U.S. District Court District of Maryland (Greenbelt) CIVIL DOCKET FOR CASE #: 8:01-cv AH

Transcription

1 US District Court Civil Docket as of 09/15/2003 Retrieved from the court on Tuesday, June 06, 2006 U.S. District Court District of Maryland (Greenbelt) CIVIL DOCKET FOR CASE #: 8:01-cv AH Spirgel, et al v. USEC Inc., et al Assigned to: Senior Judge Alexander Harvey, II Demand: $0 Case in other court: USDC Kentucky, 00-CV-333 Cause: 15:77 Securities Fraud Date Filed: 06/26/2001 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Paul Spirgel on behalf of himself and all others similarly situated represented by Paul D. Young Milberg Weiss Bershad Hynes and Lerach LLP One Pennsylvania Plz 49th Fl New York, NY Fax: Steven G Schulman Milberg Weiss Bershad and Schulman LLP One Pennsylvania Plz 49th Fl New York, NY Fax: sschulman@milbergweiss.com TERMINATED: 02/19/2002 Jacqueline Sailer Rabin and Peckel LLP PH 275 Madison Ave New York, NY Fax: Plaintiff Howard Cohen represented by Charles J Piven

2 Charles J Piven PA The World Trade Center 401 E Pratt St Ste 2525 Baltimore, MD Fax: piven@pivenlaw.com Marshall N Perkins Charles J Piven PA The World Trade Center 401 E Pratt St Ste 2525 Baltimore, MD Fax: perkins@pivenlaw.com Sherrie R Savett Berger and Montague PC 1622 Locust St Philadelphia, PA Fax: ssavett@bm.net Plaintiff Myles Wren Plaintiff Howard Cohen represented by Barbara A Podell Berger and Montague PC 1622 Locust St Philadelphia, PA Fax: Plaintiff Myles Wren Plaintiff Aaron Brody represented by Joseph H Weiss

3 on his behalf and on behalf of all others similarly situated Weiss and Yourman The French Bldg 551 Fifth Ave Ste 1600 New York, NY Fax: Jacqueline Sailer Plaintiff Jack Lockwood On behalf of himself and all others similarly situated represented by Fred Taylor Isquith Wolf Haldenstein Adler Freeman and Herz LLP 270 Madison Ave New York, NY Fax: Jacqueline Sailer Plaintiff David J. Steinberg on behalf of "themselves" and all others similarly situated represented by Stuart H Savett Savett Frutkin Podell and Ryan PC PH 325 Chestnut St Ste 700 Philadelphia, PA Fax: Jacqueline Sailer Plaintiff Chaile B. Steinberg on behalf of "themselves" and all others similarly situated represented by Stuart H Savett

4 Jacqueline Sailer V. Consol Plaintiff Arthur Spina on his behalf and on behalf of all others similarly situated represented by Joseph H Weiss Consol Plaintiff Jay V. Grimm on behalf of himself and all others similarly situated represented by Marvin L. Frank Rabin and Peckel LLP PH 275 Madison Ave New York, NY Fax: Consol Plaintiff Ira Saul Schmookler on behalf of himself and all others similarly situated represented by Curtis V Trinko Law Office of Curtis V Trinko 16 W 46th St Seventh Floor New York, NY Fax: Consol Plaintiff Francis Solomon on behalf of herself and all others similarly situated Consol Plaintiff Menachem Sklar represented by Peter D Bull Bull and Lifshitz LLP 246 W 38th St New York, NY

5 Fax: Consol Plaintiff Stella Sheremet on behalf of herself and all others similarly situated represented by Paul J. Geller Cauley Geller et al PO Box Little Rock, AR Fax: Marc A Topaz Schiffrin and Barroway LLP 280 King of Prussia Rd Radnor, PA Fax: mtopaz@sbclasslaw.com V. Defendant USEC Inc. represented by Andy Gene Rickman Skadden Arps Slate Meagher and Flom LLP 1440 New York Ave NW Ste 900 Washington, DC Fax: August J Matteis, Jr Skadden Arps Slate Meagher and Flom LLP 1440 New York Ave NW Ste 900 Washington, DC Fax: Richard L Brusca Skadden Arps Slate Meagher and Flom

6 LLP 1440 New York Ave NW Ste 900 Washington, DC Fax: Robert S Bennett Skadden Arps Slate Meagher and Flom LLP 1440 New York Ave NW Ste 900 Washington, DC Fax: Defendant William H. Timbers, Jr. represented by Andy Gene Rickman August J Matteis, Jr Richard L Brusca Robert S Bennett Defendant Henry Z. Shelton, Jr. represented by Andy Gene Rickman August J Matteis, Jr

7 Richard L Brusca Robert S Bennett Defendant J. William Bennett represented by Andy Gene Rickman August J Matteis, Jr Richard L Brusca Robert S Bennett Defendant Morgan Stanley Dean Witter Co. Inc. represented by Andrew H Marks Crowell and Moring LLP 1001 Pennsylvania Ave NW Washington, DC Fax:

8 Bridget E Calhoun Crowell and Moring LLP 1001 Pennsylvania Ave NW Washington, DC Fax: Evan R Chesler Cravath Swaine and Moore 825 Eighth Ave Worldwide Plaza New York, NY Fax: Daniel Slifkin Cravath Swaine and Moore 825 Eighth Ave Worldwide Plaza New York, NY Fax: Cravath Swaine and Moore 825 Eighth Ave Worldwide Plaza New York, NY Fax: Defendant Merrill Lynch & Co. Daniel Slifkin

9 Defendant Janney Montgomery Scott Inc. Daniel Slifkin Defendant Lehman Brothers Daniel Slifkin Defendant Prudential Securities Incorporated Daniel Slifkin Defendant Salomon Smith Barney

10 Daniel Slifkin Defendant M.R. Beal & Co. Daniel Slifkin V. Consol Defendant USEC Inc. represented by August J Matteis, Jr Richard L Brusca Robert S Bennett Tamara S. Rickman Verner, Liipfert, Bernhard, et al Greensboro Drive Suite 601 McLean, VA

11 Consol Defendant William H. Timbers, Jr. represented by August J Matteis, Jr Richard L Brusca Robert S Bennett Tamara S. Rickman Consol Defendant Henry Z. Shelton, Jr. represented by August J Matteis, Jr Curtis V Trinko Richard L Brusca Robert S Bennett Tamara S. Rickman

12 Consol Defendant William Bennett represented by August J Matteis, Jr Curtis V Trinko Richard L Brusca Robert S Bennett Tamara S. Rickman Consol Defendant Morgan Stanley Dean Witter Co. Inc. represented by Andrew H Marks Bridget E Calhoun Evan R Chesler

13 Consol Defendant Merrill Lynch & Co. Consol Defendant Janney Montgomery Scott Inc. Consol Defendant Lehman Brothers Consol Defendant Prudential Securities Incorporated

14 Consol Defendant Salomon Smith Barney Consol Defendant M.R. Beal & Co. Date Filed # Docket Text 06/26/2001 Original file consisting of pleadings: 1 thru 45; certified copy of order and docket sheet received from Western District of Kentucky (Paducah) (mib, Deputy Clerk) (Entered: 06/26/2001) 06/26/ COMPLAINT filed; FILING FEE $ RECEIPT # (lad, Deputy Clerk) Modified on 06/28/2001 (Entered: 06/27/2001) 06/26/ DEMAND for jury trial by Paul Spirgel (lad, Deputy Clerk) (Entered: 06/27/2001) 06/26/2001 SUMMONS(ES) issued for USEC Inc., William H. Timbers Jr., Henry Z. Shelton Jr., J. William Bennett, Morgan Stanley Dean, Merrill Lynch & Co., Janney Montgomery, Lehman Brothers, Prudential, Salomon Smith Barney, M.R. Beal & Co. (lad, Deputy Clerk) (Entered: 06/27/2001) 06/26/ MOTION with memorandum in support by Howard Cohen, Myles Wren for Consolidation, Appointment as Lead Plaintiffs, and for Approval of their Selection of Lead and Liaison Counsel (lad, Deputy Clerk) (Entered: 06/27/2001) 06/26/ MOTION with memorandum in support by USEC Inc., William H. Timbers Jr., Henry Z. Shelton Jr., J. William Bennett to Transfer Venue (lad, Deputy Clerk) (Entered: 06/27/2001) 06/26/ MOTION with memorandum in support by USEC Inc., William H. Timbers Jr., Henry Z. Shelton Jr., J. William Bennett to Strike [27-1] motion for Consolidation; [27-2] motion Appointment as Lead Plaintiffs; [27-3] motion for Approval of their Selection of Lead and Liaison Counsel (lad, Deputy Clerk) (Entered: 06/27/2001) 06/26/ MOTION with memorandum in support by Morgan Stanley Dean, Merrill Lynch & Co., Janney Montgomery, Lehman Brothers, Prudential, Salomon Smith Barney, M.R. Beal & Co. to Strike [27-1] motion for Consolidation; [27-2] motion Appointment as Lead Plaintiffs; [27-3] motion for Approval of their Selection of Lead and Liaison Counsel (lad, Deputy Clerk) (Entered: 06/27/2001) 06/26/ REPLY by Howard Cohen, Myles Wren to response to [27-1] motion for

15 Consolidation; [27-2] motion Appointment as Lead Plaintiffs; [27-3] motion for Approval of their Selection of Lead and Liaison Counsel (lad, Deputy Clerk) (Entered: 06/27/2001) 06/26/ REPLY by USEC Inc., William H. Timbers Jr., Henry Z. Shelton Jr., J. William Bennett to response to [29-1] motion to Strike [27-1] motion for Consolidation; [27-2] motion Appointment as Lead Plaintiffs; [27-3] motion for Approval of their Selection of Lead and Liaison Counsel Jr. (lad, Deputy Clerk) (Entered: 06/27/2001) 06/26/ REPLY by USEC Inc., William H. Timbers Jr., Henry Z. Shelton Jr., J. William Bennett to response to [28-1] motion to Transfer Venue (lad, Deputy Clerk) (Entered: 06/27/2001) 06/26/ REPLY by Morgan Stanley Dean, Merrill Lynch & Co., Janney Montgomery, Lehman Brothers, Prudential, Salomon Smith Barney, M.R. Beal & Co. to response to [30-1] motion to Strike [27-1] motion for Consolidation; [27-2] motion Appointment as Lead Plaintiffs; [27-3] motion for Approval of their Selection of Lead and Liaison Counsel (lad, Deputy Clerk) (Entered: 06/27/2001) 06/26/ MEMORANDUM OPINION and Order "GRANTING" Motion to Trasnfer Venue and "TRANSFERRING" Case to the District of Maryland ( signed by Judge Joseph H. McKinley, Jr.) (lad, Deputy Clerk) (Entered: 06/27/2001) 06/27/ Correspondence/Local Rule 101 mailed re: transfer in (elt, Deputy Clerk) (Entered: 06/27/2001) 07/17/ MOTION by USEC Inc., William H. Timbers Jr., Henry Z. Shelton Jr., J. William Bennett for Andy G Rickman to Appear Pro Hac Vice (rank, Deputy Clerk) (Entered: 07/19/2001) 07/17/ ORDER granting [47-1] motion for Andy G Rickman to Appear Pro Hac Vice ( signed by Judge Peter J. Messitte ) dated 7/17/01 (c/m 7/18/01 rk) (rank, Deputy Clerk) (Entered: 07/19/2001) 07/17/ MOTION by USEC Inc., William H. Timbers Jr., Henry Z. Shelton Jr., J. William Bennett for August J Matteis Jr to Appear Pro Hac Vice (rank, Deputy Clerk) (Entered: 07/19/2001) 07/17/ ORDER granting [48-1] motion for August J Matteis Jr to Appear Pro Hac Vice ( signed by Judge Peter J. Messitte ) dated 7/17/01 (c/m 7/18/01 esp ) (rank, Deputy Clerk) (Entered: 07/19/2001) 07/24/2001 Tele-conference held before Messitte, J. (In Chambers) (rank, Deputy Clerk) (Entered: 07/26/2001) 07/24/ Stipulation by Plaintiffs and Individual defendants and Proposed Consolidation Order (c/s) (rank, Deputy Clerk) Modified on 08/03/2001 (Entered: 08/03/2001) 07/24/ PROPOSED ORDER Appointing Lead Plaintiffs and Lead Counsel and Denying defendant's Motion to strike Class Allegations (c/s) (rank, Deputy Clerk) (Entered: 08/03/2001) 07/24/ STIPULATION and PROPOSED SCHEDULING ORDER (c/s) (rank, Deputy

16 Clerk) (Entered: 08/03/2001) 07/30/ MOTION by Paul Spirgel for Charles J. Fitzpatrik to Withdraw as Attorney (c/s) (rank, Deputy Clerk) (Entered: 08/03/2001) 07/30/ NOTICE of attorney appearance for Morgan Stanley Dean by Andrew H. Marks, Bridget E. Calhoun (c/s) (rank, Deputy Clerk) (Entered: 08/03/2001) 07/31/ MOTION by USEC Inc., William H. Timbers Jr., Henry Z. Shelton Jr., J. William Bennett for Robert S Bennett to Appear Pro Hac Vice (rank, Deputy Clerk) (Entered: 08/03/2001) 07/31/ ORDER granting [54-1] motion for Robert S Bennett to Appear Pro Hac Vice ( signed by Judge Peter J. Messitte ) dated 7/24/01 (c/m 7/31/01 esp ) (rank, Deputy Clerk) (Entered: 08/03/2001) 08/03/2001 CASE reassigned from Judge Peter J. Messitte to Sr Judge Alexander Harvey II (rank, Deputy Clerk) (Entered: 08/03/2001) 08/03/ NOTICE of reassignment mailed to parties (rank, Deputy Clerk) (Entered: 08/03/2001) 08/08/ MOTION by Morgan Stanley Dean, Merrill Lynch & Co., Janney Montgomery, Lehman Brothers, Prudential, Salomon Smith Barney, M.R. Beal & Co. for James E Canning to Appear Pro Hac Vice (c/s) (mms, Deputy Clerk) (Entered: 08/08/2001) 08/08/ ORDER granting [56-1] Motion for to Appear Pro Hac Vice. Fee paid. (signed by Sr Judge Alexander Harvey II 8/8/01) (c/i 8/8/01 ms) (mms, Deputy Clerk) (Entered: 08/08/2001) 08/08/ MOTION by Morgan Stanley Dean, Merrill Lynch & Co., Janney Montgomery, Lehman Brothers, Prudential, Salomon Smith Barney, M.R. Beal & Co. for Evan R Chesler to Appear Pro Hac Vice (c/s) (mms, Deputy Clerk) (Entered: 08/08/2001) 08/08/ ORDER granting [57-1] motion for Evan R Chesler to Appear Pro Hac Vice. Fee paid. (signed by Sr Judge Alexander Harvey II 8/8/01) (c/i 8/8/01 ms) (mms, Deputy Clerk) Modified on 08/08/2001 (Entered: 08/08/2001) 08/08/2001 Status conference held in open court before Sr. Judge Harvey. (Court Reporter: L. Prince) (pat, Deputy Clerk) (Entered: 10/16/2001) 08/10/2001 Consolidated Lead Case (jnl, Deputy Clerk) (Entered: 08/13/2001) 08/10/ ORDER CONSOLIDATING cases H , H , H , H , H , H , H , H , H , H for all purposes, the Master File shall be civil case H as therein set forth ( signed by Sr Judge Alexander Harvey II 8/10/01) (c/m 8/13/01 jl) (jnl, Deputy Clerk) Modified on 08/13/2001 (Entered: 08/13/2001) 08/10/ ORDER granting [52-1] motion for Charles J. Fitzpatrik to Withdraw as Attorney ( signed by Sr Judge Alexander Harvey II 8/8/01) (c/i 8/13/01) (jnl, Deputy Clerk) (Entered: 08/13/2001) 09/04/ MOTION by Jay V. Grimm for Marvin L. Frank to Appear Pro Hac Vice (jnl,

17 Deputy Clerk) (Entered: 09/04/2001) 09/04/ ORDER granting [60-1] motion for Marvin L. Frank to Appear Pro Hac Vice (fee pd) ( signed by Sr Judge Alexander Harvey II 9/4/01) (c/i 9/4/01) (jnl, Deputy Clerk) (Entered: 09/04/2001) 09/26/ MOTION by Morgan Stanley Dean in 8:01-cv-01858, Merrill Lynch & Co. in 8:01-cv-01858, Janney Montgomery in 8:01-cv-01858, Lehman Brothers in 8:01- cv-01858, Prudential in 8:01-cv-01858, Salomon Smith Barney in 8:01-cv-01858, M.R. Beal & Co. in 8:01-cv for Daniel Slifkin to Appear Pro Hac Vice (c/s) (mms, Deputy Clerk) (Entered: 09/27/2001) 09/27/ ORDER granting [61-1] Motion of Defendants for Daniel Slifkin to Appear Pro Hac Vice ( signed by Sr Judge Alexander Harvey II 9/26/01) (c/i 9/27/01 ms) (mms, Deputy Clerk) (Entered: 09/27/2001) 10/11/ NOTICE of by USEC Defendants of Supplemental Authority (c/s) (cag, Deputy Clerk) (Entered: 10/11/2001) 10/16/ DECLARATION by Paul Spirgel with Attachments A & B (c/s) (mms, Deputy Clerk) (Entered: 10/16/2001) 10/16/2001 Motion hearing re: [27-3] motion for Approval of their Selection of Lead and Liaison Counsel, [30-1] motion to Strike [27-1] motion for Consolidation; [27-2] motion Appointment as Lead Plaintiffs; [27-3] motion for Approval of their Selection of Lead and Liaison Counsel, [29-1] motion to Strike [27-1] motion for Consolidation; [27-2] motion Appointment as Lead Plaintiffs; [27-3] motion for Approval of their Selection of Lead and Liaison Counsel "HELD SUB CURIA" for reasons stated in open court. (Court Reporter: L. Prince) (pat, Deputy Clerk) (Entered: 10/16/2001) 10/22/ MEMORANDUM OPINION (signed by Sr Judge Alexander Harvey II 10/22/01) (c/m 10/22/01 chambers) (mms, Deputy Clerk) (Entered: 10/22/2001) 10/22/ ORDER granting [27-2] motion of Cohen and Wren for Appointment as Lead Plaintiffs, granting [27-3] motion of lead plaintiffs for Approval of their Selection of Lead and Liaison Counsel; DENYING motion to strike class allegations of the USEC; DENYING motion to strike class allegations of Underwriter defendants; DIRECTING lead counsel to file an amended complaint within 45 days; DIRECTING defendants to answer or respond to amended complaint within 30 days after it has been filed ( signed by Sr Judge Alexander Harvey II 10/22/01) (c/m 10/22/01 chambers) (jnl, Deputy Clerk) (Entered: 05/01/2002) 10/23/ MOTION by Paul Spirgel for Paul D. Young to Appear Pro Hac Vice (c/s) (mms, Deputy Clerk) (Entered: 10/23/2001) 10/23/ ORDER granting [66-1] motion for Paul D. Young to Appear Pro Hac Vice. Fee paid. (signed by Sr Judge Alexander Harvey II 10/22/01) (c/i 10/23/01 ms) (mms, Deputy Clerk) (Entered: 10/23/2001) 10/23/ MOTION by Paul Spirgel, Aaron Brody, Jack Lockwood, David J. Steinberg, Chaile B. Steinberg for Jacqueline Sailer to Appear Pro Hac Vice (c/s) (mms, Deputy Clerk) (Entered: 10/24/2001)

18 10/23/ ORDER granting [67-1] Motion for Jacqueline Sailer to Appear Pro Hac Vice. Fee paid. (signed by Sr Judge Alexander Harvey II 10/23/01) (c/i 10/24/01 ms) (mms, Deputy Clerk) (Entered: 10/24/2001) 12/06/ CONSOLIDATED AMENDED CLASS ACTION COMPLAINT by Paul Spirgel, Arthur Spina, Jay V. Grimm, Ira Saul Schmookler, Francis Solomon, Menachem Sklar, Stella Sheremet, Aaron Brody, Jack Lockwood, David J. Steinberg, Chaile B. Steinberg, (Answer due 12/17/01 for M.R. Beal & Co., for Salomon Smith Barney, for Prudential, for Lehman Brothers, for Janney Montgomery, for Merrill Lynch & Co., for Morgan Stanley Dean, for William Bennett, for Henry Z. Shelton Jr., for William H. Timbers Jr., for USEC Inc., for M.R. Beal & Co., for Salomon Smith Barney, for Prudential, for Lehman Brothers, for Janney Montgomery, for Merrill Lynch & Co., for Morgan Stanley Dean, for J. William Bennett, for Henry Z. Shelton Jr., for William H. Timbers Jr., for USEC Inc. ) amending [1-1] complaint with Exhibits 1-4 (EXHIBITS ONLY FILED SEPARATELY) (c/s) (mms, Deputy Clerk) (Entered: 12/11/2001) 01/07/ MOTION with memorandum in support by USEC Inc., William H. Timbers Jr., Henry Z. Shelton Jr. to Dismiss Plaintiffs' Amended Consolidated Complaint with Volumes I, II, and III of Appendices in Support (VOLUMES I - III FILED SEPARATELY) (c/s) (mms, Deputy Clerk) (Entered: 01/07/2002) 01/07/ Local Rule Certification by Morgan Stanley Dean, Merrill Lynch & Co., Janney Montgomery Scott, Lehman Brothers, Prudential Securities, Salomon Smith Barney and M.R. Beal & Co. (c/s) (cag, Deputy Clerk) (Entered: 01/08/2002) 01/07/ MOTION with memorandum in support by Morgan Stanley Dean, Merrill Lynch & Co., et al to Dismiss consolidated amended complaint and Exhibit A (c/s) (cag, Deputy Clerk) (Entered: 01/08/2002) 02/06/ MOTION with memorandum in support by Paul Spirgel, Jack Lockwood, David J. Steinberg, Chaile B. Steinberg for Leave to File Combined Opposition Memorandum in Excess of 50 Pages in Response to the USEC Defendants' Motion to Dismiss and the Underwriter Defendants' Motion to Dismiss (c/s) (mms, Deputy Clerk) Modified on 02/08/2002 (Entered: 02/07/2002) 02/06/ MEMORANDUM by Paul Spirgel, Aaron Brody, Jack Lockwood, David J. Steinberg, Chaile B. Steinberg in opposition to [69-1] Motion of Defendants to Dismiss Plaintiffs' Amended Consolidated Complaint by Henry Z. Shelton Jr., William H. Timbers Jr., USEC Inc., and [71-1] Motion of Defendants to Dismiss consolidated amended complaint by Merrill Lynch & Co., Morgan Stanley Dean with Exhibits 1 & 2 and Appendix of Unreported Decisions 1-5 (c/s) (mms, Deputy Clerk) (Entered: 02/07/2002) 02/07/ ORDER granting [72-1] Unopposed Motion for Leave to File Combined Opposition Memorandum in Excess of 50 Pages in Response to the USEC Defendants' Motion to Dismiss and the Underwriter Defendants' Motion to Dismiss ( signed by Judge Marvin J. Garbis 2/7/02) (c/i 2/8/02 ms) (mms, Deputy Clerk) (Entered: 02/08/2002) 02/19/ MOTION by Paul Spirgel for Steven G. Schulman to Withdraw as Attorney (c/s) (mms, Deputy Clerk) (Entered: 02/19/2002)

19 02/19/ ORDER granting [75-1] motion for Steven G. Schulman to Withdraw as Attorney (Terminated attorney Steven G. Schulman for Paul Spirgel with all future pleadings being directed to Paul D. Young of firm of Milberg Weiss Bershad Hynes & Lerach, LLP (signed by Judge Marvin J. Garbis 2/15/02) (c/i & Microfilmed 2/19/02 ms) (mms, Deputy Clerk) (Entered: 02/19/2002) 02/21/ REPLY MEMORANDUM by Morgan Stanley Dean, Merrill Lynch & Co., Janney Montgomery, Lehman Brothers, Prudential, Salomon Smith Barney, M.R. Beal & Co. in support of their [71-1] Motion to Dismiss Consolidated Amended Complaint with Attachments (c/s) (mms, Deputy Clerk) (Entered: 02/21/2002) 02/21/ RESPONSE by USEC Inc., William H. Timbers Jr., Henry Z. Shelton Jr. in support of their [69-1] Motion to Dismiss Plaintiffs' Amended Consolidated Complaint with Exhibits 1 through 6 (c/s) (mms, Deputy Clerk) (Entered: 02/21/2002) 02/26/ MOTION with memorandum in support by Howard Cohen to Substitute Attorney with Exhibits A & B (c/s) (mms, Deputy Clerk) (Entered: 02/26/2002) 03/01/2002 Motion hearing re: [69-1] motion to Dismiss Plaintiffs' Amended Consolidated Complaint, [71-1] motion to Dismiss consolidated amended complaint (Court Reporter/ER: L. Prince) - argued - held sub-curia. (ats, Deputy Clerk) (Entered: 03/01/2002) 03/01/ ORDER granting [78-1] motion to Substitute Law Firm of Berger and Montague, P.C. for Law Firm of Savett Frutkin & Ryan, P.C. as counsel for Lead Plaintiff Howard Cohen. (signed by Sr Judge Alexander Harvey II 3/1/02) (c/i 3/1/02 ms) (mms, Deputy Clerk) (Entered: 03/01/2002) 03/07/ CORRESPONDENCE by Paul Spirgel submitting a copy of WASHINGTON TIMES Article regarding a confidential Nuclear Regulatory Commission Report about USEC to the Court. (c/s) (mms, Deputy Clerk) (Entered: 03/08/2002) 03/13/ CORRESPONDENCE by USEC Inc. re WASHINGTON TIMES article regarding Nuclear Regulatory Commission. (mms, Deputy Clerk) (Entered: 03/13/2002) 03/25/ PUBLISHED MEMORANDUM OPINION ( signed by Sr Judge Alexander Harvey II 3/25/02) (c/m 3/25/02 chambers) (Microfilmed 3/25/02 ms) (mms, Deputy Clerk) (Entered: 03/25/2002) 03/25/ PUBLISHED ORDER granting [69-1] motion to Dismiss Plaintiffs' Amended Consolidated Complaint, granting [71-1] motion to Dismiss consolidated amended complaint and DISMISSING Civil Nos. H , H , H , H , H , H , H , H , H and H with Prejudice, with parties on each side to bear their own costs. (signed by Sr Judge Alexander Harvey II 3/25/02) (c/m 3/25/02 chambers) (Microfilmed 3/25/02 ms) (mms, Deputy Clerk) (Entered: 03/25/2002) 03/25/2002 Case closed (mms, Deputy Clerk) (Entered: 03/28/2002) 04/22/ NOTICE OF APPEAL by Paul Spirgel in 8:01-cv-01858, Aaron Brody in 8:01-cv , Jack Lockwood in 8:01-cv-01858, David J. Steinberg in 8:01-cv-01858, Chaile B. Steinberg in 8:01-cv Fee Status: (Filing Fee Paid) (c/s) (sls, Deputy Clerk) (Entered: 04/22/2002)

20 05/01/ Transcript requested [84-1] appeal by Chaile B. Steinberg, David J. Steinberg, Jack Lockwood, Aaron Brody, Paul Spirgel for date of 3/1/02 (Court Reporter: Linda Prince) (sls, Deputy Clerk) (Entered: 05/01/2002) 05/01/ TRANSCRIPT filed [84-1] appeal by Chaile B. Steinberg, David J. Steinberg, Jack Lockwood, Aaron Brody, Paul Spirgel for dates of 3/1/02 (Filed Separately) (Court Reporter: Linda Prince) (sls, Deputy Clerk) (Entered: 05/01/2002) 05/03/ NOTICE OF CROSS-APPEAL by USEC Inc. in 8:01-cv-01858, William H. Timbers Jr. in 8:01-cv-01858, Henry Z. Shelton Jr. in 8:01-cv (Filing Fee Paid) (c/s) (sls, Deputy Clerk) Modified on 05/06/2002 (Entered: 05/06/2002) 05/06/2002 Notice of appeal and certified copy of docket to USCA: [84-1] appeal by Chaile B. Steinberg, David J. Steinberg, Jack Lockwood, Aaron Brody, Paul Spirgel (sls, Deputy Clerk) (Entered: 05/06/2002) 05/06/2002 USCA Case Number Re: [84-1] appeal by Chaile B. Steinberg, David J. Steinberg, Jack Lockwood, Aaron Brody, Paul Spirgel USCA NUMBER: (Case Manager: Taline Akseraylian) (sls, Deputy Clerk) (Entered: 05/06/2002) 05/13/ Transcript requested [84-1] appeal by Chaile B. Steinberg, David J. Steinberg, Jack Lockwood, Aaron Brody, Paul Spirgel for the date of 10/16/01 (Court Reporter: Linda Prince) (sls, Deputy Clerk) Modified on 05/13/2002 (Entered: 05/13/2002) 05/14/2002 USCA Case Number Re: USCA NUMBER: for Cross-appeal filed (Case Manager: Taline) (ko, Deputy Clerk) (Entered: 05/14/2002) 05/14/ ORDER of the USCA CONSOLIDATING USCA# and USCA# for purposes of briefing and oral argument. (c/s) (ko, Deputy Clerk) (Entered: 05/14/2002) 06/26/ TRANSCRIPT filed [84-1] appeal by Chaile B. Steinberg, David J. Steinberg, Jack Lockwood, Aaron Brody, Paul Spirgel for dates of 10/16/01 (Court Reporter: Linda Prince) (FILED SEPARATELY) (ko, Deputy Clerk) (Entered: 06/27/2002) 07/22/ Certificate of Clerk certifying record as complete for appeal purposes for [84-1] appeal by Chaile B. Steinberg, David J. Steinberg, Jack Lockwood, Aaron Brody, Paul Spirgel (sls, Deputy Clerk) (Entered: 07/22/2002) 08/14/2003 Status Conference held before Senior Judge Alexander Harvey II. (pat, Deputy Clerk) (Entered: 09/12/2003) 08/15/ JUDGMENT of USCA (certified copy)"affirming" the judgment of the District Court and "REMANDING" to the U.S. District Court for proceedings consistent with the opinion filed herewith as to [87] Notice of Cross Appeal filed by USEC Inc., William H. Timbers, Henry Z. Shelton, [84] Notice of Appeal filed by Paul Spirgel, David J. Steinberg, Chaile B. Steinberg, Aaron Brody, Jack Lockwood (sls, Deputy Clerk) (Entered: 08/19/2003) 08/21/ Correspondence from Richard L. Brusca re: petition for certiorari. (c/s) (jnl, Deputy Clerk) (Entered: 08/21/2003) 09/15/ DECISION AND ORDER this Court FINDS that Rule 11(b) has not been violated. Signed by Judge Alexander Harvey II on 9/15/03. (c/m 9/16/03 jnl)(jnl, Deputy

21 Clerk) (Entered: 09/16/2003) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at