U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:01-cv SAS. Parties and Attorneys

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1 US District Court Civil Docket as of 6/28/2007 Retrieved from the court on Tuesday, November 25, 2008 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:01-cv SAS TippingPoint IPO, et al v. McHale, et al Date Filed: Dec. 05, 2001 Status: Open Nature of suit: 850 Securities/Commodities Demand: $0 Assigned to: Judge Shira A. Scheindlin Cause: 15:77 Securities Fraud Jurisdiction: Federal Question Jury demand: Related cases: 1:21-mc SAS Tippingpoint Technologies, Inc. formerly known as:netpliance, Inc. Parties and Attorneys Hughes & Luce, L.L.P Main Street Suite 2800 Dallas, TX (214) Hughes Luce LLP 1717 Main Street Suite 2800 Dallas, TX (214) Brian Levy Melvyn I. Weiss Milberg Weiss Bershad & Schulman LLP (NYC) One Pennsylvania Plaza New York, NY 10119

2 (212) Fax: (212) Stanley D Bernstein Bernstein Liebhard & Lifshitz, LLP 10 East 40th Street New York, NY (212) Fax: (212) John F. McHale Kent A. Savage Donaldson, Lufkin & Jenrette Securities Corp. TERMINATED: 05/30/2002 Bancboston Robertson Stephens, Inc. TERMINATED: 05/30/2002 Chase Hambrecht & Quist LLC DLJdirect, Inc.

3 Credit Suisse First Boston Corp. Robertson Stephens, & Co. Brendan Joseph Dowd O'Melveny & Myers LLP 7 Times Square New York, NY (212) Fax: (212) Fleetboston Robertson Stephens, Inc. J.P. Morgan Sec. Joseph Michael McLaughlin Simpson Thacher & Bartlett LLP (NY) 425 Lexington Avenue New York, NY (212) Fax: (212) Docket ProceedingsReverse Proceedings 1 Dec. 05, COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ RECEIPT # (db) (Entered: 12/12/2001) 2 Dec. 05, 2001 Magistrate Judge Gabriel W. Gorenstein is so designated. (db) (Entered: 12/12/2001) 3 Dec. 05, 2001 Case accepted as related to 1:21mc92. (db) (Entered: 12/12/2001) 4 Jan. 04, RULE 1.9 CERTIFICATE filed by Chase Hambrecht. (bai) (Entered: 01/09/2002) 5 Apr. 15, NOTICE OF MOTION by Brian Levy for an order, appointing Movant as Lead Pltff ; for an order, approving Movant's selection of the IPO Litigation Pltffs' Executive Committee to serve as Lead Counsel ; Return Date not indicated. (sac) (Entered: 05/07/2002) 6 Apr. 15, MEMORANDUM OF LAW by Brian Levy in support of [3-1] motion for an order, appointing Movant as Lead Pltff, [3-2] motion for an order, approving Movant's selection of the IPO Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 05/07/2002) 7 Apr. 15, DECLARATION of Gregory M. Egleston by Brian Levy in support Re:

4 [3-1] motion for an order, appointing Movant as Lead Pltff, [3-2] motion for an order, approving Movant's selection of the IPO Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 05/07/2002) 8 May 22, AFFIDAVIT OF SERVICE of S&C as to Donaldson & Jenrette by Tracy Del Duca on 5/28/02. (sac) (Entered: 07/23/2002) 9 May 30, AMENDED COMPLAINT by Brian Levy amending [1-1] complaint ; Summons issued. (ac) (Entered: 07/26/2002) 10 Jun. 13, AFFIDAVIT OF SERVICE of S&C as to Bancboston Robertson by Stephen Austin, managing agent, on 5/29/02. (sac) (Entered: 07/25/2002) 11 Jun. 14, AFFIDAVIT OF SERVICE of S&C as to Chase Hambrecht by Kiki Taliaferro, managing agent, on 5/30/02. (sac) (Entered: 07/26/2002) 12 Jun. 24, AFFIDAVIT OF SERVICE of S&C as to Tippingpoint, Inc. by Jim Cahill, managing agent, on 5/28/02. (sac) (Entered: 07/26/2002) 13 Jun. 24, AFFIDAVIT OF SERVICE of S&C as to Kent A. Savage by Jim Cahill, co-worker, on 5/28/02. (sac) (Entered: 07/26/2002) 14 Jun. 24, AFFIDAVIT OF SERVICE of S&C as to John F. McHale by Jim Cahill, co-worker, on 5/28/02. (sac) (Entered: 07/26/2002) 15 Oct. 15, 2002 (UNSIGNED) STIPULATION OF DISMISSAL; this action purs. to Stipulation and Order entered in 21 mc 92, doc. #5059, hereby dismisses without prejudice and without costs as to defts Kent Savage and John McHale. (Orig. filed and signed by Judge Scheindlin in 21 mc 92.) (sac) (Entered: 03/11/2003) 16 Mar. 06, Order admitting attorney pro hac vice, The admitted attorneys, Bobby M. Rubarts and are permitted to appear pro hac vice in whole or in part as counsel or advocate on behalf of TippingPoint Technologies, Inc., John F. McHale, and Kent A. Savage. ( signed by Judge Shira A. Scheindlin ) (sb) (Entered: 03/07/2003) 17 Mar. 18, 2003 CASHIER'S OFFICE REMARK on [13-1] order The admitted attorneys, and are permitted to appear pro hac vice in whole or in part as counsel or advocate on behalf of TippingPoint Technologies, Inc., John F. McHale, and Kent A. Savage., [13-2] order in the amount of $50 paid on 3/18/03 Receipt # (sac) (Entered: 03/31/2003) 18 Jul. 21, ANSWER by J.P. Morgan Sec. to [9-1] amended complaint. (Attorney Joseph M. McLaughlin from the Simpson, Thacher & Bartlett, LLP)... rec'd in the night deposit box on 7/21/03 at 6:38 p.m. (sac) (Entered: 08/13/2003) 19 Jul. 21, ANSWER by Robertson Stephens to [9-1] amended complaint. (Attorney Brendan Joseph Dowd from the O'Melveny & Myers, LLP)... rec'd in the night deposit box on 7/21/03 at 7:10 p.m. (sac) (Entered: 08/18/2003) 20 Aug. 13, ANSWER to Amended Class Action Complaint. Document filed by Credit Suisse First Boston Corp.. Related document: 9 Amended Complaint filed by Brian Levy.(sac, ) (Entered: 03/31/2004) 21 Jun. 28, 2007 STIPULATION AND ORDER that the Stipulation and Agreement of Settlement with defendant Issuers and Individuals submitted to the Court on 6/10/4, is hereby terminated purs to Paragraph 39 of the Proposed

5 Partial Settlement. However, purs to paragraph 40 of the Proposed Partial Settlement, that paragraph, and the paragraphs referred to therein, shall survive the termination of the Proposed Partial Settlement. This Stipulation resolves (5527) Motion to Approve of Class action settlement. The Clerk of Court is directed to close this motion. This document relates to: All cases listed on Schedule I. (orig fld in 21mc92, #5620). (Signed by Judge Shira A. Scheindlin on 6/25/07) (cd) (Entered: 07/30/2007)

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