(1) Director Nominees to be considered at the ordinary general meeting of shareholders of MHFG on June, 2015 ( The Shareholders Meeting )

Transcription

1 Mizuho Financial, Inc. (MHFG) 1. Directors (1) Director Nominees to be considered at the ordinary general meeting of shareholders of MHFG on June, 2015 ( The Shareholders Meeting ) Yasuhiro Sato* Shusaku Tsuhara* Ryusuke Aya* Junichi Shinbo* Koji Fujiwara* Hideyuki Takahashi Nobukatsu Funaki Mitsuo Ohashi Tetsuo Seki Mr Takashi Kawamura Tatsuo Kainaka Hirotake Abe Ms. Hiroko Ota (Reappointment) (New appointment) (Reappointment) (Reappointment) (Reappointment) (Reappointment) (Reappointment) (Reappointment, Outside Director) (New appointment, Outside Director) (Reappointment, Outside Director) (Reappointment, Outside Director) (New appointment, Outside Director) (Reappointment, Outside Director) Total of 13 nominees (Note) Asterisks indicate directors expected to concurrently serve as executive officers. (2) Directors scheduled to retire at the end of the Shareholders Meeting Yasunori Tsujita Akihiko Nomiyama Kanemitsu Anraku (Currently Director, Deputy President & Executive (Representative Executive ) and scheduled to be Director (not fulltime) as of April 1, 2015) (Currently Outside Director) (Currently Outside Director) 2

2 (3) Chairman and Deputy Chairman of the Board of Directors to be considered at the Board meeting to be held following the Shareholders Meeting Appointee as Chairman Ms. Hiroko Ota Appointee as Deputy Chairman Hideyuki Takahashi (4) Members of Committees to be considered at the Board meeting to be held following the Shareholders Meeting Nominating Committee Chairman Mitsuo Ohashi (Outside Director) Member Takashi Kawamura (Outside Director) Member Tatsuo Kainaka (Outside Director) Member Ms. Hiroko Ota (Outside Director) Compensation Committee Chairman Tatsuo Kainaka (Outside Director) Member Tetsuo Seki (Outside Director) Member Takashi Kawamura (Outside Director) Audit Committee Chairman Hideyuki Takahashi Member Tetsuo Seki (Outside Director) Member Tatsuo Kainaka (Outside Director) Member Hirotake Abe (Outside Director) Member Nobukatsu Funaki Risk Committee Chairman Hideyuki Takahashi Member Hidetaka Kawakita (Outside Expert) Member Ms. Izumi Kobayashi (Outside Expert) (Note) Hidetaka Kawakita and Ms. Izumi Kobayashi are outside experts appointed by the Board of Directors of MHFG. 3

3 (5) Brief Personal Records of Newly Nominated Directors Shusaku Tsuhara Date of Birth Jan. 6, 1960 Education Mar Graduated from Faculty of Economics, Keio University Business Experience Joined in Apr Apr Executive, of Executive Secretariat of Mizuho Financial, Inc. Apr of the former Mizuho Bank, Ltd. July 2013 of Mizuho Bank, Ltd. (current) Tetsuo Seki Date of Birth July 29, 1938 Education Mar Graduated from School of Economics, Osaka University Business Experience Apr Joined Yawata Iron & Steel Co., Ltd. June 1993 Director of Nippon Steel Corporation Apr.1997 Director Apr Representative Director and Executive Vice President June 2003 Executive Advisor June 2004 Senior Corporate Auditor June 2004 Independent Director of Terumo Corporation (until Sep. 2008) Mar Outside Director of Sapporo Holdings Limited (until Sep. 2008) June 2007 Outside Director of Tokyo Financial Exchange Inc. (until Sep. 2008) Oct Chairperson of The Japan Corporate Auditors Association (until Oct. 2008) Oct Outside Director of Japan Post Holdings Co., Ltd. (until Sep. 2008) June 2008 Executive Advisor of Nippon Steel Corporation (until Sep. 2008) Oct President (Representative Director) of The Shoko Chukin Bank, Ltd. June 2013 General Advisor (current) 4

4 Hirotake Abe Date of Birth Nov. 13, 1944 Education Mar.1968 Graduated from Faculty of Commerce, Chuo University Aug Completed Wharton International Advanced Management Program, The Wharton School of the University of Pennsylvania Business Experience Jan Joined Tohmatsu Awoki & Co. June 1985 Temporarily transferred Deloitte & Touche New York Office July 1990 Senior Partner of Tomatsu & Co. June 2001 CEO (until May 2007) June 2004 Executive Member of Deloitte Touche Tohmatsu Limited June 2007 Senior Adviser of Deloitte Touche Tohmatsu (until Dec.2009) Jan Established the Certified Public Accountant Hirotake Abe Office (current) June 2010 Corporate Auditor of CONEXIO Corporation (current) June 2010 Corporate Auditor of Sumitomo Metal Industries, Ltd. (until Oct. 2012) June 2011 Corporate Auditor of Honda Motor Co., Ltd. (current) Oct Corporate Auditor of NIPPON STEEL & SUMITOMO METAL CORPORATION (current) 5

5 2. Changes in Executive s New Position (Effective as of April 1, 2015) Current Position Head of Strategic Toshitsugu Okabe Deputy President & Executive *1 (Representative Executive ) Planning and Management Control (Personal Banking, Retail Banking and Corporate Banking) and Strategic Planning (Priority Deputy President & Executive *1 Head of Strategic Planning and Management Control (Personal Banking, Retail Banking and Corporate Banking) Assignments) Head of Strategic Planning and Management Head of Strategic Control Planning and (International Management Banking, Control Akira Senior Investment Senior (International Sugano Executive *1 Banking, Executive *1 Banking, Transaction and Investment Asset Banking and Management) and Asset Strategic Planning Management) (Priority Assignments) Shusaku Tsuhara Senior Executive *1 Head of Compliance Tetsuhiko Saito Senior Executive *1 Head of Personal Executive *2 Head of Personal and Head of Retail Katsunobu Motohashi Executive *1 Head of Asset Management Unit Executive *2 Head of Asset Management Unit 6

6 New Position (Effective as of April 1, 2015) Current Position Head of Retail Keiichiro Ogushi Executive *1 and Head of Corporate Tatsufumi Sakai Executive *1 Head of International Executive *2 Head of International Head of Corporate Head of Corporate Daisuke Yamada Executive *1 (Large Executive *2 (Large Corporations) Corporations) Head of Kazuya Kobayashi Executive *1 Investment and Head of Transaction Executive *2 Head of Investment Head of Financial Kenji Tsujitsugu Executive *1 Institutions & Public Sector Business Unit of Corporate Satoshi Ishii Executive *1 Head of Human Resources Executive *2 Secretariat and for Executive Secretariat In charge of In charge of Hiroshi Senior Compliance with Compliance with Suehiro Executive *2 US FBO Executive *2 US FBO Regulation Regulation Kouji Arita Executive *2 Joint Head of Operations Executive *2 of Operations Planning Division Masahiro Otsuka Executive *2 Joint Head of Personal Banking Unit Executive *2 of Retail Banking Coordination Division 7

7 New Position (Effective as of April 1, 2015) Current Position Masato Monguchi Executive *2 Risk Management and Deputy Head of Compliance Executive *2 Compliance IT Tatsuya Yamada Executive *2 & Systems and Deputy Head of Operations Executive *2 IT & Systems Hiroto Koda Executive *2 Retail Banking Unit and Deputy Head of Corporate Naomi Tsumura Executive *2 Compliance Yasuto Hamanishi Executive *2 Corporate of Personal Hidenobu Executive *2 Banking of Corporate Mukai Coordination Planning Division Division of Asset of Asset Masamichi Executive *2 Management Management Ishikawa Coordination Coordination Division Division Makoto Umemiya Executive *2 of Financial Planning Division of Financial Planning Division Goji Fujishiro Executive *2 of Executive Secretariat of Executive Secretariat 8

8 New Position (Effective as of April 1, 2015) Current Position Shuji Kojima Executive *2 of Compliance Division of Compliance Division of Next of Next Generation IT Generation IT Naoto Takahashi Executive *2 Systems Coordination Project Team and Systems Coordination Project Team and for Strategic for Corporate Planning Planning Division Head of Internal Control(Risk Director, Deputy Management, Yasunori Tsujita Director (not fulltime) President & Executive *1 (Representative Human Resources and Compliance)and Executive ) Head of Compliance Head of Financial Institutions & Masayuki Hoshi Retired Executive *1 Public Sector Business Unit and Head of Transaction Tomoshige Jingu Retired Executive *1 Head of Human Resources Masayuki Yonetani Retired Executive *2 Head of Corporate 9

9 New Position (Effective as of April 1, 2015) Current Position Takeru Watanabe Retired Executive *2 Personal Banking Unit and Deputy Head of Retail Tsuyoshi Hatsuzawa Retired Executive *2 Risk Management Kenichi Minamitani Retired Executive *2 Compliance Shuzo Fujii Retired Executive *2 Corporate Masaya Usuha Retired Executive *2 Operations Akira Retired Executive *2 Nakamura (Note) *1: Executive s as Defined in the Companies Act of Corporate Banking Coordination Division (Large Corporations) *2: Executive s as Defined in Our Internal Regulations. 10

10 (Brief Personal Record of New Representative Executive ) Toshitsugu Okabe Date of Birth May 2, 1956 Education Mar Graduated from Faculty of Law, Chuo University Business Experience Joined in Apr Apr Apr Apr Apr June 2013 July 2013 Sep Nov Apr June 2014 Executive, of Executive Secretariat of Mizuho Financial, Inc. of the former Mizuho Bank, Ltd., Head of Retail (not fulltime), in charge of coordination with Retail of the former Mizuho Bank, Ltd. of the former Mizuho Corporate Bank, Ltd. Deputy President & Executive, Deputy President (Personal and Retail ) of Mizuho Financial, Inc. Deputy President, Deputy President (Personal and Retail ) and Head of Internal Audit of the former Mizuho Bank, Ltd. (until July 2013) Deputy President & Executive, Deputy President (In charge of coordination with Personal and Retail of the former Mizuho Bank, Ltd.) and Head of Internal Audit of the former Mizuho Corporate Bank, Ltd. (until July 2013) Deputy President, Deputy President (Personal and Retail ) of Mizuho Financial, Inc. (until Sep. 2013) Deputy President, Deputy President (Personal and Retail ) and Head of Internal Audit of Mizuho Bank, Ltd.(until Apr. 2014) Deputy President, Deputy President (Personal and Retail ) and Head of Compliance of Mizuho Financial, Inc. (until Apr. 2014), in charge of Compliance of Mizuho Trust & Banking Co., Ltd., in charge of Compliance of Mizuho Securities Co., Ltd. Deputy President, Deputy President (Head of Strategic Planning and Management Control(Personal Banking, Retail Banking and Corporate Banking)) of Mizuho Financial, Inc. Deputy President & Executive, Head of Strategic Planning and Management Control (Personal Banking, Retail Banking and Corporate Banking) (current) Number of shares of our common stock owned (as of September 30, 2014): 556,900 11

11 (Brief Personal Records of New Executive s) Date of Birth Education Business Experience Shusaku Tsuhara See Brief Personal Records of Newly Nominated Directors Keiichiro Ogushi Date of Birth Aug. 20, 1960 Education Mar Graduated from Faculty of Law, Keio University Business Experience Joined in Apr Apr of Corporate Banking Division No.12 of the former Mizuho Corporate Bank, Ltd. Apr Executive, of Corporate Banking Coordination Division Apr Executive, of Corporate Banking Coordination Division (Large Corporations) of the former Mizuho Bank, Ltd. Executive, of Corporate Banking Coordination Division (Large Corporations) of the former Mizuho Corporate Bank, Ltd. Apr of the former Mizuho Bank, Ltd. of the former Mizuho Corporate Bank, Ltd. July 2013 of Mizuho Bank, Ltd. (current) Kenji Tsujitsugu Date of Birth Nov. 12, 1962 Education Mar Graduated from Faculty of Economics, Kyoto University Business Experience Joined in Apr Apr of Financial Institutions & Public Sector Business Coordination Department of the former Mizuho Corporate Bank, Ltd. Apr of Financial Institutions Banking Division No.2 Apr of Fukuoka Corporate Banking Division Apr Executive, of Fukuoka Corporate Banking Division July 2013 Executive, of Fukuoka Corporate Banking Division of Mizuho Bank, Ltd. (current) 12

12 Hiroto Koda Date of Birth June 8, 1959 Education Mar Graduated from Faculty of Economics, Hitotsubashi University Business Experience Joined in Apr May 2009 Executive, of Global Corporate Planning Dept., Mizuho Securities Co., Ltd. Apr. 2011, in charge of Global Corporate Planning Dept., Strategic Research Dept., Overseas Office Administration Dept., Beijing Representative Office, Shanghai Representative Office, Mumbai Representative Office, BCP Office and Corporate Communications Dept. Apr. 2012, in charge of Corporate Planning Dept., Business Planning & Promotion Dept., Strategic Research Dept. and Corporate Communications Dept. Jan. 2013, Head of Strategic Planning Apr. 2014, Head of Corporate Investment Services & Retail Business Division, Joint Head of Strategic Planning Oct. 2014, Head of Corporate Investment Services & Retail Business Division, Attached to Strategic Planning (current) Naomi Tsumura Date of Birth Aug. 12,1959 Education Mar Graduated from Faculty of Business and Commerce, Keio University Business Experience Joined in Apr May 2009 Joint Head of Asset Management, Mizuho Securities Co., Ltd. Apr Executive, in charge of Executive Secretariat and Human Resources Dept. Apr Executive, Head of Compliance Division, in charge of Administration Dept., Executive Secretariat, Human Resources Dept. and Legal Dept. Jan Executive, Head of Human Resources, in charge of Executive Secretariat Apr Executive, Joint Head of Internal Audit Division (current) Yasuto Hamanishi Date of Birth Oct.11, 1959 Education Mar Graduated from Faculty of Commerce, Doshisha University Business Experience Joined in Apr Apr Head of Capital Markets, Mizuho Securities Co., Ltd. Apr Executive, Head of Capital Markets (current) 13

13 Hidenobu Mukai Date of Birth Oct. 27, 1963 Education Mar.1987 Graduated from Faculty of Business and Commerce, Keio University Business Experience Joined in Apr.1987 Oct Head of Project Management Office of the former Mizuho Bank, Ltd. July 2011 of Personal Marketing Division Apr of Corporate Planning Division of Mizuho Financial, Inc. (current) of Corporate Planning Division of the former Mizuho Bank, Ltd. of Corporate Planning Division of the former Mizuho Corporate Bank, Ltd. July 2013 of Corporate Planning Division of Mizuho Bank, Ltd.(current) Masamichi Ishikawa Date of Birth Mar. 28, 1964 Education Mar.1987 Graduated from School of Political Science and Economics, Waseda University Business Experience Joined in Apr.1987 Jan Deputy of Derivative Products Division of the former Mizuho Corporate Bank, Ltd. Apr of Asset Management Coordination Division of the former Mizuho Bank, Ltd. (until July 2013) of Asset Management Coordination Division of the former Mizuho Corporate Bank, Ltd. (until July 2013) Apr of Asset Management Coordination Division of Mizuho Financial, Inc. (current) July 2013 of Asset Management Coordination Division of Mizuho Bank, Ltd. (current) Makoto Umemiya Date of Birth Dec. 23, 1964 Education Mar.1987 Graduated from School of Economics, Osaka University Business Experience Joined in Apr.1987 Jan Deputy of Portfolio Management Division of the former Mizuho Corporate Bank, Ltd. Apr of Osaka Branch of the former Mizuho Bank, Ltd. Apr of Financial Planning Division of Mizuho Financial, Inc. (current) of Financial Planning Division of Mizuho Bank, Ltd. (current) 14

14 Goji Fujishiro Date of Birth Jan. 5, 1965 Education Mar.1987 Graduated from Faculty of Economics, Keio University Business Experience Joined in Apr.1987 Apr of Shinagawa Branch of the former Mizuho Bank, Ltd. Apr of Corporate Banking Division No.17 of the former Mizuho Corporate Bank, Ltd. July 2013 of Corporate Banking Division No.17 of Mizuho Bank, Ltd. Apr of Executive Secretariat of Mizuho Financial, Inc. (current) of Executive Secretariat of Mizuho Bank, Ltd. (current) Shuji Kojima Date of Birth Jan. 9, 1965 Education Mar.1987 Graduated from School of Commerce, Meiji University Business Experience Joined in Apr.1987 July 2009 Head of Subsidiaries and Affiliates Management Office of the former Mizuho Bank, Ltd. July 2011 of ShinjukuNishiguchi Branch and of ShinjukuNishiguchi Branch Division Ⅰ Apr of Commercial Finance Division for Small Corporations of the former Mizuho Bank, Ltd. Nov of Compliance Division of Mizuho Financial, Inc. (current) of Compliance Division of Mizuho Bank, Ltd. (current) Naoto Takahashi Date of Birth Jan. 11, 1965 Education Mar.1987 Graduated from Faculty of Economics, Keio University Business Experience Joined in Apr.1987 Apr Deputy of Corporate Planning of Mizuho Financial, Inc. Dec Joint of Corporate Planning Division of the former Mizuho Bank, Ltd. (until Apr. 2013) Apr Joint of Corporate Planning Division of Mizuho Financial, Inc. Joint of Corporate Planning Division of the former Mizuho Corporate Bank, Ltd. Apr of Nihonbashi Branch Division No.2 of the former Mizuho Bank, Ltd. Oct of NextGeneration IT Systems Coordination Project Team and for Corporate Planning Division of Mizuho Financial, Inc. (current) for Corporate Planning Division of Mizuho Bank, Ltd. (current) for Corporate Planning Department of Mizuho Trust & Banking Co., Ltd. (current) 15

15 (Reference) Shown below are Executive s as of April 1, Executive s as Defined in the Companies Act President & CEO (Representative Executive )* Deputy President & Executive (Representative Executive ) Deputy President & Executive Senior Executive Senior Executive Senior Executive Senior Executive * * Yasuhiro Sato Toshitsugu Okabe Daisaku Abe Tadashi Kanki Akira Sugano Shusaku Tsuhara Tetsuhiko Saito Junichi Kato Katsunobu Motohashi Keiichiro Ogushi Tatsufumi Sakai Daisuke Yamada Ryusuke Aya Junichi Shinbo Head of Strategic Planning and Management Control (Personal Banking, Retail Banking and Corporate Banking) and Strategic Planning (Priority Assignments) Head of IT & Systems and Head of Operations Head of Internal Audit Head of Strategic Planning and Management Control (International Banking, Investment Banking, Transaction and Asset Management) and Strategic Planning (Priority Assignments) Head of Compliance Head of Personal Head of Markets Unit Head of Asset Management Unit Head of Retail and Head of Corporate Head of International Head of Corporate (Large Corporations) Head of Risk Management Head of Financial Control & Accounting 16

16 * Koji Fujiwara Head of Strategic Planning Kazuya Kobayashi Head of Investment and Head of Transaction Head of Financial Institutions & Public Kenji Tsujitsugu Sector Business Unit Satoshi Ishii Head of Human Resources (Note) Asterisks indicate executive officers expected to concurrently serve as directors. 17

17 Executive s as Defined in Our Internal Regulations Deputy President & Executive Senior Executive Masaaki Kono Hiroshi Suehiro Haruki Nakamura Kouji Arita Masahiro Otsuka Tadashi Ohi Shinya Tanaka Masato Monguchi Makoto Okayama Nobumitsu Watanabe Kazuhisa Sawa Takashi Kamada Yoshihito Bando Hideo Gamou Deputy President (Western Japan (Kinki, Chugoku, and Shikoku regions)) In charge of Compliance with US FBO Regulation Joint Head of IT & Systems Joint Head of Operations Joint Head of Personal Human Resources Investment Risk Management and Compliance Corporate (Large Corporations), Corporate and Deputy Head of Financial Institutions & Public Sector Business Unit International Banking Unit, Investment Banking Unit, Transaction Banking Unit and Markets Unit Strategic Planning, Financial Control & Accounting, IT & Systems and Operations Personal and Retail Asset Management Unit Asset Management Unit 18

18 Executive Executive Executive Executive Executive Executive Shuichi Shimada Hidefumi Kobayashi Yoshio Shimizu Tatsuya Yamada Tetsuhiro Sakamoto Junichi Yamada Masuo Fukuda Shinya Hanamura Hiroto Koda Naomi Tsumura Yasuto Hamanishi Kouji Yonei Takahiko Yasuhara Shinji Taniguchi Hidenobu Mukai Masamichi Ishikawa Makoto Umemiya International Banking Unit, Investment Banking Unit and Strategic Planning Financial Control & Accounting and Risk Management International and Investment Banking Unit IT & Systems and Operations Human Resources Financial Institutions & Public Sector Business Unit and Deputy Head of Markets Unit Corporate Banking Unit(Large Corporations) Financial Institutions & Public Sector Business Unit Retail and Corporate Compliance Corporate of IT & Systems Planning Division of International Coordination Division of Investment Banking Coordination Division of Personal Banking Coordination Division of Asset Management Coordination Division of Financial Planning Division 19

19 Executive Goji Fujishiro of Executive Secretariat Executive Shuji Kojima of Compliance Division Executive Naoto Takahashi of NextGeneration IT Systems Coordination Project Team 20