U.S. District Court California Northern District (San Francisco) CIVIL DOCKET FOR CASE #: 3:16-cv WHA

Transcription

1 US District Court Civil Docket as of July 31, 2017 Retrieved from the court on July 31, 2017 U.S. District Court California Northern District (San Francisco) CIVIL DOCKET FOR CASE #: 3:16-cv WHA In re LENDINGCLUB SECURITIES LITIGATION Assigned to: Hon. William Alsup Referred to: Magistrate Judge Joseph C. Spero (Settlement) Relate Case Cases: 3:16-cv WHA 3:16-cv WHA Cause: 15:77 Securities Fraud Date Filed: 05/16/2016 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Steeve Evellard individually and on behalf of all others similarly situated represented by Jeremy A. Lieberman Pomerantz Grossman Hufford Dahlstrom & Gross LLP 600 Third Avenue, 20th Floor New York, NY Fax: PRO HAC VICE Jennifer Pafiti Pomerantz LLP 468 North Camden Drive Beverly Hills, CA Fax: Plaintiff Nicole Wertz individually and on behalf of all others similarly situated represented by Jacob Allen Walker Block & Leviton LLP 155 Federal Street Suite 400 Boston, MA

2 Lesley Elizabeth Weaver Bleichmar Fonti & Auld LLP 1999 Harrison Street, Suite 670 Oakland, CA Fax: V. Defendant LendingClub Corporation represented by David Michael Grable Quinn Emanuel Urquhart Sullivan LLP 865 S. Figueroa Street 10th Floor Los Angeles, CA Joseph Caldwell Sarles Quinn Emanuel Urquhart Oliver and Hedges 865 S Figueroa, 10th Floor Los Angeles, CA Fax: josephsarles@quinnemanuel.com Kevin Peter Muck Fenwick & West LLP 555 California Street 12th Floor San Francisco, CA Fax: kmuck@fenwick.com Carly Lee Bittman Fenwick and West 801 California Street Mountain View, CA

3 Diane M. Doolittle Quinn Emanuel Urquhart & Sullivan, LLP 555 Twin Dolphin Drive, 5th Floor Redwood Shores, CA Fax: Jay L. Pomerantz Fenwick & West Silicon Valley Center 801 California Street Mountain View, CA Fax: John Mark Potter Quinn Emanuel Urquhart & Sullivan, LLP 50 California Street, 22nd Floor San Francisco, CA Fax: Kyle Kenneth Batter Quinn Emanuel Urquhart Sullivan 555 Twin Dolphin Drive, 5th Floor Redwood Shores, CA United Sta Fax: Marie Caroline Bafus Fenwick and West LLP 555 California St. 12th Floor San Francisco, CA (415)

4 Fax: (415) Nair Diana Chang Fenwick & West LLP 555 California Street 12th Floor San Francisco, CA Sebastian Elan Kaplan Fenwick and West LLP 555 California Street 12th Floor San Francisco, CA (415) Fax: (415) Victoria Blohm Parker Quinn Emanuel Urquhart Sullivan, LLP 50 California Street 22nd Floor San Francisco, CA Fax: Defendant Renaud LaPlanche represented by Robert John Liubicic Milbank Tweed 2029 Century Park East 33rd Floor Los Angeles, CA Fax: Sarah L. Rothenberg Milbank, Tweed, Hadley McCloy LLP Litigation 2029 Century Park East 33rd Floor Los Angeles, CA 90067

5 Defendant Carrie L Dolan represented by Charlene Sachi Shimada Morgan, Lewis & Bockius LLP One Market Street Spear Street Tower San Francisco, CA (415) Fax: (415) charlene.shimada@morganlewis.com Kevin Peter Muck Carly Lee Bittman Jay L. Pomerantz Lucy Han Wang Morgan, Lewis & Bockius LLP One Market, Spear Street Tower San Francisco, CA Fax: lucy.wang@morganlewis.com Marie Caroline Bafus Nair Diana Chang Sebastian Elan Kaplan

6 Susan Diane Resley Morgan Lewis & Bockius One Market Spear Street Tower San Francisco, CA Fax: Defendant Daniel T. Ciporin represented by David Michael Grable Kevin Peter Muck Carly Lee Bittman Diane M. Doolittle Jay L. Pomerantz John Mark Potter Joseph Caldwell Sarles Kyle Kenneth Batter Marie Caroline Bafus

7 Victoria Blohm Parker Defendant Jeffrey Crowe represented by David Michael Grable Kevin Peter Muck Carly Lee Bittman Diane M. Doolittle Jay L. Pomerantz John Mark Potter Joseph Caldwell Sarles Kyle Kenneth Batter Marie Caroline Bafus Victoria Blohm Parker Defendant Rebecca Lynn represented by Kevin Peter Muck

8 Carly Lee Bittman David Michael Grable Diane M. Doolittle Jay L. Pomerantz John Mark Potter Joseph Caldwell Sarles Kyle Kenneth Batter Marie Caroline Bafus Victoria Blohm Parker Defendant John J. Mack represented by Kevin Peter Muck Carly Lee Bittman David Michael Grable

9 Diane M. Doolittle Jay L. Pomerantz John Mark Potter Joseph Caldwell Sarles Kyle Kenneth Batter Marie Caroline Bafus Victoria Blohm Parker Defendant Mary Meeker represented by Kevin Peter Muck Carly Lee Bittman David Michael Grable Diane M. Doolittle Jay L. Pomerantz

10 John Mark Potter Joseph Caldwell Sarles Kyle Kenneth Batter Marie Caroline Bafus Victoria Blohm Parker Defendant John C. (Hans) Morris represented by Kevin Peter Muck Carly Lee Bittman David Michael Grable Diane M. Doolittle Jay L. Pomerantz John Mark Potter Joseph Caldwell Sarles

11 Kyle Kenneth Batter Marie Caroline Bafus Victoria Blohm Parker Defendant Lawrence H. Summers represented by Kevin Peter Muck Carly Lee Bittman David Michael Grable Diane M. Doolittle Jay L. Pomerantz John Mark Potter Joseph Caldwell Sarles Kyle Kenneth Batter Marie Caroline Bafus

12 Victoria Blohm Parker Defendant Simon Williams represented by Kevin Peter Muck Carly Lee Bittman David Michael Grable Diane M. Doolittle Jay L. Pomerantz John Mark Potter Joseph Caldwell Sarles Kyle Kenneth Batter Marie Caroline Bafus Victoria Blohm Parker Defendant

13 Morgan Stanley & Co. LLC represented by Jonathan K. Youngwood Simpson Thacher and Bartlett 425 Lexington Ave New York, NY (Inactive) Simona Gurevich Strauss Simpson Thacher & Bartlett LLP 2550 Hanover Street Palo Alto, CA Fax: Lee S. E. Brand Simpson Thacher 2475 Hanover Street Palo Alto, CA Fax: Defendant Goldman, Sachs & Co., represented by Jonathan K. Youngwood Simona Gurevich Strauss Lee S. E. Brand Defendant Credit Suisse Securities (USA) LLC represented by Jonathan K. Youngwood

14 Simona Gurevich Strauss Lee S. E. Brand Defendant Citigroup Global Markets Inc. represented by Jonathan K. Youngwood Simona Gurevich Strauss Lee S. E. Brand Defendant Allen & Company LLC represented by Jonathan K. Youngwood Simona Gurevich Strauss Lee S. E. Brand Defendant Stifel Nicolaus & Company Incorporated represented by Jonathan K. Youngwood Simona Gurevich Strauss

15 Lee S. E. Brand Defendant BMO Capital Markets Corp. represented by Jonathan K. Youngwood Simona Gurevich Strauss Lee S. E. Brand Defendant William Blair & Company, L.L.C. represented by Jonathan K. Youngwood Simona Gurevich Strauss Lee S. E. Brand Defendant Wells Fargo Securities, LLC represented by Jonathan K. Youngwood Simona Gurevich Strauss Lee S. E. Brand Defendant

16 Goldman Sachs & Co. LLC represented by Simona Gurevich Strauss V. Movant Lyle Hansen Movant Ignacio Canals represented by Adam Christopher McCall LEVI & KORSINSKY, LLP 445 S. Figueroa St. 31st Floor Los Angeles, CA Fax: represented by Jennifer Pafiti Jeremy A Lieberman Pomerantz LLP 600 Third Avenue, 20th Floor New York, NY Fax: jalieberman@pomlaw.com Movant Robert Stelly represented by Jennifer Pafiti Jeremy A Lieberman Movant Jin Chen represented by Jennifer Pafiti

17 Jeremy A Lieberman Movant Boston Retirement System represented by Betsy Carol Manifold Wolf Haldenstein Adler Freeman & Herz Symphony Towers 750 B Street Suite 2770 San Diego, CA manifold@whafh.com Brittany Nicole DeJong Wolf Haldenstein Adler Freeman and Herz LLP 750 B St. Suite 2770 San Diego, CA United Sta Fax: dejong@whafh.com Marisa C. Livesay Wolf Haldenstein Adler Freeman & Herz LLP Symphony Towers 750 B Street Suite 2770 San Diego, CA Fax: livesay@whafh.com Rachele R. Rickert Wolf Haldenstein Adler Freeman & Herz LLP Symphony Towers 750 B Street Suite 2770 San Diego, CA Fax:

18 Movant Northern Ireland Local Government Officers' Superannuation Committee Movant U.S. Equity Fund Movant Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles represented by Richard Martin Heimann Lieff Cabraser Heimann & Bernstein 275 Battery Street, 30th Floor San Francisco, CA represented by Robert J. Gralewski, Jr. Kirby McInerney LLP 600 B Street Suite 1900 San Diego, CA bgralewski@kmllp.com represented by Carissa Jasmine Dolan Robbins Geller Rudman and Dowd LLP 655 West Broadway Suite 1900 San Diego, CA cdolan@rgrdlaw.com Michael Albert Robbins Geller Rudman and Dowd LLP 655 West Broadway, Suite 1900 San Diego, CA malbert@rgrdlaw.com Scott H. Saham Robbins Geller Rudman & Dowd LLP 655 West Broadway, Suite 1900 San Diego, CA Fax: scotts@rgrdlaw.com

19 Danielle Suzanne Myers Robbins Geller Rudman & Dowd LLP 655 West Broadway, Suite 1900 San Diego, CA Fax: Darren Jay Robbins Robbins Geller Rudman & Dowd LLP 655 West Broadway, Suite 1900 San Diego, CA Fax: Jason A. Forge Robbins Geller Rudman and Dowd LLP 655 W. Broadway Suite 1900 San Diego, CA Fax: Shawn A. Williams Robbins Geller Rudman & Dowd LLP Post Montgomery Center One Montgomery Street, Suite 1800 San Francisco, CA Fax: Thomas Harry Peters Los Angeles City Attorney's Office 200 North Main Street, 7th floor Los Angeles, CA Fax: Movant

20 Employees' Retirement System of the State of Hawaii 3rd party plaintiff Bart Stadnicki Interested Party Kathy Geller represented by Blair Allen Nicholas Bernstein Litowitz Berger & Grossmann High Bluff Drive, Suite 300 San Diego, CA / represented by Frank James Johnson Johnson & Weaver, LLP 600 West Broadway, Suite 1540 San Diego, CA Fax: represented by John T Jasnoch Scott Scott Attorneys at Law LLP 707 Broadway Suite 1000 Sam Diego, CA Fax: jjasnoch@scott-scott.com Date Filed # Docket Text 05/16/ COMPLAINT against Carrie L Dolan, Renaud LaPlanche, LendingClub Corporation ( Filing fee $ 400, receipt number ). Filed bysteeve Evellard. (Attachments: # 1 Civil Cover Sheet)(Pafiti, Jennifer) (Filed on 5/16/2016) (Entered: 05/16/2016) 05/17/ Case assigned to Hon. William Alsup. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at Standing orders can be downloaded from the court's web page at Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of

21 Electronic Filing (NEF) within two business days. (as, COURT STAFF) (Filed on 5/17/2016) (Entered: 05/17/2016) 05/17/ Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 8/11/2016. Case Management Conference set for 8/18/ :00 AM in Courtroom 8, 19th Floor, San Francisco. (dtms, COURT STAFF) (Filed on 5/17/2016) (Entered: 05/17/2016) 05/17/ Application for Refund, Receipt Number by Steeve Evellard. (Pafiti, Jennifer) (Filed on 5/17/2016) (Entered: 05/17/2016) 05/23/ Proposed Summons. (Pafiti, Jennifer) (Filed on 5/23/2016) (Entered: 05/23/2016) 05/23/ MOTION for leave to appear in Pro Hac Vice, Jeremy A. Lieberman ( Filing fee $ 305, receipt number ) filed by Steeve Evellard. (Pafiti, Jennifer) (Filed on 5/23/2016) (Entered: 05/23/2016) 05/24/ PROPOSED SUMMONS by Steeve Evellard. Amendment to 5 Proposed Summons. (Pafiti, Jennifer) (Filed on 5/24/2016) Modified on 5/24/2016 (dtms, COURT STAFF). (Entered: 05/24/2016) 05/24/2016 Electronic filing error. Incorrect event used. Correct event is Proposed Summons.Corrected by Clerk's Office. No further action is necessary. Re: 7 Amended Document filed by Steeve Evellard (dtms, COURT STAFF) (Filed on 5/24/2016) (Entered: 05/24/2016) 05/24/ Summons Issued as to Renaud LaPlanche. (dtms, COURT STAFF) (Filed on 5/24/2016) (Entered: 05/24/2016) 05/31/ ORDER GRANTING 6 PRO HAC VICE APPLICATION AS TO JEREMY A. LIEBERMAN.(whalc2, COURT STAFF) (Filed on 5/31/2016) (Entered: 05/31/2016) 06/08/ CERTIFICATE OF SERVICE by Steeve Evellard re 3 Initial Case Management Scheduling Order with ADR Deadlines (Lieberman, Jeremy) (Filed on 6/8/2016) (Entered: 06/08/2016) 06/08/ Refund Approved re 4 Application for Refund. (dtms, COURT STAFF) (Filed on 6/8/2016) (Entered: 06/08/2016) 06/08/2016 Reminder: Judge's Initials WHA Required after the case number on all documents pursuant to Local Rule 3-4. (dtms, COURT STAFF) (Filed on 6/8/2016) (Entered: 06/08/2016) 06/08/ ORDER REQUESTING FILING OF NOTICE OF PUBLICATION. Signed by Judge Alsup on 6/8/2016. (whalc2, COURT STAFF) (Filed on 6/8/2016) (Entered: 06/08/2016) 06/08/ NOTICE REGARDING FACTORS TO BE EVALUATED FOR ANY PROPOSED CLASS SETTLEMENT. Signed by Judge Alsup on 6/8/2016. (whalc2, COURT STAFF) (Filed on 6/8/2016) (Entered: 06/08/2016) 06/08/ Response re 12 Order Response to Order Requesting Filing of Notice of Publication bysteeve Evellard. (Lieberman, Jeremy) (Filed on 6/8/2016) (Entered: 06/08/2016)

22 06/13/ WAIVER OF SERVICE Returned Executed filed by Steeve Evellard. (Lieberman, Jeremy) (Filed on 6/13/2016) (Entered: 06/13/2016) 06/15/ ORDER (1) SCHEDULING HEARING ON MOTIONS TO APPOINT LEAD PLAINTIFF, (2) REQUESTING INFORMATION FROM LEAD PLAINTIFF CANDIDATES, (3) SETTING BRIEFING SCHEDULE AND APPENDIX A (QUESTIONNAIRE). Motions due by 7/15/2016. Replies due by 8/5/2016. Responses due by 7/29/2016. Motion Hearing set for 8/15/ :00 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup. Signed by Judge William Alsup on 6/14/2016. (Attachments: # 1 Appendix A)(whalc2, COURT STAFF) (Filed on 6/15/2016) (Entered: 06/15/2016) 06/22/ WAIVER OF SERVICE Returned Executed filed by Steeve Evellard. (Lieberman, Jeremy) (Filed on 6/22/2016) (Entered: 06/22/2016) 06/22/ WAIVER OF SERVICE Returned Executed filed by Steeve Evellard. (Lieberman, Jeremy) (Filed on 6/22/2016) (Entered: 06/22/2016) 07/08/ STIPULATION to Extend Time to Respond to Complaint for Violation of the Federal Securities Law filed by Carrie L Dolan, LendingClub Corporation. (Pomerantz, Jay) (Filed on 7/8/2016) (Entered: 07/08/2016) 07/08/ NOTICE of Appearance by Kevin Peter Muck (Muck, Kevin) (Filed on 7/8/2016) (Entered: 07/08/2016) 07/08/ NOTICE of Appearance by Sebastian Elan Kaplan (Kaplan, Sebastian) (Filed on 7/8/2016) (Entered: 07/08/2016) 07/08/ NOTICE of Appearance by Nair Diana Chang (Chang, Nair) (Filed on 7/8/2016) (Entered: 07/08/2016) 07/08/ NOTICE of Appearance by Jay L. Pomerantz (Pomerantz, Jay) (Filed on 7/8/2016) (Entered: 07/08/2016) 07/08/ NOTICE of Appearance by Carly Lee Bittman (Bittman, Carly) (Filed on 7/8/2016) (Entered: 07/08/2016) 07/08/ Certificate of Interested Entities by Carrie L Dolan, LendingClub Corporation (Pomerantz, Jay) (Filed on 7/8/2016) (Entered: 07/08/2016) 07/14/ STIPULATION WITH PROPOSED ORDER to Relate Cases filed by Bart Stadnicki. (Johnson, Frank) (Filed on 7/14/2016) (Entered: 07/14/2016) 07/15/ MOTION to Appoint Lead Plaintiff and Lead Counsel, MOTION to Consolidate Cases filed by Lyle Hansen. Motion Hearing set for 8/15/ :00 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup. Responses due by 7/29/2016. Replies due by 8/5/2016. (McCall, Adam) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ Declaration of Adam C. McCall in Support of 27 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases filed bylyle Hansen. (Attachments: # 1 Exhibit A - Certification, # 2 Exhibit B - Loss Chart, # 3 Exhibit C - Press Release, # 4 Exhibit D - Firm Resume)(Related document(s) 27 ) (McCall, Adam) (Filed on 7/15/2016) (Entered: 07/15/2016)

23 07/15/ CERTIFICATE of Counsel by Adam Christopher McCall on behalf of Lyle Hansen (McCall, Adam) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ Certificate of Interested Entities by Lyle Hansen (McCall, Adam) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ MOTION to Consolidate Cases, MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Ignacio Canals, Robert Stelly, Jin Chen. Motion Hearing set for 8/15/ :00 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup. Responses due by 7/29/2016. Replies due by 8/5/2016. (Attachments: # 1 Proposed Order)(Pafiti, Jennifer) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ Declaration of Jennifer Pafiti in Support of 31 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel filed byignacio Canals, Jin Chen, Robert Stelly. (Attachments: # 1 Exhibit A - Press Release, # 2 Exhibit B - Certifications, # 3 Exhibit C - Loss Chart, # 4 Exhibit D - Pomerantz Resume, # 5 Exhibit E - Rosen Resume)(Related document(s) 31 ) (Pafiti, Jennifer) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel re 31 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel by Jennifer Pafiti on behalf of Ignacio Canals, Jin Chen, Robert Stelly (Pafiti, Jennifer) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ Certificate of Interested Entities by Ignacio Canals, Jin Chen, Robert Stelly re 31 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ MOTION to Appoint Lead Plaintiff and Lead Counsel, MOTION to Consolidate Cases Boston Retirement System's Notice of Motion and Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Counsel; Memorandum of Law in Support Thereof filed by Boston Retirement System. Motion Hearing set for 8/15/ :00 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup. Responses due by 7/29/2016. Replies due by 8/5/2016. (Attachments: # 1 Declaration of Betsy C. Manifold, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Proposed Order)(Manifold, Betsy) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ Certificate of Interested Entities by Boston Retirement System (Manifold, Betsy) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel by Betsy Carol Manifold on behalf of Boston Retirement System (Manifold, Betsy) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel by Rachele R. Rickert on behalf of Boston Retirement System (Rickert, Rachele) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel by Marisa C. Livesay on behalf of Boston Retirement System (Livesay, Marisa) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel by Brittany Nicole DeJong on behalf of Boston Retirement System (DeJong, Brittany) (Filed on 7/15/2016) (Entered: 07/15/2016)

24 07/15/ CERTIFICATE of Counsel Gregory M. Nespole by Betsy Carol Manifold on behalf of Boston Retirement System (Manifold, Betsy) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel Thomas H. Burt by Betsy Carol Manifold on behalf of Boston Retirement System (Manifold, Betsy) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel Nicholas E. Chimicles by Betsy Carol Manifold on behalf of Boston Retirement System (Manifold, Betsy) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel Kimberly Donaldson Smith by Betsy Carol Manifold on behalf of Boston Retirement System (Manifold, Betsy) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel Christina Donato Saler by Betsy Carol Manifold on behalf of Boston Retirement System (Manifold, Betsy) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel Catherine Pratsinakis by Betsy Carol Manifold on behalf of Boston Retirement System (Manifold, Betsy) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ MOTION to Consolidate Cases and Appointment as Lead Plaintiff, and Approval of Its Selection of Counsel; Memorandum of Points and Authorities in Support Thereof filed by Northern Ireland Local Government Officers' Superannuation Committee. Motion Hearing set for 8/15/ :00 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup. Responses due by 7/29/2016. Replies due by 8/5/2016. (Attachments: # 1 Proposed Order)(Heimann, Richard) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ Declaration of Richard M. Heimann in Support of 47 MOTION to Consolidate Cases and Appointment as Lead Plaintiff, and Approval of Its Selection of Counsel; Memorandum of Points and Authorities in Support Thereof filed bynorthern Ireland Local Government Officers' Superannuation Committee. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Related document(s) 47 ) (Heimann, Richard) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ Certificate of Interested Entities by Northern Ireland Local Government Officers' Superannuation Committee re 47 MOTION to Consolidate Cases and Appointment as Lead Plaintiff, and Approval of Its Selection of Counsel; Memorandum of Points and Authorities in Support Thereof (Attachments: # 1 Certification of Andrew D. Abramowitz Pursuant to Civil Local Rule 3-7(d), # 2 Certification of Andrew N. Dodemaide Pursuant to Civil Local Rule 3-7(d), # 3 Certification of Richard M. Heimann Pursuant to Civil Local Rule 3-7(d), # 4 Certification of Robert M. Roseman Pursuant to Civil Local Rule 3-7(d), # 5 Certification of Mark S. Willis Pursuant to Civil Local Rule 3-7(d))(Heimann, Richard) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ MOTION to Consolidate Cases and for Appointment as Lead Plaintiff filed by U.S. Equity Fund. Motion Hearing set for 8/25/ :00 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup. Responses due by 7/29/2016.

25 Replies due by 8/5/2016. (Attachments: # 1 Proposed Order)(Gralewski, Robert) (Filed on 7/15/2016) Modified on 8/2/2016 (mcls, COURT STAFF). (Entered: 07/15/2016) 07/15/ Declaration of Robert J. Gralewski, Jr. in Support of 50 Motion for Consolidation filed byu.s. Equity Fund. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Gralewski, Robert) (Filed on 7/15/2016) Modified on 7/18/2016 (mcls, COURT STAFF). (Entered: 07/15/2016) 07/15/ Certificate of Interested Entities by U.S. Equity Fund (Gralewski, Robert) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel re 51 Declaration in Support, 52 Certificate of Interested Entities, 50 MOTION to Consolidate Cases by Robert J. Gralewski, Jr on behalf of U.S. Equity Fund (Gralewski, Robert) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ NOTICE of Appearance by Darren Jay Robbins (Robbins, Darren) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ NOTICE of Appearance by Danielle Suzanne Myers (Myers, Danielle) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ NOTICE of Appearance by Shawn A. Williams (Williams, Shawn) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ MOTION to Consolidate Cases, MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof filed by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. Motion Hearing set for 8/15/ :00 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup. Responses due by 7/29/2016. Replies due by 8/5/2016. (Attachments: # 1 Proposed Order)(Robbins, Darren) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ Declaration of Darren J. Robbins in Support of 57 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof filed bywater and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Related document(s) 57 ) (Robbins, Darren) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ Certificate of Interested Entities by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles (Robbins, Darren) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Darren Jay Robbins on behalf of Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles (Robbins, Darren) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel of Jason A. Forge Pursuant to Local Rule 3-7(d) by Darren Jay Robbins on behalf of Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles (Robbins, Darren) (Filed on 7/15/2016) (Entered: 07/15/2016)

26 07/15/ CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Danielle Suzanne Myers on behalf of Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles (Myers, Danielle) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Shawn A. Williams on behalf of Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles (Williams, Shawn) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ MOTION to Appoint Lead Plaintiff and Lead Counsel, MOTION to Consolidate Cases filed by Employees' Retirement System of the State of Hawaii. Motion Hearing set for 8/15/ :00 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup. Responses due by 7/29/2016. Replies due by 8/5/2016. (Attachments: # 1 Proposed Order)(Nicholas, Blair) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ Declaration of Blair A. Nicholas in Support of 64 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases filed byemployees' Retirement System of the State of Hawaii. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Related document(s) 64 ) (Nicholas, Blair) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel of Blair A. Nicholas Pursuant to Local Rule 3-7(d) by Blair Allen Nicholas on behalf of Employees' Retirement System of the State of Hawaii (Nicholas, Blair) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel of Gerald H. Silk Pursuant to Local Rule 3-7(d) by Blair Allen Nicholas on behalf of Employees' Retirement System of the State of Hawaii (Nicholas, Blair) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel of Avi Josefson Pursuant to Local Rule 3-7(d) by Blair Allen Nicholas on behalf of Employees' Retirement System of the State of Hawaii (Nicholas, Blair) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/15/ CERTIFICATE of Counsel of Michael D. Blatchley Pursuant to Local Rule 3-7(d) by Blair Allen Nicholas on behalf of Employees' Retirement System of the State of Hawaii (Nicholas, Blair) (Filed on 7/15/2016) (Entered: 07/15/2016) 07/22/ NOTICE of Appearance by Jason A. Forge (Forge, Jason) (Filed on 7/22/2016) (Entered: 07/22/2016) 07/26/ ORDER RELATING CASES. Signed by Judge Alsup on 7/25/2016. (whalc2, COURT STAFF) (Filed on 7/26/2016) (Entered: 07/26/2016) 07/26/ NOTICE of Appearance by Robert John Liubicic (Liubicic, Robert) (Filed on 7/26/2016) (Entered: 07/26/2016) 07/27/ CLERK'S NOTICE Rescheduling Hearing. Case Management Statement due by 10/6/2016. Initial Case Management Conference set for 10/13/ :00 AM in Courtroom 8, 19th Floor, San Francisco. (dl, COURT STAFF) (Filed on 7/27/2016) (Entered: 07/27/2016) 07/27/ NOTICE by Ignacio Canals, Jin Chen, Robert Stelly re 31 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel NOTICE OF NON-

27 OPPOSITION TO COMPETING MOTIONS (Lieberman, Jeremy) (Filed on 7/27/2016) (Entered: 07/27/2016) 07/29/ Statement of Non-Opposition re 27 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases filed bylyle Hansen. (Related document(s) 27 ) (McCall, Adam) (Filed on 7/29/2016) (Entered: 07/29/2016) 07/29/ Statement of Non-Opposition To Motions For Consolidation filed bycarrie L Dolan, LendingClub Corporation. (Pomerantz, Jay) (Filed on 7/29/2016) (Entered: 07/29/2016) 07/29/ Notice of Withdrawal of 64 Motion of the Employees' Retirement System of the State of Hawaii for Appointment as Lead Plaintiff, Approval of its Selection of Lead Counsel, and Relation and Consolidation of All Related Actions (Nicholas, Blair) (Filed on 7/29/2016) Modified on 8/1/2016 (mcls, COURT STAFF). (Entered: 07/29/2016) 07/29/ Statement of Non-Opposition to Motions for Consolidation filed by Renaud Laplanche filed byrenaud LaPlanche. (Liubicic, Robert) (Filed on 7/29/2016) (Entered: 07/29/2016) 07/29/ RESPONSE (re 31 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel, 47 MOTION to Consolidate Cases and Appointment as Lead Plaintiff, and Approval of Its Selection of Counsel; Memorandum of Points and Authorities in Support Thereof, 27 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases, 35 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases Boston Retirement System's Notice of Motion and Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Counsel; Memorandum of Law in Support Thereof, 57 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof ) filed byu.s. Equity Fund. (Gralewski, Robert) (Filed on 7/29/2016) (Entered: 07/29/2016) 07/29/ Notice of Withdrawal of 35 Motion Boston Retirement System's Notice of Withdrawal of Motion for Lead Plaintiff (Manifold, Betsy) (Filed on 7/29/2016) Modified on 8/1/2016 (mcls, COURT STAFF). (Entered: 07/29/2016) 07/29/ Response re 47 MOTION to Consolidate Cases and Appointment as Lead Plaintiff, and Approval of Its Selection of Counsel; Memorandum of Points and Authorities in Support Thereof bynorthern Ireland Local Government Officers' Superannuation Committee. (Heimann, Richard) (Filed on 7/29/2016) (Entered: 07/29/2016) 07/29/ RESPONSE (re 31 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel, 47 MOTION to Consolidate Cases and Appointment as Lead Plaintiff, and Approval of Its Selection of Counsel; Memorandum of Points and Authorities in Support Thereof, 27 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases, 50 MOTION to Consolidate Cases ) filed bywater and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Robbins, Darren) (Filed on 7/29/2016) (Entered: 07/29/2016) 08/01/ RESPONSE to re 16 Order. Response to Court Order; Submission in further support of 50 motion for appointment as Lead Plaintiff by U.S. Equity Fund. (Attachments:

28 # 1 Exhibit A)(Gralewski, Robert) (Filed on 8/1/2016) Modified on 8/2/2016 (mcls, COURT STAFF). (Entered: 08/01/2016) 08/03/ CLERK'S NOTICE Rescheduling Motion Hearing. Vacate Motion Hearing set for 8/25/2016. (This is a text-only entry generated by the court. There is no document associated with this entry.), Set/Reset Deadlines as to 50 MOTION to Consolidate Cases. Motion Hearing set for 8/15/ :00 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup. (dl, COURT STAFF) (Filed on 8/3/2016) (Entered: 08/03/2016) 08/05/ REPLY (re 57 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof ) filed bywater and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Forge, Jason) (Filed on 8/5/2016) (Entered: 08/05/2016) 08/05/ Declaration of Jason A. Forge in Support of 85 Reply to Opposition/Response, filed bywater and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Attachments: # 1 Exhibit 1)(Related document(s) 85 ) (Forge, Jason) (Filed on 8/5/2016) (Entered: 08/05/2016) 08/09/ Notice of Withdrawal of 50 Motion for Lead Plaintiff (Gralewski, Robert) (Filed on 8/9/2016) Modified on 8/10/2016 (mcls, COURT STAFF). (Entered: 08/09/2016) 08/11/ NOTICE of Appearance by Sarah L. Rothenberg (Rothenberg, Sarah) (Filed on 8/11/2016) (Entered: 08/11/2016) 08/12/ NOTICE REGARDING HEARING RE APPOINTMENT OF LEAD PLAINTIFF. Signed by Judge Alsup on 8/12/2016. (whalc2, COURT STAFF) (Filed on 8/12/2016) (Entered: 08/12/2016) 08/15/ ORDER (1) CONSOLIDATING CASES; (2) APPOINTING LEAD PLAINTIFF; AND (3) INVITING APPLICATIONS FOR LEAD COUNSEL. Signed by Judge Alsup on 8/15/2016. (whalc2, COURT STAFF) (Filed on 8/15/2016) (Entered: 08/15/2016) 08/15/ Minute Entry for proceedings held before Hon. William Alsup: Motion Hearing held on 8/15/2016. Motions to Consolidate Cases and Motions to Appoint Lead Plaintiff and Lead Counsel Taken Under Submission.Total Time in Court 37 minutes. Court Reporter Name Belle Ball. Plaintiff Attorney Jason Forge; Shawn Williams; Darren Robbins. Defendant Attorney Kevin Muck; Carly Bittman. Attachment minute order.(dl, COURT STAFF) (Date Filed: 8/15/2016) (Entered: 08/19/2016) 08/19/ CERTIFICATION of Lead Plaintiff Pursuant to 90 Order by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (mcls, COURT STAFF) (Filed on 8/19/2016) (Entered: 08/19/2016) 08/19/ TRANSCRIPT ORDER for proceedings held on 8/15/16 before Hon. William Alsup by Boston Retirement System, for Court Reporter Belle Ball. (Manifold, Betsy) (Filed on 8/19/2016) (Entered: 08/19/2016) 08/22/ TRANSCRIPT ORDER for proceedings held on 08/15/2016 before Hon. William Alsup by Water and Power Employees' Retirement, Disability and Death Plan of the

29 City of Los Angeles, for Court Reporter Belle Ball. (Myers, Danielle) (Filed on 8/22/2016) (Entered: 08/22/2016) 08/29/ Transcript of Proceedings held on August 15, 2016, before Judge William Alsup. Court Reporter Belle Ball, CSR, CRR, RDR, telephone number (415) Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 93 Transcript Order, 94 Transcript Order, ) Release of Transcript Restriction set for 11/28/2016. (Related documents(s) 93, 94 ) (Ball, Belle) (Filed on 8/29/2016) (Entered: 08/29/2016) 09/27/ ADR Clerk's Notice re: Non-Compliance with Court Order (ewh, COURT STAFF) (Filed on 9/27/2016) (Entered: 09/27/2016) 09/28/ MOTION for Approval of Lead Plaintiff's Selection of Lead Counsel and Memorandum of Law in Support Thereof filed by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Attachments: # 1 Proposed Order)(Forge, Jason) (Filed on 9/28/2016) (Related Documents: 90 Order (1) Consolidating Cases; (2) Appointing Lead Plaintiff; And (3) Inviting Applications For Lead Counsel). Modified on 9/29/2016 (ecgs, COURT STAFF). (Entered: 09/28/2016) 09/28/ Declaration of Jason A. Forge in Support of 97 MOTION to Appoint Counsel and Memorandum of Law in Support Thereof filed bywater and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Attachments: # 1 Exhibit 1 (RFP), # 2 Exhibit 2 (RGRD resume))(related document(s) 97 ) (Forge, Jason) (Filed on 9/28/2016) (Entered: 09/28/2016) 09/28/ Administrative Motion to File Under Seal Declarations in Support of Lead Plaintiff's Motion for Approval of Selection of Lead Counsel filed by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Attachments: # 1 Declaration of Jason A. Forge, # 2 Proposed Order, # 3 Declaration of Alan L. Manning, # 4 Declaration of Jeremy Wolfson)(Forge, Jason) (Filed on 9/28/2016) (Entered: 09/28/2016) 09/29/ NOTICE by Carrie L Dolan, LendingClub Corporation Of Need for ADR Phone Conference (Pomerantz, Jay) (Filed on 9/29/2016) (Entered: 09/29/2016) 10/04/ ADR Clerk's Notice Setting ADR Phone Conference on Wednesday, October 12, 2016, at 2:00 PM Pacific time. Please note that you must be logged into an ECF account of counsel of record in order to view this document. (af, COURT STAFF) (Filed on 10/4/2016) (Entered: 10/04/2016) 10/05/ ORDER TO SUBMIT ALL PROPOSALS UNDER SEAL by Judge Alsup on 10/5/2016. (whalc2, COURT STAFF) (Filed on 10/5/2016) (Entered: 10/05/2016) 10/05/ CLERK'S NOTICE. The CMC set for 10/13/2016 is CONTINUED. Case Management Statement due by 11/10/2016. Initial Case Management Conference set for 11/17/ :00 AM in Courtroom 8, 19th Floor, San Francisco. (This is a textonly entry generated by the court. There is no document associated with this entry.)

30 (dl, COURT STAFF) (Filed on 10/5/2016) Modified on 10/5/2016 (ecgs, COURT STAFF). (Entered: 10/05/2016) 10/06/ Administrative Motion to File Under Seal filed by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Attachments: # 1 Declaration Declaration of Thom Peters, # 2 Proposed Order Proposed Order, # 3 Declaration of Alan Manning, # 4 Response 1a, # 5 Response 1b, # 6 Response 1c, # 7 Response 1d, # 8 Response 2a, # 9 Response 2b, # 10 Response 3a, # 11 Response 3b, # 12 Response 3c, # 13 Response 4a, # 14 Response 4b, # 15 Response 5, # 16 Response 6, # 17 Response 7, # 18 Response 8, # 19 Response 9)(Peters, Thomas) (Filed on 10/6/2016) (Entered: 10/06/2016) 10/06/ NOTICE of Appearance by Marie Caroline Bafus (Bafus, Marie) (Filed on 10/6/2016) (Entered: 10/06/2016) 10/11/ ORDER SETTING HEARING REGARDING APPOINTMENT OF LEAD COUNSEL (97 in 3:16-cv WHA) Motion Hearing set for 10/19/ :00 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup.. Signed by Judge Alsup on 10/11/16. (whalc1, COURT STAFF) (Filed on 10/11/2016) (Entered: 10/11/2016) 10/12/ ADR Remark: ADR Phone Conference held by Tamara Lange on 10/12/2016. A further ADR Phone Conference is scheduled on 1/25/2017, at 11:00 AM Pacific time. The call-in information remains the same. (af, COURT STAFF) (Filed on 10/12/2016) (This is a text-only entry generated by the court. There is no document associated with this entry.) (Entered: 10/12/2016) 10/13/ RESPONSE of Defendants LendingClub Corporation and Carrie L. Dolan to October 13, 2016 Minute Entry in Member Case No. 16-cv-2670 (re 44 in 3:16-cv WHA) by Carrie L Dolan, LendingClub Corporation. (Muck, Kevin) (Filed on 10/13/2016) Modified on 10/13/2016 (ecgs, COURT STAFF). (Entered: 10/13/2016) 10/14/ Second Administrative Motion to File Under Seal filed by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Attachments: # 1 Peters Declaration in Support of Admin Motion, # 2 Proposed Order, # 3 Levine Declaration)(Peters, Thomas) (Filed on 10/14/2016) (Entered: 10/14/2016) 10/18/ ORDER RE SEALING MOTIONS by Judge Alsup granting (whalc1, COURT STAFF) (Filed on 10/18/2016) (Entered: 10/18/2016) 10/19/ Minute Entry for proceedings held before Hon. William Alsup: Motion Hearing held on 10/19/2016 re 97 MOTION to Appoint Counsel and Memorandum of Law in Support Thereof filed by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. Total Time in Court 38 minutes. Court Reporter Name Belle Ball. Movant Attorney Darren Robbins; Jason Forge. Attachment minute order.(dl, COURT STAFF) (Date Filed: 10/19/2016) (Entered: 10/25/2016) 10/25/ Administrative Motion to File Under Seal filed by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Attachments: # 1 Declaration of Jason A. Forge, # 2 Proposed Order, # 3 Declaration of Jason A.

31 Forge [Under Seal], # 4 Declaration of Alan L. Manning [Under Seal])(Forge, Jason) (Filed on 10/25/2016) (Entered: 10/25/2016) 10/28/ ORDER APPROVING LEAD PLAINTIFF'S SELECTION OF COUNSEL by Hon. William Alsup granting (97) Motion to Appoint Counsel in case 3:16-cv WHA.Associated Cases: 3:16-cv WHA, 3:16-cv WHA(whalc1, COURT STAFF) (Filed on 10/28/2016) (Entered: 10/28/2016) 10/28/ ORDER GRANTING LEAD PLAINTIFF'S ADMINISTRATIVE MOTION TO FILE UNDER SEAL by Hon. William Alsup granting 111 Administrative Motion to File Under Seal.(whalc1, COURT STAFF) (Filed on 10/28/2016) (Entered: 10/28/2016) 11/08/ Certificate of Interested Entities by Carrie L Dolan, LendingClub Corporation (Certification of Interested Entities) (Pomerantz, Jay) (Filed on 11/8/2016) (Entered: 11/08/2016) 11/09/ Certificate of Interested Entities by Renaud LaPlanche (Liubicic, Robert) (Filed on 11/9/2016) (Entered: 11/09/2016) 11/10/ JOINT CASE MANAGEMENT STATEMENT filed by Carrie L Dolan, LendingClub Corporation. (Muck, Kevin) (Filed on 11/10/2016) Modified on 11/10/2016 (ecgs, COURT STAFF). (Entered: 11/10/2016) 11/15/ NOTICE of Appearance by Scott H. Saham (Saham, Scott) (Filed on 11/15/2016) (Entered: 11/15/2016) 11/15/ NOTICE of Appearance by Michael Albert (Albert, Michael) (Filed on 11/15/2016) (Entered: 11/15/2016) 11/17/ Minute Entry for proceedings held before Hon. William Alsup: Initial Case Management Conference held on 11/17/2016. Jury Trial/Selection set for 1/8/ :30 AM before Hon. William Alsup. Further Jury Trial set for 1/8/2018 1/9/2018 1/10/2018 1/11/2018 1/12/ :30 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup.Total Time in Court 6 minutes. Court Reporter Name Leo Mankiewicz. Plaintiff Attorney Daren Robbins; Michael Albert. Defendant Attorney Marie Bafus; Robert Liubicic; Kevin Muck. Attachment minute order.(dl, COURT STAFF) (Date Filed: 11/17/2016) (Entered: 11/18/2016) 11/21/ CASE MANAGEMENT SCHEDULING ORDER: ORDER REFERRING CASE to Magistrate Judge Joseph C. Spero for Mediation/Settlement. Final Pretrial Conference set for 12/20/ :00 PM in Courtroom 8, 19th Floor, San Francisco. Jury Trial set for 1/8/ :30 AM in Courtroom 8, 19th Floor, San Francisco before Hon. William Alsup. Amended Pleadings due by 3/9/2017. Discovery due by 6/1/2017. Motions due by 10/26/2017. Signed by Judge William Alsup on 11/21/2016. (whasec, COURT STAFF) (Filed on 11/21/2016) (Entered: 11/21/2016) 11/22/2016 CASE REFERRED to Magistrate Judge Joseph C. Spero for Settlement (ahm, COURT STAFF) (Filed on 11/22/2016) (Entered: 11/22/2016) 12/01/ CLERK'S NOTICE. (This is a text-only entry generated by the court. There is no document associated with this entry.) Telephonic Scheduling/ Settlement

32 Conference set for 12/7/ :00 PM in Courtroom G, 15th Floor, San Francisco before Chief Magistrate Judge Joseph C. Spero. (klhs, COURT STAFF) (Filed on 12/1/2016) (Entered: 12/01/2016) 12/08/ Minute Entry for proceedings held before Chief Magistrate Judge Joseph C. Spero: Telephonic Scheduling Conference to Set Settlement Conference held on 12/7/2016.Settlement conference set for 9/19/17 at 9:30 AM. Court to issue Settlement Conference Order.FTR Time Not Reported. Plaintiff Attorney Jason Forge, Scott Saham, Shawn Williams (via phone). Defendant Attorney Kevin Muck - for Wertz, Robert Luibicic - for Laplanche (via phone). This is a text only Minute Entry (klhs, COURT STAFF) (Date Filed: 12/8/2016) (Entered: 12/08/2016) 12/08/ Notice of Settlement Conference and Order Setting Settlement Conference before Chief Magistrate Judge Joseph C. Spero. Settlement Conference set for 9/19/ :30 AM in Courtroom G, 15th Floor, San Francisco. Signed by Chief Magistrate Judge Joseph C. Spero on 12/8/16. (klhs, COURT STAFF) (Filed on 12/8/2016) (Entered: 12/08/2016) 12/09/ ** FILED IN ERROR. PLEASE SEE 126 FOR CORRECTED FILING *** STIPULATION WITH PROPOSED ORDER Regarding Consolidation of Action filed by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Forge, Jason) (Filed on 12/9/2016) Modified on 12/12/2016 (ecgs, COURT STAFF). (Entered: 12/09/2016) 12/09/ STIPULATION WITH PROPOSED ORDER Amended Stipulation and [Proposed] Order Regarding Consolidation of Action filed by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Forge, Jason) (Filed on 12/9/2016) (Entered: 12/09/2016) 12/09/ AMENDED COMPLAINT Consolidated Complaint for Violation of the Federal Securities Laws against Carrie L Dolan, Renaud LaPlanche, LendingClub Corporation, Daniel T. Ciporin, Jeffrey Crowe, Rebecca Lynn, John J. Mack, Mary Meeker, John C. (Hans) Morris, Lawrence H. Summers, Simon Williams, Morgan Stanley & Co. LLC, Goldman, Sachs & Co.,, Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., Allen & Company LLC, Stifel Nicolaus & Company Incorporated, BMO Capital Markets Corp., William Blair & Company, L.L.C., Wells Fargo Securities, LLC. Filed bywater and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. (Forge, Jason) (Filed on 12/9/2016) (Entered: 12/09/2016) 12/09/ AMENDED STIPULATION AND ORDER REGARDING CONSOLIDATION OF ACTION, Motions terminated: (126 in 3:16-cv WHA), (125 in 3:16- cv wha). Signed by Judge Alsup on 12/9/16. (whalc1, COURT STAFF) (Filed on 12/9/2016) (Entered: 12/09/2016) 12/09/ Proposed Summons. (Forge, Jason) (Filed on 12/9/2016) (Entered: 12/09/2016) 12/13/ Summons Issued as to Allen & Company LLC, BMO Capital Markets Corp., Daniel T. Ciporin, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Jeffrey Crowe, Goldman, Sachs & Co.,, Rebecca Lynn, John J. Mack, Mary Meeker, Morgan Stanley & Co. LLC, John C. (Hans) Morris, Stifel Nicolaus & Company Incorporated, Lawrence H. Summers, Wells Fargo Securities, LLC, William Blair &

33 Company, L.L.C., Simon Williams. (ecgs, COURT STAFF) (Filed on 12/13/2016) (Entered: 12/13/2016) 12/19/ WAIVER OF SERVICE Returned Executed filed by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles. Service waived by Allen & Company LLC waiver sent on 12/12/2016, answer due 2/10/2017; BMO Capital Markets Corp. waiver sent on 12/12/2016, answer due 2/10/2017; Daniel T. Ciporin waiver sent on 12/12/2016, answer due 2/10/2017; Citigroup Global Markets Inc. waiver sent on 12/12/2016, answer due 2/10/2017; Credit Suisse Securities (USA) LLC waiver sent on 12/12/2016, answer due 2/10/2017; Jeffrey Crowe waiver sent on 12/12/2016, answer due 2/10/2017; Goldman, Sachs & Co., waiver sent on 12/12/2016, answer due 2/10/2017; Rebecca Lynn waiver sent on 12/12/2016, answer due 2/10/2017; John J. Mack waiver sent on 12/12/2016, answer due 2/10/2017; Mary Meeker waiver sent on 12/12/2016, answer due 2/10/2017; Morgan Stanley & Co. LLC waiver sent on 12/12/2016, answer due 2/10/2017; John C. (Hans) Morris waiver sent on 12/12/2016, answer due 2/10/2017; Stifel Nicolaus & Company Incorporated waiver sent on 12/12/2016, answer due 2/10/2017; Lawrence H. Summers waiver sent on 12/12/2016, answer due 2/10/2017; Wells Fargo Securities, LLC waiver sent on 12/12/2016, answer due 2/10/2017; William Blair & Company, L.L.C. waiver sent on 12/12/2016, answer due 2/10/2017; Simon Williams waiver sent on 12/12/2016, answer due 2/10/2017. (Saham, Scott) (Filed on 12/19/2016) (Entered: 12/19/2016) 01/06/ TRANSCRIPT ORDER for proceedings held on 11/17/2016 before Hon. William Alsup by Water and Power Employees' Retirement, Disability and Death Plan of the City of Los Angeles, for Court Reporter Leo Mankiewicz. (Albert, Michael) (Filed on 1/6/2017) (Entered: 01/06/2017) 01/17/ Transcript of Proceedings held on 11/17/2016, before Judge William H. Alsup. Court Reporter/Transcriber Leo T. Mankiewicz, CSR, RMR, CRR, telephone number (415) ; Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 132 Transcript Order, ) Redaction Request due 2/7/2017. Redacted Transcript Deadline set for 2/17/2017. Release of Transcript Restriction set for 4/17/2017. (Related documents(s) 132 ) (Mankiewicz, Leo) (Filed on 1/17/2017) (Entered: 01/17/2017) 01/20/ NOTICE of Appearance by Kevin Peter Muck for defendants Daniel T. Ciporin, Jeffrey Crowe, Rebecca Lynn, John J. Mack, Mary Meeker, John C. (Hans) Morris, Lawrence Summers and Simon Williams (Muck, Kevin) (Filed on 1/20/2017) (Entered: 01/20/2017) 01/20/ NOTICE of Appearance by Marie Caroline Bafus for defendants Daniel T. Ciporin, Jeffrey Crowe, Rebecca Lynn, John J. Mack, Mary Meeker, John C. (Hans) Morris, Lawrence Summers and Simon Williams (Bafus, Marie) (Filed on 1/20/2017) (Entered: 01/20/2017) 01/20/ NOTICE of Appearance by Jay L. Pomerantz for defendants Daniel T. Ciporin, Jeffrey Crowe, Rebecca Lynn, John J. Mack, Mary Meeker, John C. (Hans) Morris,