Risk Management Summit Evolving your Approach to Risk Management to Drive Business Growth

Transcription

1 Risk Management Evolving your Approach to Risk Management to Drive Business Growth September 11-12, 2014 Seaport Hotel Boston, MA

2 Confirmed Speakers Confirmed Speakers Chief Risk Officer, Cashstar Chief Risk Officer, Cemex CFO, Pine State Trading Co. CFO, WRNN Counsel, Procter & Gamble Senior Manager, ERM, General Motors Director, ERM, General Motors VP, Internal Audit, ConAgra Foods VP, Risk Management, Great Atlantic & Pacific Tea Director, ERM, General Motors Counsel, Procter & Gamble Global Head of Policy & Risk Review, Credit Suisse Sr. Dir. Risk Management, California Pizza Kitchen Program Manager, ERM, City of Edmonton Chief Risk & Audit Officer, Pacific Gas & Electric VP, Risk Strategies, Bank of America SVP, Enterprise Risk Reporting, BBVA Compass Chief Risk Officer, TCF Bank Director, Global Risk Management, Bemis Strategic & Enterprise Risk, Benjamin Moore Director, Risk Management, American Tower SVP, Operational Risk Management, SunTrust Bank

3 Who Will You Meet? CFO s popular Risk Management draws an audience of CRO s, senior executive risk professionals & senior finance professionals looking to learn the latest perspectives on the most vital aspects of risk management today, Risk Innovation The Future of Risk Management Improving and Evolving to Meet Tomorrow s Challenges Creating Actionable Strategies to Manage Risk Risk Aggregation Creating a Measurable Risk Management Process CFO as Risk Manager Regulatory Changes & Their Impact Enterprise Risk Management Risk Analytics Past Attendee Demographic 3%$ 10%$ 11%$ 8%$ 9%$ Job$%tles$ 58%$ CFO$ VP$ Controller$ Director$ Manager$ Annual&sales&volume& Other$C;Level$$ 10%# 17%# 24%# 8%# 12%# 22%# $1*$9.99#mill# $10*$49.99#mill# $50*$99.99#mill# $100*$499.99#mill# $500*$999.99#mill# $1#bill#+# Who Should Attend? If your role involves any of the following this is a must attend event for you and your team: Chief Risk Officer Head of Operational Risk Head of Global Risk Management Head of Corporation Wide Risk Head of Risk Strategy Chief Financial Officer Chief Executive Officer Vice President, Finance Vice President, Risk Chairman Chief Audit Executive

4 About The The CFO Risk Management will bring together the best Senior Risk Management professionals and finance leaders involved in Risk Management, for a thought leading summit acclaimed for its innovative insight. This summit will discuss all of the key challenges and developments in Risk Management today. It will cover the growing significance and potential of Risk Analytics, as well as the importance of risk modeling. You will learn how to maximize the potential of Enterprise Risk Management and to align this with your organizations overall strategy. The program will focus on driving growth through innovative and holistic approaches to Risk Management, recognizing the importance of tailoring your Risk Program to your specific organization and incorporating this into the wider business. Presentations will show how your organization can embrace the future of Risk Management, becoming an innovative function operating with maximum efficiency and effectiveness. Compliance & Regulation The Risk Management will be co-located with the Compliance & Regulation. Featuring speakers from Google, Boeing, Mitsubishi & Clear Channel Outdoor, this summit will complement the Risk Management Agenda & cover the following topics: Cutting Through the Compliance Clutter Building Resilience in a Shifting Environment: Does Compliance Become a Central Part of an Organization s Culture? Aligning Compliance Program Priorities with Business Objectives Confirmed Speakers Allen Cooper Vice President, Internal Audit ConAgra Foods Allen Cooper is currently the Vice President Internal Audit at ConAgra Foods, Inc., a Fortune 250 consumer packaged goods food manufacturing company based in Omaha, Nebraska. He is a CPA, CIA, and CGMA with over 25 years of experience in internal audit, financial reporting, financial planning and analysis, supply chain finance, and consulting gained primarily within the manufacturing, distribution, and retail industries. Prior to joining ConAgra Foods, Inc., Allen held finance and accounting leadership roles at General Electric, Armco Inc., and Ernst & Young LLP. Allen is a devotee of business process and data analytics and strongly believes in internal audit s ability to audit for impact. He has experience establishing internal audit functions as well as transforming under-performing audit functions. Allen is also one of the authors of ConAgra Foods Enterprise Risk Management process. What is the Value of Talent Management in Internal Audit? An organization s internal audit function plays a key role in the risk management process. The more common of these roles includes championing the establishment of an Enterprise Risk Management (ERM) process, assisting in the development and maintenance of the ERM framework, facilitating the identification and assessment of risk, evaluating the risk management process, and providing assurance as to the design and operating effectiveness of internal controls. This session will outline the value of having a robust talent management process in the internal audit function and how such a robust process improves the risk management process of the organization via better risk identification, mitigation, and outcomes. Pete Kledaras Chief Risk Officer Cashstar Wright Express Corp., PowerPay LLC, and a variety of private equity concerns. Pete began his career as an economist for the US Treasury and the International Monetary Fund As Chief Risk Officer for CashStar, Pete Kledaras and his team develop and deploy risk analytics technology to achieve best-in-class performance in digital payments. Early in his career, risk management successes at the Bank of New York, First USA/Bank One, and boutique retail banks opened opportunities for Pete to advise blue-chip organizations on three continents at an executive level, including Visa EU, Barclaycard UK, BNP Paribas, TD Bank,

5 Confirmed Speakers Edward Van Saders CFO RNN Edward Van Saders is the CFO for TV Management, an umbrella company overseeing a group of broadcast and cable television assets including WRNN (NY broadcast channel) and FiOS1 News (Verizon). He has over two decades of experience in the media space. Prior to his current assignment, Edward served as the Chief Financial Officer for the digital entertainment brand Heavy.com as well as EcoMedia, an environmentally focused media firm (now a part of CBS). Previously, he was the Director of Financial Planning and Analysis at NBC-Universal overseeing the USA Network. He also held various domestic and international posts at Fox News Channel including a role as Finance Director for Network News Service (a joint venture of ABC, CBS and Fox News). He began his career in media finance with Jim Henson Productions in Edward also previously served on the Board of Directors (Treasurer) of Housing Works, a nonprofit in NYC. Shahid Khwaja Vice President, Corporate Audit & Risk Management Hillshire Brands Shahid Khwaja has been the Vice President of Corporate Audit Services and Enterprise Risk Management (ERM) for the Hillshire Brands Company, since May He is responsible for corporate compliance, the internal audit process and ERM, and he reports directly to the Audit Committee of the Board of Directors and the Chief Financial Officer. Shahid is an audit and risk management leader, with more than 20 years of progressive experience in global business risk assessment, auditing, Sarbanes- Oxley compliance, business control optimization, internal reporting, and interaction with audit committees and leadership. Prior to joining Hillshire Brands, Shahid was the Vice President and General Auditor for Crane Co., and a segment Controller at American Express. Shahid has significant experience in risk advisory services with accounting firms such as KPMG and Deloitte/Millennium Partners. He holds a BBA degree in Accounting, Finance and Management Information Systems from the University of Wisconsin and is a Certified Public Accountant, Certified Information Systems Auditor and a Certified Internal Auditor. Saad Aslam Global Head of Credit Policy, Risk Review & Credit Risk Regulatory Interaction Credit Suisse Saad Aslam is the Global Head of Credit Policy, Risk Review and Credit Risk Regulatory Interaction at CS. He also maintains responsibility for credit rating model development, enhancement and overall governance along with specialist rating model teams. Prior to Credit Suisse he was the Global Head of Hedge Fund Risk Management at Macquarie Holdings (USA) Inc. in their New York Office. His previous roles have been at Merrill Lynch as part of the Business Due Diligence Team within Alternative Investments and at HSBC Securities USA, Inc. managing HSBC s global hedge fund relationships and positions within Credit Audit and Corporate and Investment Bank. Saad is extensively engaged in capital markets risk issues and is a member of Board of Directors for Capital Markets Credit Analyst Society. Saad has a MBA from the Johnson Business School at Cornell University. Ken Baker Program Manager, ERM City of Edmonton Ken Baker is ERM Program Manager for the City of Edmonton, where he is responsible for developing and implementing a strategic ERM model. He also assists with implementing risk management processes into other operating plans, projects and budgets. Ken is a Certified Management Accountant and serves on the Finance Committee of RIMS. Prior to the City of Edmonton, he was Controller for the Alberta Urban Municipalities Association, where ERM development was part of his mandate. He has also held a number of accounting positions in Canada and Sweden. Ken has a Bachelor of Commerce degree from the University of Alberta School of Business. Rolling Out ERM In this presentation Ken will discuss the process used by the City of Edmonton to establish its strategic ERM model.

6 Confirmed Speakers Sarah Topy Counsel Procter & Gamble Sarah Topy serves as counsel for the Procter & Gamble Company. In that role, she assists heavily regulated healthcare brands with advertising and marketing matters, including social media campaigns and media strategies for in-market and pipeline products. She also counsels business leaders on risk management with respect to potential product recalls or retrievals, regulatory actions, pricing strategies, competition/antitrust and other areas of compliance. She advises the business in a wide variety of other matters including data and privacy laws, contract disputes, and advertising substantiation. Sarah also handles trademark and licensing work for P&G s healthcare businesses. Sarah graduated summa cum laude from the University of Cincinnati College of Law where she was Order of the Coif and Executive Editor of the Cincinnati Law Review. She is from Columbus, Ohio and attended college at The Ohio State University where she earned a B.A. with honors and high distinction in Political Science and English. Her hobbies include politics, theatre, and New England Patriots football. P&G Counsel on Risk Management Business clients and their in-house lawyers work together to move the business forward while also protecting the company from undue risk. This presentation on how attorneys think about will feature two Procter & Gamble attorneys discussing how lawyers calibrate risk, and what the risk assessment process looks like. It will also feature case studies of when business and legal partners worked together to successfully mitigate risk, and some best practices on how to discuss risk with business leaders. - Tim Ludlow CFO Pine State Trading addition to his finance responsibility, Tim oversees Procurement and also the Pricing and Sales Support Functions. Tim is CFO at Pine State Trading Co, a private company with sales of approximately $1bn. The company serves customers in all of New England and New York and is principally involved in wholesale distribution to the Convenience Store channel, the distribution of beer, wine and spirits and also the operation of a vending business. In Minakshi Srivastave Vice President, Risk Strategies Bank of America Minakshi Srivastava, a well rounded data mining professional with 10+ years of experience in big 4 consulting firms in varied domains (Business Analytics, Predictive M o d e l i n g, S t r a t e g y d e v e l o p m e n t, a n d Consulting) Currently, she is working as VP Bank of America in Consumer & Business Lending group. Prior to Bank of America, Minakshi has worked in General Electric Capital, Cap Gemini and Deloitte Consulting. In that capacity she worked on several advanced analytics projects and consulted clients in related domains. She has Master's degree in Economics, JNU New Delhi, India. Application of Predictive Analytics in Credit Risk Optimization How banks identify & manage credit associated with products. How banks apply predictive analytics for the risk management area at each stage of credit life cycle.

7 Confirmed Speakers Lisa Smith Assistant Director, Enterprise Risk Management General Motors Lisa Smith is an Assistant Director in Enterprise Risk Management at General Motors Company (GM), where she helped to launch Enterprise Risk Management (ERM) from the ground-up starting in She is also in the process of launching a new control self-assessment program globally at the company. Lisa s work in ERM will be featured in an upcoming textbook on risk management to be published by Wiley titled Enterprise Risk Management: Today's Leading Research and Best Practices for Tomorrow's Executives. Prior to this role, Lisa reported to the Chief Audit Executive and managed GM s Audit Committee related activities. She also conducted special audits, such as Officer Perquisites and Expenses. Lisa also has several years experience supervising audit, Sarbanes- Oxley and Control Self-Assessment work at GM in various areas including wholesale and retail finance, advertising, insurance/re-insurance, corporate risk management, marketing, sales, service, finance, accounting and manufacturing. Lisa has extensive experience in facilitation and has conducted numerous facilitated sessions to solve simple to complex business matters. She has also been an active facilitator/instructor for the Institute of Internal Auditors since 2008, teaching live courses on audit, risk management, and control self-assessment. Lisa received a Bachelor of Science in Business Administration with a major in economics from Central Michigan University. She also earned a Master of Business Administration with distinction from the University of Michigan. Case Study: ERM at General Motors During this presentation, Marc & Lisa will discuss for the first time their work on implementing an ERM program at General Motors. Anil Suri Chief Risk & Audit Officer Pacific Gas & Electric Company Anil K. Suri is Vice President and Chief Risk and Audit Officer for PG&E Corporation and Pacific Gas and Electric Company. He is responsible for overseeing the company's enterprise-wide risk management, internal audit, compliance and ethics, market and credit risk management, insurance and corporate security functions. Suri joined PG&E in 2010 after owning and operating a risk management consultancy in New York, where he advised utility-industry senior management in the renewables, fuel supply and new generation markets, and managed market and credit risk of generation assets, pipelines and regulatory assets for utilities and other energy providers.prior to that, Suri founded the electricity hedging business as Managing Director of Wells Fargo Bank N.A. He served as CEO of E-lecTrade, Inc., which provided electricity procurement, sales, structuring and trading services for the energy industry, and was a founding partner of The Risk Partners, LLC, where he marketed risk advisory and risk transfer services to utilities, pension funds and insurance companies. Suri has also worked as a scientist at Yale University and as an oceanographer at Harvard University, where he earned his PhD in fluid turbulence. He holds an MBA in finance from Columbia Business School and a Bachelor of Science in mechanical engineering from the Indian Institute of Technology, New Delhi. Igor Volovich Vice President, Cyber Risk Management Schneider Electric Igor Volovich presently serves as the Vice President of Information Security and Cyber Risk Management of Invensys plc, a global leader in process and operations management, industrial automation, energy controls, and safety software and systems. Following a recent merger with Schneider Electric SA, the combined enterprise represents more than 150,000 personnel working in over 100 countries, with annual revenues in excess of 26 billion. Invensys and Schneider Electric businesses represent unique cyber security challenges posed by extensive participation in critical infrastructure segments such as energy, oil and gas, chemical and nuclear industries.

8 Confirmed Speakers Jason Buchanan Senior Vice President, Enterprise Risk BBVA Compass Jason Buchanan is the head of Enterprise Risk Reporting for BBVA Compass and is responsible for transforming the enterprise-wide risk reporting framework for BBVA USA. Jason is also responsible for the consolidation of US Credit Risk Reporting, Regulatory, SEC Risk Reporting and Portfolio Risk Intelligence. Furthermore, he is an advocate for strong reconciliation and centralization of reporting from all BBVA USA entities, lines of business and material risks units. Buchanan has held positions at BBVA within Commercial Risk & Portfolio Management and Risk Data Management. Before joining BBVA Compass, Jason held operational and credit management roles in Banking and Technology. Using SMaRT Infrastructure to Manage and Understand the Risk Data Profile in Dynamic Organizations This presentation will focus on building SMaRT infrastructure (Systematic Monitoring and Reconciliation Tools) for risk management purposes. As a case study, we will review how the continuous capability for monitoring credit risk data improved the quality of risk decisions and our ability to evaluate the institution s risk profile. The purpose of SMaRT is to identify data integrity exceptions in systems of record, send notifications for remediation of the exceptions and then track the exceptions until corrected. Systematic Monitoring and Reconciliation is a foundational component of a bank s risk data infrastructure and SMaRT continues to serve that purpose at BBVA Compass. David Williams Senior Director, Risk Management California Pizza Kitchen In summer of 2012 David joined California Pizza Kitchen (CPK) as Senior Director of Risk Management, implementing and directing enterprise/strategic risk management program after several years of an operational risk management only department function. Oversees policy and procedure development and implementation for all corporate insurance program exposures. During brief tenure at CPK has introduced multi-million dollar corporate insurance allocation program to equitably distribute premium and loss expenditures; revised budgeting and risk financing programs to reduce collateral and interest payments for corporate insurance policies; achieved annual loss rate trend decreases in property and casualty programs; implemented risk information technologies to improve effectiveness and efficiencies of claims administration; and instituted various crisis management, business continuity, asset protection, food safety, and alcohol liability initiatives. Prior organizations consist of Raising Cane s Chicken Fingers, Dave & Buster s, and Electronic Data Systems. Building a Risk Culture Building a strong risk culture entails educating up and down and interchangeable roles to achieve organizational goals and objectives. Warren Buffett states, Culture, Not Rules, Determines Organizational Behavior (2011). A robust risk culture equates to a sustained competitive advantage as a company must address protecting the safety and security of employees and guests/products, drive operational and financial efficiencies, preserve brand reputation, and proactive risk planning and response. Additionally, changing risk culture and behaviors involves reinforcement and monitoring. Therefore, today s risk practitioner is a key strategic business partner possessing intimate knowledge of the business and industry, embodying a broad-based operational perspective. Brent Pickens Director, Global Risk Management Bemis he has traveled widely partnering with business, risk and insurance leaders in more than seventy countries building ERM and risk transfer programs. He currently serves on the RIMS International Committee. Mr. Pickens has been serving as the Director of Global Risk Management for Bemis Company since mid Prior to Bemis he held senior risk management leadership positions at Mars, Incorporated and Manpower, Inc. Professionally,

9 The Information 97 CFO Risk Management Date: September 11 & 12, 2014 City: Boston, MA Venue: Seaport Hotel Boston Accommodation: Click Here to reserve your room online, or call the hotel directly on and quote CFO Events Registration Pricing Silver Pass $1395 Access to all sessions & networking events 7 days access to presentations from the summit via ieondemand $1195 Early Bird Price (before July 11) Gold Pass $1695 Access to all sessions, networking events & unlimited access to presentations from the summit via ieondemand $1495 Early Bird Price (before July 11) Diamond Pass $1895 Access to all sessions, including the colocated Compliance & Regulation, networking events, annual subscription to all content on the Finance & Operations channels via ieondemand $1695 Early Bird Price (before July 11) 1 Day Pass $795 Full access to the sessions to your chosen day of the summit, 7 days access to presentations from the summit via ieondemand On-Demand Pass $600 Unlimited access to presentations from the summit via ieondemand, including presentations, interviews & the ability to contact speakers $695 Early Bird Price (before July 11) Unlimited access to summit presentations via ieondemand Group Discount Offers 3 Silver Passes: $3000 ($1000 per attendee) 5 Silver Passes: $4500 ($900 per attendee) 3 Gold Passes: $3900 ($1300 per attendee) 5 Gold Passes: $6000 ($1200 per attendee) 3 Diamond Passes: $4500 ($1500 per attendee) 5 Diamond Passes: $7000 ($1400 per attendee) For larger groups or special requests contact Meera by calling or meeraraikundalia@cfo.com * Team discounts are applicable at the point of registration only. Ways to Register Register Online Here F TI L

10 Registration Form Risk Management September 11 & 12, 2014 Boston MA For registration or more information on the program, please call Meera on , or fax this registration form to +1 (323) Delegate Information... NAME OF EACH ATTENDEE TITLE OF EACH ATTENDEE DEPARTMENT COMPANY INDUSTRY ADDRESS CITY STATE/PROVINCE ZIP/POSTAL CODE COUNTRY OF EACH ATTENDEE BUSINESS PHONE NUMBER 2. Pass Types... Early Bird Pass Options until July 11, 2014 Early Bird Silver: $1295 Early Bird Gold: $1595 Early Bird Diamond: $1995 Attendees Attendees Attendees Regular Pass Options after July 11, 2014 Silver Pass: $1495 Gold Pass: $1795 Diamond Pass: $1995 Attendees Attendees Attendees One day passes are available - Contact Meera for more information. 3. Payment Options... Group Discount Pass Options 3 Silver Passes $3000 ($1000 per attendee) 5 Silver Passes $4500 ($900 per attendee) 3 Gold Passes $3900 ($1300 per attendee) 5 Gold Passes $6000 ($1200 per attendee) 3 Diamond Passes $4500 ($1500 per attendee) 5 Diamond Passes $7000 ($1400 per attendee) For larger groups or special requests contact Meera by calling +1 (415) or meeraraikundalia@cfo.com Group passes only available when all participants register together. Pass Descriptions: Silver Pass: Access to all sessions & networking events Gold Pass: Access to all sessions, networking events & unlimited access to the summit presentations via ieondemand Diamond Pass: Access to all sessions, networking events, annual subscription to all content on the Finance & Operations channels via ieondemand Check (Make checks payable to The Innovation Enterprise Ltd) Invoice me Visa Mastercard American Express Diners Club Discover CARD NUMBER EXPIRATION DATE SECURITY NO. CARDHOLDERS NAME CARDHOLDER S SIGNATURE BILLING ADDRESS INDUSTRY Places are transferable without any charge to another occurring within 12 months of the original purchase. Team discounts are applicable at the point of registration only. Any cancellations within a group registration will in turn incur an increase in registration fee for the remaining group participants. Cancellations before August 11, 2014 incur an administrative charge of 50%. If you cancel your registration after August 11, 2014 you will be charged the full fee. You must notify CFO Publishing in writing of a cancellation, or you will be charged the full fee. CFO Publishing reserve the right to make changes to the program without notice. NB: FULL PAYMENT MUST BE RECEIVED BEFORE THE EVENT.

11 Schedule Day One September 11 Session One Coffee Break Session Two Lunch Session Three Coffee Break Session Four Networking Drinks Day Two September 12 Session Five Coffee Break Session Six Lunch Session Seven Coffee Break Session Eight F TI L

12 Sponsorship Sponsorship packages range in price and are customizable to your goals. Options can include: Roundtable sponsorships Workshop sponsorships or case study presentations Introduce a keynote speaker Host a cocktail reception, exclusive VIP dinner, breakfast, or luncheon with top-level risk executives Event exhibit space Feature your company logo on branded items and promotions before, during and after the event Sponsors Include: Confirmed Workshop Sponsor Sponsor Sponsor Exhibitor Exhibitor Previous Sponsor Previous Sponsor Previous Sponsor Previous Sponsor For sponsorship information contact Patrick at: patricklewis@cfo.com F TI L

13 CFO conferences 2014 Calendar January Corporate Performance Management January, 27 & 28, New York February FP&A Innovation February 19 & 20, San Diego March CFO Rising East March 12 & 13, Miami CFO Innovation March 12 & 13, Miami Corporate Finance Tech March 12 & 13, Miami Outsourcing Innovation March 12 & 13, Miami FP&A Innovation March 25 & 26, Hong Kong April FP&A for High Tech April 8 & 9, San Francisco FP&A Innovation April 9 & 10, London May Finance in Pharma & Healthcare Forum May 14 & 15, Philadelphia CPG Forecasting & Planning May 21 & 22, Chicago June Payments Innovation June 11 & 12, Chicago Corporate Performance Management West June 18 & 19, San Diego July Treasury Management July 10 & 11, Boston September Finance Transformation September 9, Boston FP&A Innovation September 9 & 10, Boston Risk Management September 11 & 12, Boston September Continued Compliance & Regulation September 11 & 12, Boston CFO Rising Europe September 17 & 18, London October CFO Rising West October 21 & 22, San Francisco Corporate Venturing October 21 & 22, San Francisco Start Ups & The CFO October 21 & 22, San Francisco FP&A Innovation October 23 & 24, Shanghai November Big Data For Finance November 18 & 19, Boston CFO Playbook for Private Companies November 19 & 20, Miami December Controller December 3 & 4, Boston CFO Expected Attendees Innovation Enterprise - Partner Event Partnership Opportunities: Giles Godwin-Brown ggb@theiegroup.com Attendee Invitation: Sean Foreman sforeman@theiegroup.com