CONTINENTAL BREAKFAST WELCOME & OPENING REMARKS. David Schwartz President & CEO FIBA David Hernandez FIBA Chair & Chief Risk Officer BAC Florida Bank
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1 AML 2019 AGENDA PRE-CONFERENCE PROGRAMS MONDAY / MARCH-11 General Sessions Breakouts Networking Breaks Included with your conference pass 7:00AM - 6:00PM MEZZANINE REGISTRATION 8:15AM - 11:45AM REGTECH REVOLUTION: MODERNIZING THE FIGHT AGAINST FINANCIAL CRIME 1:00PM - 6:00PM US & LATAM PUBLIC/PRIVATE SECTOR DIALOGUE: TECHNOLOGY AS A SOLUTION TO DE-RISKING DAY 1 DAY 1 TUESDAY TUESDAY / MARCH-12 - MARCH 12 6:30AM - 6:30PM MEZZANINE REGISTRATION 7:00AM - 8:00AM CONTINENTAL BREAKFAST 8:00AM - 8:15AM WELCOME & OPENING REMARKS David Schwartz President & CEO FIBA David Hernandez FIBA Chair & Chief Risk Officer BAC Florida Bank 8:15AM - 9:30AM WHAT S NEW IN THE AML LANDSCAPE? LATEST ISSUES AND TRENDS IN THE FIGHT AGAINST FINANCIAL CRIME Alcides I. Avila Founding Partner, Corporate Financial Services ARHMF (Moderator) Walter J. Mix III Managing Director and Financial Services Practice Group Leader Berkeley Research Group; Chairman FIBA Jennifer Shasky Calvery Global Head of Financial Crime Threat Mitigation HSBC Koko Ives Manager, BSA/AML Compliance Section, Division of Banking Supervision & Regulation Board of the Governors of the Federal Reserve System 1 as of Jan. 11, 2019 Subject to Change
2 9:40AM - 10:55AM DOING BUSINESS IN VENEZUELA: NAVIGATING SAFELY THROUGH SANCTIONS AND UNCERTAINTY Daniel Gutierrez Vice President & Regulatory Risk Manager Ocean Bank (Moderator) Eugenio Hernandez-Breton Partner Baker & McKenzie Venezuela Andres Fernandez Partner Holland & Knight John Tobon Deputy Special Agent in Charge Homeland Security Investigations 10:55AM - 11:25AM 11:25AM - 12:40PM BEHIND THE HEADLINES: LESSONS LEARNED FROM RECENT HIGH PROFILE ENFORCEMENT ACTIONS Wilfredo A. Ferrer former United States Attorney for the Soutern District of Florida and Chair of Global Compliance and Investigations Team Holland & Knight Jared E. Dwyer former Assistant United States Attorney for the Southern District of Florida and Shareholder Greenberg Traurig Daniel P. Stipano former Deputy Chief Counsel and Director of the Enforcement & Compliance Division at the Office of the Comptroller of the Currency (OCC) and Partner Buckley Sandler LLP 11:25AM - 12:40PM AML FOR BROKER DEALERS: EFFECTIVE COMPLIANCE IN THE SECURITIES INDUSTRY Sergio Alvarez-Mena Partner Jones Day (Moderator) Lourdes Gonzalez Assistant Chief Counsel, Division of Market Regulation US Securities & Exchange Commission (SEC) Blake Snyder Director, Anti-Money Laundering Investigative Unit Financial Industry Regulatory Authority (FINRA) Danielle Tarasen Senior Vice President, Head of Cross Border Strategy and Oversight Raymond James 11:25AM - 12:40PM SPECIALIZED TRAINING: KEY IDEAS TO BUILD A COMPLIANCE CULTURE Ana Maria de Alba President & CEO CSMB (Moderator) Dulce Jerez Financial Institution Examiner Office of the Comptroller of the Currency (OCC) Julio Carbonell CEO & General Manager FaceBank 2
3 12:50PM - 1:50PM LUNCHEON CRYPTO COMPLIANCE: TRENDS AND BEST PRACTICES IN VIRTUAL CURRENCY REGULATION ASK THE EXAMINERS Craig Hirsch Bank Examiner Office Of The Comptroller Of The Currency (OCC), FDIC, Federal Reserve Daniel Haggerty BSA/AML Risk Examiner Federal Reserve Bank of Atlanta Blake Snyder Director, Anti-Money Laundering Investigative Unit FINRA DE-RISKING BY SECTOR: THE ONGOING DILEMMA THAT BANKS NEED TO CONTROL (in Spanish) Maria de Lourdes (Marilu) Jimenez Founder Financial Intelligence Network & Compliance Advisors (FINCAdvisors) 3:25PM - 4:15PM FIRESIDE CHAT WITH FINCEN DIRECTOR KENNETH A. BLANCO David Schwartz President & CEO FIBA (Moderator) Kenneth A. Blanco Director FinCEN 4:15PM - 4:50PM 5:00PM - 6:15PM MONEY LAUNDERING IN REAL ESTATE: CHALLENGES FOR FINANCIAL INSTITUTIONS John Tobon Deputy Special Agent in Charge Homeland Security Investigations Clark Abrams Assistant District Attorney and Chief, Money Laundering and Financial Investigations Unit Office of the Special Narcotics Prosecutor, City of New York 5:00PM - 6:15PM WORKSHOP: HIGH STAKES: BUILDING AN EFFECTIVE AML PROGRAM FOR CASINOS Benjamin J. Floyd Senior Vice President, Corporate AML Officer Caesars Entertainment Corporation 3
4 5:00PM - 6:15PM WORKSHOP: POSITIONING AN AML PROGRAM FOR SUCCESS WITH CORRESPONDENT BANKS Jose Balbuena Chairman Banco Azteca del Perú Janelle Bernard Senior Manager Overseas Operations Republic Bank Limited Michelle Neufeld EVP Head of Compliance & Operational Risk, Financial Institutions Group Wells Fargo Dustin Palmer Managing Director, Head of Financial Crimes Solutions Center Promontory 6:30PM - 8:30PM POOL WELCOME RECEPTION DAY 2 WEDNESDAY / MARCH-13 6:30AM - 6:30PM MEZZANINE REGISTRATION 7:30AM - 8:30AM CONTINENTAL BREAKFAST 8:30AM - 9:45AM AML GLOBAL EXCHANGE Lester Joseph Manager, Global Financial Crimes Intelligence Group Wells Fargo (Moderator) Mariano Federici President Financial Intelligence Unit of Argentina Nick Maxwell Head of the Future of Financial Intelligence Sharing (FFIS) Programme Cecilia Hernqvist Chief Compliance Officer Swedbank 9:45AM - 11:00AM ASK THE U.S. REGULATORS AND POLICY-MAKERS Andres Fernandez Partner, Holland & Knight (Moderator) Koko Ives Manager, BSA/AML Compliance Section, Division of Banking Supervision & Regulation Board of the Governors of the Federal Reserve System Rachel Dondarski Chief, Regulated Industries Oversight & Evaluation, Sanctions Compliance & Evaluation Division Office of Foreign Assets Control (OFAC) Spencer Doak Director for BSA/AML Compliance Policy Office of the Controller of the Currency (OCC) 11:00AM - 11:30AM 4
5 11:30AM - 12:45PM BENEFICIAL OWNERSHIP: THE FINAL RULE, ONE YEAR LATER Chip Poncy President & Co-Founder, The Financial Integrity Network (FIN) Sarah Runge FCC Global Head of Regulatory Strategy, Credit Suisse 11:30AM - 12:45PM NOT JUST FOR I.T.: CYBERSECURITY RESPONSIBILITIES FOR COMPLIANCE OFFICERS Ivan Garces Chair, Risk Advisory Services Practice, Kaufman Rossin (Moderator) 11:30AM - 12:45PM OBLIGATIONS OF THE REAL SECTOR OF THE ECONOMY: EXAMPLES FROM PANAMA, THE DOMINICAN REPUBLIC AND COLOMBIA (in Spanish) 12:45PM - 1:45PM LUNCHEON MARIJUANA, INDUSTRIAL HEMP AND CANNABIDIOL (CBD) - THE SCHIZOPHRENIC STATE OF THE LAW John W. Vardaman, III Executive Vice President & General Counsel, Hypur Andre G. Herrera Executive Vice President of Banking & Compliance, Hypur FINTECH: FRIEND OR FOE? COLLABORATION AND REGULATION IN EMERGING TECH Carl Fornaris Shareholder Greenberg Traurig (Moderator) John Ryan President & CEO Conference of State Bank Supervisors (CSBS) Andrew Barnard Cofunder, BitStop Laurel L. Rimon Senior Counsel, O Melveny & Myers LLP CARIBBEAN ROUNDTABLE Wayne Shah Senior Vice President Financial Institutions Group Wells Fargo 5
6 3:15PM - 3:30PM 3:30PM - 4:45PM GAME-CHANGERS: ARTIFICIAL INTELLIGENCE & MACHINE LEARNING IN COMPLIANCE MANAGEMENT 4:45PM - 6:00PM THE EVOLUTION OF SANCTIONS: FROM CORRUPTION TO HUMAN RIGHTS Andres Fernandez Partner, Holland & Knight (Moderator) Robert Targ Founding Partner Diaz, Reus & Targ Rachel Dondarski Chief, Regulated Industries Oversight & Evaluation, Sanctions Compliance & Evaluation Division Office of Foreign Assets Control (OFAC) 6:00PM - 6:15PM CLOSING REMARKS & RAFFLE PRIZES David Schwartz President & CEO FIBA 6
CONTINENTAL BREAKFAST WELCOME & OPENING REMARKS. David Schwartz President & CEO FIBA David Hernandez FIBA Chair & Chief Risk Officer BAC Florida Bank
AML 2019 AGENDA PRE-CONFERENCE PROGRAMS MONDAY / MARCH-11 General Sessions Breakouts Networking Breaks Included with your conference pass 7:00AM - 6:00PM MEZZANINE REGISTRATION 8:15AM - 11:45AM REGTECH
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