European Code of Conduct for Research Integrity Open Science Responsible Research and Innovation (RRI) Beispiele zur Platzierung im Antrag

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1 Marie Skłodowska-Curie Actions: ITN Cross-cutting issues FFG Academy Training, ITN Call 2019 ÜBERBLICK European Code of Conduct for Research Integrity Open Science Responsible Research and Innovation (RRI) Beispiele zur Platzierung im Antrag Ethical Dimension 1 1

2 BLICK INS ARBEITSPROGRAMM Quelle: MSCA WP , S.7 2 EUROPEAN CODE OF CONDUCT FOR RESEARCH INTEGRITY Vgl. insbesondere Kapitel 2: Beschreibung guter Praxis Conduct-for-Research-Integrity pdf 4 2

3 OPEN SCIENCE [ ] Open Science describes the on-going evolution in the modus operandi of doing research and organising science. These changes in the dynamics of science and research are enabled by digital technologies and driven by the globalisation of the scientific community. They have an impact on the way research is produced, accessed and utilised. Open Science is an inclusive process aimed at promoting diversity in science across the European Union and opening it to the general public, in order to better address the H2020 societal challenges and ensure that science becomes more responsive both to socio-economic demands and to those of European citizens. Open Science also provides significant new opportunities for researchers to disseminate, share, explore and collaborate with other researchers. Thus, the principles of Open Science and its future growth should be embedded in the training of doctoral candidates. Quelle: GfA ITN 2019, S.22 6 Anmerkung zu OPEN ACCESS und OPEN RESEARCH DATA in Horizon 2020 Projekten Open Access mandatory for all H2020 funded projects What does it mean? Peer-reviewed scientific publications resulting are deposited in open access repositories, i.e. free of charge online access for the user. Open Research Data pilot in H2020 No obligation to participate but has to opt-out Decision whether yes/no to participate: part A but can be changed later on. If yes: data management plan during the project required For further information see documents section of the PP:

4 OPEN ACCESS & OPEN DATA: RESSOURCEN openaire can be used for Open Data OpenDOAR Directory of Open Access Repositories Austrian Centre for Digital Humanities (ACDH) In particular for Researchers in Humanities; set up for systematic use of digital infrastructures, transdisciplinarity, collaborative work and participatory technologies, open access / open source as well as open life cycles of research results and research data. Open Access Network Austria established 2012 as a joint activity under the organisational umbrella of the Austrian Science Fund (FWF) and Universities Austria (UNIKO) 8 OPEN ACCESS & OPEN DATA WEITERE INFOS Check also for ideas on potential training content related to Open Science 9 4

5 RESPONSIBLE RESEARCH & INNOVATION (RRI) ( ) is an approach that anticipates and assesses potential implications and societal expectations with regard to research and innovation, with the aim to foster the design of inclusive and sustainable research and innovation. RRI is implemented as a package that includes multi-actor and public engagement in research and innovation, enabling easier access to scientific results, the take up of gender and ethics in the research and innovation content and process, and formal and informal science education. [ ] Wie lässt sich RRI umsetzen? Public engagement * Open Access * Gender * Ethics * Science Education Quelle: Beispiele zur Platzierung im Antrag Public Engagement Open Access Gender Research Integrity, Ethics Science education skills training in RRI / Open Science Denkbar als Trainingsbestandteil sowie in Dissemiation & Communication open access public engag

6 4. Beispiele zur Platzierung im Antrag Public Engagement Open Access Gender (im Forschungsthema selbst; als Teil des Trainings, in outreach, in Mgt.) Research Integrity, Ethics Science education zb Events zu Frauen in der Forschung, STEM Beispiele zur Platzierung im Antrag Public Engagement Open Access Gender Research Integrity, Ethics Science education training zu research integrity / ethics how to deal with scientific misconduct

7 ÜBERBLICK European Code of Conduct for Research Integrity Open Science Responsible Research and Innovation (RRI) Beispiele zur Platzierung im Antrag Ethical Dimension 16 ETHICAL DIMENSION Zur Erinnerung: Arbeitsprogramm , S. 7: Mit ethical dimension werden zwei Ebenen angesprochen: ethical principles and related legislation better understanding and handling of ethical aspects promotion of highest ethical standards

8 Ethical principles and legislation All research activities in Horizon 2020 must respect fundamental ethics principles, including those reflected in the Charter of Fundamental Rights of the European Union. These principles include the need to ensure the freedom of research and the need to protect the physical and moral integrity of individuals and the welfare of animals. ( ) it is the applicants responsibility to identify any potential ethics issues, to handle the ethical aspects of their proposal, and to detail how they plan to address them. Quelle: Leitfaden ITN Call 2019, Kapitel 6, S Ethical principles and legislation Ethics Appraisal Steps Call deadline Ranking GA Project closure Submission Evaluation Grant preparation Project lifecycle Self- Assessment Screening Pre-Screening Assessment Checks/Audits Audits Ethics review Ethics checks & audits Ethics appraisal

9 How are ethical issues identified and addressed in the proposal? Ethical Issues Table in Part A (yes/no) if issues identified in part A: Ethics Self-Assessment Part B vgl. GfA: Should the applicant identify any ethics issues when filling in the Ethics issues table in Part A of the proposal, then an ethics selfassessment must be included in part B2 Section 6 (Ethics Issues) of the proposal. 20 ZUR ORIENTIERUNG: ETHICAL ISSUES IM ANTRAG General information, participants & contacts, budget, ethics table, call-specific questions including an abstract á 2000 characters Start Page Table of Contents List of Participating Organisations 1 Excellence 2 Impact 3 Implementation 4 EID specific requirements (EID only) 5 Participating Organisations 6 Ethics Issues 7 Letters of Commitment document 1 document

10 ETHICS ISSUES PART A Vgl. Ausdruck für Hauptfragen 1. Human embryos & foetuses 2. Humans 3. Human cells / tissues 4. Personal data 5. Animals 6. Third countries (non-eu) 7. Environment, health & safety 8. Dual use 9. Exclusive focus on civil applications 10.Potential misuse of research results 11.Other ethics issues. 22 ETHICS ISSUES TABLE Part A Beispiel Frage Nr. 2: HUMANS

11 ETHICS ISSUES TABLE Beispiel Fragen zu 2. HUMANS 2. Humans Does your research involve human participants? Are they volunteers for experiments in social or human science research? Are they persons unable to give informed consent (including children/minors)? Are they vulnerable individuals or groups? Are they children/minors? Are they patients? Are they healthy volunteers for medical studies? Does your research involve physical interventions on the study participants? Does it involve invasive techniques? Does it involve collection of biological samples? 24 ETHICS ISSUES TABLE PART A Beispiel Fragen zu 6. Non-EU Countries 6. Non-EU Countries In case non-eu countries are involved, do the research related activities undertaken in these countries raise potential ethics issues? Do you plan to use local resources (e.g. animal and/or human tissue samples, genetic material, live animals, human remains, materials of historical value, endangered fauna or flora samples, etc.)? Do you plan to import any material - including personal data - from non- EU countries into the EU? (specify materials and countries involved) Do you plan to export any material - including personal data -from the EU to non-eu countries? (specify materials and countries involved) If your research involves low and/or lower middle income countries, are benefit-sharing measures foreseen? Could the situation in the country put the individuals taking part in the research at risk?

12 GUIDANCE FOR ETHICS ISSUES Ethics- section of the Research Participant Portal funding-guide/cross-cuttingissues/ethics_en.htm Guidance How to complete your ethics self-assessment /h2020/grants_manual/hi/ethics/h2020_hi_ethics -self-assess_en.pdf 26 GUIDANCE FOR ETHICS ISSUES Example: ineligible for funding

13 ETHICS ISSUES TABLE LINK PART A with B 28 GUIDANCE FOR ETHICS ISSUES Example: Guidance on Information & Documentation what to write in B

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