Derwent Data Analyzer Patent Analytics. Blending subject matter expertise with machine based intelligence to deliver commercially-ready insights

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1 Derwent Data Analyzer Patent Analytics Blending subject matter expertise with machine based intelligence to deliver commercially-ready insights

2 Frame: Project Scope and Objectives Clustered Regularly Interspaced Short Palindromic Repeats (CRISPR) is a family of DNA sequences in bacteria and archaea. The sequences contain snippets of DNA from viruses that have attacked the prokaryote. These snippets are used by the prokaryote to detect and destroy DNA from similar viruses during subsequent attacks. These sequences play a key role in a prokaryotic defense system, and form the basis of a technology known as CRISPR/Cas9 that effectively and specifically changes genes within organisms. Assemble and Analyze granted patents and published patent applications related to CRISPR technology. This study includes various aspects of the technology including mediators, delivery vehicles, vectors and application areas. The collection includes global patent information going back to a priority year of Due to the 18 month publication time for a patent, 2016 and 2017 will not be considered for this study. The report will look to answer specific questions around technical and commercial trends occurring within the CRISPR domain.

3 Key Questions The study looks to answer the following key questions: What is the overall filing activity for CRISPR Technology? Where are the major sources of innovation? Who are the major players? Who are the emerging players? Which technologies are being protected the most heavily? Which technologies are emerging and where is the white space? Where are companies focusing their efforts?

4 Overall filing trend ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent. CRISPR technology has seen a major increase in activity in the last 3 years. Last 3 Years The USA is the major driving force behind this growth, followed by China and Germany. Harvard is the top filing entity, closely followed by MIT and DowDuPont. Universities dominate the US CRISPR landscape.

5 Top Small Portfolios Sector activity ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. Inserm and the Centre National de la Recherce Scientifique (CNRS) are two of the entities driving growth for small portfolios. Chinese and US Universities are heavily represented in the list. Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent. Small portfolios are growing at the highest rate and saw filing volumes double between

6 Major US Entities Major US entities ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent. DowDuPont is the leading US innovator in 2015 however the system is predicting that their representation should be even greater once their overall portfolio size is taken into account. US activity is dominated by academic and government institutes indicating a heavy reliance on basic research. The USA is the dominant filing country with the fastest pace of innovation. The Dana Farber Institute is heavily over represented in 2015 US innovation and it s expectancy rate is therefore represented as.

7 US Technical Focus US technical focus ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. Vaccine and Medicine technology was protected the most heavily within the US in Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent. There is an increase in US activity in Pesticide technology and Nanostructures. Growth within horticulture and agriculture appears to be declining as both of these technical categories are underrepresented for 2015.

8 Major Chinese Entities Major Chinese entities ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. Chinese filings in 2015 are predominantly held by Universities, Hospitals and Government institutes. This highlights a potentially strong focus on basic research within China. Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent. Filings out of China are increasing rapidly, however at a slower rate than the USA.

9 China Technical Focus China technical focus ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. The main technical focus of Chinese Entities in 2015 was Vaccine technology, however the growth rate can be seen within Horticulture, Agriculture and Hygiene technology. Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent.

10 Market Focus Technology Focus Major players filing strategy ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent. Enzyme technology is an area of increasing focus for major players. Taiwan and Australia, though not major innovation sources, are nonetheless key target geographies for commercialization. US entities dominate the top portfolio list with only 3 European and 4 Chinese entity represented.

11 Emerging players ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. Inserim tripled activity between Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent. Monsanto saw an increase of filings from 1 invention in 2014 to 18 in CNRS doubled activity between High Growth

12 Cpf1 Top Entities Cas9 Top Entities Technical filing trends ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. Cas9 saw a doubling in patent volumes between The University of California, Harvard and MIT are driving this growth. Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent. Cpf1 is the emerging technology in CRISPR with a major uplift in filings between CRISPR Therapeutics and DowDuPont are investing in this technology. High Growth

13 Lung Cancer Patents Emergence indicators ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent. Cancer Therapy (Lung, Pancreatic, Ovarian) are all areas that are seeing greater recent activity and are potential emerging application areas for CRISPR technology. The Dana Farber Cancer Institute has the largest portfolio within the Lung Cancer domain and it appears to be an area of growing interest to them.

14 Collaboration/partnerships ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent. Penn Univ. & Novartis Sangamo & DowDuPont University of Pennsylvania and Novartis are increasing their collaboration efforts around Antibodies and Medicine technology. DowDuPont and Sangamo Therapeutics are collaborating on Vaccine technology.

15 Major players portfolio focus ANALYZE Create ranked lists to address first order who/what/when/where/ how much/many questions. MIT, Harvard and Broad Institute dominate Cas9, grna, TracrRNA and Diagnosis technology in terms of patent protection. Create matrices that correlate multiple who/what/where/when lists to show more complex correlations and time-based trends that are often not immediately apparent. Cpf1 is not heavily protected by larger portfolios indicating less of a dominance from the top tier for this emerging technology. Wuhan University is heavily focused on Diagnosis with around 80% portfolio focus here.

16 The combination of Derwent Innovation and Derwent Data Analyzer support the entire analytics workflow Report Visualizations charts, graphs, maps enable rankings, trends, and relationships to be easily communicated and understood across organizations and departments. Create visualizations of the analysis results--charts, graphs and tabular views that facilitate comprehension of rankings, relationships and trends by an audience not necessarily skilled in IP analysis. Further compliment these visualizations with observations and insights that speak to the business issue at hand. These visualizations can be created through prepackaged reporting charts, graphs and maps in DDA. or through other visualization software using data exported from DDA. The analyst then combines expertise in IP analytics, technology, business and IP law to interpret the analytics in the context of the business drivers. Commentary is provided that summarizes key observations and insights which collectively provide IP intelligence supporting more informed decision-making.

17 Patent Analytics Services Report 17 Report Create visualizations of the analysis results--charts, graphs and tabular views that facilitate comprehension of rankings, relationships and trends by an audience not necessarily skilled in IP analysis. Further compliment these visualizations with observations and insights that speak to the business issue at hand. LANDSCAPE TIMELINE LARGE CRISPR PORTFOLIOS

18 Patent Analytics Services Report Timeline of Source of Innovation 18 Report ENTITY DYNAMICS TIMELINE SOURCES OF INNOVATION TIMELINE Create visualizations of the analysis results--charts, graphs and tabular views that facilitate comprehension of rankings, relationships and trends by an audience not necessarily skilled in IP analysis. Further compliment these visualizations with observations and insights that speak to the business issue at hand.

19 Patent Analytics Services Report Filing Strategy 19 Report FILING STRATEGY PROTECTION LOCATION Create visualizations of the analysis results--charts, graphs and tabular views that facilitate comprehension of rankings, relationships and trends by an audience not necessarily skilled in IP analysis. Further compliment these visualizations with observations and insights that speak to the business issue at hand.

20 Patent Analytics Services Report Sector Activity 20 Report ENTITY DYNAMICS Create visualizations of the analysis results--charts, graphs and tabular views that facilitate comprehension of rankings, relationships and trends by an audience not necessarily skilled in IP analysis. Further compliment these visualizations with observations and insights that speak to the business issue at hand.

21 Patent Analytics Services Report Large Portfolios Activity 21 Report LARGE PORTFOLIOS RECENT TRENDS Create visualizations of the analysis results--charts, graphs and tabular views that facilitate comprehension of rankings, relationships and trends by an audience not necessarily skilled in IP analysis. Further compliment these visualizations with observations and insights that speak to the business issue at hand.

22 Patent Analytics Services Report Large Portfolios Activity 22 Report LARGEST PORTFOLIO STRENGTH RANK LARGEST PORTFOLIOS STRENGTH DISTRIBUTION Create visualizations of the analysis results--charts, graphs and tabular views that facilitate comprehension of rankings, relationships and trends by an audience not necessarily skilled in IP analysis. Further compliment these visualizations with observations and insights that speak to the business issue at hand.

23 Patent Analytics Services Report Large Portfolios Activity 23 Report LANDSCAPE TECHNICAL APPROACHES TECHNICAL APPROACHES RECENT TRENDS Create visualizations of the analysis results--charts, graphs and tabular views that facilitate comprehension of rankings, relationships and trends by an audience not necessarily skilled in IP analysis. Further compliment these visualizations with observations and insights that speak to the business issue at hand.

24 Patent Analytics Services Report Large Portfolios Activity 24 Report TECHNICAL DYNAMICS COMPETITIVE DYNAMICS Create visualizations of the analysis results--charts, graphs and tabular views that facilitate comprehension of rankings, relationships and trends by an audience not necessarily skilled in IP analysis. Further compliment these visualizations with observations and insights that speak to the business issue at hand.

25 Patent Analytics Group Get in touch 25 Jack Hopwood London United Kingdom Jack Hopwood is an Intellectual Property Consultant at Clarivate Analytics. In his role he works closely with clients to help them better understand their technical and competitive environment by delivering findings that support more informed business decisions relating to their IP Strategy. His specialties include global patent research and analytics, particularly in the Life Sciences sector. He also has a Master s in Cancer Research from the University of Kent, where he completed his thesis titled: The Effect of Overexpression of the Oncogene EeF1α on Chemotherapeutic Toxicity. Jeff Davidson United States Jeff Davidson is a Lead Intellectual Property Consultant at Clarivate Analytics. He has over 10 years experience providing IP Analytics-based decision support to large and small commercial organizations, universities and government agencies. In addition to IP Analytics, his technical areas of focus include advanced materials, emerging energy systems, robotics, transportation and consumer products. Jeff received his undergraduate, Masters and Doctorate degrees from Columbia University in Metallurgy and Materials Science, and a Masters degree in Management from New Jersey Institute of Technology. He has over 30 years experience in corporate technology development experience in the United States, Europe, Japan, China and India.

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