Re: Management Changes

Transcription

1 To whom it may concern February 26, Mizuho Securities Co.,Ltd. Re: Management Changes Mizuho Securities Co.,Ltd. hereby announces changes in the directors, corporate auditors and executive officers (including changes in their areas of responsibility, etc)

2 Mizuho Securities Co., Ltd. (MHSC) Name New Position(Effective as of April 1, 2013) Current Position Mitsuhiro Nagahama Chairman Securities USA Inc. Katsuyoshi Ejima Hajime Saito Yasuo Agemura Yoshiyuki Fukuda Hideo Gamou Hidetake Nakamura Keizo Ohashi Shingo Ishizaki ( Director) Director and Director Director Head of Internal Audit Head of Head of Global Markets, Head of Markets & Products Head of Banking,Head of Public & Financial Institutions Head of Asset Management Securities Asia Limited Securities UK Holdings Ltd,Chairman of Mizuho International plc Banking and IB ( Director) Director and Director and Director Head of,head of Wealth Management Head of Global Markets,Head of Markets & Products, Head of Research Head of Product Planning & Promotion Head of Internal Audit Securities UK Holdings Ltd,Chairman of Mizuho International plc,chairman of Mizuho Securities USA Inc. Banking and

3 Hideyuki Takahashi Daisaku Abe Masahiro Miyamoto Shuzo Fujii In charge of Financial & Accounting In charge of IT & Systems and Operations Banking, Co-Head of Banking, IB, Head of IB, in charge of Dept.(Banking & Trust Services) Director and Co-Head of Banking, Head of IB, in charge of Dept.(Banking & Trust Services) Yasunori Tsujita In charge of Human Resources Shuichi Shimada Yukihiro Take Tadashi Kanki Banking, Co-Head of Banking, Public & Financial Institutions Osaka Branch In charge of Strategic Planning Co-Head of Banking, Head of Public & Financial Institutions, in charge of Banking Administration Dept., Osaka Branch

4 Katsunori Nozawa Hidefumi Kobayashi Masakane Koike Sadanobu Takada Tetsuhiro Sakamoto Junichi Yamada Koji Kamino Naomi Tsumura Daigo Kawaguchi Banking and Banking Head of Research, in charge of Due Diligence Dept.,Overseas Office Administration Dept., Beijing Office, Shanghai Office and Dept. In charge of Risk Management and Compliance Banking and IB Head of Human Resources and in charge of Executive Secretariat Markets & Products Fukuoka-Chuo Branch,Attached IB Promotion Internal Audit Nagoya Branch, Attached IB Banking Research, in charge of Due Diligence Dept., Beijing Office, Shanghai Office and Dept. IB Internal Audit In charge of Solutions and Fixed Income, Fukuoka-Chuo Branch Head of Human Resources, in charge of Executive Secretariat Nagoya Branch

5 Yoshihiro Kishishita Satoshi Sugiyama Masaya Kato Nobukatsu Funaki Hideo Abe Katsumi Nakada Takaaki Kato Koichi Kubo Kazumi Takemoto Auditor Head of Private Banking Dept., IB and IB Promotion Head of Wealth Management, Senior ( Head of ) Operations Senior ( Head of ) Head of Banking Product Planning & Promotion Banking, in charge of Asia & China Dept., Chairman of Mizuho Securities Asia Limited Banking

6 Shinichi Saito Koichi Ninomine Yasuhiro Kuwahara Sei Toyokawa Taizo Tomita Yoshinobu Shigeji Auditor and Banking & Trust Human Resources Banking & Trust,Head of Promotion Dept. The appointment of Messrs. Mitsuhiro Nagahama and Yoshiyuki Fukuda as directors and the appointment of Nobukatsu Funaki as corporate auditor are subject to approval at the general meeting of shareholders of MHSC to be held on April 1, Funaki qualifies as an outside corporate auditor under the Company Law of Japan. New Positions with underline are the additional changes from those announced on February 8,2013. Management Changes above are on the assumption that any permission required will be obtained from the relevant authorities in Japan.