ASPEN INSTITUTE 2016 TRANSPARENCY REPORT Gifts, Grants and Program Support ($25K and over)

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1 CONSTITUENT NAME PROGRAM GIFT/GRANT AMOUNT ANONYMOUS GIFTS * Arnhold Foundation Arts Program $25, California Community Foundation Arts Program $25, The Eisner Foundation Arts Program $75, Ford Foundation Arts Program $200, The Laurie M. Tisch Foundation Inc. Arts Program $25, The Leonard & Evelyn Lauder Foundation Arts Program $25, Mercedes T. Bass Charitable Corporation Arts Program $25, Resnick Family Foundation Arts Program $25, Robert H. Smith Family Foundation Arts Program $25, Sant, Vicki Arts Program $50, The National Philanthropic Trust/Nathanson Arts Program $50, Walton, Alice L. Arts Program $25, Arts Program Total $575, Ann B. and Thomas L. Friedman Family Foundation Ascend $50, Annie E. Casey Foundation Ascend $100, Bernard van Leer Foundation Ascend $37, Bezos Family Foundation Ascend $332, Chambers Family Fund Ascend $25, Charlotte Perret Family Trust Ascend $250, Community Foundation of Sarasota County Ascend $75, David and Lucile Packard Foundation Ascend $125, Ford Foundation Ascend $300, JB and MK Pritzker Family Foundation Ascend $200, The Kresge Foundation Ascend $275, Piton Foundation Ascend $100, Robert Wood Johnson Foundation Ascend $993, The Rose Foundation Ascend $25, W.K. Kellogg Foundation Ascend $716, Walton Family Foundation Ascend $290, Ascend Total $3,896, Fullerton Family Charitable Trust Aspen Community Programs-Roaring Fork $50, Murdock, Jerry Aspen Community Programs-Roaring Fork $75, Aspen Community Programs Total $125, Annie E. Casey Foundation Aspen Forum for Community Solutions $350, Bill and Melinda Gates Foundation Aspen Forum for Community Solutions $350, California Endowment Aspen Forum for Community Solutions $190, Casey Family Programs Aspen Forum for Community Solutions $150, The Conrad N. Hilton Foundation Aspen Forum for Community Solutions $844, Gap Foundation Aspen Forum for Community Solutions $50, Greater Texas Foundation Aspen Forum for Community Solutions $75, Helios Education Foundation Aspen Forum for Community Solutions $200, The Hyams Foundation, Inc Aspen Forum for Community Solutions $75, JPB Foundation Aspen Forum for Community Solutions $300, JPMorgan Chase & Co. Aspen Forum for Community Solutions $1,000, Marguerite Casey Foundation Aspen Forum for Community Solutions $425, NON-CHARITABLE SUPPORT 1

2 Prudential Financial Aspen Forum for Community Solutions $200, The Rockefeller Foundation Aspen Forum for Community Solutions $700, Schultz Family Foundation Aspen Forum for Community Solutions $400, Silicon Valley Community Foundation Aspen Forum for Community Solutions $260, Starbucks Coffee Company Aspen Forum for Community Solutions $100, W.K. Kellogg Foundation Aspen Forum for Community Solutions $583, Aspen Forum for Community Solutions Total $6,252, Care.com Aspen Global Leadership Network $50, CFA Institute Aspen Global Leadership Network $1,500, Citibank Aspen Global Leadership Network $250, Dell Aspen Global Leadership Network $50, $50, John P. and Anne Welsh McNulty Foundation Aspen Global Leadership Network $75, The Laurie M. Tisch Foundation Inc. Aspen Global Leadership Network $25, Maghrabi Retail Services Company Aspen Global Leadership Network $50, Ranji Nagaswami and Bo Hopkins Aspen Global Leadership Network $54, National Financial Services LLC Aspen Global Leadership Network $100, National Philanthropic Trust Aspen Global Leadership Network $125, The Pactolus Family Foundation Aspen Global Leadership Network $50, Paul Hastings Aspen Global Leadership Network $50, ROI Community Inc. Aspen Global Leadership Network $50, Lisa Shalett and Rhonda Kaufman Aspen Global Leadership Network $50, Varelas Family Fund an advised fund of Silicon Valley Community Aspen Global Leadership Network Foundation $490, Workday Inc. Aspen Global Leadership Network $50, Aspen Global Leadership Network Total $2,869, $200, Booz Allen Hamilton Aspen Ideas Festival $335, McNulty, Anne Welsh Aspen Ideas Festival $46, Microsoft Corporation Aspen Ideas Festival $30, The Rockefeller Foundation Aspen Ideas Festival $175, Aspen Ideas Festival Total $221, $365, Argidius Foundation Aspen Network of Development Entrepreneurs $418, Citi Foundation Aspen Network of Development Entrepreneurs $195, Inter-American Development Bank Aspen Network of Development Entrepreneurs $25, Lemelson Foundation Aspen Network of Development Entrepreneurs $255, Omidyar Network Services LLC Aspen Network of Development Entrepreneurs $217, Silicon Valley Community Foundation Aspen Network of Development Entrepreneurs $33, The Small Foundation Aspen Network of Development Entrepreneurs $125, Stichting DOEN Aspen Network of Development Entrepreneurs $100, Aspen Network of Development Entrepreneurs Total $1,370, Russell Berrie Foundation Aspen Planning & Evaluation $25, Aspen Planning & Evaluation Total $25, Asfari, Ayman Aspen Strategy Group $100, Bank of America Charitable Foundation Aspen Strategy Group $50, Center for the Study of Democratic Institutions, Inc. Aspen Strategy Group $50, Clermont Foundation Aspen Strategy Group $50,

3 Joy Foundation Aspen Strategy Group $50, LJZ Revocable Trust Aspen Strategy Group $38, Lockheed Martin Corporation Aspen Strategy Group $30, Margot and Thomas J. Pritzker Family Foundation Aspen Strategy Group $37, The Markle Foundation Aspen Strategy Group $100, McKinsey & Company Aspen Strategy Group $75, Microsoft Corporation Aspen Strategy Group $25, New Venture Fund Aspen Strategy Group $80, The Rosenkranz Foundation Aspen Strategy Group $50, Segal Family Foundation Aspen Strategy Group $25, The Stanton Foundation Aspen Strategy Group $100, Aspen Strategy Group Total $861, IBM Aspen Security Forum $200, Intel Aspen Security Forum $185, Isight Aspen Security Forum $160, Lockheed Martin Corporation Aspen Security Forum $160, Raytheon Aspen Security Forum $160, Target Aspen Security Forum $160, Aspen Security Forum Total $1,025, Anonymous* Aspen Words $85, Catto Shaw Foundation Aspen Words $75, Fidelity Investments Aspen Words $60, Fullerton Family Charitable Trust Aspen Words $100, Vaughn, Dennis and Linda Aspen Words $30, Aspen Words Total $265, $85, Autodesk, Inc. Business & Society Program $25, BlackRock Business & Society Program $105, BNY Mellon Business & Society Program $72, Cargill Inc. Business & Society Program $25, Chevron Corporation Business & Society Program $40, Citi Business & Society Program $25, Deloitte Business & Society Program $25, Disney Worldwide Services, Inc. Business & Society Program $25, Fidelity Investments Business & Society Program $50, Ford Foundation Business & Society Program $250, Hernandez, Mayra Business & Society Program $25, Hitachi Foundation Business & Society Program $185, Hyatt Corporation Business & Society Program $25, Institute of International Education Business & Society Program $50, Johnson & Johnson Business & Society Program $25, Nike, Inc. Business & Society Program $30, Pearson Management Services Limited Business & Society Program $25, PepsiCo, Inc. Business & Society Program $55, Pfizer, Inc. Business & Society Program $25, Prudential Financial Business & Society Program $30,

4 CONSTITUENT NAME PROGRAM GIFT/GRANT AMOUNT ANONYMOUS GIFTS * Qualcomm Ventures, Qualcomm Incorporated Business & Society Program $25, Rodel Charitable Foundation Business & Society Program $150, Shell Oil Business & Society Program $27, Toyota Motor Sales, USA Business & Society Program $25, Verizon Foundation Business & Society Program $25, Waste Management, Inc. Business & Society Program $32, Xylem Inc Business & Society Program $43, Zaino, Boniface Business & Society Program $41, Business & Society Program Total $1,486, Anonymous* Center for Native American Youth $200, Arcus Foundation Center for Native American Youth $75, Casey Family Programs Center for Native American Youth $246, Newman's Own Foundation Center for Native American Youth $55, Pew Charitable Trusts Center for Native American Youth $50, W.K. Kellogg Foundation Center for Native American Youth $179, Center for Native American Youth Total $606, $200, Bank of America Charitable Foundation Center for Urban Innovation $50, Bloomberg, Michael Center for Urban Innovation $223, Citi Foundation Center for Urban Innovation $250, Center for Urban Innovation Total $523, Rita Allen Foundation, Inc. Citizenship and American Identity Program $75, Rodel Charitable Foundation Citizenship and American Identity Program $50, Starbucks Coffee Company Citizenship and American Identity Program $25, Citizenship and American Identity Program Total $150, Bill and Melinda Gates Foundation College Excellence Program $1,100, Bloomberg, Michael College Excellence Program $751, Charles & Lynn Schusterman Family Foundation College Excellence Program $200, ECMC Foundation College Excellence Program $301, Greater Texas Foundation College Excellence Program $150, The Joyce Foundation College Excellence Program $750, JPMorgan Chase & Co. Global Philanthropy College Excellence Program $208, The Kresge Foundation College Excellence Program $200, Lumina Foundation College Excellence Program $366, Siemens Foundation College Excellence Program $270, College Excellence Program Total $4,297, AT&T Inc. Communications & Society $50, Center for Investigative Reporting Communications & Society $75, The Chicago Community Foundation Communications & Society $200, Cisco Systems, Inc. Communications & Society $50, Comcast Corporation Communications & Society $150, Craigslist Charitable Fund Communications & Society $145, Deloitte Communications & Society $50, Disney Worldwide Services, Inc. Communications & Society $25, Google, Inc. Communications & Society $100, John D. and Catherine T. MacArthur Foundation Communications & Society $300, NON-CHARITABLE SUPPORT 4

5 CONSTITUENT NAME PROGRAM GIFT/GRANT AMOUNT ANONYMOUS GIFTS * Microsoft Corporation Communications & Society $200, The National Philanthropic Trust Communications & Society $100, Communications & Society Total $1,445, Annie E. Casey Foundation Community Strategies Group $196, Community Strategies Group Total $196, Asia Foundation Congressional Program $25, Bill and Melinda Gates Foundation Congressional Program $1,195, Carnegie Corporation of New York Congressional Program $650, Democracy Fund Congressional Program $175, Fidelity Charitable Gift Fund Congressional Program $100, Ford Foundation Congressional Program $300, Foundation to Promote Open Society Congressional Program $50, Holthues Trust Congressional Program $29, John D. and Catherine T. MacArthur Foundation Congressional Program $400, Laura and John Arnold Foundation Congressional Program $200, Rockefeller Brothers Fund Congressional Program $50, Congressional Program Total $3,174, Annie E. Casey Foundation Economic Opportunities Program $106, Apple, Inc. Economic Opportunities Program $50, The Coca-Cola Company Economic Opportunities Program $100, Capital One Foundation Economic Opportunities Program $180, Charles Stewart Mott Foundation Economic Opportunities Program $300, The Chicago Community Foundation Economic Opportunities Program $200, Collis Warner Foundation Economic Opportunities Program $300, Fidelity Investments Economic Opportunities Program $100, Ford Foundation Economic Opportunities Program $275, Hitachi Foundation Economic Opportunities Program $4,518, JPMorgan Chase & Co. Global Philanthropy Economic Opportunities Program $100, The Markle Foundation Economic Opportunities Program $130, Northwest Area Foundation Economic Opportunities Program $82, Parker, Sean Economic Opportunities Program $100, Peter G. Peterson Foundation Economic Opportunities Program $80, Pew Charitable Trusts Economic Opportunities Program $100, The Rockefeller Foundation Economic Opportunities Program $100, Sheth, Brian Economic Opportunities Program $100, USA Funds Economic Opportunities Program $75, Economic Opportunities Program Total $6,997, Anonymous* Education & Society Program $300, The Anschutz Foundation Education & Society Program $150, Bechtel Foundation Education & Society Program $150, Bill and Melinda Gates Foundation Education & Society Program $3,148, Carnegie Corporation of New York Education & Society Program $185, Einhorn Family Charitable Trust Education & Society Program $450, The Joyce Foundation Education & Society Program $400, Paul Tudor Jones Family Foundation Education & Society Program $350, NON-CHARITABLE SUPPORT 5

6 The Raikes Foundation Education & Society Program $150, Robert Wood Johnson Foundation Education & Society Program $250, Stuart Foundation Education & Society Program $25, Vanguard Charitable Education & Society Program $450, Education & Society Program Total $5,708, $300, Alfred P. Sloan Foundation Energy and Environment Program $250, American Electric Power Energy and Environment Program $25, Battelle Energy Energy and Environment Program $25, Bechtel Foundation Energy and Environment Program $250, Bracewell Energy and Environment Program $25, Cheniere Energy Energy and Environment Program $25, ClimateWorks Foundation Energy and Environment Program $117, Cynthia and George Mitchell Foundation Energy and Environment Program $260, Dentons US LLP Energy and Environment Program $25, Environmental Defense Fund Energy and Environment Program $76, Fidelity Investments Energy and Environment Program $462, General Electric Energy and Environment Program $50, Google Inc. Energy and Environment Program $65, Intel Corporation Energy and Environment Program $25, Kingfisher Foundation Energy and Environment Program $100, NEI Energy and Environment Program $25, Rockefeller Brothers Fund Energy and Environment Program $62, S.D. Bechtel, JR. Foundation Energy and Environment Program $25, Samuel Freeman Charitable Trust Energy and Environment Program $25, Schlumberger Ltd. Energy and Environment Program $50, Sempra Energy Energy and Environment Program $25, Southern Nuclear Operating Company Energy and Environment Program $25, Statoil Gulf Services LLC Energy and Environment Program $30, TV Azteca Energy and Environment Program $300, Van Ness Feldman LLP Energy and Environment Program $40, Walmart Energy and Environment Program $25, Walton Family Foundation Energy and Environment Program $125, Water Asset Management Energy and Environment Program $25, Energy and Environment Program Total $2,224, $340, Ford Foundation Financial Security Program $500, JPMorgan Chase & Co. Global Philanthropy Financial Security Program $432, JPMorgan Chase Bank Financial Security Program $73, Omidyar Network Services LLC Financial Security Program $99, Prudential Financial Financial Security Program $1,333, $200, New Venture Fund Financial Security Program $204, W.K. Kellogg Foundation Financial Security Program $250, Financial Security Program Total $2,820, $273, Lavine, Jonathan S. Franklin Project $50, Franklin Project Total $50, The Agnes Varis Trust Global Alliances Program $48,

7 Global Alliances Program Total $48, Anonymous* Global Health & Development $40, Aetna Foundation, Inc. Global Health & Development $67, Bill and Melinda Gates Foundation Global Health & Development $1,266, Foundation to Promote Open Society Global Health & Development $100, The Horace W. Goldsmith Foundation Global Health & Development $100, Merck Sharp & Dohme Corp Global Health & Development $200, Rockefeller Philanthropic Advisors Global Health & Development $40, The TreadRight Foundation Global Health & Development $119, Weissberg Foundation Global Health & Development $50, Global Health & Development Total $1,943, $40, Blue Shield of California Foundation Health, Medicine and Society Program $200, The Commonwealth Fund Health, Medicine and Society Program $52, de Beaumont Foundation Health, Medicine and Society Program $1,283, Robert Wood Johnson Foundation Health, Medicine and Society Program $30, Health, Medicine and Society Program Total $1,566, Jewish Communal Fund Henry Crown Fellowship Program $98, McCormick, David H. Henry Crown Fellowship Program $50, Henry Crown Fellowship Program Total $148, Mocana Corporation Homeland Security $25, Target Homeland Security $90, Homeland Security Total $115, Carnegie Corporation of New York Justice and Society Program $25, Robert Wood Johnson Foundation Justice and Society Program $558, Justice and Society Total $583, Bank of America Charitable Foundation Latinos and Society Program $75, California Endowment Latinos and Society Program $75, Comcast Corporation Latinos and Society Program $50, Edison International Latinos and Society Program $25, The Hunt Family Foundation Latinos and Society Program $120, Lozano, Monica Latinos and Society Program $30, The Rockefeller Foundation Latinos and Society Program $90, Target Corporation Latinos and Society Program $250, TMA NY Latinos and Society Program $30, TV Azteca Latinos and Society Program $300, Univision Management Company Latinos and Society Program $25, Weingart Foundation Latinos and Society Program $55, Latinos and Society Program Total $1,070, $55, Tamkeen Abu Dhabi LLC Middle East Program $87, Middle East Program Total $87, American Express Foundation Program on Philanthropy and Social Innovation $195, Argonaut Management Services Program on Philanthropy and Social Innovation $50, Bank of America Program on Philanthropy and Social Innovation $50, Charles Stewart Mott Foundation Program on Philanthropy and Social Innovation $40, David and Lucile Packard Foundation Program on Philanthropy and Social Innovation $50,

8 DeWitt Stern Program on Philanthropy and Social Innovation $50, F.B. Heron Foundation Program on Philanthropy and Social Innovation $50, Ford Foundation Program on Philanthropy and Social Innovation $43, GHR Foundation Program on Philanthropy and Social Innovation $25, John D. and Catherine T. MacArthur Foundation Program on Philanthropy and Social Innovation $75, JPMorgan Chase & Co. Program on Philanthropy and Social Innovation $827, Lumina Foundation Program on Philanthropy and Social Innovation $50, Margaret A. Cargill Foundation Program on Philanthropy and Social Innovation $50, The MasterCard Foundation Program on Philanthropy and Social Innovation $50, The William and Flora Hewlett Foundation Program on Philanthropy and Social Innovation $25, Program on Philanthropy and Social Innovation Total $1,481, $150, AOL Public Programs $250, Bloomberg Family Foundation Inc. Public Programs $583, Fidelity Investments Public Programs $75, Ford Foundation Public Programs $1,000, Gildenhorn, Joseph B. Public Programs $35, Goldman Sachs Foundation Public Programs $300, Kimsey Foundation Public Programs $50, PepsiCo Foundation, Inc. Public Programs $500, Robert H. Smith Family Foundation Public Programs $112, Rodel Charitable Foundation Public Programs $750, Tamkeen Abu Dhabi LLC Public Programs $726, Tory Burch LLC Public Programs $250, Public Programs Total $4,382, $250, Bill and Melinda Gates Foundation Rodel Administration $150, The Laurie M. Tisch Foundation Inc. Rodel Administration $84, Robert H. Smith Family Foundation Rodel Administration $120, Rodel Administration Total $354, State Farm Mutual Insurance Service Year Exchange $25, Target Corporation Service Year Exchange $40, Service Year Exchange Total $65, The Harris Family Charitable Foundation Sports & Society $75, $25, The Laurie M. Tisch Foundation Inc. Sports & Society $50, Mt. Sinai Hospital Sports & Society $30, Nike, Inc. Sports & Society $60, Robert Wood Johnson Foundation Sports & Society $25, Target Corporation Sports & Society $100, William Mayer Sports & Society $25, Sports & Society Total $335, $55, Bill and Melinda Gates Foundation Spotlight Health $150, Booz Allen Hamilton Spotlight Health $50, Bristol Myers Squibb Spotlight Health $100, Children's National Health Spotlight Health $50, Center for Disease Control Spotlight Health $75, Robert Wood Johnson Foundation Spotlight Health $400,

9 The Rockefeller Foundation Spotlight Health $75, Spotlight Health Total $625, $275, Minister of Foreign Affairs, Kingdom of Morocco Stevens Initiative $2,831, Stevens Initiative Total $2,831, Anonymous* Youth & Engagement $994, Bezos Family Foundation Youth & Engagement $1,246, Caine, Tony Youth & Engagement $50, Charles R Wall Trust Youth & Engagement $50, CHI Family Foundation, Inc Youth & Engagement $25, Fullerton Family Charitable Trust Youth & Engagement $50, The Glenmede Trust Company Youth & Engagement $30, The Marge & Charles J Schott Foundation Youth & Engagement $25, Maritz Inc. Youth & Engagement $30, Morgan Stanley Global Impact Funding Trust, Inc. Youth & Engagement $25, William T. Kemper Foundation Youth & Engagement $50, Youth & Engagement Total $1,581, $994, *Donor information available upon request 9

ASPEN INSTITUTE 2017 TRANSPARENCY REPORT Gifts,Grants and Program Support ($25K and over)

ASPEN INSTITUTE 2017 TRANSPARENCY REPORT Gifts,Grants and Program Support ($25K and over) The Angelo Family Charitable Foundation Arts Program $25,000.00 Arnhold Foundation Arts Program $25,000.00 The Eisner Foundation Arts Program $375,000.00 Ford Foundation Arts Program $100,000.00 Jane &