American Bar Association Business Law Section Fall Meeting Ritz Carlton Washington DC November 20-21, 2015 Washington DC

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1 American Bar Association Business Law Section Fall Meeting Ritz Carlton Washington DC November 20-21, 2015 Washington DC ALPHABETICAL SCHEDULE OF COMMITTEES AND SUBCOMMITTEES DIAL-IN INFORMATION Audit Responses Committee Audit Responses Committee Meeting Business and Corporate Litigation Program: Bankruptcy for Breakfast Program: Litigating in an International Context: Managing the Pitfalls of Cross-Border Litigation Friday 11/20/ :00AM - 12:30PM I Program: Tour of the Ivory Tower: Developments in the U.S. Supreme Court for Business Lawyers and Clients Friday 11/20/2015 2:00PM - 4:00PM Business and Corporate Litigation Committee *Business and Corporate Litigation/Judges Initiative Committee Dinner Thursday 11/19/2015 7:00PM - 10:00PM Marcel's, 2401 Pennsylvania Ave NW Bankruptcy Litigation Friday 11/20/2015 4:00PM - 5:00PM

2 Business and Corporate Litigation Committee Meeting Friday 11/20/2015 7:30AM - 8:00AM Conference Code: Business Courts Joint Meeting Friday 11/20/2015 4:00PM - 5:00PM Business Divorce Friday 11/20/2015 1:00PM - 2:00PM Financial Institutions Litigation Friday 11/20/2015 4:30PM - 5:30PM Career and Practice Development Committee Career and Practice Development Committee Meeting Saturday 11/21/2015 9:30AM - 10:30AM Corporate Compliance Corporate Compliance Committee Meeting Friday 11/20/2015 2:00PM - 3:00PM Program: Practical Responses to DOJ's Yates Memo on Prosecuting Individuals for Corporate Misconduct I, Corporate Governance Program: Corporate Sustainability: Should Materiality be the Primary Focus for Board and Regulatory Oversight? Friday 11/20/2015 2:00PM - 3:30PM

3 Program: Internal Investigations Under the New DOJ Guidance Friday 11/20/2015 9:30AM - 11:00AM I Corporate Governance Committee *Corporate Governance Committee Dinner Thursday 11/19/2015 6:00PM - 10:00PM Brasserie Beck, 1101 K Street NW Business Press Roundtable Friday 11/20/2015 7:30AM - 9:00AM Corporate Governance Committee Meeting Saturday 11/21/2015 8:30AM - 10:00AM Dealing with Director Misconduct Task Force Saturday 11/21/ :00AM - 11:00AM Governance & Sustainability Conference Code: International Developments Saturday 11/21/ :00AM - 12:00PM Publications Friday 11/20/2015 5:30PM - 6:30PM

4 Corporate Social Responsibility Task Force Corporate Social Responsibility Task Force Meeting Friday 11/20/2015 4:30PM - 5:30PM Conference Code: Director and Office Liability Committee Director and Officer Liability Committee Meeting Friday 11/20/2015 9:00AM - 10:00AM Federal Regulation of Securities FINRA Corporate Financing Rules Friday 11/20/2015 3:00PM - 4:00PM Governance & Sustainability Conference Code: Program: Current Issues in Investment Management: Discussion with the Division Director Friday 11/20/2015 2:00PM - 3:30PM Ritz Ballroom Salon II Program: Preparing for CEO Pay Ratio Disclosure: What Should I Do Now? Ritz Ballroom Salon II Federal Regulation of Securities Committee *Federal Regulation of Securities Luncheon Friday 11/20/ :30PM - 2:00PM Ritz Ballroom Salon I Civil Litigation and SEC Enforcement Matters Friday 11/20/ :00AM - 11:30AM

5 Dialogue with the Director of the Division of Corporation Finance Friday 11/20/ :00AM - 12:30PM Ritz Ballroom Salon II This is an operated assisted call, all participant lines with be muted. Toll-Free US Number: (877) International Number: (706) Conference Code: Disclosure and Continuous Reporting Friday 11/20/2015 4:30PM - 5:30PM Disclosure Effectiveness Working Group Saturday 11/21/ :00AM - 12:30PM Ritz Ballroom Salon II Conference Code: Employee Benefits, Executive Compensation and Section 16 Saturday 11/21/2015 8:00AM - 9:30AM Hedge Funds Friday 11/20/2015 9:00AM - 10:00AM International Securities Matters Friday 11/20/ :00AM - 11:00AM Investment Companies and Investment Advisers Friday 11/20/ :00AM - 11:00AM Proxy Statements and Business Combinations

6 Securities Law Opinions Saturday 11/21/ :00AM - 11:00AM Federal Regulation of Securities Committee Securities Registration Saturday 11/21/2015 9:00AM - 10:00AM Small Business Issuers Joint Meeting Friday 11/20/ :00AM - 11:00AM Subcommittee and Task Force Chairs and Vice Chairs Friday 11/20/2015 5:30PM - 6:30PM Task Force on Derivatives/Liquidity Risk Management Proposal Comment Letter Friday 11/20/ :00AM - 12:00PM Trading and Markets Friday 11/20/2015 4:00PM - 5:00PM Government Affairs Practice Committee Government Affairs Practice Committee Meeting Friday 11/20/2015 9:00AM - 10:00AM Institutional Investors Program: SEC Investigation & Enforcement and the Fiduciary Duty of Private Fund Saturday 11/21/2015 9:30AM - 11:00AM I

7 Institutional Investors Committee Direct Investments and Coinvestments I Conference Code: Institutional Investors Committee Meeting Friday 11/20/2015 5:00PM - 6:30PM Judges Initiative Committee Judges Initiative Joint Meeting Friday 11/20/2015 4:00PM - 5:00PM Law and Accounting Committee Law and Accounting Committee Meeting Legal Opinions Committee Legal Opinions Survey Task Force Legal Opinions Committee Meeting Friday 11/20/2015 9:30AM - 11:00AM Legal Opinions Reception Friday 11/20/2015 5:30PM - 6:30PM I, Middle Market and Small Business Program: Good Things Sometimes Do Come in Small Packages: Small Business Considerations for Corporate Counsel - Representing Government Contractors Friday 11/20/2015 9:30AM - 11:00AM,

8 Short Form M & A Documents Task Force Friday 11/20/2015 3:00PM - 4:00PM Middle Market and Small Business Committee *Middle Market and Small Business Committee Dinner Thursday 11/19/2015 7:00PM - 10:00PM Corduroy, th St NW Family-Owned Businesses Saturday 11/21/2015 9:00AM - 10:00AM Leadership Meeting Saturday 11/21/ :00AM - 11:00AM Middle Market and Small Business Committee Meeting Friday 11/20/2015 4:30PM - 6:00PM Private Placement Broker Task Force Friday 11/20/2015 9:00AM - 10:00AM Securities Regulation Joint Meeting Friday 11/20/2015 2:00PM - 3:00PM Professional Responsibility Committee Professional Responsibility Committee Meeting Saturday 11/21/2015 8:00AM - 9:30AM

9 Section Wide Events **Officers Meeting Friday 11/20/2015 2:00PM - 6:00PM, Welcome Reception Friday 11/20/2015 6:30PM - 7:30PM Ritz Ballroom Salon I, Securitization and Structured Finance Committee Securitization and Structured Finance Committee Meeting Friday 11/20/2015 9:30AM - 11:00AM

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