09:20 10:30 Regulatory Update: Analyzing Regional AML Trends and New Developments

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1 08:00 09:00 Registration and Morning Tea 4 th Annual ACAMS Symposium Series: Enhanced AML and Financial Crime Tools and Techniques 8 May 2018 Jakarta, Indonesia The Westin Jakarta Jl. H.R. Rasuna Said Kav. C-22 A Jakarta, Jakarta Indonesia 09:00 09:05 Welcome Remarks Hue Dang, CAMS-Audit, Head of Asia, ACAMS 09:05 09:20 Keynote Heni Nugraheni, Head of AML, Otoritas Jasa Keuangan 09:20 10:30 Regulatory Update: Analyzing Regional AML Trends and New Developments Analyzing recent and upcoming regulatory changes impacting AML and compliance functions Understanding key concerns from regulators, including policy changes that may need to be reflected in AML policies and procedures Evaluating best practices requirements coming from the FATF process Moderator: Dr. William Scott Grob, CAMS, AML Director APAC, ACAMS Speakers: Heni Nugraheni, Head of AML, Otoritas Jasa Keuangan Chrisna Pranoto, Group Head of Compliance, PT Bank Mandiri (Persero) Tbk. Agustinus Tobing, CCO, AIA Indonesia 10:30 10:50 Networking and Refreshment Break 10:50-12:00 Incorporating FinTech, RegTech and Other Innovations into Your Compliance Programme Exploring the rewards, risks and unique AML challenges of banking FinTech businesses Monitoring shifts in FinTech regulations and technology to maintain a robust compliance program Examining RegTech solutions for monitoring the latest AML/CTF risks Page 1 of 9

2 Moderator: Ishak Oesman, Associate Director, Deloitte Indonesia Speakers: Setiawan Adhiputro, Head of Compliance, OVO (PT Visionet Internasional) Anzar Mulyantoro, Head of AML CFT Department, PT Bank Mandiri (Persero) Tbk. I Nyoman Sastrawan, CAMS, Group Head of Research, Research and Examination Directorate, PPATK 12:00-13:00 Networking Luncheon 13:00-14:00 Cybercrimes: How It Happens, How to Fight It and the Role of Virtual Currencies Examining recent cybersecurity breaches to identify common attack points and strengthen digital defenses Developing an institutional response plan to ensure rapid responses to contain hacks and manage threats such as ransomware and Distributed Denial of Service Creating a post-hack action plan to notify affected stakeholders, restore data systems integrity and collaborate with law enforcement on investigations Evaluating the impact of virtual currencies on cybercrime detection and prevention Moderator: Dr. William Scott Grob, CAMS, AML Director APAC, ACAMS Speaker: Sandeep Kothari, FCC Product Management, Standard Chartered Bank 14:00-15:00 Applying the Latest Intelligence to Combat Trade-Based Money Laundering (TBML) Understanding TBML concepts and why they are important to know Discussing the fundamental TBML risk and walking through an illustration. Discovering what are the TBML red flags and how do you adjust your Customer Due Diligence (CDD) and monitoring practices Speakers: Hue Dang, CAMS-Audit, Head of Asia, ACAMS Dr. William Scott Grob, CAMS, AML Director APAC, ACAMS 15:00-15:20 Networking and Refreshment Break 15:20-16:50 INTERACTIVE WORKSHOP: Strengthening Beneficial Ownership Determination Throughout Your Enterprise Page 2 of 9

3 Understanding the emerging global standard around beneficial ownership transparency Analyzing differences in beneficial ownership standards throughout APAC to ensure compliance with all applicable regulations Detailing data privacy laws by country to identify any limitations on intra-institutional and cross-border information sharing Moderator: David Cope, Managing Director and Head of Financial Crime Compliance, Goldman Sachs Asia LLC Speakers: Juliana Nehat, Head of FCC, Standard Chartered Bank Indonesia Deni R. Tama, Partner, Fraud Investigation & Dispute Services, Ernst & Young Indonesia 16:50-17:00 Closing Remarks Hue Dang, CAMS-Audit, Head of Asia, ACAMS (Program is subject to change) Page 3 of 9

4 Speaker Faculty (Surname in Alphabetical Order) Setiawan Adhiputro Head of Compliance OVO (PT Visionet Internasional) Setiawan Adhiputro is head of Compliance at OVO (PT Visionet Internasional). He has held compliances positions at GO-JEK and Kartuku. He has a bachelor s degree in Computer Science from University of Indonesia and Master s in Informational Management Systems from Monash University. Mr. Adhiputro has extensive experiences in providing advisory services focusing on financial technology risk management and compliance. David J. A. Cope Managing Director & Head of Financial Crime Compliance Goldman Sachs LLC Mr. Cope has over 25 years of experience in the financial crime and anti-money laundering space. Prior to joining Goldman Sachs, he was the Asia Pacific Head for Global Financial Crimes Compliance at Bank of America Merrill Lynch, previous to his time at Bank of America, he was the Regional AML/CTF Compliance Manager for Morgan Stanley Asia. Mr. Cope was also briefly a Partner at KPMG based in Hong Kong in the forensic practice dealing with AML/CTF and sanctions issues. In his Compliance roles Mr. Cope led multinational teams dealing with all aspects of financial crime risk management, including client on boarding, sanctions and corruption issues, suspicious activity detection and reporting, and financial crime risk assessments, as well as providing advice and counsel to bank senior management and business leaders for financial crime issues arising in the region. Prior to joining the private sector, Mr. Cope s 17-year long career in the Hong Kong Police was mainly focused on the investigation and prosecuted serious complex financial crime and money-laundering, with postings to the Commercial Crime Bureau, Organized Crime and Triad Bureau and Narcotics Bureau. He was also part of the formulation and execution of the Hong Kong Police s financial investigation policy and training including dealing with the Financial Action Task Force Mutual Evaluation process. Mr. Cope is a Member of the Hong Kong Chapter Board. Page 4 of 9

5 Hue Dang, CAMS-Audit Head of Asia ACAMS Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in Ms. Dang has more than 20 years experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital s Investment Banking Division in Singapore, Director for Business Development at Citibank s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government. Dr. William Scott Grob, CAMS AML Director APAC ACAMS Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units. Dr. Grob earned a Bachelor s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES. Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM). Page 5 of 9

6 Sandeep Kothari FCC Product Management Standard Chartered Bank Sandeep Kothari is an experienced finance industry professional currently working in Financial Crime Compliance at Standard Chartered Bank. He has worked with European and Australian financial organizations in Singapore and Europe leading their change transformation, risk and vendor management. Sandeep has led global software and vendor management portfolios shaping enterprise demand, go-to market approach, and industry-beating outperformance. He also led initiatives driving regulatory compliance, technology optimization, project office, governance and operational risk. Mr. Kothari has led teams for infrastructure control, regulatory risk assessment, and audit compliance across Asia Pacific. In his voluntary capacity, is Past President of Information Systems Audit Control Association (ISACA) Singapore and co-authored COBIT 4.0. Anzar Mulyantoro Head of AML CFT Department PT Bank Mandiri (Persero) Tbk. Mr. Mulyantoro has been working for Bank Mandiri in Indonesia since 2002 and already handling AML CFT for more than 10 years. He gained the Master degree of Management majoring in Financial Management from University of Gadjah Mada (UGM) Indonesia and received Executive Education at University of Michigan Stephen M. Ross School of Business, Ann Arbor-Michigan USA. He is the Book writer of Compliance and Financial Crime issued by Association of Indonesian Bankers. Juliana Nehat Head of FCC Standard Chartered Bank Indonesia Over the past twenty years, Ms. Nehat has had several roles including most recently she is the Country Head Financial Crime Compliance at Standard Chartered Bank. Prior, she was with CIMB Niaga Tbk as the AML head for over five years and also with Standard Chartered Bank and American Express. Page 6 of 9

7 Heni Nugraheni Group Head of AML/ CFT Otoritas Jasa Keuangan Heni Nugraheni is Group Head of AML/CFT at the Indonesia Financial Services Authority (OJK). She is in charge of AML/CFT research and policy development, quality control supervision, and domestic and international coordination and cooperation. She took the first step of her career by taking a job as capital market researcher and legal drafter at Capital Market Supervisory Agency Ministry of Finance in She pursued further study at School of Law Boston University, from which she took a master of law in She actively involved in the establishment of OJK as one of the regulatory team and joined OJK in Prior to her current position, she was director of legal assistance and consumer protection and appointed to lead the team of the establishment of alternative dispute resolution institution for financial sector. Currently, she is appointed as the OJK s team leader for Mutual Evaluation. Ishak Oesman Associate Director PT Deloitte Konsultan Indonesia Ishak Oesman has more than ten years of experience as Financial Crime practitioner and Subject Matter Expert with focus on Anti-Money Laundering, Counter-Financing Terrorist, and Sanctions areas. Ishak specializes in Transaction Monitoring, Risk Assessment, Regulatory Advisory, Due Diligence, Quality Assurance, Product Review, and Investigations. Currently, he leads Deloitte s Indonesia s Financial Advisory Services Financial Crime Compliance. Previously, he worked in Indonesia s Financial Intelligence Unit (PPATK) and with several multi-national banks and money service providers. Chrisna Pranoto Group Head of Compliance PT Bank Mandiri (Persero) Tbk. Chrisna served as a Group Head of Compliance at PT Bank Mandiri (Persero) Tbk and served as its Group Head of Credit Operations and Group Head of Central Operations and Group Head of Distribution Network II Group - Micro & Retail Banking. Page 7 of 9

8 I Nyoman Sastrawan, CAMS Group Head of Research, Research and Examination Directorate PPATK I Nyoman Sastrawan has worked in the government sector for more than 20 years, beginning with his role as Auditor in the Ministry of Finance. He then joined the PPATK in 2006, having held various roles, including Senior Analyst of STRs, Group Head of Training for Reporting Parties, and his current position as Group Head of Typology/Strategic Research. He is a frequent speaker and participant at the APG, Egmont Group meetings and others International Forum related to AML/CFT. He holds a Master of Business in Professional Accounting (MBus), from Melbourne, Australia. He is also a Certified Fraud Examiner (CFE). Deni R. Tama Partner, Fraud Investigation & Dispute Services Ernst & Young Indonesia Deni R. Tama is a partner in Ernst & Young Indonesia who specializes in Financial Crime. He has 13 years experience in anti-money laundering, anti-fraud and anti-bribery. Before EY, Deni was the Country Head of Financial Crime Compliance in Standard Chartered Bank Indonesia, Director of Forensic Services in Deloitte Indonesia and Senior Manager of Forensic Services in PwC FAS Indonesia. Deni has been working closely with both Indonesia s financial services industry and regulators in combating money laundering and terrorist financing. His most recent project was conducting AML/CTF Sectoral Risk Assessment on Legal Person and Reviewing Indonesia s Beneficial Ownership Regime to ensure Indonesia s adherence with FATF recommendations. Deni has also delivered financial crime workshops and seminars for both financial services industry and the regulators/law enforcement. He was one of the instructors in Jakarta Centre for Law Enforcement Cooperation (JCLEC) training series. Deni holds a Magister degree in Accounting from Universitas Indonesia, Certified Accountant degree from Sekolah Tinggi Akuntansi Negara (STAN) and certification for Banking Risk Management assessor. Page 8 of 9

9 Agustinus Tobing Chief Compliance Officer AIA Financial Indonesia Agustinus Tobing is the Chief Compliance Officer and MLRO for PT AIA Financial Indonesia. He is responsible for implementing an effective program including improving culture and training. Previously he worked for PT Sun Life Financial Indonesia and PT Commonwealth Life in a similar capacity. Over his close to 20 years of experience, he has worked on compliance, audit, assurance issues and operational risk management. He is in the program of Ph.D. in Strategy, Universitas Pelita Harapan, Indonesia; MA in Finance, Rotterdam Business School, The Netherlands and Bachelor of Economics, Universitas Indonesia, Depok. He is a prolific writer and trainer. He has various professional qualifications, including - Registered Accountant and Chartered Accountant from IAI (Indonesia), Certified Internal Auditor from IIA (USA - Florida), Certified Fraud Examiners from ACFE (USA Texas), Certified Risk Management Assurance from IIA (USA Florida), Business Continuity Certified Planner from BCI (Singapore), and Certified Compliance and Risk Professional (Australia). Page 9 of 9