Changes of Directors, Audit & Supervisory Board Members and Executive Officers
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1 . March 9, 2017 Mizuho Securities Co., Ltd. Changes of Directors, Audit & Supervisory Board Members and s Mizuho Securities Co., Ltd. hereby announces changes of Members of the Board of Directors, Audit & Supervisory Board Members and s (including changes in their areas of responsibility, etc.) 1
2 Mizuho Securities Co., Ltd. (MHSC) Name New Position (Effective as of April 1, 2017) Current Position Tatsufumi Sakai Hiroto Koda Yasuo Agemura Toshio Hirota Atsushi Takahashi Kenji Fujii President & CEO Director) Director) and & and Deputy President & Senior Director and Senior Director and Director and Head of Human Resources, In charge of Secretariat, In charge of Markets Strategic Intelligence and Attached to Markets and Head of Global Markets Finance, Head of, Head of Financial Control & Accounting and In charge of Investment Risk Management, Head of Research & Consulting Unit, Head of Risk Management and In charge of Due Diligence President & CEO Director) Director) and & and Deputy President & Director and Member of the Board of Directors and Officer In charge of Special Missions, Head of Human Resources, In charge of Secretariat, In charge of Markets Strategic Intelligence and Attached to Markets, Head of Global Markets and Head of Global & Markets and In charge of Retail & Banking Head of Strategic Planning and In charge of Investment Risk Management Risk Management 2
3 Hideyuki Kawashima Yasuto Hamanishi Sadamu Yoshida Hikaru Shimomura Keiji Maruko Osamu Endo Jerry Rizzieri Michiel de Jong Takafumi Matake Toshikazu Hiramatsu Director and Senior SC Chief Audit Internal Audit Co and Head of Investment Banking and In charge of Retail & Banking Joint Head of Retail & Banking (In charge of Corporate ) Attached to and Mizuho Securities USA Inc. Attached to and Mizuho International plc Joint Head of Retail & Banking (In charge of Retail ) Head of Internal Audit In charge of Retail & Banking Joint Head of Retail & Banking (In charge of IB ) Mizuho Securities USA Inc. Mizuho International plc Attached to Head of Retail & Banking 3
4 Yuzo Kanamori Masahiro Ikeda Seiichiro Miyaoka Yasumitsu Mori Hidetoshi Kaji Tatsuya Tsunoda Sachie Kinugawa Hitoshi Imai Atsushi Yamamoto Masahiro Kihara Hirobumi Nakayama Hiroshi Yoshizawa Takehiko Iida Audit & Supervisory Board Member (fulltime) Products Head of Area of Retail & Banking Syndicate and Head of Syndication Head of Area of Retail & Banking Senior Corporate Officer(Attached to Head of Retail & Banking ) Nagoya Branch Head of Area of Retail & Banking Risk Management Secretariat CoHead of Fixed Income Products Head of Retail Syndicate, Head of Syndication Equity Syndication General Manager, Branch Promotion Senior Corporate Officer(Attached to Head of Retail & Banking ) Markets Strategic Intelligence NagoyaEkimae Branch General Manager, Branch Promotion Joint Head of Products Corporate Planning CoHead of Fixed Income Osaka Sales II 4
5 Hidefumi Kobayashi Masaya Usuha Masahiro Miyamoto Tetsuhiko Saito Yoshio Shimizu Katsunori Nozawa Kentaro Akashi Takashi Hirakawa Yoshinobu Mori Director and Director and Senior Senior Finance, Head of Research & Consulting Unit, Head of Financial Control & Accounting and In charge of Due Diligence SC Chief Audit Internal Audit Co (Head of Promotion) and Head of Investment Banking CoHead of Retail & Banking and Head of Corporate Finance & Advisory Chairman of Mizuho Securities Asia Limited and In charge of Global Head Office Sales I Nagoya Branch 5
6 Sei Toyokawa Audit & Supervisory Board Member (fulltime) Name Naomi Tsumura New Position (to become effective in late June 2017) Member of the Board of Directors Current Position Management changes above are on the assumption that any permission required will be obtained from the relevant authorities. 6
Head of Global Investment Banking Division Head of Global Markets, Head of Global Markets Division, Head of Global Business & Markets
Mizuho Securities Co., Ltd. (MHSC) Changes in Members of the Board of Directors, s and Audit & Supervisory Board Members Name New Position (Effective as of April 1, 2016) Current Position Yasuhiko Imaizumi
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