Valid End Date Instrument Issuer Recommendation. Page 1 of 13

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1 Investment s for the period 04/07/2016 to 10/11/2017 Legal Entity Lloyds Bank 19/10/2017 JEREMY STRONG BBG0013N2ZT2 JEREMY STRONG GBPUSD10R2W Curncy Lloyds Bank 17/10/17 EUAN STUART BBG00HY6MCY3 EUAN STUART IGYGY 1¼ 10/19/2027 REGS Corp Lloyds Bank 21/09/17 TIM TOWNEND BBG009948SP5 BPSW1010 CMPN Curncy BBG009948VX9 BPSW2010 Curncy Lloyds Bank 15/09/17 TIM TOWNEND BBG003H46RK8 UKT 3¼ 01/22/2044 Govt BBG00DSPQPB9 UKT 1½ 07/22/2047 Govt BBG0000DN950 UKT 4 01/22/2060 Govt Lloyds Bank 21/09/17 EFI ONTOPOULOU BBG004V77K18 BAC 2½ 07/27/2020 REGS Corp Lloyds Bank 14/09/17 EUAN STUART BBG00008QLX0 EUAN STUART GE 8 01/14/2039 REGS Corp Lloyds Bank 06/09/17 EUAN STUART 07/09/17 UKTI 0⅛ 11/22/2065 Govt UKTI 0⅜ 03/22/2062 Govt UKTI 0⅛ 03/22/2068 Govt Lloyds Bank 06/09/17 JONATHAN GREGORY 06/09/17 YBS Corp Lloyds Bank 04/09/17 CARL PARASKEVAS 03/12/17 Lloyds Bank 04/09/17 OLIVER MOORE 05/09/17 UKT 1¾ 07/22/2019 Govt UKT 0½ 07/22/2022 Govt Page 1 of 13

2 Lloyds Bank 29/08/17 CARL PARASKEVAS 31/08/17 Lloyds Bank 25/08/17 STUART JAMES 26/08/17.234UKS U Index Lloyds Bank 24/08/17 STUART JAMES 25/08/17 Lloyds Bank 24/08/17 STUART JAMES 25/08/17 ENELIM 5¼ 05/20/2024 REGS Corp ENELIM 1 09/16/2024 REGS Corp GB00BF0HZ991 Govt GB00BDRHNP05 Govt Lloyds Bank 22/08/17 TIM TOWNEND 23/08/17 GB00BF0HZ991 Govt GB00BDRHNP05 Govt Lloyds Bank 22/08/17 JEREMY STRONG 23/08/17 USDJPY 1M 25DC VOL BVOL Curncy Lloyds Bank 21/08/17 DOMINIC PEARSON 22/08/17 ukt 2 25 Govt 11 6 ukt Govt 11 6 ukt Govt 11 6 Lloyds Bank 17/08/17 JEREMY STRONG 18/08/17 GBPUSD 1Y ATM VOL BVOL Curncy Lloyds Bank 16/08/17 JEREMY STRONG 17/08/17 EURGBP 6M 25DR VOL BVOL Curncy Lloyds Bank 08/08/17 EUAN STUART 08/09/17 UKT 4¼ 03/07/2036 Govt UKT 4¾ 12/07/2030 Govt UKT 3½ 01/22/2045 Govt Lloyds Bank 08/08/17 STUART JAMES 09/08/17 NESNVX 0⅞ 07/18/2025 REGS Corp Lloyds Bank 04/08/17 ERIC WAND 31/01/18 UKTI 0⅛ 03/22/2026 Govt Lloyds Bank 26/07/17 JEREMY STRONG 27/07/17 USDJPY 1M 25DR VOL BVOL Curncy Lloyds Bank 25/07/17 JAMIE WARMAN 26/07/17 UKT 1¾ 07/22/2057 Govt Lloyds Bank 24/07/17 DOMINIC PEARSON 22/10/17 UKT 1¼ 07/22/2027 Govt ukt 2 25 Govt ukt Page 2 of 13

3 Lloyds Bank 18/07/17 GEORGE TYRELL 17/07/17 GB00BYYMZX75 Govt GB00BD0XH204 Govt Lloyds Bank 18/07/17 JAMIE WARMAN 25/07/17 sell 27s into 25s/30s cos of auction on aug 1 Lloyds Bank 18/07/17 STUART JAMES 19/07/17 IMBLN 3⅜ 02/26/2026 REGS Corp Lloyds Bank 14/07/17 ERIC WAND 10/01/18 UKT 0¾ 07/22/2023 Govt Lloyds Bank 13/07/17 EUAN STEWART 13/07/17 BPSWIT30 Curncy BPSWIT20 Curncy BPSWIT50 Curncy Lloyds Bank 13/07/17 JEREMY STRONG 14/07/17 Lloyds Bank 12/07/17 JEREMY STRONG 13/07/17 EURUSD 3M ATM VOL BVOL Curncy EURJPY 1Y ATM VOL BVOL Curncy EURJPY 6M ATM VOL BVOL Curncy GBPUSD 1Y ATM VOL BVOL Curncy GBPUSD 6M ATM VOL BVOL Curncy EURUSD 2Y 25DR VOL BVOL Curncy EURUSD 1Y 25DR VOL BVOL Curncy Lloyds Bank 11/07/17 TIM TOWNEND 12/07/17 bpswit30 Curncy bpswit50 Curncy -14 Lloyds Bank 10/07/17 TIM TOWNEND 11/07/17 UKTI 1¼ 11/22/2055 Govt 13.7 Lloyds Bank 29/06/17 CARL PARASKEVAS 27/06/17 Lloyds Bank 28/06/17 STUART JAMES 29/06/17 ARRFP 1⅞ 01/15/2025 REGS Corp Lloyds Bank 16/06/17 STUART JAMES 17/06/17 NXTLN 4⅜ 10/02/2026 REGS Corp Lloyds Bank 15/06/17 EFI ONTOPOULOU 15/06/17 SANUK 0⅞ 11/25/2020 REGS Corp SANUK 1⅛ 01/14/2022 REGS Corp Lloyds Bank 17/06/17 STUART JAMES 16/06/17 NXTLN 4⅜ 10/02/2026 REGS Corp Lloyds Bank 15/06/17 EFI ONTOPOULOU 15/06/17 SANUK 0⅞ 11/25/2020 REGS Corp SANUK 1⅛ 01/14/2022 REGS Corp Page 3 of 13

4 Lloyds Bank 15/06/17 TIM TOWNEND 16/06/17 UKT 4¼ 12/07/2027 Govt UKT4 22 Govt UKT 4¼ 06/07/2032 Govt Lloyds Bank 14/06/17 STUART JAMES 15/06/17 IBESM 1¾ 09/17/2023 REGS Corp Lloyds Bank 13/06/17 STUART JAMES 14/06/17 TKAGR 1⅜ Corp Lloyds Bank 13/06/17 JAMIE WARMAN 20/06/17 Lloyds Bank 31/05/17 CARL PARASKEVAS 29/08/17 UKT 2½ 07/22/2065 Govt UKT 1¾ 07/22/2057 Govt Lloyds Bank 26/05/17 EFI ONTOPOULOU 02/06/17 JPM /18/2028 REGS Corp Lloyds Bank 23/05/17 JEREMY STRONG 24/05/17 EURGBP 1Y ATM VOL BVOL Curncy GBPUSD 1Y ATM VOL BVOL Curncy Lloyds Bank 23/05/17 STUART JAMES 24/05/17 GE 2⅛ 05/17/2037 Corp GE 1½ 05/17/2029 Corp Lloyds Bank 22/05/17 STUART JAMES 23/05/17 VW 1⅞ 03/30/2027 REGS Corp Lloyds Bank 18/05/17 CARL PARASKEVAS 16/08/17 Lloyds Bank 28/04/17 CARL PARASKEVAS 27/07/17 Lloyds Bank 12/04/17 STUART JAMES 13/04/17 TDFINF 2½ 04/07/2026 REGS Corp Lloyds Bank 07/04/17 STUART JAMES 08/04/17 NXTLN 5⅜ 10/26/2021 REGS Corp Lloyds Bank 04/04/17 STUART JAMES 03/04/17 MCK 1½ 11/17/2025 Corp Page 4 of 13

5 Lloyds Bank 30/03/17 CARL PARASKEVAS 28/06/17 Lloyds Bank 07/03/17 EFI ONTOPOULOU 14/03/17 INTNED 6⅞ 05/29/2023 Corp Lloyds Bank 28/02/17 CARL PARASKEVAS 29/05/17 Lloyds Bank 17/02/17 BEATRICE FRU NDI 18/02/17 UKTI 0⅛ 11/22/2065 Govt UKTI 0⅛ 11/22/2065 Govt Lloyds Bank 07/02/17 STUART JAMES 08/02/17 TSCOLN 2½ 07/01/2024 REGS Corp Lloyds Bank 02/02/17 EFI ONTOPOULOU 09/02/17 Lloyds Bank 31/01/17 CARL PARASKEVAS 01/05/17 Lloyds Bank 30/01/17 STUART JAMES 31/01/17 SANUK 7⅜ PERP REGS Corp NWIDE 0 11/02/2018 REGS Corp SANUK 0 05/22/2019 REGS Corp SANUK 0 05/22/2019 REGS Corp TSCOLN 5⅛ 04/10/2047 Corp TSCOLN 2⅛ 11/12/2020 REGS Corp TSCOLN 6⅛ 02/24/2022 Corp Lloyds Bank 06/01/17 EUAN STEWART 06/01/17 BPSN0130 Curncy BPSN0230 Curncy Lloyds Bank 04/01/17 BEATRICE FRU NDI 05/01/17 BPSN0130 Curncy BPSN0130 Curncy Page 5 of 13

6 Lloyds Bank 30/12/16 ERIC WAND 30/03/17 UKT 1¾ 09/07/2037 Govt UKT 1½ 07/22/2047 Govt Lloyds Bank 29/12/16 CARL PARASKEVAS 27/03/17 Lloyds Bank 13/12/16 GURPAL SOKHI 14/12/16 GBPUSDV3M Curncy GBPUSDV3M Curncy GBPUSDV3M Curncy Lloyds Bank 30/11/16 STUART JAMES 01/12/16 CRHID 2¾ 10/15/2020 REGS Corp 65 Lloyds Bank 30/11/16 CARL PARASKEVAS 28/02/17 Lloyds Bank 29/11/16 TIM TOWNSEND 29/11/16 UKT 4¼ 12/07/2027 Govt 65 UKT 1¾ 07/22/2019 Govt 65 Lloyds Bank 25/11/16 STUART JAMES 26/11/16 Lloyds Bank 17/11/16 STUART JAMES 18/11/16 Lloyds Bank 16/11/16 STUART JAMES 17/11/16 KEL /21/2023 Corp KEL /28/2027 Corp DBHNGR 2¾ 06/20/2022 Corp HTHROW /10/2031 REGS Corp RIOLN 4 12/11/2029 Corp SGOFP 4⅝ 10/09/2029 Corp SEWLTD /30/2019 Corp SEWLTD /29/2029 Corp Lloyds Bank 14/11/16 STUART JAMES 15/11/16 ICADFP 1⅛ 11/17/2025 REGS Corp Lloyds Bank 07/11/16 CHARLOTTE JACKSON 08/11/16 UKT 1¾ 07/22/2019 Govt Page 6 of 13

7 Lloyds Bank 31/10/16 CARL PARASKEVAS 29/01/17 Lloyds Bank 31/10/16 GIANCARLO BILOTTA 07/11/16 RBS 5¼ 06/29/2049 REGS Corp Lloyds Bank 31/10/16 GIANCARLO BILOTTA 01/11/16 RBS 5½ 11/29/2049 Corp Lloyds Bank 21/10/16 ERIC WAND 19/01/17 Lloyds Bank 18/10/16 ERIC WAND 16/01/17 Lloyds Bank 18/10/16 DAVID HOFFMAN 19/10/16 Lloyds Bank 18/10/16 OLIVER MOORE 19/10/16 UKT 2½ 07/22/2065 Govt UKT 4 01/22/2060 Govt UKT 1½ Govt UKT 4¼ 03/07/2036 Govt penar 15-1x a bcard 14-1x a BPSS10 Curncy BPSS30 Curncy Lloyds Bank 11/10/16 TIM TOWNEND 12/10/16 UKTI 0⅛ 11/22/2036 Govt 15.5 Lloyds Bank 07/10/16 STUART JAMES 08/10/16 PROXBB 1⅞ 10/01/2025 REGS Corp Lloyds Bank 06/10/16 STUART JAMES 07/10/16 EDF 0 10/13/2026 REGS Corp Lloyds Bank 30/09/16 CARL PARASKEVAS 29/12/16 Lloyds Bank 28/09/16 STUART JAMES 29/09/16 ELUB1MON OECM Index VIEFP 0 10/06/2023 REGS Corp VIEFP 0 01/04/2029 REGS Corp Lloyds Bank 28/09/16 EFI ONTOPOULOU 05/10/16 BACR 6 01/14/2021 REGS Corp Page 7 of 13

8 Lloyds Bank 26/09/16 ANIKA BITEL 03/10/16 Lloyds Bank 19/09/16 DANIELE GOLDBERG 20/09/16 UKTI 0⅛ 03/22/2044 Govt UKTI 0⅛ 03/22/2068 Govt UKT 3¼ 01/22/2044 Govt UKT 3½ 07/22/2068 Govt BPVE130 Curncy BPVE130 Curncy BPVE130 Curncy Lloyds Bank 15/09/16 ERIC WAND 16/09/16 UKT 1½ 07/22/2047 Govt Lloyds Bank 15/09/16 STUART JAMES 16/09/16 Lloyds Bank 15/09/16 STUART JAMES 16/09/16 TSCOLN Corp EDF Corp HMSOLN Corp TPKLN Corp NXTLN Corp IMBLN Corp CNALN Corp BRITEL Corp BPLN Corp EOANGR Corp DMGTLN Corp SCTPWR Corp FGPLN Corp NEXLN Corp SKYLN Corp EDPPL Corp VMED Corp T Corp VZ Corp AAPL Corp AMGN Corp ENFP Corp DT Corp ESBIRE Corp CARGIL Corp PFE Corp SGOFP Corp IMBLN Corp BATSLN Corp Page 8 of 13

9 Lloyds Bank 15/09/16 STUART JAMES 16/09/16 Lloyds Bank 08/09/16 EFI ONTOPOULOU 15/09/16 Lloyds Bank 07/09/16 OLIVER MOORE 07/10/16 TELEFO Corp, MRWLN Corp GKNLN Corp RWE Corp F Corp CRHID Corp HMSOLN 3½ 10/27/2025 REGS Corp DLR 4¾ 10/13/2023 REGS Corp DLR 4¼ 01/17/2025 REGS Corp EXPNLN 3½ 10/15/2021 REGS Corp JPM 1½ 01/27/2025 REGS Corp LLOYDS 1¼ 01/13/2025 REGS Corp BPSS50 Curncy BPSS50 Curncy Lloyds Bank 07/09/16 DAVID HOFFMAN 14/09/16 CAR 13-G1V A Mtge Lloyds Bank 31/08/16 CARL PARASKEVAS 01/09/16 Lloyds Bank 31/08/16 ANIKA BITEL 01/09/16 UKT 0½ 07/22/2022 Govt Lloyds Bank 19/08/16 CARL PARASKEVAS 17/11/16 Lloyds Bank 18/08/16 STUART JAMES 19/08/16 TDFINF 2⅞ 10/19/2022 REGS Corp Lloyds Bank 18/08/16 JOHN FLEMING 19/08/16 BMW 0 08/23/2018 Corp Lloyds Bank 16/08/16 STUART JAMES 17/08/16 TEVA 1⅛ 10/15/2024 REGS Corp TEVA 1⅝ 10/15/2028 REGS Corp Lloyds Bank 11/08/16 STUART JAMES 12/08/16 TSCOLN 4⅞ 03/24/2042 Corp Lloyds Bank 11/08/16 EFI ONTOPOULOU 18/08/16 NBHA 2⅞ 08/17/2026 REGS Corp Lloyds Bank 03/08/16 SIMON O'SHEA 04/08/16 TSBLN 5¾ 05/06/2026 Corp Page 9 of 13

10 Lloyds Bank 29/07/16 CARL PARASKEVAS 27/10/16 Lloyds Bank 29/07/16 ERIC WAND 25/01/17 UKT 0½ 07/22/2022 Govt Lloyds Bank 26/07/16 STUART JAMES 02/08/16 ABIBB 1½ 03/17/2025 REGS Corp Lloyds Bank 25/07/16 CARL PARASKEVAS 23/10/16 Lloyds Bank 21/07/16 HARDEEP BARIANA 22/07/16 LLOYDS 1¼ 01/13/2025 REGS Corp Lloyds Bank 19/07/16 ERIC WAND 17/10/16 UKT 4¼ 09/07/2039 Govt UKT 4½ 09/07/2034 Govt UKT 3½ 01/22/2045 Govt Lloyds Bank 15/07/16 OLIVER MOORE 16/07/16 UKT 4¼ 09/07/2039 Govt Lloyds Bank 12/07/16 VERYAN BOSCAWEN 19/07/16 LLOYDS 0 03/22/2017 REGS Corp Lloyds Bank 11/07/16 ANIKA BITEL 12/07/16 4 UKT 4½ 03/07/2019 Govt UKT 3¾ 09/07/2019 Govt Lloyds Bank 08/07/16 EFI ONTOPOULOU 15/07/16 45 STANLN 5⅛ 06/06/2034 REGS Corp LLOYDS 7⅝ 04/22/2025 REGS Corp Lloyds Bank 06/07/16 ERIC WAND 04/10/ UKT 1½ 07/22/2026 Govt UKT 2 09/07/2025 Govt Lloyds Bank 05/07/16 ANIKA BITEL 06/07/ UKTI 0⅛ 03/22/2044 Govt BPSWIT30 Curncy UKT 3¼ 01/22/2044 Govt Lloyds Bank 04/07/16 ANIKA BITEL 05/07/ UKT 4 01/22/2060 Govt UKT 3½ 01/22/2045 Govt Page 10 of 13

11 Lloyds Bank 31/07/17 CARL PARASKEVAS 29/10/17 Lloyds Bank 31/07/17 CARL PARASKEVAS 26/08/17.234UKS U Index Lloyds Bank 26/08/17 TIM TOWNSEND 25/08/17.234UKS U Index Lloyds Bank 15/09/17 DANIELE GOLDBERG 16/09/17 BPVE230 Curncy BPVE330 Curncy BPSW0230 Curncy BPSW0330 Curncy Lloyds Bank 18/09/17 OLIVER MOORE 19/09/17 BBG00DSPQPB9 QZ554181@CBBT Corp BBG00B631MJ2 UKT 2½ 07/22/2065 Govt Lloyds Bank 22/09/17 ERIC WAND 21/12/17 Lloyds Bank 25/09/17 JEREMY STRONG 26/09/17 Lloyds Bank 26/09/17 JEREMY STRONG 27/09/17 BBG009PTCV89 GPSF1A Curncy BBG008LPL8H4 GPSF3A Curncy BBG003G66452 EURJPY 6M ATM VOL BVOL Curncy BBG003G665K2 EURJPY 1Y ATM VOL BVOL Curncy BBG003G6FZQ0 EURUSD 2M 25DP VOL BVOL Curncy Page 11 of 13

12 Lloyds Bank 29/09/17 CARL PARASKEVAS 28/12/07 Lloyds Bank 02/10/17 TIM TOWNEND 03/10/17 Lloyds Bank 04/10/17 CHARLOTTE JACKSON 05/10/17 Lloyds Bank 27/10/17 VERYAN BOSCAWEN 28/10/17 Lloyds Bank 27/10/17 TIM TOWNEND 28/10/17 BBG000HV0XH1 BBG000HV1554 BBG009HY1P37 BPSW50 Curncy BBG009HY4YB6 bpsw30 Curncy BBG00H47N4L5 UKT 0¾ 07/22/2023 Govt RENAUL Corp RENAUL Corp BBG009KCJHC0 GB00BYY5F144 Govt BBG0036PB7W8 GB00B7RN0G65 Govt Lloyds Bank 01/11/17 CARL PARASKEVAS 31/10/17 BBG000HV0XH1 BBG000HV1554 Lloyds Bank 02/11/17 JEREMY STRONG 01/11/17 Lloyds Bank 08/02/18 ERIC WAND 03/11/17 Lloyds Bank 04/02/18 DOMINIC PEARSON 06/11/17 BBG003G5ZJL1 EURGBP 1W 10DP VOL BVOL Curncy BBG008LPL8G5 GPSF2A Curncy BBG00H05SRX4 G0022 1Y4Y BLC2 Curncy Page 12 of 13

13 Lloyds Bank 14/11/17 DANIELE GOLDBERG 07/11/17 Lloyds Bank 09/11/17 STUART JAMES 08/11/17 Lloyds Bank 09/11/17 EUAN STUART 08/01/17 BBG0000C61W8 UKTI 1¼ 11/22/2027 Govt BBG00J2D03W5 UKTI 0⅛ 08/10/2048 Govt BBG009HY1Z35 BPSW10 Curncy BBG008NWVV30 BPSWIT10 Curncy BBG008NWVW47 BPSWIT30 Curncy BBG009HY4YB6 BPSW30 Curncy BBG000062FG2 VOD /26/2032 Corp BBG00H01KVR9 S0222FS 6M1Y BLC Curncy BBG009947N13 BPSW0F05 BLC Curncy Lloyds Bank plc Registered Office: 25 Gresham Street, London EC2V 7HN. Registered in England and Wales No Telephone: Authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority under Registration Number Information correct as of 10th Nov Page 13 of 13

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