U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:03-cv RO

Transcription

1 US District Court Civil Docket as of 11/26/2008 Retrieved from the court on July 8, 2011 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:03-cv RO In Re Morgan Stanley and Van Kampen Mutual s Date Filed: 10/16/2003 Securities Litigation Date Terminated: 04/21/2006 Assigned to: Judge Richard Owen Jury Demand: Plaintiff Demand: $0 Nature of Suit: 850 Member cases: Securities/Commodities 1:03-cv RO Jurisdiction: Federal Question 1:03-cv RO 1:03-cv RO 1:03-cv RO 1:03-cv RO 1:03-cv RO 1:03-cv RO 1:03-cv RO Related Cases: 1:03-cv RO 1:03-cv RO 1:04-cv RO 1:03-cv RO Cause: 15:78m(a) Securities Exchange Act Lead Plaintiff Sheila Schwartz represented by Adam T. Savett Cohen, Milstein, Hausfeld & Toll, P.L.L.C New York Avenue, N.W. West Tower, Suite 500 Washington, DC (202) Christopher J. Keller Labaton Sucharow, LLP 140 Broadway New York, NY (212) Fax: (212) ckeller@labaton.com

2 Lead Plaintiff Cohen Milstein Sellers & Toll ( Philadelphia) 255 South 17th Street Suite 1307 Philadelphia, PA (202) Hilary R. Ratway Finkelstein Thompson and Loughran th Street N.W. Washington, DC Melvyn I. Weiss Milberg LLP (NYC) One Pennsylvania Plaza New York, NY Fax: mweiss@milbergweiss.com Peter Edward Seidman Milberg LLP (NYC) One Pennsylvania Plaza New York, NY (212) Fax: (212) pseidman@milbergweiss.com Steven G. Schulman Milberg LLP (NYC) One Pennsylvania Plaza New York, NY Fax: sschulman@milbergweiss.com Robert Weinberg represented by Adam T. Savett Cohen Milstein Sellers & Toll P.L.L.C. 88 Pine Street 14th, Floor

3 Lead Plaintiff New York, NY (202) Hilary R. Ratway Melvyn I. Weiss Peter Edward Seidman Steven G. Schulman George Hurwitz represented by Adam T. Savett Hilary R. Ratway Melvyn I. Weiss Peter Edward Seidman Steven G. Schulman

4 Lead Plaintiff Thomas Mauro represented by Adam T. Savett Lead Plaintiff Hilary R. Ratway Melvyn I. Weiss Peter Edward Seidman Steven G. Schulman Paul G. Robert represented by Adam T. Savett Catherine A. Torell Cohen, Milstein, Hausfeld & Toll, P.L.L.C. 150 East 52nd Street New York, NY (212) Hilary R. Ratway

5 Lead Plaintiff Melvyn I. Weiss Peter Edward Seidman Steven G. Schulman Geneva Bevans represented by Adam T. Savett individually and on behalf of Lake Liquor Hilary R. Ratway Michael Robert Reese Reese Richman, LLP 230 Park Avenue 10th Flor New York, NY (212) Fax: (212) Catherine A. Torell Melvyn I. Weiss

6 Plaintiff Peter Edward Seidman Steven G. Schulman Richard S. Johnson, Jr. represented by Adam T. Savett on behalf of himself and all others similarly situated Andrei V. Rado Milberg, Weiss, Bershad, Hynes & Lerach, L.L.P. One Pennsylvania Plaza New York, NY (212) Andrew J. Morganti Siemion Huckabay, P.C. One Towne Square Suite 1400 Southfield, MI (248) Charles J. Piven The World Trade Center-Baltimore 401 East Pratt Street Suite 2525 Baltimore, MD (410) Hilary R. Ratway Melvyn I. Weiss

7 Plaintiff Peter Edward Seidman Steven G. Schulman Michael Malloy represented by Adam T. Savett on behalf of himself and all others similarly situated Andrei V. Rado Andrew J. Morganti Charles J. Piven Hilary R. Ratway Melvyn I. Weiss Peter Edward Seidman Steven G. Schulman

8 V. Consolidated Plaintiff Raymond Russell represented by Adam T. Savett on behalf of himself and all others similarly situated Consolidated Plaintiff Hilary R. Ratway Samuel Howard Rudman Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY (631) Fax: (631) Romilda Braatz represented by Adam T. Savett on behalf of herself and all others similarly situated Catherine A. Torell Hilary R. Ratway

9 Consolidated Plaintiff Ricardo Grimes represented by Adam T. Savett on behalf of himself and all others similarly situated Consolidated Plaintiff Hilary R. Ratway Peter Edward Seidman Michele C. Powell represented by Adam T. Savett on behalf of herself and all others similarly situated Consolidated Plaintiff Peter Edward Seidman Meyer Mintz represented by Adam T. Savett on behalf of himself and all others similarly situated Daniel Adam Osborn Osborn Law, P.C. 295 Madison Avenue 39th Flr. New York, NY (212) Fax: (212)

10 Consolidated Plaintiff Eduard Korsinsky Zimmerman Levi & Korsinsky, LLP (NY) 39 Broadway, Suite 1601 New York, NY Fax: Hilary R. Ratway Joel R. Cannon represented by Adam T. Savett on behalf of himself and all others similarly situated Hilary R. Ratway Michael Robert Reese Peter Edward Seidman

11 Consolidated Plaintiff Edward J. Freeley represented by Aaron Lee Brody on behalf of himself and all others Stull Stull & Brody similarly situated 6 East 45th Street, 5th Floor New York, NY Fax: ssbny@aol.com Consolidated Plaintiff Adam T. Savett Hilary R. Ratway Ralph M. Stone Stone Bonner & Rocco LLP 260 Madison Avenue, 17th Floor New York, NY (212) Fax: (212) rstone@lawssb.com Chris Jackson represented by Adam T. Savett Brian Philip Murray Murray, Frank & Sailer, LLP 275 Madison Avenue, Ste. 801 New York, NY Fax: bmurray@murrayfrank.com

12 Consolidated Plaintiff Hilary R. Ratway Henry C. Gross represented by Aaron Lee Brody on behalf of himself and all others similarly situated Adam T. Savett David Corey Katz Weiss & Lurie 551 Fifth Ave, New York, NY (212) Fax: (212) Hilary R. Ratway V. Movant Peter J. Morganelli represented by Peter Edward Seidman Movant

13 Bene Bronkhurst represented by Peter Edward Seidman Movant Arthur Bronkhurst represented by Peter Edward Seidman V. Morgan Stanley 21st Century Trend Morgan Stanley Aggresive Equity Morgan Stanley All Star Growth Morgan Stanley American Opportunities Morgan Stanley Biotechnology Morgan Stanley Capital Opportunities Trust Morgan Stanley Developing Growth Securities Morgan Stanley Financial Services Trust Morgan Stanley Growth Morgan Stanley Health Sciences Trust Morgan Stanley Information

14 Morgan Stanley KLD Social Index Morgan Stanley Market Leader Trust Morgan Stanley Mid-Cap Value Morgan Stanley Nasdaq-100 Index Morgan Stanley Natural Resource Development Securities Morgan Stanley New Discoveries Morgan Stanley Next Generation Trust Morgan Stanley Small-Mid Special Value Morgan Stanley Special Growth Morgan Stanley Special Value Morgan Stanley Tax-Managed Growth Morgan Stanley Technology Morgan Stanley European Growth Morgan Stanley of s- International Portfolio

15 Morgan Stanley Global Advantage Morgan Stanley Global Dividend Growth Securities Morgan Stanley Global Utilities Morgan Stanley International Morgan Stanley International Smallcap Morgan Stanley International Value Equity Morgan Stanley Japan Morgan Stanley Latin American Growth Morgan Stanley Pacific Growth Morgan Stanley Allocator Morgan Stanley Balanced Growth Morgan Stanley Balanced Income Morgan Stanley Convertible Securities Trust Morgan Stanley Dividend Growth Securities

16 Morgan Stanley Equity Morgan Stanley of s- Domestic Portfolio Morgan Stanley amental Value Morgan Stanley Income Builder Morgan Stanley Real Estate Morgan Stanley S&P 500 Index Morgan Stanley Strategist Morgan Stanley Total Market Index Morgan Stanley Total Return Trust Morgan Stanley Utilities Morgan Stanley Value Morgan Stanley Value-Added Market Series/Equity Portfolio Morgan Stanley Active Assets California Tax-Free Trust Morgan Stanley Active Assets Government Securities Trust

17 Morgan Stanley Active Assets Institutional Money Trust Morgan Stanley Active Assets Money Trust Morgan Stanley Active Assets Tax-Free Trust Morgan Stanley Flexible Income Trust Morgan Stanley Federal Securities Trust Morgan Stanley High Yield Securities Morgan Stanley Quality Income Trust Morgan Stanley Limited Duration Morgan Stanley Limited Duration U.S. Treasury Trust Morgan Stanley Liquid Asset Morgan Stanley Prime Income Trust Morgan Stanley U.S. Government Money Market Trust Morgan Stanley U.S. Government Securities Trust Morgan Stanley California Tax-Free Daily Income Trust

18 Morgan Stanley California Tax-Free Income Morgan Stanley Hawaii Municipal Trust Morgan Stanley Limited Term Municipal Trust Morgan Stanley Multi-State Municipal Series Trust, Arizona Series Morgan Stanley Multi-State Municipal Series Trust, Florida Series Morgan Stanley Multi-State Municipal Series Trust, New Jersey Series Morgan Stanley Multi-State Municipal Series Trust, Pennsylvania Series Morgan Stanley New York Municipal Money Market Trust Morgan Stanley New York Tax-Free Income Morgan Stanley Tax-Exempt Securities Trust Morgan Stanley Tax-Free Daily Income Trust collectively known as the "Morgan Stanley s" Morgan Stanley represented by Charlotte Moses Fischman

19 Kramer Levin Naftalis & Frankel, LLP 1177 Avenue of the Americas New York, NY Fax: Morgan Stanley DW Inc. Morgan Stanley Investment Advisors Inc. Morgan Stanley Investments LP V. Consolidated Morgan Stanley High Income Advantage Trust II Consolidated Morgan Stanley Distributors, Inc. Consolidated Van Kampen Investment Advisory Corp. Consolidated Van Kampen Asset Management, Inc. Consolidated Van Kampen s, Inc. Consolidated Van Kampen Asian Equity Consolidated Van Kampen Emerging Markets Consolidated Van Kampen Emerging Markets Income Consolidated

20 Van Kampen European Value Equity Consolidated Van Kampen Global Equity Allocation Consolidated Van Kampen Global Franchise Consolidated Van Kampen Global Value Equity Consolidated Van Kampen International Advantage Consolidated Van Kampen International Magnum Consolidated Van Kampen Latin American Consolidated Van Kampen Aggressive Growth Consolidated Van Kampen American Value Consolidated Van Kampen Emerging Growth Consolidated Van Kampen Enterprise Consolidated Van Kampen Equity Growth Consolidated Van Kampen Focus Equity Consolidated Van Kampen Growth Consolidated Van Kampen Mid Cap Growth

21 Consolidated Van Kampen Pace Consolidated Van Kampen Select Growth Consolidated Van Kampen Small Cap Growth Consolidated Van Kampen Small Cap Value Consolidated Van Kampen Technology Consolidated Van Kampen Comstock Consolidated Van Kampen Equity and Income Consolidated Van Kampen Growth and Income Consolidated Van Kampen Harbor Consolidated Van Kampen Real Estate Securities Consolidated Van Kampen Utility Consolidated Van Kampen Value Consolidated Van Kampen Value Opportunities Consolidated Van Kampen Corporate Bond Consolidated Van Kampen Government Securities

22 Consolidated Van Kampen High Income Corporate Bond Consolidated Van Kampen High Yield Consolidated Van Kampen Limited Maturity Government Consolidated Van Kampen US Government Consolidated Van Kampen California Insured Tax Free Consolidated Van Kampen High Yield Municipal Consolidated Van Kampen Insured Tax Free Income Consolidated Van Kampen Intermediate Term Muni Income Consolidated Van Kampen Municipal Income Consolidated Van Kampen New York Tax Free Income Consolidated Van Kampen Pennsylvania Tax Free Income Consolidated Van Kampen Strategic Municipal Income fund Consolidated Van Kampen Senior Loan Consolidated

23 Van Kampen Reserve Consolidated Van Kampen Investments Inc Consolidated Van Kampen Comstock B. Consolidated Van Kampen Technology B. Date Filed # Docket Text 10/16/ CLASS ACTION COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ RECEIPT # (jjm) (Entered: 10/17/2003) 10/16/2003 Magistrate Judge Gabriel W. Gorenstein is so designated. (jjm) (Entered: 10/17/2003) 12/19/ MOTION to Consolidate Cases 1:03-cv-8566, 1:03-cv-8612; 1:03-cv-8941; 1:03-cv- 9150; 1:03-cv-9600; 1:03-cv-9615; Motion appointing Movant as Lead Plaintiff in the consolidated actions; Motion approving Movant's selection of Goodkind Labaton Rudoff and Sucharow LLP as lead counsel for the class. Document filed by Sheila Schwartz. (sac, ) (Entered: 01/07/2004) 12/19/ MEMORANDUM OF LAW in Support re: 2 MOTION to Consolidate Cases 1:03-cv- 8566, 1:03-cv-8612; 1:03-cv-8941; 1:03-cv-9150; 1:03-cv-9600; 1:03-cv-9615; Motion appointing Movant as Lead Plaintiff in the consolidated actions; Motion approving Movant's selection of Goodkind Labaton Rudoff and Sucharow LLP as lead counsel for the class. Document filed by Sheila Schwartz. (sac, ) (Entered: 01/07/2004) 12/19/ DECLARATION of Christopher Keller in Support re: 2 MOTION to Consolidate Cases 1:03-cv-8566, 1:03-cv-8612; 1:03-cv-8941; 1:03-cv-9150; 1:03-cv-9600; 1:03- cv-9615; Motion appointing Movant as Lead Plaintiff in the consolidated actions; Motion approving Movant's selection of Goodkind Labaton Rudoff and Sucharow LLP as lead counsel for the class. Document filed by Sheila Schwartz. (sac, ) (Entered: 01/07/2004) 12/19/ MOTION to Appoint Lake Liquor, Inc., Robert Bopp and Donald Sweeney to serve as lead plaintiff(s)., MOTION to Approve the Bevans Group's selection of the law firm of Cauley Geller Bowman & Rudman LLP to serve as lead counsel., MOTION to Consolidate Cases , , , , (cd, ) (Entered: 01/09/2004) 12/19/ DECLARATION of Mario Alba, Jr. in Support re: 5 MOTION to Appoint Lake Liquor, Inc., Robert Bopp and Donald Sweeney to serve as lead plaintiff(s). MOTION to Approve the Bevans Group's selection of the law firm of Cauley Geller Bowman & Rudman LLP to serve as lead counsel. MOTION to Approve the Bevans Group's selection of the law firm of Cauley Geller Bowman & Rudman LLP to serve as lead counsel. MOTION to Consolidate Cases , , , , MOTION to Consolidate Cases , , , , (cd, ) (Entered: 01/09/2004) L

24 12/19/ MEMORANDUM OF LAW in Support re: 5 MOTION to Appoint Lake Liquor, Inc., Robert Bopp and Donald Sweeney to serve as lead plaintiff(s). MOTION to Approve the Bevans Group's selection of the law firm of Cauley Geller Bowman & Rudman LLP to serve as lead counsel. MOTION to Approve the Bevans Group's selection of the law firm of Cauley Geller Bowman & Rudman LLP to serve as lead counsel. MOTION to Consolidate Cases , , , , MOTION to Consolidate Cases , , , , (cd, ) (Entered: 01/09/2004) 12/19/ MOTION to Consolidate Cases 1:03-cv-8208 (Lead Case) with the following (Member Cases) 1:03-cv-8566; 1:03-cv-8612; 1:03-cv-8941; 1:03-cv-9150; 1:03-cv-9600; 1:03- cv-9615; 1:03-cv-9921; 1:03-cv Motion appointing the Morgan Stanley Lead Plaintiff Movants as Lead Plaintiff pursuant to the Private Securities Litigation Reform Act of 1995 with respect to all claims brought under the Securities Exchange Act of 1934 and the Securities Act of Motion approving the Morgan Stanley Lead Plaintiff Movants' designation of a steering committee comprised of class members Peter J. Morganelli, Bene Bronkhurst, Arthur Bronkhurst, Robert Weinberger, George Hurwitz, Thomas Mauro to represent the Morgan Stanley Lead Plaintiff Movants as Lead Plaintiff. Motion approving the Morgan Stanley Lead Plaintiff Movants' selection of Milberg Weiss Bershad Hynes & Lerach LLP pursuant to the PSLRA, as Lead Counsel of the PSLRA Claims. Motion approving the Morgan Stanley Lead Plaintiff Movants' selection of Milberg Weiss as Coordinating Counsel with respect to the PSLRA Claims and all other claims asserted in this action. Document filed by (Morgan Stanley Lead Plaintiff) Peter J. Morganelli, Bene Bronkhurst, Arthur Bronkhurst, Robert Weinberger, George Hurwitz, Thomas Mauro. (sac, ) (Entered: 01/09/2004) 12/19/ MEMORANDUM OF LAW in Support re: 8 MOTION to Consolidate Cases 1:03-cv (Lead Case) with the following (Member Cases) 1:03-cv-8566; 1:03-cv-8612; 1:03-cv-8941; 1:03-cv-9150; 1:03-cv-9600; 1:03-cv-9615; 1:03-cv-9921; 1:03-cv Motion appointing the Morgan Stanley Lead Plaintiff Movants as Lead Plaintiff pursuant to the Private Securities Litigation Reform Act of 1995 with respect to all claims brought under the Securities Exchange Act of 1934 and the Securities Act of Motion approving the Morgan Stanley Lead Plaintiff Movants' designation of a steering committee comprised of class members Peter J. Morganelli, Bene Bronkhurst, Arthur Bronkhurst, Robert Weinberger, George Hurwitz, Thomas Mauro to represent the Morgan Stanley Lead Plaintiff Movants as Lead Plaintiff. Motion approving the Morgan Stanley Lead Plaintiff Movants' selection of Milberg Weiss Bershad Hynes & Lerach LLP pursuant to the PSLRA, as Lead Counsel of the PSLRA Claims. Motion approving the Morgan Stanley Lead Plaintiff Movants' selection of Milberg Weiss as Coordinating Counsel with respect to the PSLRA Claims and all other claims asserted in this action. Document filed by (Morgan Stanley Lead Plaintiff) Peter J. Morganelli, Bene Bronkhurst, Arthur Bronkhurst, Robert Weinberger, George Hurwitz, Thomas Mauro. Modified on 1/9/2004 (sac, ). (Entered: 01/09/2004) 12/19/ DECLARATION of Peter E. Seidman in Support re: 8 MOTION to Consolidate Cases 1:03-cv-8208 (Lead Case) with the following (Member Cases) 1:03-cv-8566; 1:03-cv- 8612; 1:03-cv-8941; 1:03-cv-9150; 1:03-cv-9600; 1:03-cv-9615; 1:03-cv-9921; 1:03- cv Motion appointing the Morgan Stanley Lead Plaintiff Movants as Lead Plaintiff pursuant to the Private Securities Litigation Reform Act of 1995 with respect to all claims brought under the Securities Exchange Act of 1934 and the Securities Act of Motion approving the Morgan Stanley Lead Plaintiff Movants' designation of

25 a steering committee comprised of class members Peter J. Morganelli, Bene Bronkhurst, Arthur Bronkhurst, Robert Weinberger, George Hurwitz, Thomas Mauro to represent the Morgan Stanley Lead Plaintiff Movants as Lead Plaintiff. Motion approving the Morgan Stanley Lead Plaintiff Movants' selection of Milberg Weiss Bershad Hynes & Lerach LLP pursuant to the PSLRA, as Lead Counsel of the PSLRA Claims. Motion approving the Morgan Stanley Lead Plaintiff Movants' selection of Milberg Weiss as Coordinating Counsel with respect to the PSLRA Claims and all other claims asserted in this action. Document filed by (Morgan Stanley Lead Plaintiff) Peter J. Morganelli, Bene Bronkhurst, Arthur Bronkhurst, Robert Weinberger, George Hurwitz, Thomas Mauro. (sac, ). (Entered: 01/09/2004) 12/19/ MOTION to Appoint Paul G. Robert to serve as lead plaintiff(s)., MOTION to Consolidate Cases 1:03-cv-8208; 1:03-cv-8566; 1:03-cv-8612; 1:03-cv-8941; 1:03-cv- 9150; 1:03-cv-9600; 1:03-cv-9615; 1:03-cv-9921., MOTION approving Movant's selection fo the law firm of Cohen, Milstein, Hausfeld & Toll, P.L.L.C. as lead counsel;. Document filed by Paul G. Robert. (djc, ) (Entered: 01/09/2004) 12/19/ MEMORANDUM OF LAW in Support re: 11 MOTION to Appoint Paul G. Robert to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:03-cv-8208; 1:03-cv-8566; 1:03-cv-8612; 1:03-cv-8941; 1:03-cv-9150; 1:03-cv-9600; 1:03-cv-9615; 1:03-cv MOTION approving Movant's selection of the law firm of Cohen, Milstein, Hausfeld & Toll, P.L.L.C. as lead counsel; Document filed by Paul G. Robert. (djc, ) (Entered: 01/09/2004) 12/19/ DECLARATION of Catherine A.Torell in Support re: 11 MOTION to Appoint Paul G. Robert to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:03-cv-8208; 1:03- cv-8566; 1:03-cv-8612; 1:03-cv-8941; 1:03-cv-9150; 1:03-cv-9600; 1:03-cv-9615; 1:03-cv MOTION approving Movant's selection of the law firm of cohen, Milstein, Hausfeld & Toll, P.L.L.C. as lead counsel;. Document filed by Paul G. Robert. (djc, ) (Entered: 01/09/2004) 01/06/ MEMORANDUM OF LAW in Opposition re: 8 MOTION to Consolidate Cases 1:03- cv-8208 (Lead Case) with the following (Member Cases) 1:03-cv-8566; 1:03-cv-8612; 1:03-cv-8941; 1:03-cv-9150; 1:03-cv-9600; 1:03-cv-9615; 1:03-cv-9921; 1:03-cv , 2 MOTION to Consolidate Cases 1:03-cv-8566, 1:03-cv-8612; 1:03-cv-8941; 1:03-cv-9150; 1:03-cv-9600; 1:03-cv-9615., 5 MOTION to Appoint Lake Liquor, Inc., Robert Bopp and Donald Sweeney to serve as lead plaintiff(s). MOTION to Approve the Bevans Group's selection of the law firm of Cauley Geller Bowman & Rudman LLP to serve as lead counsel. MOTION to Approve the Bevans Group's selection of the law firm of Cauley Geller Bowman & Rudman LLP to serve as lead counsel. MOTION to Consolidate Cases , , , , MOTION to Consolidate Cases , , , , Document filed by Paul G. Robert. (jco, ) (Entered: 01/16/2004) 01/12/ MOTION for an order consolidating the following actions 03cv8208, 03cv8566, 03cv8612, 03cv8941, 03cv9150, 03cv9600, 03cv9615, 03cv9921, and 03cv10049; appointing the Mauro Group as lead plaintiff pursuant to the Private Securities Litigation Reform Act of 1995 and approving the Mauro Group's selection of Milberg Weiss Bershad Hynes & Lerach LLP as lead plaintiff and chair of an executive committee comprised of Milberg Weiss, Cauley Geller Bowman Y Rudman LLP, Cohen, Milstein, Hausfeld & Toll, P.L.L.C. and Goodkind Labaton Rudoff & Sucharow LLP. Document filed by Geneva Bevans, George Hurwitz, Thomas Mauro,

26 Paul G. Robert, Sheila Schwartz, Robert Weinberger. (dle, ) (Entered: 01/23/2004) 01/12/ MEMORANDUM OF LAW in Support re: 15 MOTION to Consolidate Cases.. Document filed by Geneva Bevans, George Hurwitz, Thomas Mauro, Paul G. Robert, Sheila Schwartz, Robert Weinberger and in opposition to the motion of Henry C. Gross. (dle, ) (Entered: 01/23/2004) 01/12/ DECLARATION of Peter E. Seidman in Support re: 15 MOTION to Consolidate Cases.. Document filed by Geneva Bevans, George Hurwitz, Thomas Mauro, Paul G. Robert, Sheila Schwartz, Robert Weinberger and in opposition to the motion of Henry C.Gross. (dle, ) (Entered: 01/23/2004) 02/20/ UNSIGNED STIPULATION AND CONSENT ORDER; no later than 45 days after the entry of orders appointing Lead Plaintiff and Plaintiffs' Lead Counsel pursuant to the PSLRA in this case or in any case with which it is consolidated, Plaintiffs shall serve and file a Consolidated Amended Complaint which shall serve as the operative complaint in the Consolidated Action and shall supersede any other complaints filed in and/or transferred to this Court. The s shall move, answer or otherwise respond to the Consolidated Amended Complaint within 60 days of service upon the s' counsel of the Consolidated Amended Complaint. Plaintiffs shall have 60 days to file a response to any motion to dismiss filed by s, and the moving (s) shall have 45 days to file a reply brief in support of their motion. (sac, ) (Entered: 02/24/2004) 02/23/ ORDER granting 15 Motion to Consolidate Cases 1:03cv8208 (as Lead Case) with 1:03-cv-8566, 1:03-cv-8612, 1:03-cv-8941, 1:03-cv-9150, 1:03-cv-9600, 1:03-cv-9615, 1:03-cv-9921, 1:03-cv-10049; that these actions, and any other action filed that is related to these actions, are consolidated into one action for all purposes, pursuant to F.R.C.P. 42(a). A Master File is hereby established for this proceeding. The Master File shall be Civil Action No. 03-cv-8208 (RO). The Clerk shall file all pleadings in the Master File and note such filings on the Master Docket. An original of this Order shall be filed by the Clerk in the Master File. The Clerk shall mail a copy of this Order to counsel of record in the consolidated action. Every pleading filed in the consolidated action shall have the following caption: In Re Morgan Stanley and Van Kampen Mutual s Securities Litigation, Civil Action No. 03-cv The Mauro Group is appointed lead plaintiff pursuant to Section 21D(a)(3)(E) of the Securities Exchange Act of Milberg Weiss is appointed Lead Counsel to the class and Chair of an Executive Committee comprised of the law firms of Milberg Weiss; Cauley Geller; Cohen Milstein; and Goodkind Labaton Rudoff & Sucharow LLP.. (Signed by Judge Richard Owen on 2/20/2004) (kkc, ) The Clerk's Office Has Mailed Copies. (Entered: 02/24/2004) 03/02/ RULE 7.1 DISCLOSURE STATEMENT. Document filed by Morgan Stanley, Morgan Stanley DW Inc., Morgan Stanley Investment Advisors Inc., Morgan Stanley Investments LP, Van Kampen Asset Management, Inc., Van Kampen Investments Inc. Received in the night deposit box on 3/2/04 at 6:46 p.m.(sb, ) (Entered: 03/05/2004) 03/17/ AFFIDAVIT OF SERVICE of Summons and Complaint, see annexed service list. Service was accepted by Dana Balacek. (sb, ) (Entered: 03/22/2004) 04/02/ TRANSCRIPT of proceedings held on 2/20/2004 before Judge Richard Owen.(jp, ) (Entered: 04/02/2004)

27 04/07/ STIPULATION AND ORDER that the lead plaintiffs' deadline for filing an amended complaint in this action is extended until 4/16/04; all other time periods establishing briefing deadlines that were previously agreed to by the parties and established by the ocur's 2/20/04 oral order remain intact. (Signed by Judge Richard Owen on 3/30/04) (dle, ) (Entered: 04/08/2004) 04/07/2004 Set/Reset Deadlines: Amended Pleadings due by 4/16/2004. (dle, ) (Entered: 04/08/2004) 04/16/ CONSOLIDATED AMENDED COMPLAINT amending 1 Complaint against Morgan Stanley, Morgan Stanley 21 st Century Trend, Morgan Stanley Active Assets California Tax-Free Trust, Morgan Stanley Active Assets Government Securities Trust, Morgan Stanley Active Assets Institutional Money Trust, Morgan Stanley Active Assets Money Trust, Morgan Stanley Active Assets Tax-Free Trust, Morgan Stanley Aggresive Equity, Morgan Stanley All Star Growth, Morgan Stanley Allocator, Morgan Stanley American Opportunities, Morgan Stanley Balanced Growth, Morgan Stanley Balanced Income, Morgan Stanley Biotechnology, Morgan Stanley California Tax-Free Daily Income Trust, Morgan Stanley California Tax-Free Income, Morgan Stanley Capital Opportunities Trust, Morgan Stanley Convertible Securities Trust, Morgan Stanley DW Inc., Morgan Stanley Developing Growth Securities, Morgan Stanley Distributors, Inc., Morgan Stanley Dividend Growth Securities, Morgan Stanley Equity, Morgan Stanley European Growth, Morgan Stanley Federal Securities Trust, Morgan Stanley Financial Services Trust, Morgan Stanley Flexible Income Trust, Morgan Stanley of s-domestic Portfolio, Morgan Stanley of s-international Portfolio, Morgan Stanley amental Value, Morgan Stanley Global Advantage, Morgan Stanley Global Dividend Growth Securities, Morgan Stanley Global Utilities, Morgan Stanley Growth, Morgan Stanley Hawaii Municipal Trust, Morgan Stanley Health Sciences Trust, Morgan Stanley High Income Advantage Trust II, Morgan Stanley High Yield Securities, Morgan Stanley Income Builder, Morgan Stanley Information, Morgan Stanley International, Morgan Stanley International Smallcap, Morgan Stanley International Value Equity, Morgan Stanley Investment Advisors Inc., Morgan Stanley Investments LP, Morgan Stanley Japan, Morgan Stanley KLD Social Index, Morgan Stanley Latin American Growth, Morgan Stanley Limited Duration, Morgan Stanley Limited Duration U.S. Treasury Trust, Morgan Stanley Limited Term Municipal Trust, Morgan Stanley Liquid Asset, Morgan Stanley Market Leader Trust, Morgan Stanley Mid-Cap Value, Morgan Stanley Multi-State Municipal Series Trust, Arizona Series, Morgan Stanley Multi-State Municipal Series Trust, Florida Series, Morgan Stanley Multi-State Municipal Series Trust, New Jersey Series, Morgan Stanley Multi- State Municipal Series Trust, Pennsylvania Series, Morgan Stanley Nasdaq-100 Index, Morgan Stanley Natural Resource Development Securities, Morgan Stanley New Discoveries, Morgan Stanley New York Municipal Money Market Trust, Morgan Stanley New York Tax-Free Income, Morgan Stanley Next Generation Trust, Morgan Stanley Pacific Growth, Morgan Stanley Prime Income Trust, Morgan Stanley Quality Income Trust, Morgan Stanley Real Estate, Morgan Stanley S&P 500 Index, Morgan Stanley Small-Mid Special Value, Morgan Stanley Special Growth, Morgan Stanley Special Value, Morgan Stanley Strategist, Morgan Stanley Tax-Exempt Securities Trust, Morgan Stanley Tax-Free Daily Income Trust, Morgan Stanley Tax-Managed Growth, Morgan Stanley Technology, Morgan Stanley Total Market Index, Morgan Stanley Total

28 Return Trust, Morgan Stanley U.S. Government Money Market Trust, Morgan Stanley U.S. Government Securities Trust, Morgan Stanley Utilities, Morgan Stanley Value, Morgan Stanley Value-Added Market Series/Equity Portfolio, Van Kampen Aggressive Growth, Van Kampen American Value, Van Kampen Asian Equity, Van Kampen Asset Management, Inc., Van Kampen California Insured Tax Free, Van Kampen Comstock B., Van Kampen Comstock, Van Kampen Corporate Bond, Van Kampen Emerging Growth, Van Kampen Emerging Markets, Van Kampen Emerging Markets Income, Van Kampen Enterprise, Van Kampen Equity Growth, Van Kampen Equity and Income, Van Kampen European Value Equity, Van Kampen Focus Equity, Van Kampen s, Inc., Van Kampen Global Equity Allocation, Van Kampen Global Franchise, Van Kampen Global Value Equity, Van Kampen Government Securities, Van Kampen Growth, Van Kampen Growth and Income, Van Kampen Harbor, Van Kampen High Income Corporate Bond, Van Kampen High Yield, Van Kampen High Yield Municipal, Van Kampen Insured Tax Free Income, Van Kampen Intermediate Term Muni Income, Van Kampen International Advantage, Van Kampen International Magnum, Van Kampen Investment Advisory Corp., Van Kampen Investments Inc, Van Kampen Latin American, Van Kampen Limited Maturity Government, Van Kampen Mid Cap Growth, Van Kampen Municipal Income, Van Kampen New York Tax Free Income, Van Kampen Pace, Van Kampen Pennsylvania Tax Free Income, Van Kampen Real Estate Securities, Van Kampen Reserve, Van Kampen Select Growth, Van Kampen Senior Loan, Van Kampen Small Cap Growth, Van Kampen Small Cap Value, Van Kampen Strategic Municipal Income fund, Van Kampen Technology, Van Kampen Technology B., Van Kampen US Government, Van Kampen Utility, Van Kampen Value, Van Kampen Value Opportunities.Document filed by Geneva Bevans. Related document: 1 Complaint. (sac, ) (Entered: 04/20/2004) 05/13/ NOTICE of Change of Address by Steven G. Schulman, Peter Edwards Seidman on behalf of Geneva Bevans, George Hurwitz, Thomas Mauro. New Address: Milberg Weiss Bershad & Schulman LLP, One Pennsylvania Plaza, New York, NY, , (212) (sac, ) (Entered: 05/14/2004) 05/17/ ENDORSED LETTER addressed to Judge Owen from Richard Rosen dated 5/3/2004 re: granting counsels request that this action be deemed related to case number 04-cv- 1363, also granting counsels proposed briefing schedule. (Signed by Judge Richard Owen on 5/14/2004) (jp, ) (Entered: 05/20/2004) 05/17/2004 CASE ACCEPTED AS RELATED TO 1:04-cv (jp, ) (Entered: 05/20/2004) 06/14/ STIPULATION AND ORDER Motions due by 7/2/2004. Replies due by 11/5/2004. Responses due by 9/17/2004 (Signed by Judge Richard Owen on 6/10/04) (dfe, ) (Entered: 06/14/2004) 06/15/ MOTION for Hilary K. Ratway to Appear Pro Hac Vice w/attch. affid. in support of Michael R. Reese. Document filed by Joel R. Cannon. (pl, ) (Entered: 06/17/2004) 06/23/ MOTION for and Adam T. Savett to Appear Pro Hac Vice. Document filed by Geneva Bevans et al. (cd, ) (Entered: 06/28/2004) 06/25/ ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney

29 for Joel R. Cannon; Edward J. Freeley; Ricardo Grimes; Henry C. Gross; George Hurwitz; Chris Jackson; Richard S. Johnson; Michael Malloy; Thomas Mauro; Meyer Mintz; Michele C. Powell; Paul G. Robert; Raymond Russell; Sheila Schwartz; Robert Weinberg; Geneva Bevans and Romilda Braatz, Adam T. Savett for Joel R. Cannon; Edward J. Freeley; Ricardo Grimes; Henry C. Gross; George Hurwitz; Chris Jackson; Richard S. Johnson; Michael Malloy; Thomas Mauro; Meyer Mintz; Michele C. Powell; Paul G. Robert; Raymond Russell; Sheila Schwartz; Robert Weinberg; Geneva Bevans and Romilda Braatz admitted Pro Hac Vice. (Signed by Judge Richard Owen on 6/24/04) (db, ) (Entered: 06/25/2004) 06/25/ ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney for Joel R. Cannon; Edward J. Freeley; Ricardo Grimes; Henry C. Gross; George Hurwitz; Chris Jackson; Richard S. Johnson; Michael Malloy; Thomas Mauro; Meyer Mintz; Michele C. Powell; Paul G. Robert; Raymond Russell; Sheila Schwartz; Robert Weinberg; Geneva Bevans and Romilda Braatz, Adam T. Savett for Joel R. Cannon; Edward J. Freeley; Ricardo Grimes; Henry C. Gross; George Hurwitz; Chris Jackson; Richard S. Johnson; Michael Malloy; Thomas Mauro; Meyer Mintz; Michele C. Powell; Paul G. Robert; Raymond Russell; Sheila Schwartz; Robert Weinberg; Geneva Bevans and Romilda Braatz admitted Pro Hac Vice. (Signed by Judge Richard Owen on 6/24/04) (db, ) (Entered: 06/25/2004) 06/25/ ENDORSED LETTER addressed to Judge Richard Owen from Richard Rosen dated 6/7/04 re: granting counsel for dfts' request for an extension of the briefing schedule as follows: submission of motions to dismiss is extended until 7/2/04; the deadline for the submission of response papers extended until 9/17/04 and the deadline for the submission of reply papers extended until 11/5/04. (Signed by Judge Richard Owen on 6/21/04) (dle, ) (Entered: 06/25/2004) 06/25/2004 Set/Reset Deadlines: Motions due by 7/2/2004. Replies due by 11/5/2004. Responses due by 9/17/2004 (dle, ) (Entered: 06/25/2004) 07/02/ MOTION to Dismiss with prejudice the claims asserted against them, or, in the alternative, MOTION to Strike plaintiffs' demand for punative damages. Document filed by the Morgan Stanley defendants. Return Date set for 11/19/ :30 AM. Return Date set for 11/19/ :30 AM. (moc, ) (Entered: 07/07/2004) 07/02/ DECLARATION of Charlotte Moses Fischman in Support re: 33 MOTION to Dismiss. MOTION to Strike. MOTION to Strike. Document filed by the Morgan Stanley defendants. (moc, ) (Entered: 07/07/2004) 07/02/ MEMORANDUM OF LAW in Support re: 33 MOTION to Dismiss. MOTION to Strike. MOTION to Strike. Document filed by the Morgan Stanley defendants. (moc, ) (Entered: 07/07/2004) 07/02/ MOTION to Dismiss all claims against defendants (listed below) in the Consolidated Amended Complaint. Document filed by Morgan Stanley, Morgan Stanley DW Inc., Morgan Stanley Distributors, Inc., Morgan Stanley Investment Advisors Inc., Morgan Stanley Investments LP, Morgan Stanley Investments Management Inc., Van Kampen Asset Management, Inc., Van Kampen s, Inc., Van Kampen Investments Inc. Philip J. Purcell, Mitchell M. Merin, Bruce Alonso, and Charles A. Fiumefreddo Return Date set for 11/19/2004. (tr, ) (Entered: 07/07/2004) 07/02/ MEMORANDUM OF LAW in Support re: 36 MOTION to Dismiss.. Document filed

30 by Morgan Stanley, Morgan Stanley DW Inc., Morgan Stanley Distributors, Inc., Morgan Stanley Investment Advisors Inc., Morgan Stanley Investment Management Inc., Van Kampen Asset Management, Inc., Van Kampen s, Inc., Van Kampen Investments Inc, Philip J. Purcell, Mitchell M. Merin, Bruce Alonso, and Charles A. Fiumefreddo (tr, ) (Entered: 07/07/2004) 07/02/ AFFIDAVIT of Richard A. Rosen in Support re: 37 Memorandum of Law in Support of Motion,. Document filed by Morgan Stanley, Morgan Stanley DW Inc., Morgan Stanley Distributors, Inc., Morgan Stanley Investment Advisors Inc., Morgan Stanley Investments LP, Van Kampen Asset Management, Inc., Van Kampen s, Inc., Van Kampen Investments Inc, Morgan Stanley Investment Management Inc., Philip J. Purcell, Mitchell M. Merin, Bruce Alonso, and Charles A. Fiumefreddo. (tr, ) (Entered: 07/07/2004) 07/12/ ORDER granting 32 Motion for Daniel S. Sommer and Adam T. Savett to Appear Pro Hac Vice. (Signed by Judge Richard Owen on 7/9/2004) (jsa, ) (Entered: 07/13/2004) 07/12/ ORDER granting 28 Motion for Hilary K. Ratway to Appear Pro Hac Vice. (Signed by Judge Richard Owen on 7/9/2004) (jsa, ) (Entered: 07/13/2004) 09/16/ STIPULATION AND ORDER plaintiffs shall file their response to the motion to dismiss the consolidated amended complaint on 9/22/04. s shall file any reply to plaintiffs' opposition on 11/10/04. So Ordered. (Signed by Judge Richard Owen on 9/15/04) (jco, ) (Entered: 09/20/2004) 09/22/ MEMORANDUM OF LAW in Opposition re: 36 MOTION to Dismiss. Document filed by Geneva Bevans, George Hurwitz, Thomas Mauro, Paul G. Robert, Sheila Schwartz, Robert Weinberg. Received in the night deposit box on 9/22/04 at 9:41 P.M..(sac, ) (Entered: 09/23/2004) 09/22/ AFFIDAVIT of Michael R. Reese in Opposition re: 36 MOTION to Dismiss. Document filed by Geneva Bevans, George Hurwitz, Thomas Mauro, Paul G. Robert, Sheila Schwartz, Robert Weinberg. Received in the night deposit box on 9/22/04 at 9:41 P.M.. (sac, ) (Entered: 09/23/2004) 11/19/ REPLY MEMORANDUM OF LAW in Support of re: 36 MOTION to Dismiss. Document filed by the Independent Directors and the Morgan Stanley Proprietary s. (kw, ) (Entered: 11/23/2004) 11/19/ REPLY MEMORANDUM OF LAW in Support re: 36 MOTION to Dismiss. Document filed by Morgan Stanley, Morgan Stanley DW Inc., Morgan Stanley Distributors, Inc., Morgan Stanley Investment Advisors Inc., Morgan Stanley Investments LP, Van Kampen Asset Management, Inc., Van Kampen s, Inc., Van Kampen Investments Inc. (db, ) Modified on 11/29/2004 (db, ). Received in night deposit box on 11/19/04 at 6:35 p.m. (Entered: 11/29/2004) 11/19/ REPLY AFFIDAVIT of Richard A. Rosen in Support re: defendants 36 MOTION to Dismiss. (db, ) (Entered: 11/29/2004) 12/03/ MEMORANDUM OF LAW in Opposition re: 36 MOTION to Dismiss, 33 MOTION to Dismiss. Document filed by Geneva Bevans, Romilda Braatz, Joel R. Cannon, Edward J. Freeley, Ricardo Grimes, Henry C. Gross, George Hurwitz, Chris Jackson, Richard S. Johnson Jr., Michael Malloy, Thomas Mauro, Meyer Mintz, Michele C.

31 Powell, Paul G. Robert, Raymond Russell, Sheila Schwartz, Robert Weinberg. (ps, ) (Entered: 12/14/2004) 12/17/ TRANSCRIPT of proceedings held on 12/10/04 before Judge Richard Owen.(Gonzalez, Jose) (Entered: 12/17/2004) 03/09/ MOTION for Leave to File a Supplemental Pleading. Document filed by Plntffs Return Date set for 4/22/ :30 PM. (pf, ) (Entered: 03/17/2005) 03/09/ PLNTFFS MEMORANDUM OF LAW in Support re: 49 MOTION for Leave to File.. (pf, ) (Entered: 03/17/2005) 03/09/ NOTICE of Change of Address by Charlotte Moses Fischman on behalf of Morgan Stanley. New Address: Kramer Levin Naftalis & Frankel LLP, 1177 Avenue of the Americas, New York, NY, 10036, (212) (ae, ) (Entered: 03/17/2005) 03/30/ STIPULATION AND ORDER that defts shall have until 4/25/05, to file their opposition to the Motion for Leave; plntfs shall have until 5/16/05, to file their reply; oral argument on the Motion for Leave currently scheduled for 4/22/05, shall be rescheduled sine die. (Signed by Judge Richard Owen on 3/29/05) (cd, ) (Entered: 04/04/2005) 04/25/ MEMORANDUM OF LAW in Opposition re: 49 MOTION for Leave to File. Document filed by Morgan Stanley et al. (kw, ) (Entered: 04/28/2005) 04/25/ AFFIDAVIT of Richard A. Rosen in Opposition re: 49 MOTION for Leave to File. Document filed by Morgan Stanley et al. (kw, ) (Entered: 04/28/2005) 04/25/ RESPONSE to Motion re: 49 MOTION for Leave to File a supplemental pleading Document filed by Van Kampen s, Inc.. (jsa, ) (Entered: 05/02/2005) 05/31/ PLAINTIFFS' REPLY MEMORANDUM OF LAW in Support re: 49 MOTION for Leave to File.. (djc, ) (Entered: 06/03/2005) 06/30/ ENDORSED LETTER addressed to Judge Owen from Richard A. Rosen dated 6/29/05 re: counsel seeks Your Honor's permission to file nine-page sur-reply to plaintiffs' motion. Granted.. (Signed by Judge Richard Owen on 6/29/05); Sur-Reply not attached. (djc, ) (Entered: 07/05/2005) 07/01/ Sur-REPLY MEMORANDUM OF LAW in Opposition re: 49 MOTION for Leave to File. Document filed by Morgan Stanley et al. (kw, ) (Entered: 07/01/2005) 07/06/2005 Minute Entry for proceedings held before Judge Richard Owen : Oral Argument held on 7/6/2005 re: 49 MOTION for Leave to File. filed by Geneva Bevans,. (pl, ) (Entered: 07/11/2005) 04/18/ MEMORANDUM AND ORDER granting 33 Motion to Dismiss, granting 36 Motion to Dismiss. s' motion to dismiss is granted in its entirety. So Ordered.(Signed by Judge Richard Owen on 4/14/06) (jco, ) Modified on 4/18/2006 (jco, ). (Entered: 04/18/2006) 04/18/2006 Transmission to Judgments and Orders Clerk. Transmitted re: 59 Order on Motion to Dismiss, to the Judgments and Orders Clerk. (jco, ) (Entered: 04/18/2006) 04/18/ MEMORANDUM AND ORDER s' additional arguments for denying the

32 motion need not be considered. The motion is denied in its entirety. The foregoing is So Ordered. (Signed by Judge Richard Owen on 4/14/06) (jco, ) (Entered: 04/18/2006) 04/21/ CLERK'S JUDGMENT in favor of defendants granting their motion to dismiss. (Orig. fld in 03 Cv 8208)(Signed by Judge Richard Owen on 4/21/06) Filed In Associated Cases: 1:03-cv RO,1:03-cv RO,1:03-cv RO,1:03-cv RO,1:03-cv RO, 1:03-cv RO,1:03-cv RO,1:03-cv RO,1:03-cv RO(jf, ) Modified on 4/21/2006 (jf, ). (Entered: 04/21/2006) 04/24/2006 Mailed notice of Right to Appeal re: 61 Clerk's Judgment, and to Attorney(s) of Record: Aaron Lee Brody, Charlotte Moses Fischman, David Corey Katz, Christopher J. Keller, Eduard Korsinsky, Andrew J. Morganti, Brian Philip Murray, Daniel Adam Osborn, Charles J. Piven, Andrei V. Rado, Hilary R. Ratway, Michael Robert Reese, Samuel Howard Rudman, Adam T. Savett, Steven G. Schulman, Peter Edward Seidman,, Ralph M. Stone, Catherine A. Torell, Melvyn I. Weiss. (tve, ) (Entered: 04/25/2006) 11/26/ NOTICE of Notice of Firm Name Change. Document filed by Richard S. Johnson, Jr, Michael Malloy, Sheila Schwartz, Robert Weinberg, George Hurwitz, Thomas Mauro, Paul G. Robert, Geneva Bevans, Raymond Russell, Romilda Braatz, Ricardo Grimes, Michele C. Powell, Meyer Mintz, Joel R. Cannon, Edward J. Freeley, Chris Jackson, Henry C. Gross. (Torell, Catherine) (Entered: 11/26/2008) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at