% of women are primary breadwinners. Most people won t begin to think that with this progress comes other not so good statistics such as the increase in women embezzlers. In a 10-year period, women embezzlement arrests rose over 40% while male embezzlement arrests only rose 2%. Women now have access to funds and are in positions where embezzlement is generally most prevalent. Kelly will show you what to look for in your business to make sure your most trusted employee is not a pink collar criminal. Kelly Paxton is a Certified Fraud Examiner. She has a background as a commodities trader, stock broker and bond trader. While Kelly was working at a financial services firm, a client was arrested on wire fraud charges. This led Kelly to a new, much more exciting career as a special agent for US Customs. Kelly specialized in white collar crime, narcotics and undercover operations. Kelly has also been a contract investigator for the Department of Homeland Security where she carried out background investigations. She performed hundreds of top secret clearance background investigations for the federal government. From 2007 to 2009, Kelly was the fraud analyst at the Washington County Sheriff s Office Fraud and Identity Theft Enforcement team. Kelly was responsible for preparing cases for prosecution. This included testifying before Grand Jury. Since 2009, Kelly has had her own firm, Financial CaseWorks LLC, which specializes in financial and workplace investigations. What started as a research project for Kelly, investigating women embezzlers or pink collar crime, has now become a website and a very relevant and popular speaking topic. TUES. OCT 25, :15 4:30 P.M. THE EXPERT S EXPERT WHEN AND HOW TO DETERMINE CRITERIA AND QUALIFICATIONS UNDER WHICH ADDITIONAL EXPERTS SHOULD BE HIRED. Presented by Virginia Tate Ginny Tate is the president of multi-division Corporation. Ginny heads up the Tax, Accounting and Forensic Division which focuses on Litigation Support-Taxation-Investigation with clientele all over the world. She is a Certified Fraud Examiner, a Certified Insolvency and Restructuring Accountant and an Enrolled Agent licensed by the US Treasury. Extensive professional development and training in fraud, damages/loss calculations and investigative professional include but are not limited to: Business Ethics & Practices, Fraud Detection Investigations civil & criminal Insolvency & Fraud Economic Loss Calculations Forensic Accounting, Internal Controls & Audits Design & implement effective anti-fraud controls Interrogation, Interviews, Investigation Legal Elements & ethics Psychology of the Fraudster Ginny is an active member of the American Bankruptcy Institutes Commercial Fraud Committee and is Past-President of the Association of Certified Fraud Examiners, Spokane Chapter. Ginny regularly speaks on fraud detection and prevention and taxation. Ginny regularly provides expert witness services related to economic damages in Civil & Criminal cases including Fraud detection and case

4 WED. OCT. 26, :15 9:45 A.M. HOW SOCIAL MEDIA NETWORKS FACILITATE IDENTITY THEFT AND FRAUD Presented by Kent Lewis Research reveals that identity theft affects millions of people a year, costing victims countless hours and money in identity recovery and repair. Anvil President Kent Lewis will outline why and how consumers are opening themselves up to identity theft and fraud based on their social media profile content. This session will also include examples of common methods use to extract personal information and best practices to protect yourself and your business. Kent Lewis is President of Anvil, a measurable marketing agency specializing in analytics, search engine and social media marketing. With a background in integrated marketing, Lewis left a public relations agency in 1996 to start his career in digital marketing. In 2000, Lewis founded Anvil Media, Inc. to help move its clients forward via measurable marketing. Under his leadership, Anvil has received recognition from Portland Business Journal and Inc. Magazine as a Fastest Growing and Most Philanthropic Company and Most Admired (as determined by Oregon CEOs) in In 2008, Lewis created Formic Media, specializing digital marketing services for small businesses. He s co-founder of a variety of organizations, including pdxmindshare, eroi and SEMpdx, a Portland-area SEM professional trade association. As a long-time entrepreneur, Lewis is an investor and advisor to a host of emerging Portland-based companies, including DreamPath, Journey Fitness, NeutralSpace, Tixie and Workplace Resource. Lewis speaks regularly at industry events and has been published in books and publications including Business2Community, imedia Connection, Online Marketing Connect and Portland Business Journal. Since 2000, he s been an adjunct professor at Portland State University, where he teaches an SEM Workshop, and has also toured nationwide with Online Marketing Institute as a lead instructor. Active in his community, Lewis is currently involved in non-profit charity and professional trade organizations including early literacy program SMART (Start Making a Reader Today), The Entrepreneurs Organization (EO) and Portland Incubator Experiment (PIE). Industry recognition and awards include Portland Business Journal s Top 40 Under 40 Award, Top 25 Most Influential Pay-per-Click Experts, Top 40 Digital Strategists in Marketing, Top 20 Digital Strategists and 2012 Marketer of the Year by American Marketing Association Oregon Chapter. WED. OCT. 26, :00 12:00 P.M. THE REAL MORAL PSYCHOLOGY BEHIND CHEATING AND FRAUD Presented by Brian Steverson Traditionally we have thought that the motivation for cheating and fraud, especially in the business world, was simply self-interest. Recent work in moral psychology has shown that such a view is too simplistic to fully account for why cheating and fraud occur. We will explore some of that recent work and how its findings impact organizational design to minimize cheating and fraud. Dr. Brian K. Steverson is the John L. Aram Chair of Business Ethics in the School of Business Administration at Gonzaga University, and Faculty President. Prior to assuming the Aram Chair, in 2008, he was a member of the Philosophy Department since He received his Ph.D. from Tulane University in His main areas of current scholarship are business ethics, professional ethics, and the ethics of entrepreneurship. His research interests include the ethics of pre-employment screening for psychopathic disorders, the growing movement for professionalizing business management, the Jesuit model of business education, and the use of choice architecture as a management technique. His work has appeared in Environmental Ethics, the Online Journal of Ethics, Topics in Contemporary Philosophy, the Business and Professional Ethics Journal, the Journal of Ethics & Entrepreneurship, and the Journal of Jesuit Business Education.

5 WED. OCT. 26, :00 3:00 P.M. SALES SUPPRESSION SOFTWARE Presented by Mike Chertude Mike has worked for DOR over 23 years and the Audit Division for 22 years. For the last 16 years he has worked in the Audit Division s SEDA (Sampling and Data Analysis) unit. Mike s expertise is in Sampling (both random and statistical) and data analysis as well as representing DOR as a member on several committees for the Streamlined Sales Tax Governing Board, a national organization to assist states as they administer a simpler and more uniform sales and use tax system. Over ten years ago Mike began the pilot project of researching sales suppression software for the Agency and is known as a national expert on this subject. Mike has given presentations to many states and at FTA conferences around the country on this subject. This presentation will touch on the history of sales suppression, Washington State s program and a demonstration of actual cases. WED. OCT. 26, :15 4:30 P.M. THE FOURTH AMENDMENT IMPLICATIONS OF COMPELLED DECRYPTION Presented by Shaakirrah R. Sanders In February 2016, a federal magistrate judge ordered Apple to assist the FBI in its search of an iphone. Whether and how that order implicates the Fourth Amendment is the subject of this presentation, which explores the long standing tension between search and seizure jurisprudence and technology. Topics include, but are not limited to, the government s authority to conduct searches and seizures and the impact on individual privacy that could result if companies or individuals are required to assist law enforcement by creating or manufacturing technology. Shaakirrah R. Sanders joined faculty at the University of Idaho College of Law in June Professor Sanders teaches subjects related to the US Constitution, including Constitutional Law II, Criminal Procedure, Advanced Criminal Procedure, and the First Amendment. Her scholarship on confrontation rights at felony sentencing has been published in the Hastings Law Journal, the University of Michigan Journal of Law Reform, and the Widener Law Journal. Companion pieces on civil and criminal jury trial rights have been published in the William and Mary Bill of Rights Journal. Professor Sanders previously practiced as a staff attorney with the Defender Association and as an associate attorney with K&L Gates in Seattle and Locke Lorde in New Orleans. She was also a judicial law clerk for the Honorable Ivan L.R. Lemelle in the US District Court for the Eastern District of Louisiana and the Honorable Lavenski Smith in the US Court of Appeals for the Eighth Circuit. Professor Sanders received her JD from Loyola University College of Law in New Orleans, where she served as Index/Casenote editor on the Loyola Law Review and was named a William Crowe Scholar upon graduation. She received a BS in Psychology from Trinity College in Hartford, Connecticut. In June 2016, she became the first African-American female to become a tenured member of the College of Law faculty.

6 EARLY REGISTRATION PRICING CLOSES OCTOBER 5TH! ATTENDEES RECEIVE: 16 hours of continuing education credit for the 2 days (8 credit hours per day), including 2 hours of ACFE qualified ethics credit. Ethics credit has not been approved by the Idaho or Washington State Boards of Accountancy. Conference sessions begin at 8:15 AM and end at 4:30 PM each day. Breakfast and lunch are included with your registration fee. FACILITY ADDRESS: The Lincoln Center Spokane 1316 N. Lincoln Street, Spokane, WA Visit their website at for venue information. The venue s wireless internet system will be made available to attendees. Power outlets in the conference room are very limited. ACCOMMODATIONS: A discounted rate (based on availability) of $119 per night (plus applicable taxes) has been obtained through Holiday Inn Express (telephone (509) for reservations) located at 801 N. Division St., Spokane, WA Use the booking link below to make your reservation and use Corporate ID Code If calling the hotel, be sure to mention the group code: Lincoln Center Rate. Hotel shuttle service is available for travel to and from the conference each day. Terms and conditions GROUP DISCOUNT A discount off the full conference registration price is available to a group of 2 or more individuals from the same organization, registering together. To receive a discount for your group, all members must submit payment at the same time. The Group Discount and the Chapter Member Discount may not be combined (i.e., maximum discount per person is $25.00). PAYMENT Full payment is required at the time of registration, unless prior arrangements have been made. Event fees do not include travel, lodging, or incidentals. CANCELLATION POLICY Our cancellation policy is intended to keep costs low for attendees. Due to financial obligations incurred by the Spokane Chapter of the ACFE, you must cancel your registration prior to October 19, 2016 in writing by sending an to dues@spokanefraud.org. No refunds or credits will be given for cancellations received after this date. Those who do not cancel and do not attend are responsible for the full registration fee. Terms and conditions are subject to change without notice. GUESTS/ALTERNATES All guests must register to attend and are subject to all associated terms and conditions. Alternates may attend if registered attendees are not available on the conference dates. CONFERENCE AGENDA At times, it is necessary to cancel, reschedule, or substitute a conference session, speaker, and/or topic after registration has been confirmed. We reserve the right to alter this program, if necessary, without further notice. PREREQUISITES There are no prerequisites for the conference sessions. CONFERENCE MATERIALS All conference materials provided to us in advance by our presenters will be ed to registrants prior to October 25, Hard copies of the materials will not be provided during the conference. INTERNET & POWER OUTLETS The Spokane Chapter of the ACFE is not responsible for wireless internet access, internet service issues, or for providing power outlets at the conference facility.

7 Registration with credit card payment is easy at Eventbrite.com. To register with check or money order, please mail your registration form with your payment to the Chapter address provided on the form. Pricing options and discounts (registration fee includes breakfast and lunch each day): Full Conference, Discounted price for registrations postmarked on or before October 5, $280 Full Conference, After October 5, $325 Day 1 Only October 25, $210 Day 2 Only October 26, $210 Student Price - Must be enrolled at least half time; Proof of enrollment must be submitted with application; Other discounts do not apply - $85 per day Multi-registrant discount - For a group of 2 or more individuals registering from the same organization, please deduct $25 per person. This discount may not be combined with the Spokane Chapter Member discount. Spokane Chapter Member discount - For members of the Spokane Chapter of the ACFE only, please deduct $25 per person. This discount may not be combined with the Multi-registrant discount. Name Employer Address City State Zip Phone Registration: q Full Conference q 10/25 ONLY q 10/26 ONLY Payment Type: q Check q Money Order Students: Please provide a copy of your Fall 2016 class schedule with your registration School Student # Payment Type: q Check q Money Order Please mail your registration form and payment to the Chapter address below. SPOKANE CHAPTER OF THE ACFE PO BOX 874 SPOKANE, WA PRE-REGISTRATION WITH PAYMENT IS REQUIRED REGISTRATION CLOSES OCTOBER 15, 2016