ETSI TS V (201

Transcription

1 TS 36 V3.. ( 6-4) TECHICAL SPECIFICATIO LTE; Evolved Uiveral Terretrial Radio Acce (E-UTRA)chael ad modulatio Phyical (3GPP TS 36. verio 3.. Releae 3)

2 3GPP TS 36. verio 3.. Releae 3 TS 36 V3.. (6-4) Referece RTS/TSGR-36vd Keyword LTE 65 Route de Luciole F-69 Sophia Atipoli Cedex - FRACE Tel.: Fax: Siret AF 74 C Aociatio à but o lucratif eregitrée à la Sou-Préfecture de Grae (6) 783/88 Importat otice The preet documet ca be dowloaded from: The preet documet may be made available i electroic verio ad/or i prit. The cotet of ay electroic ad/or prit verio of the preet documet hall ot be modified without the prior writte authorizatio of. I cae of ay exitig or perceived differece i cotet betwee uch verio ad/or i prit, the oly prevailig documet i the prit of the Portable Documet Format (PDF) verio kept o a pecific etwork drive withi Secretariat. Uer of the preet documet hould be aware that the documet may be ubect to reviio or chage of tatu. Iformatio o the curret tatu of thi ad other documet i available at If you fid error i the preet documet, pleae ed your commet to oe of the followig ervice: Copyright otificatio o part may be reproduced or utilized i ay form or by ay mea, electroic or mechaical, icludig photocopyig ad microfilm except a authorized by writte permiio of. The cotet of the PDF verio hall ot be modified without the writte authorizatio of. The copyright ad the foregoig retrictio exted to reproductio i all media. Europea Telecommuicatio Stadard Ititute 6. All right reerved. DECT TM, PLUGTESTS TM, UMTS TM ad the logo are Trade Mark of regitered for the beefit of it Member. 3GPP TM ad LTE are Trade Mark of regitered for the beefit of it Member ad of the 3GPP Orgaizatioal Parter. GSM ad the GSM logo are Trade Mark regitered ad owed by the GSM Aociatio.

3 3GPP TS 36. verio 3.. Releae 3 TS 36 V3.. (6-4) Itellectual Property Right IPR eetial or potetially eetial to the preet documet may have bee declared to. The iformatio pertaiig to thee eetial IPR, if ay, i publicly available for member ad o-member, ad ca be foud i SR 34: "Itellectual Property Right (IPR); Eetial, or potetially Eetial, IPR otified to i repect of tadard", which i available from the Secretariat. Latet update are available o the Web erver ( Puruat to the IPR Policy, o ivetigatio, icludig IPR earche, ha bee carried out by. o guaratee ca be give a to the exitece of other IPR ot refereced i SR 34 (or the update o the Web erver) which are, or may be, or may become, eetial to the preet documet. Foreword Thi Techical Specificatio (TS) ha bee produced by 3rd Geeratio Parterhip Proect (3GPP). The preet documet may refer to techical pecificatio or report uig their 3GPP idetitie, UMTS idetitie or GSM idetitie. Thee hould be iterpreted a beig referece to the correpodig deliverable. The cro referece betwee GSM, UMTS, 3GPP ad idetitie ca be foud uder Modal verb termiology I the preet documet "hall", "hall ot", "hould", "hould ot", "may", "eed ot", "will", "will ot", "ca" ad "caot" are to be iterpreted a deribed i claue 3. of the Draftig Rule (Verbal form for the expreio of proviio). "mut" ad "mut ot" are OT allowed i deliverable except whe ued i direct citatio.

4 3GPP TS 36. verio 3.. Releae 3 3 TS 36 V3.. (6-4) Cotet Itellectual Property Right... Foreword... Modal verb termiology... Foreword... 7 Scope... 8 Referece Symbol ad abbreviatio Symbol Abbreviatio... 4 Frame tructure Frame tructure type Frame tructure type Frame tructure type Uplik Overview Phyical chael Phyical igal Slot tructure ad phyical reource Reource grid Reource elemet Reource block arrowbad Guard period for arrowbad retuig Phyical uplik hared chael Scramblig Modulatio A Layer mappig A. Layer mappig for tramiio o a igle atea port A. Layer mappig for patial multiplexig Traform precodig A Precodig A. Precodig for tramiio o a igle atea port A. Precodig for patial multiplexig Mappig to phyical reource Phyical uplik cotrol chael format, a ad b format, a ad b A format B format C format Mappig to phyical reource Referece igal Geeratio of the referece igal equece Bae equece of legth 3 or larger Bae equece of legth le tha Group hoppig Sequece hoppig Determiig virtual cell idetity for equece geeratio Demodulatio referece igal Demodulatio referece igal for PUSCH Referece igal equece... 45

5 3GPP TS 36. verio 3.. Releae 3 4 TS 36 V3.. (6-4) Mappig to phyical reource Demodulatio referece igal for Referece igal equece Mappig to phyical reource Soudig referece igal Sequece geeratio Mappig to phyical reource Soudig referece igal ubframe cofiguratio SC-FDMA baebad igal geeratio Phyical radom acce chael Time ad frequecy tructure Preamble equece geeratio Baebad igal geeratio Modulatio ad upcoverio Dowlik Overview Phyical chael Phyical igal Slot tructure ad phyical reource elemet Reource grid Reource elemet Reource block Virtual reource block of localized type Virtual reource block of ditributed type Reource-elemet group A Ehaced Reource-Elemet Group (EREG) Guard period for half-duplex FDD operatio Guard Period for TDD Operatio arrowbad Guard period for arrowbad retuig Geeral tructure for dowlik phyical chael Scramblig Modulatio Layer mappig Layer mappig for tramiio o a igle atea port Layer mappig for patial multiplexig Layer mappig for tramit diverity Precodig Precodig for tramiio o a igle atea port Precodig for patial multiplexig uig atea port with cell-pecific referece igal Precodig without CDD Precodig for large delay CDD Codebook for precodig ad CSI reportig Precodig for tramit diverity Precodig for patial multiplexig uig atea port with UE-pecific referece igal Mappig to reource elemet Phyical dowlik hared chael Phyical dowlik hared chael for BL/CE UE Phyical multicat chael Phyical broadcat chael Scramblig Modulatio Layer mappig ad precodig Mappig to reource elemet Phyical cotrol format idicator chael Scramblig Modulatio Layer mappig ad precodig Mappig to reource elemet Phyical dowlik cotrol chael PDCCH format... 9

6 3GPP TS 36. verio 3.. Releae 3 5 TS 36 V3.. (6-4) 6.8. PDCCH multiplexig ad ramblig Modulatio Layer mappig ad precodig Mappig to reource elemet A Ehaced phyical dowlik cotrol chael A. EPDCCH format A. Scramblig A.3 Modulatio A.4 Layer mappig ad precodig A.5 Mappig to reource elemet B MTC phyical dowlik cotrol chael B. MPDCCH format B. Scramblig B.3 Modulatio B.4 Layer mappig ad precodig B.5 Mappig to reource elemet Phyical hybrid ARQ idicator chael Modulatio Reource group aligmet, layer mappig ad precodig Mappig to reource elemet Referece igal Cell-pecific Referece Sigal (CRS) Sequece geeratio Mappig to reource elemet MBSF referece igal Sequece geeratio Mappig to reource elemet UE-pecific referece igal aociated with PDSCH Sequece geeratio Mappig to reource elemet A Demodulatio referece igal aociated with EPDCCH or MPDCCH A. Sequece geeratio A. Mappig to reource elemet Poitioig referece igal Sequece geeratio Mappig to reource elemet Poitioig referece igal ubframe cofiguratio CSI referece igal Sequece geeratio Mappig to reource elemet CSI referece igal ubframe cofiguratio Sychroizatio igal Primary ychroizatio igal (PSS) Sequece geeratio Mappig to reource elemet Secodary ychroizatio igal (SSS) Sequece geeratio Mappig to reource elemet A Diovery igal OFDM baebad igal geeratio Modulatio ad upcoverio Geeric fuctio Modulatio mapper BPSK QPSK QAM QAM QAM Peudo-radom equece geeratio Timig... 4

7 3GPP TS 36. verio 3.. Releae 3 6 TS 36 V3.. (6-4) 8. Uplik-dowlik frame timig Sidelik Overview Phyical chael Phyical igal Hadlig of imultaeou idelik ad uplik/dowlik tramiio Slot tructure ad phyical reource Reource grid Reource elemet Reource block Reource pool Guard period Phyical Sidelik Shared Chael Scramblig Modulatio Layer mappig Traform precodig Precodig Mappig to phyical reource Phyical Sidelik Cotrol Chael Scramblig Modulatio Layer mappig Traform precodig Precodig Mappig to phyical reource Phyical Sidelik Diovery Chael Scramblig Modulatio Layer mappig Traform precodig Precodig Mappig to phyical reource Phyical Sidelik Broadcat Chael Scramblig Modulatio Layer mappig Traform precodig Precodig Mappig to phyical reource Sidelik Sychroizatio Sigal Primary idelik ychroizatio igal Sequece geeratio Mappig to reource elemet Secodary idelik ychroizatio igal Sequece geeratio Mappig to reource elemet Demodulatio referece igal SC-FDMA baebad igal geeratio Timig... 5 Aex A (iformative): Chage hitory... 5 Hitory... 56

8 3GPP TS 36. verio 3.. Releae 3 7 TS 36 V3.. (6-4) Foreword Thi Techical Specificatio ha bee produced by the 3 rd Geeratio Parterhip Proect (3GPP). The cotet of the preet documet are ubect to cotiuig work withi the TSG ad may chage followig formal TSG approval. Should the TSG modify the cotet of the preet documet, it will be re-releaed by the TSG with a idetifyig chage of releae date ad a icreae i verio umber a follow: Verio x.y.z where: x the firt digit: preeted to TSG for iformatio; preeted to TSG for approval; 3 or greater idicate TSG approved documet uder chage cotrol. y the ecod digit i icremeted for all chage of ubtace, i.e. techical ehacemet, correctio, update, etc. z the third digit i icremeted whe editorial oly chage have bee icorporated i the documet.

9 3GPP TS 36. verio 3.. Releae 3 8 TS 36 V3.. (6-4) Scope The preet documet deribe the phyical chael for evolved UTRA. Referece The followig documet cotai proviio which, through referece i thi text, cotitute proviio of the preet documet. Referece are either pecific (idetified by date of publicatio, editio umber, verio umber, etc.) or o-pecific. For a pecific referece, ubequet reviio do ot apply. For a o-pecific referece, the latet verio applie. I the cae of a referece to a 3GPP documet (icludig a GSM documet), a o-pecific referece implicitly refer to the latet verio of that documet i the ame Releae a the preet documet. [] 3GPP TR.95: "Vocabulary for 3GPP Specificatio". [] 3GPP TS 36.: "Evolved Uiveral Terretrial Radio Acce (E-UTRA); LTE phyical layer; Geeral deriptio". [3] 3GPP TS 36.: "Evolved Uiveral Terretrial Radio Acce (E-UTRA); Multiplexig ad chael codig". [4] 3GPP TS 36.3: "Evolved Uiveral Terretrial Radio Acce (E-UTRA); Phyical layer procedure". [5] 3GPP TS 36.4: "Evolved Uiveral Terretrial Radio Acce (E-UTRA); Phyical layer; Meauremet". [6] 3GPP TS 36.4: "Evolved Uiveral Terretrial Radio Acce (E-UTRA); Bae Statio (BS) radio tramiio ad receptio". [7] 3GPP TS 36.: "Evolved Uiveral Terretrial Radio Acce (E-UTRA); Uer Equipmet (UE) radio tramiio ad receptio". [8] 3GPP TS 36.3, "Evolved Uiveral Terretrial Radio Acce (E-UTRA); Medium Acce Cotrol (MAC) protocol pecificatio". [9] 3GPP TS 36.33, 'Evolved Uiveral Terretrial Radio Acce (E-UTRA); Radio Reource Cotrol (RRC) Protocol pecificatio' [] 3GPP TS 36.34, 'Evolved Uiveral Terretrial Radio Acce (E-UTRA); Uer Equipmet (UE) procedure i idle mode' 3 Symbol ad abbreviatio 3. Symbol For the purpoe of the preet documet, the followig ol apply: ( k, l) Reource elemet with frequecy-domai idex k ad time-domai idex l

10 3GPP TS 36. verio 3.. Releae 3 9 TS 36 V3.. (6-4) ( p) k, l a Value of reource elemet ( k, l) [for atea port p ] D Matrix for upportig cyclic delay diverity D Deity of radom acce opportuitie per radio frame f RA RA Carrier frequecy f PRACH reource frequecy idex withi the coidered time-domai locatio PRACH f P,hop PRACH frequecy hoppig offet, expreed a a umber of reource block PSBCH M Badwidth for PSBCH tramiio, expreed a a umber of ubcarrier PSBCH M Badwidth for PSBCH tramiio, expreed a a umber of reource block PSCCH M Badwidth for PSCCH tramiio, expreed a a umber of ubcarrier PSCCH M Badwidth for PSCCH tramiio, expreed a a umber of reource block PSDCH M Badwidth for PSDCH tramiio, expreed a a umber of ubcarrier PSDCH M Badwidth for PSDCH tramiio, expreed a a umber of reource block PSSCH M Scheduled badwidth for PSSCH tramiio, expreed a a umber of ubcarrier PSSCH M Scheduled badwidth for PSSCH tramiio, expreed a a umber of reource block PUSCH M Scheduled badwidth for uplik tramiio, expreed a a umber of ubcarrier PUSCH M Scheduled badwidth for uplik tramiio, expreed a a umber of reource block (q) M bit umber of coded bit to tramit o a phyical chael [for codeword q ] (q) M umber of modulatio ol to tramit o a phyical chael [for codeword q ] layer M umber of modulatio ol to tramit per layer for a phyical chael ap M umber of modulatio ol to tramit per atea port for a phyical chael A cotat equal to 48 for Δf 5 khz ad 496 for Δf 7.5 khz CP,l Dowlik cyclic prefix legth for OFDM ol l i a lot CS Cyclic hift value ued for radom acce preamble geeratio () c umber of cyclic hift ued for format /a/b i a reource block with a mix of format /a/b ad /a/b () Badwidth available for ue by format /a/b, expreed i multiple of HO The offet ued for PUSCH frequecy hoppig, expreed i umber of reource block (et by higher layer) cell ID Phyical layer cell idetity MBSF ID MBSF area idetity SL ID Phyical layer idelik ychroizatio idetity DL mi, DL max, DL UL mi, UL max, UL SL Dowlik badwidth cofiguratio, expreed i multiple of Smallet dowlik badwidth cofiguratio, expreed i multiple of Larget dowlik badwidth cofiguratio, expreed i multiple of Uplik badwidth cofiguratio, expreed i multiple of Smallet uplik badwidth cofiguratio, expreed i multiple of Larget uplik badwidth cofiguratio, expreed i multiple of Sidelik badwidth cofiguratio, expreed i multiple of UL B Total umber of uplik arrowbad umber of coecutive abolute ubframe over which the ramblig equece tay the ame acc PUSCH ab Total umber of abolute ubframe a PUSCH with repetitio pa, expreed a a umber of abolute ubframe PUSCH rep umber of repetititio of a PUSCH tramiio

11 3GPP TS 36. verio 3.. Releae 3 TS 36 V3.. (6-4) ch,ul B umber of coecutive abolute ubframe over which or PUSCH tay at the ame arrowbad before hoppig to aother arrowbad, expreed a a umber of abolute ubframe PUSCH f B,hop arrowbad offet betwee oe arrowbad ad the ext arrowbad a PUSCH hop to, expreed a a umber of uplik arrowbad ab Total umber of abolute ubframe a with repetitio pa, expreed a a umber of abolute ubframe rep umber of repetititio of a tramiio PRACH rep umber of PRACH repetitio per preamble tramiio attempt RA f umber of ubframe allowed for preamble tramiio withi a 4-frame iterval PRACH tart PRACH tartig ubframe periodicity DL B Total umber of dowlik arrowbad PDSCH ab Total umber of abolute ubframe a PDSCH with repetitio pa, expreed a a umber of abolute ubframe PDSCH rep umber of repetititio of a PDSCH tramiio ch,dl B umber of coecutive abolute ubframe over which MPDCCH or PDSCH tay at the ame arrowbad before hoppig to aother arrowbad, expreed a a umber of abolute ubframe ch,dl B,hop umber of arrowbad over which MPDCCH or PDSCH frequecy hop DL f B,hop arrowbad offet betwee oe arrowbad ad the ext arrowbad a MPDCCH or PDSCH hop to, expreed a a umber of dowlik arrowbad SIB-BR PDSCH umber of time a PDSCH carryig SIB-BR i tramitted over 8 radio frame MPDCCH ab Total umber of abolute ubframe a MPDCCH with repetitio pa, expreed a a umber of abolute ubframe MPDCCH rep umber of repetititio of a MPDCCH tramiio MPDCCH ECCE umber of ECCE i a ubframe for oe MPDCCH DL umber of OFDM ol i a dowlik lot UL umber of SC-FDMA ol i a uplik lot SL umber of SC-FDMA ol i a idelik lot Reource block ize i the frequecy domai, expreed a a umber of ubcarrier umber of ub-bad for PUSCH frequecy-hoppig with predefied hoppig patter b b Size of each ub-bad for PUSCH frequecy-hoppig with predefied hoppig patter, expreed a a umber of reource block umber of dowlik to uplik witch poit withi the radio frame SP RS umber of referece ol per lot for TA Timig offet betwee uplik ad dowlik radio frame at the UE, expreed i uit of T TA offet Fixed timig advace offet, expreed i uit of T Timig offet betwee idelik ad timig referece frame at the UE, expreed i uit of T TA,SL (, p) (, p) (3, p) Reource idex for format /a/b Reource idex for format /a/b Reource idex for format 3 umber of PDCCH preet i a ubframe PDCCH Phyical reource block umber P RA P Firt phyical reource block occupied by PRACH reource coidered RA P offet Firt phyical reource block available for PRACH Virtual reource block umber V

12 3GPP TS 36. verio 3.. Releae 3 TS 36 V3.. (6-4) RTI Radio etwork temporary idetifier SA ID Sidelik group detiatio idetity Sytem frame umber f ab f Slot umber withi a radio frame Abolute ubframe umber RA f Idex for ubframe allowed for preamble tramiio P umber of atea port ued for tramiio of a chael p Atea port umber q Codeword umber r RA Idex for PRACH verio with ame preamble format ad PRACH deity Modulatio order: for QPSK, 4 for 6QAM, 6 for 64QAM ad 8 for 56QAM tramiio Q m ( p ) l () RA () RA () t Time-cotiuou baebad igal for atea port p ad OFDM ol l i a lot t Radio frame idicator idex of PRACH opportuity t Half frame idex of PRACH opportuity withi the radio frame () t RA Uplik ubframe umber for tart of PRACH opportuity withi the half frame T Radio frame duratio T f Baic time uit T lot Slot duratio W Precodig matrix for dowlik patial multiplexig β Amplitude alig for PRACH PRACH β Amplitude alig for β Amplitude alig for PUSCH PUSCH β Amplitude alig for oudig referece ol Δ f SRS Subcarrier pacig Δ f RA Subcarrier pacig for the radom acce preamble υ umber of tramiio layer 3. Abbreviatio For the purpoe of the preet documet, the abbreviatio give i TR.95 [] ad the followig apply. A abbreviatio defied i the preet documet take precedece over the defiitio of the ame abbreviatio, if ay, i TR.95 []. CCE CDD CRS CSI DCI DM-RS ECCE EPDCCH EREG MPDCCH PBCH PCFICH PDCCH PDSCH PHICH PMCH PRACH P PRS Cotrol Chael Elemet Cyclic Delay Diverity Cell-pecific Referece Sigal Chael-State Iformatio Dowlik Cotrol Iformatio Demodulatio Referece Sigal Ehaced Cotrol Chael Elemet Ehaced Phyical Dowlik Cotrol CHael Ehaced Reource-Elemet Group MTC Phyical Dowlik Cotrol Chael Phyical Broadcat CHael Phyical Cotrol Format Idicator CHael Phyical Dowlik Cotrol CHael Phyical Dowlik Shared CHael Phyical Hybrid-ARQ Idicator CHael Phyical Multicat CHael Phyical Radom Acce CHael Phyical Reource Block Poitioig Referece Sigal

13 3GPP TS 36. verio 3.. Releae 3 TS 36 V3.. (6-4) PSBCH PSCCH PSDCH PSSCH PUSCH REG SCG SRS V Phyical Sidelik Broadcat CHael Phyical Sidelik Cotrol CHael Phyical Sidelik Diovery CHael Phyical Sidelik Shared CHael Phyical Uplik Cotrol CHael Phyical Uplik Shared CHael Reource-Elemet Group Secodary Cell Group Soudig Referece Sigal Virtual Reource Block 4 Frame tructure Throughout thi pecificatio, ule otherwie oted, the ize of variou field i the time domai i expreed a a T 5 48 ecod. umber of time uit ( ) Dowlik, uplik ad idelik tramiio are orgaized ito radio frame with T f 37 T m duratio. Three radio frame tructure are upported: - Type, applicable to FDD oly, - Type, applicable to TDD oly, - Type 3, applicable to LAA ecodary cell operatio oly. OTE: LAA ecodary cell operatio oly applie to frame tructure type 3. Tramiio i multiple cell ca be aggregated where up to 3 ecodary cell ca be ued i additio to the primary cell. Ule otherwie oted, the deriptio i thi pecificatio applie to each of the up to 3 ervig cell. I cae of multi-cell aggregatio, differet frame tructure ca be ued i the differet ervig cell. 4. Frame tructure type Frame tructure type i applicable to both full duplex ad half duplex FDD oly. Each radio frame i T f 37 T m log ad coit of lot of legth T lot 536 T.5 m, umbered from to 9. A ubframe i defied a two coecutive lot where ubframe i coit of lot i ad i +. Subframe i i frame f ab ha a abolute ubframe umber f f + i where f i the ytem frame umber. For FDD, ubframe are available for dowlik tramiio ad ubframe are available for uplik tramiio i each m iterval. Uplik ad dowlik tramiio are eparated i the frequecy domai. I half-duplex FDD operatio, the UE caot tramit ad receive at the ame time while there are o uch retrictio i full-duplex FDD. Figure 4.-: Frame tructure type

14 3GPP TS 36. verio 3.. Releae 3 3 TS 36 V3.. (6-4) 4. Frame tructure type Frame tructure type i applicable to TDD oly. Each radio frame of legth T f 37 T m coit of two half-frame of legth 536 T 5 m each. Each half-frame coit of five ubframe of legth 37 T m. Each ubframe i i defied a two lot, i ad i +, of legth T lot 536 T.5 m each. Subframe i i frame f ha a abolute ubframe umber ab f f + i where f i the ytem frame umber. The uplik-dowlik cofiguratio i a cell may vary betwee frame ad cotrol i which ubframe uplik or dowlik tramiio may take place i the curret frame. The uplik-dowlik cofiguratio i the curret frame i obtaied accordig to Sectio 3 i [4]. The upported uplik-dowlik cofiguratio are lited i Table 4.- where, for each ubframe i a radio frame, "D" deote a dowlik ubframe reerved for dowlik tramiio, "U" deote a uplik ubframe reerved for uplik tramiio ad "S" deote a pecial ubframe with the three field DwPTS, GP ad UpPTS. The legth of DwPTS ad UpPTS i give by Table 4.- ubect to the total legth of DwPTS, GP ad UpPTS beig equal to 37 T m where X i the umber of additioal SC-FDMA ol i UpPTS provided by the higher layer parameter r-upptadd if cofigured otherwie X i equal to. The UE i ot expected to be cofigured with additioal UpPTS SC-FDMA ol for pecial ubframe cofiguratio {3, 4, 7, 8} for ormal cyclic prefix i dowlik ad pecial ubframe cofiguratio {, 3, 5, 6} for exteded cyclic prefix i dowlik ad 4 additioal UpPTS SC-FDMA ol for pecial ubframe cofiguratio {, 3, 4, 6, 7, 8} for ormal cyclic prefix i dowlik ad pecial ubframe cofiguratio {,, 3, 5, 6} for exteded cyclic prefix i dowlik. Uplik-dowlik cofiguratio with both 5 m ad m dowlik-to-uplik witch-poit periodicity are upported. - I cae of 5 m dowlik-to-uplik witch-poit periodicity, the pecial ubframe exit i both half-frame. - I cae of m dowlik-to-uplik witch-poit periodicity, the pecial ubframe exit i the firt half-frame oly. Subframe ad 5 ad DwPTS are alway reerved for dowlik tramiio. UpPTS ad the ubframe immediately followig the pecial ubframe are alway reerved for uplik tramiio. I cae multiple cell are aggregated, the UE may aume that the guard period of the pecial ubframe i the cell uig frame tructure type have a overlap of at leat 456 T. I cae multiple cell with differet uplik-dowlik cofiguratio i the curret radio frame are aggregated ad the UE i ot capable of imultaeou receptio ad tramiio i the aggregated cell, the followig cotrait apply: - if the ubframe i the primary cell i a dowlik ubframe, the UE hall ot tramit ay igal or chael o a ecodary cell i the ame ubframe - if the ubframe i the primary cell i a uplik ubframe, the UE i ot expected to receive ay dowlik tramiio o a ecodary cell i the ame ubframe - if the ubframe i the primary cell i a pecial ubframe ad the ame ubframe i a ecodary cell i a dowlik ubframe, the UE i ot expected to receive PDSCH/EPDCCH/PMCH/PRS tramiio i the ecodary cell i the ame ubframe, ad the UE i ot expected to receive ay other igal o the ecodary cell i OFDM ol that overlap with the guard period or UpPTS i the primary cell.

15 3GPP TS 36. verio 3.. Releae 3 4 TS 36 V3.. (6-4) Figure 4.-: Frame tructure type (for 5 m witch-poit periodicity) Special ubframe cofiguratio Table 4.-: Cofiguratio of pecial ubframe (legth of DwPTS/GP/UpPTS) 659 T 976 T 95 T T T T T 7 95 T ormal cyclic prefix i dowlik Exteded cyclic prefix i dowlik DwPTS UpPTS DwPTS UpPTS ormal cyclic Exteded cyclic ormal cyclic Exteded cyclic prefix prefix prefix i uplik prefix i uplik i uplik i uplik 768 T 48 T ( + X) 9 T ( + X) 56 T 34 T 56 T 768 T ( + X) 9 T ( + X) 56 T 48 T 34 T 8 T ( + X) 9 T ( + X) 56 T ( + X) 9 T ( + X) 56 T T T Table 4.-: Uplik-dowlik cofiguratio Uplik-dowlik Dowlik-to-Uplik Subframe umber cofiguratio Switch-poit periodicity m D S U U U D S U U U 5 m D S U U D D S U U D 5 m D S U D D D S U D D 3 m D S U U U D D D D D 4 m D S U U D D D D D D 5 m D S U D D D D D D D 6 5 m D S U U U D S U U D 4.3 Frame tructure type 3 Frame tructure type 3 i applicable to LAA ecodary cell operatio with ormal cyclic prefix oly. Each radio frame i T f 37 T m log ad coit of lot of legth T lot 536 T.5 m, umbered from to 9. A ubframe i defied a two coecutive lot where ubframe i coit of lot i ad i +. The ubframe withi a radio frame are available for dowlik tramiio. Dowlik tramiio occupy oe or more coecutive ubframe, tartig aywhere withi a ubframe ad edig with the lat ubframe either fully occupied or followig oe of the DwPTS duratio i Table 4.-.

16 3GPP TS 36. verio 3.. Releae 3 5 TS 36 V3.. (6-4)

17 3GPP TS 36. verio 3.. Releae 3 6 TS 36 V3.. (6-4) 5 Uplik 5. Overview The mallet reource uit for uplik tramiio i deoted a reource elemet ad i defied i claue Phyical chael A uplik phyical chael correpod to a et of reource elemet carryig iformatio origiatig from higher layer ad i the iterface defied betwee 3GPP TS 36. [3] ad the preet documet 3GPP TS 36.. The followig uplik phyical chael are defied: - Phyical Uplik Shared Chael, PUSCH - Phyical Uplik Cotrol Chael, - Phyical Radom Acce Chael, PRACH 5.. Phyical igal A uplik phyical igal i ued by the phyical layer but doe ot carry iformatio origiatig from higher layer. The followig uplik phyical igal are defied: - Referece igal 5. Slot tructure ad phyical reource 5.. Reource grid The tramitted igal i each lot i deribed by oe or everal reource grid of SC-FDMA ol. The reource grid i illutrated i Figure The quatity tramiio badwidth cofigured i the cell ad hall fulfil mi,ul max,ul mi,ul UL max,ul UL ubcarrier ad UL UL deped o the uplik where 6 ad are the mallet ad larget uplik badwidth, repectively, upported by the UL curret verio of thi pecificatio. The et of allowed value for i give by 3GPP TS 36. [7]. The umber of SC-FDMA ol i a lot deped o the cyclic prefix legth cofigured by the higher layer parameter UL-CyclicPrefixLegth ad i give i Table A atea port i defied uch that the chael over which a ol o the atea port i coveyed ca be iferred from the chael over which aother ol o the ame atea port i coveyed. There i oe reource grid per atea port. The atea port ued for tramiio of a phyical chael or igal deped o the umber of atea port cofigured for the phyical chael or igal a how i Table The idex p i ued throughout claue 5 whe a equetial umberig of the atea port i eceary.

18 3GPP TS 36. verio 3.. Releae 3 7 TS 36 V3.. (6-4) Oe uplik lot Tlot UL SC-FDMA ol UL k Reource block UL reource elemet UL Reource elemet ( k, l) UL l l k Figure 5..-: Uplik reource grid Table 5..-: Atea port ued for differet phyical chael ad igal Phyical chael or igal Idex p the umber of atea port cofigured for the repective phyical chael/igal Atea port umber p a a fuctio of 4 4 PUSCH SRS

19 3GPP TS 36. verio 3.. Releae 3 8 TS 36 V3.. (6-4) 5.. Reource elemet Each elemet i the reource grid i called a reource elemet ad i uiquely defied by the idex pair ( k, l) i a lot UL UL where k,..., ad l,..., are the idice i the frequecy ad time domai, repectively. Reource elemet ( k, l) o atea port p correpod to the complex value Whe there i o rik for cofuio, or o particular atea port i pecified, the idex p may be dropped. ( p) k, l Quatitie a correpodig to reource elemet ot ued for tramiio of a phyical chael or a phyical igal i a lot hall be et to zero Reource block A phyical reource block i defied a ubcarrier i the frequecy domai, where ( p) k, l a. UL coecutive SC-FDMA ol i the time domai ad UL ad A phyical reource block i the uplik thu coit of the time domai ad 8 khz i the frequecy domai. Cofiguratio are give by Table UL coecutive reource elemet, correpodig to oe lot i Table 5..3-: Reource block parameter UL ormal cyclic prefix 7 Exteded cyclic prefix 6 The relatio betwee the phyical reource block umber P i the frequecy domai ad reource elemet ( k, l) i a lot i give by P k 5..4 arrowbad A arrowbad i defied a ix o-overlappig coecutive phyical reource block i the frequecy domai. The total umber of uplik arrowbad i the uplik tramiio badwidth cofigured i the cell i give by UL B UL B The arrowbad are umbered,..., i order of icreaig phyical reource-block umber where arrowbad B B i compoed of phyical reorce-block idice UL 6 6B + i + i 6B + i + i B i i if if if UL UL UL mod mod ad mod ad B B < UL B UL B where i i,,...,5 UL 6 UL B

20 3GPP TS 36. verio 3.. Releae 3 9 TS 36 V3.. (6-4) 5..5 Guard period for arrowbad retuig For BL/CE UE, a guard period i created for Tx-to-Tx frequecy retuig betwee two coecutive ubframe. - If the UE retue from a firt arrowbad carryig PUSCH to a ecod arrowbad carryig PUSCH, or if the UE retue from a firt arrowbad carryig to a ecod arrowbad carryig, - a guard period i created by the UE ot tramittig the lat SC-FDMA ol i the firt ubframe ad the firt SC-FDMA ol i the ecod ubframe. - If the UE retue from a firt arrowbad carryig to a ecod arrowbad carryig PUSCH, - if the ue a horteed format, a guard period i created by the UE ot tramittig the firt SC-FDMA ol i the ecod ubframe, - otherwie a guard period i created by the UE ot tramittig the firt two SC-FDMA ol i the ecod ubframe. - If the UE retue from a firt arrowbad carryig PUSCH to a ecod arrowbad carryig, - a guard period i created by the UE ot tramittig the lat two SC-FDMA ol i the firt ubframe.

21 3GPP TS 36. verio 3.. Releae 3 TS 36 V3.. (6-4) 5.3 Phyical uplik hared chael The baebad igal repreetig the phyical uplik hared chael i defied i term of the followig tep: - ramblig - modulatio of rambled bit to geerate complex-valued ol - mappig of the complex-valued modulatio ol oto oe or everal tramiio layer - traform precodig to geerate complex-valued ol - precodig of the complex-valued ol - mappig of precoded complex-valued ol to reource elemet - geeratio of complex-valued time-domai SC-FDMA igal for each atea port Figure 5.3-: Overview of uplik phyical chael proceig 5.3. Scramblig ( q) ( q) ( q) For each codeword q, the block of bit b (),..., b ( M bit ), where M bit i the umber of bit tramitted i codeword q o the phyical uplik hared chael i oe ubframe, hall be rambled with a UE-pecific ramblig ( q) ( q) (q) equece prior to modulatio, reultig i a block of rambled bit b (),..., b ( M ) accordig to the followig peudo code Set i ( q) bit while if i < M ( ) b q b q ) ( q) bit x ( // ACK/ACK or Rak Idicatio placeholder bit ele if ( ) b q y // ACK/ACK or Rak Idicatio repetitio placeholder bit ( q) ) b ( q b ( i ) ele // Data or chael quality coded bit, Rak Idicatio coded bit or ACK/ACK coded bit ( q) ( q ( b + c ) mod ( q) ) b ed if ed if i i +

22 3GPP TS 36. verio 3.. Releae 3 TS 36 V3.. (6-4) ed while where x ad y are tag defied i 3GPP TS 36. [3] claue ad where the ramblig equece i give by claue 7.. The ramblig equece geerator hall be iitialied with cell c iit RTI + q + + ID at the tart of each ubframe where RTI correpod to the RTI aociated with the PUSCH tramiio a deribed i claue 8 i 3GPP TS 36.3 [4]. For BL/CE UE, the ame ramblig equece i applied per ubframe to PUSCH for a give block of th ubframe. For the block of acc ubframe, the ramblig equece geerator hall be iitialied with where 9 cell [( + ) mod] 4 3 iit RTI + q + acc c +,,..., i PUSCH i + ab acc acc ad i i the abolute ubframe umber of the firt uplik ubframe iteded for PUSCH. The PUSCH tramiio PUSCH pa ab coecutive ubframe icludig ivalid ubframe where the UE potpoe the PUSCH tramiio. For a BL/CE UE cofigured i CEModeA,. For a BL/CE UE cofigured with CEModeB, 4 for frame acc tructure type ad 5 for frame tructure type. acc Up to two codeword ca be tramitted i oe ubframe, i.e., q {,} q Modulatio ID ( ) c q acc acc. I the cae of igle-codeword tramiio, ( q) ( q) (q) For each codeword q, the block of rambled bit b (),..., b ( M ) hall be modulated a deribed i claue 7., reultig i a block of complex-valued ol d (),..., d ( M ). Table pecifie the modulatio mappig applicable for the phyical uplik hared chael. ( q) bit ( q) ( q) Table 5.3.-: Uplik modulatio heme Phyical chael PUSCH Modulatio heme QPSK, 6QAM, 64QAM

23 3GPP TS 36. verio 3.. Releae 3 TS 36 V3.. (6-4) 5.3.A Layer mappig The complex-valued modulatio ol for each of the codeword to be tramitted are mapped oto oe or two ( q) ( q) ( q) layer. Complex-valued modulatio ol d (),..., d ( M ) for codeword q hall be mapped oto the ( ) ( υ ) layer [ ] T x x... x modulatio ol per layer., i layer,,..., M where υ i the umber of layer ad layer M i the umber of 5.3.A. Layer mappig for tramiio o a igle atea port For tramiio o a igle atea port, a igle layer i ued, υ, ad the mappig i defied by () x d () with layer () M M. 5.3.A. Layer mappig for patial multiplexig For patial multiplexig, the layer mappig hall be doe accordig to Table 5.3.A.-. The umber of layer υ i le tha or equal to the umber of atea port P ued for tramiio of the phyical uplik hared chael. The cae of a igle codeword mapped to multiple layer i oly applicable whe the umber of atea port ued for PUSCH i four. Table 5.3.A.-: Codeword-to-layer mappig for patial multiplexig Codeword-to-layer mappig umber of layer umber of codeword i layer,,..., x d 3 4 x x () () () () d d () () () () (i) (i + ) layer M M layer M M () () x d layer () () M M M () () x d () x d d () (i + ) () () x d (i) M M M x x x x x () () () () (3) d d d d () () () () () (i) (i + ) (i) (i + ) layer layer () () () M M M ()

24 3GPP TS 36. verio 3.. Releae 3 3 TS 36 V3.. (6-4) Traform precodig For each layer λ,,..., υ the block of complex-valued ol x (),..., x ( M ) i divided ito layer PUSCH M M et, each correpodig to oe SC-FDMA ol. Traform precodig hall be applied accordig to y ( λ) ( l M PUSCH + k) M k,..., M l,..., M PUSCH M PUSCH i PUSCH layer M x PUSCH ( λ) layer ( λ ) ( l M PUSCH ( λ ) + i) e layer πik PUSCH M reultig i a block of complex-valued ol y (),..., y ( M ). The variable M where ( λ) ( λ) PUSCH PUSCH M repreet the badwidth of the PUSCH i term of reource block, ad hall fulfil M PUSCH where α, α3, α5 i a et of o-egative iteger A Precodig α α α UL PUSCH M, ( ) ( υ ) The precoder take a iput a block of vector [ y... y ] T layer, i,,..., M from the traform ( ) ( P ) precoder ad geerate a block of vector [ z K z ] T ap, i,,..., M to be mapped oto reource elemet A. Precodig for tramiio o a igle atea port For tramiio o a igle atea port, precodig i defied by where i ap,,..., M, ap layer M M. () z y () 5.3.3A. Precodig for patial multiplexig Precodig for patial multiplexig i oly ued i combiatio with layer mappig for patial multiplexig a deribed i claue 5.3.A.. Spatial multiplexig upport P or P 4 atea port where the et of atea port ued for, p 4,4,4,43, repectively. patial multiplexig i p { } ad { } Precodig for patial multiplexig i defied by where i ap,,..., M, ap layer M M. z z () M ( P ) W The precodig matrix W of ize P υ i give by oe of the etrie i Table 5.3.3A.- for P ad by Table 5.3.3A.- through 5.3.3A.-5 for P 4 where the etrie i each row are ordered from left to right i icreaig order of codebook idice. y y () M ( υ ) ( i )

25 TS 36 V3.. (6-4) 4 3GPP TS 36. verio 3.. Releae 3 Table 5.3.3A.-: Codebook for tramiio o atea port { }, Codebook idex umber of layer υ υ Table 5.3.3A.-: Codebook for tramiio o atea port { },4,4,43 4 with υ Codebook idex umber of layer υ

26 TS 36 V3.. (6-4) 5 3GPP TS 36. verio 3.. Releae 3 Table 5.3.3A.-3: Codebook for tramiio o atea port { },4,4,43 4 with υ Codebook idex umber of layer υ Table 5.3.3A.-4: Codebook for tramiio o atea port { },4,4,43 4 with 3 υ Codebook idex umber of layer 3 υ Table 5.3.3A.-5: Codebook for tramiio o atea port { },4,4,43 4 with 4 υ Codebook idex umber of layer 4 υ

27 3GPP TS 36. verio 3.. Releae 3 6 TS 36 V3.. (6-4) Mappig to phyical reource For each atea port p ued for tramiio of the PUSCH i a ubframe the block of complex-valued ol z ( p) (),..., z ( p) ( M ap ) hall be multiplied with the amplitude alig factor β PUSCH i order to coform to the tramit power PPUSCH pecified i claue 5... i 3GPP TS 36.3 [4], ad mapped i equece tartig with ( p) z () to phyical reource block o atea port p ad aiged for tramiio of PUSCH. The relatio betwee the idex p ad the atea port umber p i give by Table The mappig to reource elemet ( k, l) correpodig to the phyical reource block aiged for tramiio ad - ot ued for tramiio of referece igal, ad - ot part of the lat SC-FDMA ol i a ubframe, if the UE tramit SRS i the ame ubframe i the ame ervig cell, ad - ot part of the lat SC-FDMA ol i a ubframe cofigured with cell-pecific SRS for o-bl/ce UE ad BL/CE UE i CEModeA, if the PUSCH tramiio partly or fully overlap with the cell-pecific SRS badwidth, ad - ot part of a SC-FDMA ol reerved for poible SRS tramiio i a UE-pecific aperiodic SRS ubframe i the ame ervig cell, ad - ot part of a SC-FDMA ol reerved for poible SRS tramiio i a UE-pecific periodic SRS ubframe i the ame ervig cell whe the UE i cofigured with multiple TAG, ad - ot part of a SC-FDMA ol left empty for guard period for arrowbad retuig for BL/CE UE i CEModeA hall be i icreaig order of firt the idex k, the the idex l, tartig with the firt lot i the ubframe. For BL/CE UE i CEModeB, reource elemet i the lat SC-FDMA ol i a ubframe cofigured with cellpecific SRS hall be couted i the PUSCH mappig but ot ued for tramiio of the PUSCH. For BL/CE UE i CEModeB, if oe or more SC-FDMA ol() are left empty due to guard period for arrowbad retuig, the affected SC-FDMA ol() hall be couted i the PUSCH mappig but ot ued for tramiio of the PUSCH. If uplik frequecy-hoppig i diabled or the reource block allocated for PUSCH tramiio are ot cotiguou i frequecy, the et of phyical reource block to be ued for tramiio i give by P V where V i obtaied from the uplik hedulig grat a deribed i claue 8. i 3GPP TS 36.3 [4]. If uplik frequecy-hoppig with type PUSCH hoppig i eabled, the et of phyical reource block to be ued for tramiio i give by claue 8.4. i 3GPP TS 36.3 [4]. If uplik frequecy-hoppig with predefied hoppig patter i eabled, the et of phyical reource block to be ued for tramiio i lot i give by the hedulig grat together with a predefied patter accordig to ( b b + () + ( ) ( b f i mod ) f ) P ( ) V hop V iter ubframe hoppig i itra ad iter ubframe hoppig P ( ) b P ( ) HO ( ) + P b > V b V HO V b > m mod( b b ) where V i obtaied from the hedulig grat a deribed i claue 8. i 3GPP TS 36.3 [4]. The parameter puh-hoppigoffet, HO, i provided by higher layer. The ize b of each ub-bad i give by,

28 3GPP TS 36. verio 3.. Releae 3 7 TS 36 V3.. (6-4) b UL UL HO HO ( mod ) where the umber of ub-bad b f m( i), determie whether mirrorig i ued or ot. The parameter Hoppig-mode provided by higher layer determie if hoppig i "iter-ubframe" or "itra ad iter-ubframe". b b b > i give by higher layer. The fuctio { } The hoppig fuctio f ( ) ad the fuctio f ( ) are give by hop i m i f hop ( f ( f hop hop ( i ) + ( i ) + i + 9 k i + i + 9 k i + c( k) c( k) k ( i + ) k ( i + ) ) mod b mod( b b b ) + ) mod b b > i mod f m CURRET_TX_Bmod c( i ) b b b ad itra ad iter ubframe hoppig ad iter ubframe hoppig > where f ( ) ad the peudo-radom equece c (i) i give by claue 7. ad CURRET_TX_B idicate the hop tramiio umber for the traport block tramitted i lot a defied i [8]. The peudo-radom equece geerator hall be iitialied with c for frame tructure type ad cell iit ID tructure type at the tart of each frame. 9 iit ( f mod 4) cell ID c + for frame ( i ) For BL/CE UE, the P reource withi the arrowbad B for PUSCH tramiio i the firt ubframe are obtaied from the DCI a deribed i claue ad i [3]. The PUSCH i tramitted with PUSCH PUSCH PUSCH repetitio. The PUSCH tramiio pa coecutive ubframe, icludig ivalid rep ab ubframe where the UE potpoe the PUSCH tramiio. For BL/CE UE i CEModeA, PUSCH frequecy hoppig i eabled whe the higher-layer parameter puh-hoppigcofig i et ad the frequecy hoppig flag i DCI format 6-A idicate frequecy hoppig, otherwie frequecy hoppig i diabled. If frequecy hoppig i ot eabled for ( i ) PUSCH, the PUSCH repetitio are located at the ame P reource at the ame arrowbad B. If frequecy PUSCH hoppig i eabled for PUSCH, PUSCH i tramitted i ubframe i withi the ab coecutive uplik ubframe uig the ame P reource withi arrowbad ( i ) ch,ul B if i B () i mod B ( i ) PUSCH UL ch,ul ( B + f B,hop ) mod B if i B mod ch,ul i B PUSCH i i i + ab where i i the abolute ubframe umber of the firt UL ubframe iteded for carryig the PUSCH ad PUSCH f B,hop are a cell-pecific higher-layer parameter. For the PUSCH i ubframe i if it i ot a valid uplik ubframe. rep ch,ul B ad PUSCH ab coecutive ubframe, the UE hall ot tramit For BL/CE UE, PUSCH tramiio aociated with Temporary C-RTI, frequecy hoppig of the PUSCH i eabled whe higher layer parameter rar-hoppigcofig i et. Further - if PRACH CE level or i ued for the lat PRACH attempt, iterval-ulhoppigcofigcommomodea; - if PRACH CE level or 3 i ued for the lat PRACH attempt, iterval-ulhoppigcofigcommomodeb. ch,ul B i et to the higher layer parameter ch,ul B i et to the higher layer parameter

29 3GPP TS 36. verio 3.. Releae 3 8 TS 36 V3.. (6-4)

30 3GPP TS 36. verio 3.. Releae 3 9 TS 36 V3.. (6-4) 5.4 Phyical uplik cotrol chael The phyical uplik cotrol chael,, carrie uplik cotrol iformatio. Simultaeou tramiio of ad PUSCH from the ame UE i upported if eabled by higher layer. For frame tructure type, the i ot tramitted i the UpPTS field. The phyical uplik cotrol chael upport multiple format a how i Table 5.4- with differet umber of bit per ubframe, where M repreet the badwidth of the format 4 a defied by claue 5.4.B, ad ad 4 are defied i Table 5.4.C-. Format a ad b are upported for ormal cyclic prefix oly. Table 5.4-: Supported format format Modulatio heme umber of bit per ubframe, M bit /A /A a BPSK b QPSK QPSK a QPSK+BPSK b QPSK+QPSK 3 QPSK 48 4 M + 4 QPSK ( ) 5 QPSK ( + ) cell All format ue a cyclic hift, c (, l), which varie with the ol umber l ad the lot umber accordig to cell 7 UL i c (, l) c( l i) i where the peudo-radom equece c (i) i defied by claue 7.. The peudo-radom equece geerator hall be RS iit ID iitialized with c, where begiig of each radio frame. RS ID i give by claue with cell ID correpodig to the primary cell, at the () () The phyical reource ued for deped o two parameter, ad c, give by higher layer. () The variable deote the badwidth i term of reource block that are available for ue by format () /a/b tramiio i each lot. The variable deote the umber of cyclic hift ued for format c () /a/b i a reource block ued for a mix of format /a/b ad /a/b. The value of i a iteger multiple of c Δ withi the rage of {,,, 7}, where hift () Δ i provided by higher layer. o mixed reource block i hift preet if c. At mot oe reource block i each lot upport a mix of format /a/b ad /a/b. Reource ued for tramiio of format /a/b, /a/b, 3, 4, ad 5 are repreeted by the o-egative () (, p) (, ) () c () idice, p (3, p) (4) (5) < + ( c ),, ad, repectively format, a ad b For format, iformatio i carried by the preece/abece of tramiio of from the UE. I the remaider of thi claue, d ( ) hall be aumed for format. For format a ad b, oe or two explicit bit are tramitted, repectively. The block of bit b ( ),..., b ( M bit ) hall be modulated a deribed i Table 5.4.-, reultig i a complex-valued ol d ( ). The modulatio heme for the differet format are give by Table 5.4-.

31 3GPP TS 36. verio 3.. Releae 3 3 TS 36 V3.. (6-4) eq p The complex-valued ol d () hall be multiplied with a cyclically hifted legth equece r ( ) for each of the P atea port ued for tramiio accordig to ( α ) u, v y p) ( α p ) ( ) d() ru, v ( ),,,..., P ( RS eq eq p where r ( ) i defied by claue 5.5. with M. The atea-port pecific cyclic hift α p varie betwee ol ad lot a defied below. ( p) ( p) The block of complex-valued ol y (),..., y ( eq ) hall be rambled by S ( ) ad block-wie pread with the atea-port pecific orthogoal equece w ( p ) accordig to where ad z oc ( p ( m' + m + ) S( ) w ( m) y ( p) ( ) ( p ) ) SF eq eq m,...,,..., m', SF eq if p ( ) mod S ( ) π e otherwie oc ( α ) u, v with SF for the two lot i a ubframe give by Table 5.4.-a. The equece w ( p ) ( ad Table ad p ) i defied below. oc i give by Table (, p) Reource ued for tramiio of format, a ad b are idetified by a reource idex from which ( ) oc ( the orthogoal equece idex p ) ad the cyclic hift α (, l) are determied accordig to p ( p) oc ( ) p ( ) Δhift p ( ) Δhift for ormal cyclic prefix for exteded cyclic prefix α (, l) p ( p) c (, l) π cell ( [ (, ) + ( ( ) Δ + ( p) c l p hift oc ( ) mod Δhift ) mod ] cell ( ) [ (, ) + ( ( ) Δ + p c l p hift oc ( ) ) mod ] mod ( p) c (, l) mod for ormal cyclic prefix for exteded cyclic prefix where () c 3 c if (, p ) otherwie < c ormal cyclic prefix exteded cyclic prefix () c Δ hift The reource idice withi the two reource block i the two lot of a ubframe to which the i mapped are give by

32 3GPP TS 36. verio 3.. Releae 3 3 TS 36 V3.. (6-4) (, p) ( p ) c hift hift (, p) () ( c Δ ) mod( c Δ ) if (, p) otherwie < c () c Δ hift for mod ad by for mod ( ) p [ c( p ( ) + ) ] mod( c Δhift + ) h / c + ( h mod c) ' / Δ, where h ( ) + d ) mod( c' Δ ) The parameter delta-shift p p p hift p ( hift (, p) otherwie c () c Δ hift, with d for ormal CP ad d for exteded CP. Δ hift i provided by higher layer. Table 5.4.-: Modulatio ol d () for format a ad b format b ( ),..., b ( M bit ) d () a b Table 5.4.-a: The quatity SF for format a ad b SF format firt lot ecod lot ormal /a/b 4 4 type- horteed /a/b 4 3 type- horteed /a/b 3 4 type- horteed /a/b 3 3 Table 5.4.-: Orthogoal equece [ () w( SF ) ] Sequece idex ) SF w L for 4 ( ) p oc ( Orthogoal equece [ w() L w( SF ) ] [ ] [ + + ] [ + + ]

33 3GPP TS 36. verio 3.. Releae 3 3 TS 36 V3.. (6-4) Table : Orthogoal equece [ () w( SF ) ] Sequece idex ) w L for 3 SF ( ) p oc ( Orthogoal equece [ w() L w( SF ) ] [ ] [ π 3 e 4π 3 e ] [ 4π 3 e π 3 e ]

34 3GPP TS 36. verio 3.. Releae 3 33 TS 36 V3.. (6-4) 5.4. format, a ad b The block of bit b ( ),..., b(9) hall be rambled with a UE-pecific ramblig equece, reultig i a block of rambled bit b (),..., b (9) accordig to b + ( b( i) c( i) ) mod where the ramblig equece c (i) i give by claue 7.. The ramblig equece geerator hall be iitialied with cell 6 ( + ) ( ID + ) RTI c + at the tart of each ubframe where RTI i C-RTI. iit The block of rambled bit b (),..., b (9) hall be QPSK modulated a deribed i claue 7., reultig i a block of complex-valued modulatio ol d ( ),..., d(9). eq Each complex-valued ol d ( ),..., d(9) hall be multiplied with a cyclically hifted legth equece ( α p ) u, v r ( ) for each of the P atea port ued for tramiio accordig to z + i) d( ) r P,,...,9 ( p) ( α p ) ( eq u, v i,,..., ( α ) u, v p where r RS eq i defied by claue 5.5. with M. Reource ued for tramiio of format /a/b are idetified by a reource idex cyclic hift α (, l) i determied accordig to p (, p) from which the ( p) p, l) π c (, l ) α ( where cell ( (, l) + ( )) mod ( p ) c, l) c p ( ad (, p) ( mod ) (, () ( p p) + + ) mod c if (, p ) otherwie < () for mod ad by for mod. [ ( ( ) + ) ] mod( + ) p ( ) (, ) ( p p ) mod if (, p) otherwie < () For format a ad b, upported for ormal cyclic prefix oly, the bit() b ( ),..., b ( M bit ) hall be modulated a deribed i Table reultig i a igle modulatio ol d () ued i the geeratio of the referece-igal for format a ad b a deribed i claue

35 3GPP TS 36. verio 3.. Releae 3 34 TS 36 V3.. (6-4) Table 5.4.-: Modulatio ol d () for format a ad b format b ( ),..., b ( M bit ) d () a b 5.4.A format 3 The block of bit b ( ),..., b ( M bit ) hall be rambled with a UE-pecific ramblig equece, reultig i a block of rambled bit b (),..., b ( M bit ) accordig to b + ( b( i) c( i) ) mod where the ramblig equece c (i) i give by claue 7.. The ramblig equece geerator hall be iitialied with cell 6 ( + ) ( ID + ) RTI c + at the tart of each ubframe where RTI i the C-RTI. iit The block of rambled bit b (),..., b ( M bit ) hall be QPSK modulated a deribed i Subclaue 7., reultig i a block of complex-valued modulatio ol d ( ),..., d( M ) where M bit M. The complex-valued ol d ( ),..., d( M ) hall be block-wie pread with the orthogoal equece w ( p ) ad w ( p ) reultig i oc, SF, SF, + et of value each accordig to oc, y ( p) w w ( p ) oc, ( p ) oc, mod,..., i,,..., ( ) e ( ) e SF, SF, π π cell c cell c + (, l) 64 (, l) 64 SF, d( i) d( + i) < SF, otherwie SF, SF, SF, where 5 for both lot i a ubframe uig ormal format 3 ad 5, SF, 4 hold for the firt ad ecod lot, repectively, i a ubframe uig horteed format 3. The orthogoal equece w ( p ) ad w ( ) p are give by Table 5.4.A-. Reource ued for tramiio of oc, oc, (3, p) format 3 are idetified by a reource idex from which the quatitie ad are derived accordig to ( p) oc, (3, p) ( p) ( 3 ) mod SF, ( p) oc, ( p) oc, mod SF, if SF, 5 oc, ( p) mod otherwie oc, SF, Each et of complex-valued ol hall be cyclically hifted accordig to cell y ( p) ( p) y + cell ( i (, l) ) mod ) where c (, l) i give by Subclaue 5.4, i the lot umber withi a radio frame ad l i the SC-FDMA ol umber withi a lot. c ( p) oc,