Brochure Supplement (Part 2B of Form ADV) Manulife Asset Management (US) LLC 197 Clarendon Street Boston, MA

Transcription

1 Brochure Supplement (Part 2B of Form ADV) (US) LLC 197 Clarendon Street Boston, MA February 15, 2017

2 Professional Certifications Employees have earned the following certifications and credentials that are required to be explained in further detail. Chartered Financial Analyst (CFA): Chartered Financial Analysts are licensed by the CFA Institute to use the CFA mark. CFA certification requirements: Hold a bachelor's degree from an accredited institution or have equivalent education or work experience. Successful completion of all three exam levels of the CFA Program. Have 48 months of acceptable professional work experience in the investment decision making process. Fulfill society requirements, which vary by society. Unless you are upgrading from affiliate membership, all societies require two sponsor statements as part of each application; these are submitted online by your sponsors. Agree to adhere to and sign the Member's Agreement, a Professional Conduct Statement, and any additional documentation requested by CFA Institute. Certified Public Accountant (CPA): Certified Public Accountants are licensed by the National Association of State Boards of Accountancy, Inc. (NASBA) to use the CPA mark. CPA certification requirements: Bachelor s degree from an accredited college or university, which includes a minimum number of qualifying credit hours in accounting and business administration with an additional 1 year study. After August 1, 2009, this requirement for 5 years study is the "150 hour rule" set by the NASBA and has been adopted by the majority of state boards; prior to August 1, 2009, 120 hours plus 2 years work experience was the requirement. Successful completion of the Uniform Certified Public Accountant Examination which is set by the American Institute of Certified Public Accountants and administered by the NASBA. Additional state education and experience requirements, depending on the state. Most states require a special examination on ethics. Continuing professional education, which varies by states, but most require 120 hours of CPE every 3 years with a minimum of 20 hours per calendar year. 2

3 Roger C. Hamilton Roger C. Hamilton 197 Clarendon Street Boston, MA Phone: information about Roger C. Hamilton that supplements the (US) LLC Roger C. Hamilton is a senior managing director and senior portfolio manager at Manulife Asset Management. He is the lead portfolio manager for the Large Cap Equity strategy, and provides dedicated research on financial and industrial companies for all strategies managed by the company's Intrinsic Value Team. Previously, he was a senior portfolio manager at Transamerica Fund Management Company, which was acquired by the company in December He also worked as a portfolio manager at Criterion Investment Management Company, a trader at Paine Webber, and Aramco Services. Education: Swarthmore College, BA in Economics, 1977; Wharton Business School, University of Pennsylvania, MBA, 1979 Joined Company: 1994 Began Career: 1979 Year of Birth: 1955 As Senior Managing Director and Senior Portfolio Manager of, Mr. Hamilton is supervised by Mr. Steven Medina, Senior Managing Director and Chief Investment Officer of Developed Market Equities of. Frequent meetings are held between Mr. Medina and Mr. Hamilton to review and discuss overall portfolio positioning and performance. Mr. Medina can be reached by phone at or by at SMedina@ManulifeAM.com. 3

4 Mindy Perry, CPA, CFA Mindy Perry 197 Clarendon Street Boston, MA Phone: information about Mindy Perry that supplements the (US) LLC Mindy Perry, CPA, CFA, is a director and portfolio manager for. She is the portfolio manager for the Global Healthcare strategy, and provides dedicated research on the healthcare and consumer sectors for all strategies managed by the company's Intrinsic Value team. Previously, Mindy was director of investment analysis at John Hancock Investment Controllers Group, responsible for analyzing and communicating investment results to divisional CFOs. Prior to that, she was an equity analyst at Atlantic Trust/Pell Rudman, conducting fundamental equity research on the healthcare sector. She is a member of the Boston Security Analysts Society. Education: Beijing University, BA in Business Law, 1992; Tulane University, MA in Sociology, 1994; MIT Sloan School of Management, MBA, 2000 Joined Company: 2005 Began Career: 1994 Year of Birth: 1970 As Director and Portfolio Manager of, Ms. Perry is supervised by Mr. Roger Hamilton, a Senior Managing Director and Senior Portfolio Manager of. Frequent meetings are held between Mr. Hamilton and Ms. Perry to review and discuss overall portfolio positioning and performance. Mr. Hamilton can be reached by phone at or by at RHamilton@ManulifeAM.com. 4

5 Michael J. Scanlon, Jr., CFA Michael J. Scanlon, Jr., CFA 197 Clarendon Street Boston, MA Phone: information about Michael J. Scanlon that supplements the (US) LLC Michael J. Scanlon, Jr., CFA, is a managing director and portfolio manager at Manulife Asset Management. Most recently, Michael was a managing director and senior investment analyst for. Based in our Boston office, he is a member of the Intrinsic Value Team and provides dedicated fundamental equity analysis in support of the John Hancock Balanced Fund (USA), Manulife US Opportunities Fund (Canada) and our Large Cap Equity institutional equity strategy. In addition to his primary coverage of the financial and technology sectors, Michael also works on names in both the consumer staples and consumer discretionary sectors. Michael joined the firm in 2004 as a member of the firm s Portfolio Solutions Group before joining the Intrinsic Value Team in January of Prior to joining the firm, Michael spent four years at State Street Corporation, ultimately serving as a Credit Analyst. He is a CFA charterholder and is a member of both the Boston Security Analysts Society and the CFA Institute. Education: Nichols College, BS, Finance, 2000; Boston University, MBA, 2003 Joined Company: 2004 Began Career: 2000 Year of Birth: 1978 As Managing Director and Portfolio Manager of, Mr. Scanlon is supervised by Mr. Roger Hamilton, Senior Managing Director and Senior Portfolio Manager of Manulife Asset Management. Frequent meetings are held between Mr. Hamilton and Mr. Scanlon to review and discuss overall portfolio positioning and performance. Mr. Hamilton can be reached by phone at or by at RHamilton@ManulifeAM.com. 5

6 Emory W. Sanders, Jr., CFA Emory W. Sanders, Jr. 197 Clarendon Street Boston, MA Phone: information about Emory W. Sanders, Jr., that supplements the (US) LLC Emory W. (Sandy) Sanders, Jr., CFA, is a senior managing director and senior portfolio manager for. He is the co-leader of the U.S. Core Value Equity team, which manages large cap value, large cap core and all cap core strategies. Sandy is focused on the technology, consumer staples and industrials sectors. He was most recently a director, portfolio manager and senior equity analyst with the large cap equity research team at Wells Capital Management. He began his career with Evergreen Investments. He is a member of the Boston Security Analysts Society. Education: University of Vermont, BA, 1996 Joined Firm: 2010 Began Career: 1997 Year of Birth: 1973 As Senior Managing Director and Senior Portfolio Manager of, Mr. Sanders is supervised by Mr. Steven Medina, Senior Managing Director and Chief Investment Officer of Developed Market Equities of. Frequent meetings are held between Mr. Medina and Mr. Sanders to review and discuss overall portfolio positioning and performance. Mr. Medina can be reached by phone at or by at SMedina@ManulifeAM.com. 6

7 Michael Mattioli, CFA Michael Mattioli 197 Clarendon Street Boston, MA Phone: information about Michael Mattioli that supplements the (US) LLC Michael Mattioli, CFA, is a portfolio manager for. He is a member of the US Core Value Equity team, which manages large cap value, large cap core and all cap core strategies. Michael is focused on the financials and payments sectors. Prior to joining Manulife, Michael was an associate at Blackrock. Earlier in his career, he held positions with Merrill Lynch. He is a member of the CFA Institute. Education: BA from Rutgers University in 2005 and an MBA from the University of Notre Dame in 2011 Joined Company: 2011 Began Career: 2005 Year of Birth: 1982 As Portfolio Manager of, Mr. Mattioli is supervised by Mr. Sandy Sanders, Senior Managing Director and Senior Portfolio Manager at. Mr. Mattioli and Mr. Sanders meet regularly to discuss portfolio positions, market conditions, and performance. Mr. Sanders can be reached by phone at or by at Sandy_Sanders@ManulifeAM.com 7

8 Nicholas Renart Nicholas Renart 197 Clarendon Street Boston, MA Phone: information about Nicholas Renart that supplements the (US) LLC Nicholas Renart, is a portfolio manager for. He is a member of the US Core Value Equity team, which manages large cap value, large cap core and all cap core strategies. Nicholas is focused on the industrials and software sectors. Prior to joining Manulife, Nicholas was an associate with Citi Venture Capital International. Earlier in his career, he was an investment banking associate with Hill Street Capital in New York where he executed M&A restructuring, and other corporate advisory assignments. Education: BA in Economics from Columbia University in 2005 and an MBA from Harvard Business School in 2011 Joined Company: 2011 Began Career: 2005 Year of Birth: 1982 As Portfolio Manager of, Mr. Renart is supervised by Mr. Sandy Sanders, Senior Managing Director and Senior Portfolio Manager at. Mr. Renart and Mr. Sanders meet regularly to discuss portfolio positions, market conditions, and performance. Mr. Sanders can be reached by phone at or by at Sandy_Sanders@ManulifeAM.com 8

9 Jonathan T. White, CFA Jonathan T. White 197 Clarendon Street Boston, MA Phone: information about Jonathan T. White that supplements the (US) LLC Jonathan White, CFA, is a managing director and senior portfolio manager for Manulife Asset Management. He is a member of the US Core Value Equity team, which manages large cap value, large cap core and all cap core strategies. Jonathan is focused on the consumer discretionary and consumer staples sectors. He was a senior analyst with the Berkeley Street Equity team at Wells Capital Management. Prior to that, Jonathan was a senior analyst with Evergreen Investments and an assistant vice president for Standish, Ayer & Wood. Earlier in his career, he held positions with Morgan Stanley and Smith Barney. He is a member of the CFA Institute. Education: Bates College, BA in Economics, 1997; Dartmouth College, Tuck School of Business, MBA, 2003 Joined Company: 2011 Began Career: 1997 Year of Birth: 1974 As Managing Director and Senior Portfolio Manager of, Mr. White is supervised by Mr. Sandy Sanders, Senior Managing Director and Senior Portfolio Manager at Manulife Asset Management. Mr. White and Mr. Sanders meet regularly to discuss portfolio positions, market conditions, and performance. Mr. Sanders can be reached by phone at or by at Sandy_Sanders@ManulifeAM.com. 9

10 Wendell L. Perkins, CFA Wendell L. Perkins 100 North Field Drive, Suite 350 Lake Forest, Illinois Phone: information about Wendell L. Perkins that supplements the (US) LLC Wendell L. Perkins, CFA, is a senior managing director and senior portfolio manager for Manulife Asset Management. He is responsible for equity research, strategy and implementation of International Equity and Large Cap Value portfolios. Prior to joining the company, Wendell was chief investment officer at Optique Capital. He held the same position with Johnson Asset Management earlier in his career. Wendell previously worked as an analyst in the Private Placement Division of the State of Wisconsin Investment Board, and as a credit analyst for Westinghouse Credit in Chicago. He is a frequent guest on CNBC, Fox News and Bloomberg TV, and is a CFA Charterholder. Education: Colby College, BA English Literature 1985; University of Wisconsin-Madison, MBA Finance 1992 Joined Company: 2011 Began Career: 1985 Year of Birth: 1963 As Senior Managing Director and Senior Portfolio Manager of, Mr. Perkins is supervised by Mr. Steven Medina, Senior Managing Director and Chief Investment Officer of Developed Market Equities of. Frequent meetings are held between Mr. Medina and Mr. Perkins to review and discuss overall portfolio positioning and performance. Mr. Medina can be reached by phone at or by at SMedina@ManulifeAM.com. 10

11 Eldene K. Doyle, CFA Eldene K. Doyle, CFA 100 North Field Drive, Suite 350 Lake Forest, Illinois Phone: information about Eldene K. Doyle that supplements the (US) LLC Eldene Doyle is a portfolio manager and senior investment analyst at, responsible for equity research on health care, telecom, utilities, retail and transportation for the International Value and Health Care strategies. She held a senior analyst position at Optique Capital and at Johnson Asset Management earlier in her career. Previously, she served as a research analyst for London Pacific Advisors and as an investment analyst at Financial Counselors, Inc. Eldene is a CFA charterholder. Education: University of Hawaii Honolulu, BS, Finance, 1983 Joined Company: 2011 Began Career: 1990 Year of Birth: 1956 As Portfolio Manager and Senior Investment Analyst of, Ms. Doyle is supervised by Mr. Wendell Perkins, Senior Managing Director and Senior Portfolio Manager at Manulife Asset Management. Ms. Doyle and Mr. Perkins meet regularly to discuss portfolio positions, market conditions, and performance. Mr. Perkins can be reached by phone at or by at WPerkins@ManulifeAM.com 11

12 Edward T. Maraccini, CFA Edward T. Maraccini 100 North Field Drive, Suite 350 Lake Forest, Illinois Phone: information about Edward T. Maraccini that supplements the (US) LLC Edward T. Maraccini, CFA, is a managing director and portfolio manager for Manulife Asset Management. He is jointly responsible for overall portfolio management as well as equity research for the International Equity and Large Cap Value portfolios. Prior to joining the company, Ed was a portfolio manager with Optique Capital. Ed held the same position at Johnson Asset Management earlier in his career, after joining that company as a fundamental equity analyst. He previously served as a fundamental equity analyst at Robert W. Baird & Company. He is a CFA Charterholder. Education: University of Wisconsin - LaCrosse, BS, Finance & Accounting, 1995 Joined Company: 2011 Began Career: 1994 Year of Birth: 1968 As Managing Director and Portfolio Manager of, Mr. Maraccini is supervised by Mr. Wendell L. Perkins Senior Managing Director and Senior Portfolio Manager of Manulife Asset Management. Frequent meetings are held between Mr. Perkins and Mr. Maraccini to review and discuss overall portfolio positioning and performance. Mr. Perkins can be reached by phone at or by at WPerkins@ManulifeAM.com 12

13 Margaret A. McKay, CFA Margaret A. McKay 100 North Field Drive, Suite 350 Lake Forest, Illinois Phone: information about Margaret A. McKay that supplements the (US) LLC Margaret (Peggy) A. McKay, CFA, is a managing director and portfolio manager for Manulife Asset Management. She is jointly responsible for overall portfolio management and equity research for the International Equity and Large Cap Value portfolios. Prior to joining the company, Peggy was a portfolio manager with Optique Capital. Earlier in her career she served as a portfolio manager at Johnson Asset Management. Previously, she served as assistant portfolio manager at Daiwa International Capital Management and as financial analyst with the Royal Bank Financial Group in Toronto. She is a CFA Charterholder. Education: McGill University, BA, Economics, 1992; University of British Columbia, MA in Economics, 1997 Joined Company: 2011 Began Career: 1992 Year of Birth: 1970 As Managing Director and Portfolio Manager of, Ms. McKay is supervised by Mr. Wendell L. Perkins Senior Managing Director and Senior Portfolio Manager of Manulife Asset Management. Frequent meetings are held between Mr. Perkins and Ms. McKay to review and discuss overall portfolio positioning and performance. Mr. Perkins can be reached by phone at or by at WPerkins@ManulifeAM.com. 13

14 Christopher P. O Keefe, CFA Christopher P. O Keefe 1235 Westlakes Drive Berwyn, PA Phone: information about Christopher P. O Keefe that supplements the (US) LLC Christopher P. O Keefe, CFA, is a senior managing director and senior portfolio manager at. He is lead portfolio manager of the Sovereign Dividend Performers strategy and portfolio manager of the Sovereign High Dividend Value strategy. Prior to joining the company, Chris was an equity portfolio manager and director of research at Compu-Val Investments, and prior to that held analyst positions at CoreStates Investment Advisers and First Pennsylvania Bank. He is a member of the Association for Investment Management and Research and is a CFA Charterholder. Education: Villanova University, BA, 1986 Joined Company: 2001 Began Career: 1987 Year of Birth: 1964 As Senior Managing Director and Senior Portfolio Manager of, Mr. O Keefe is supervised by Mr. Steven Medina, Senior Managing Director and Chief Investment Officer of Developed Market Equities of. Frequent meetings are held between Mr. Medina and Mr. O Keefe to review and discuss overall portfolio positioning and performance. Mr. Medina can be reached by phone at or by at SMedina@ManulifeAM.com. 14

15 Bradley Baker Bradley Baker 1235 Westlakes Drive Berwyn, PA Phone: information about Bradley Baker that supplements the (US) LLC Bradley Baker is a client portfolio manager with Sovereign Asset Management, a division of Manulife Asset Management (US) LLC. As a member of the Investment Committee, Brad s primary responsibility is to articulate the firm s investment strategies by servicing financial professionals and clients in Sovereign Asset Management s Private Client Group. Brad joined Sovereign Asset Management from Knott Capital Management where he was a Principal and Portfolio Strategist. He served as a member of the Investment and the Executive Teams, with responsibilities in portfolio management and attribution, client service and business development. Brad s 12 year industry experience included related roles at John Hancock Private Client Group and at Legg Mason. Education: Lehigh University, BA International Business from Lehigh University, 1998 Joined Firm: 2011 Began Career: 1999 Year of birth: 1975 As Director and Portfolio Manager of, Mr. Baker is supervised by Mr. Christopher O Keefe, Senior Managing Director and Senior Portfolio Manager of Manulife Asset Management. Frequent meetings are held between Mr. O Keefe and Mr. Baker to review and discuss overall portfolio positioning and performance. Mr. O Keefe can be reached by phone at or by at COkeefe@ManulifeAM.com 15

16 Wayne M. Breisch, CFA Wayne M. Breisch 1235 Westlakes Drive Berwyn, PA Phone: information about Wayne M. Breisch that supplements the (US) LLC Wayne M. Breisch, CFA is a managing director at. He is a portfolio manager for the Large Cap Dividend strategy, and provides dedicated research to the team. Prior to joining the firm, Wayne was a senior financial counselor at AMG National Trust Bank where he managed portfolios for corporate executives. Earlier in his career he was a vice president at MBNA, a manager in the Management Consulting Service Group of PricewaterhouseCoopers, and an engineer with General Electric. He is a CFA Charterholder and a member of the CFA Society of Philadelphia. Education: Pennsylvania State University, BS in Engineering, BA in Liberal Arts, 1986; Columbia University Business School, MBA, 1990 Joined Company: 2000 Began Career: 1986 Year of Birth: 1963 As Managing Director and Portfolio Manager of, Mr. Breisch is supervised by Mr. Chris O Keefe, Senior Managing Director and Senior Portfolio Manager of Manulife Asset Management. Frequent meetings are held between Mr. O Keefe and Mr. Breisch to review and discuss overall portfolio positioning and performance. Mr. O Keefe can be reached by phone at or by at COkeefe@ManulifeAM.com. 16

17 Christopher Ouimet, CFA Christopher Ouimet 1235 Westlakes Drive Berwyn, PA Phone: information about Christopher Ouimet that supplements the (US) LLC Chris is a managing director at John Hancock Asset Management and portfolio manager for the Dividend Performers Strategy. Chris joined the company from Knott Asset Management, where he was a portfolio manager and senior equity research analyst. Previously, he was a director for TCP Global Investments where he was responsible for manager due diligence, and, earlier, he was a portfolio manager and equity analyst at both the Pitcairn Financial Group and Geewax, Terker & Company. Chris began his career at the Vanguard Group of Investment Companies. He is a CFA charterholder, and is a member of the CFA Society of Philadelphia. Education: Albright College, BS in Finance (1989), St. Joseph University, MBA in Finance (1993) Joined Company: 2011 Began Career: 1989 Year of Birth: 1967 As Managing Director and Portfolio Manager of, Mr. Ouimet is supervised by Mr. Chris O Keefe, Senior Managing Director and Senior Portfolio Manager at Manulife Asset Management. Frequent meetings are held between Mr. Ouimet and Mr. O Keefe to review and discuss overall portfolio positioning and performance. Mr. O Keefe can be reached by phone at or by at COKeefe@ManulifeAM.com. 17

18 Wilfred ( Bill ) Talbot Bill Talbot 100 North Field Drive, Suite 350 Lake Forest, Illinois Phone: information about Bill Talbot that supplements the (US) LLC Bill Talbot is a senior managing director and senior portfolio manager at, providing both portfolio management and investment analysis on the Small Cap Core and Value equity strategies. Bill was the head of the US Small Cap equity team at UBS in Chicago from 2004 to Prior to this position at UBS, Bill held senior investment roles investing in both debt and equity and in both the public and private markets. Education: B.S. (with honors), Trinity College (1982); M.B.A. The Tuck School at Dartmouth College (1986) Joined Company: 2013 Began Career: 1986 Year of Birth: 1960 As Senior Managing Director and Senior Portfolio Manager of, Mr. Talbot is supervised by Mr. Steven Medina, Senior Managing Director and Chief Investment Officer of Developed Market Equities at. Mr. Talbot and Mr. Median regularly to discuss portfolio positions, market conditions, and performance. Mr. Medina can be reached by phone at or by at SMedina@ManulifeAM.com 18

19 Vikram Kaura Vikram Kaura 100 North Field Drive, Suite 350 Lake Forest, Illinois Phone: information about Vikram Kaura that supplements the (US) LLC ( Manulife AM ) brochure. You should have received a copy of that brochure Please contact Vikram Kaura is a director and senior investment analyst at, providing both portfolio management and investment analysis on the Small Cap Core and Value equity strategies. Vikram was a senior investment analyst for the US Small Cap equity team at UBS in Chicago from 2006 to From , he was also co-pm on a Global Small Cap equity strategy at UBS. Earlier, Vikram spent six years as a sell-side analyst covering technology stocks at RBC Capital Markets, Piper Jaffray, and Unterberg Tobin (Collins Stewart). Vikram also worked for 10 years in technology research and product development at GE and Rockwell Automation, specializing in embedded controls, industrial automation, power electronics, and energy systems. Vikram earned five US patents, authored twelve papers on the Journals of IEEE, and served as a reviewer of IEEE journals. Education: B.S. Electrical Engineering, Punjab University (1987); M.S. Electrical Engineering, University of Wisconsin (1989); MBA, University of Chicago (1999) Joined Company: 2013 Began Career: 1999 Year of Birth: 1965 As Director and Senior Investment Analyst of, Mr. Kaura is supervised by Mr. Bill Talbot, Senior Managing Director and Senior Portfolio Manager at. Mr. Kaura and Mr. Talbot meet regularly to discuss portfolio positions, market conditions, and performance. Mr. Talbot can be reached by phone at or by at BTalbot@ManulifeAM.com. 19

20 Joseph (Joe) Nowinski Joe Nowinski 100 North Field Drive, Suite 350 Lake Forest, Illinois Phone: information about Joe Nowinski that supplements the (US) LLC Joe Nowinski is a managing director and portfolio manager at, providing investment analysis on the Small Cap Core equity strategy and portfolio management on the Small Cap Value strategy. Joe was both a senior investment analyst and portfolio manager for the US Small Cap equity team at UBS in Chicago from 2005 to Prior to this position at UBS, Joe was a vice president and senior equity research analyst at Citigroup Asset Management in Stamford, CT from 1998 to Education: DePaul University, B.S. Accountancy Joined Company: 2013 Began Career: 1992 Year of Birth: 1969 As Managing Director and Portfolio Manager of, Mr. Nowinski is supervised by Mr. Bill Talbot, Senior Managing Director and Senior Portfolio Manager at Manulife Asset Management. Mr. Nowinski and Mr. Talbot meet regularly to discuss portfolio positions, market conditions, and performance. Mr. Talbot can be reached by phone at or by at BTalbot@ManulifeAM.com. 20

21 Travis Schaftenaar, CFA, CPA Travis Schaftenaar 100 North Field Drive, Suite 350 Lake Forest, Illinois Phone: information about Travis Schaftenaar that supplements the (US) LLC Travis Schaftenaar, CFA, CPA is a director and senior investment analyst at Manulife Asset Management, providing both portfolio management and investment analysis on the Small Cap Core and Value equity strategies. Travis was Executive Director and Senior Investment Analyst for the US Small Cap equity team at UBS in Chicago from 2007 to 2013 covering healthcare and consumer staples and for the UBS US Large Cap team from 2004 to 2007 covering healthcare. Prior UBS, Travis was an Investment Analyst at Lincoln Capital Management from 2000 to 2004 covering retail and consumer staples. Prior to his Business School studies, Travis was a Corporate Auditor, CPA at BDO Seidman in Grand Rapids, Michigan. Education: B.A. Accounting Major, Michigan State University (1992); MBA University of Chicago (2000) Joined Company: 2013 Began Career: 2000 Year of Birth: 1970 As Director and Senior Investment Analyst of, Mr. Schaftenaar is supervised by Mr. Bill Talbot, Senior Managing Director and Senior Portfolio Manager at Manulife Asset Management. Mr. Schaftenaar and Mr. Talbot meet regularly to discuss portfolio positions, market conditions, and performance. Mr. Talbot can be reached by phone at or by at BTalbot@ManulifeAM.com. 21

22 Steve Medina, CFA Steve Medina 197 Clarendon Street Boston MA Phone: information about Steve Medina that supplements the (US) LLC Steve Medina, CFA is a Senior Managing Director and Chief Investment Officer of Developed Market Equities, at. Steve is responsible for the investment performance of developed equity strategies. Previously, Steve was Senior Portfolio Manager, Portfolio Solutions Group (PSG), at Manulife Asset Management. PSG is responsible for the development and growth of Manulife s asset allocation solutions for individual and institutional investors in the U.S., Canada, and Asia. Steve was responsible for the dayto-day oversight and portfolio management of John Hancock's Lifestyle (target risk) and Lifecycle (target date) portfolios as well as a wide array of PSG s other asset allocation portfolios. Prior to the above roles, Steve was Senior Vice President, Investment Management Services (IMS), for John Hancock Financial, the U.S. division of Manulife Financial Corp. In 13 years with IMS, Steve was responsible for the development and daily monitoring of investment platforms in the U.S., Canada, and Asia. Steve holds the Chartered Financial Analyst designation, and is a member of the Boston Security Analysts Society and of the CFA Institute. Education: Bachelor of Science and Master of Science (Finance), Boston College Joined Manulife Financial: 1998 Began Investment Career: 1994 Year of birth: Disciplinary Information As Senior Managing Director and Chief Investment Officer of Developed Market Equities of Manulife Asset Management, Mr. Medina is supervised by Mr. Christopher P. Conkey, Global Chief Investment Officer of. Frequent meetings are held between Mr. Conkey and Mr. Medina to review and discuss overall portfolio positioning and performance. Mr. Conkey can be reached by phone at or by at CConkey@ManulifeAM.com. 22

23 Christopher P. Conkey, CFA Christopher P. Conkey 197 Clarendon Street Boston, MA Phone: information about Christopher P. Conkey that supplements the (US) LLC Christopher P. Conkey, CFA, is a senior vice president and Global Chief Investment Officer, Manulife Asset Management. In this role, he is responsible for the investment performance of all equity and fixed income strategies, as well as the development and execution oversight for all strategic, financial, and operating plans and policies for the regional equity teams. Chris is a member of the Manulife Asset Management Executive Committee. Chris brings over 25 years of investment management experience across fixed income and equity asset classes to this role. Most recently, he was chief investment officer of Evergreen Investment Management Company where he had overall management responsibility for $180 billion in assets. He was also the chair of the Investment Strategy Committee, and led several distinct teams in managing fixed income, equity and alternatives strategies. Prior to his role as CIO, Chris spent three years as Evergreen s equity chief investment officer, following a merger between Keystone Investments and Evergreen. He spent 13 years at Keystone, where he held several investment management positions, culminating with the role of president and chief investment officer. Chris is a Chartered Financial Analyst. Education: B.A. in Economics, Clark University, 1982, M.B.A., Boston University Joined the Company: 2010 Began Career: 1983 Year of Birth: 1960 As Senior Vice President and Global Chief Investment Officer, of, Mr. Conkey is supervised by Mr. Kai Sotorp, President and CEO of. Frequent meetings are held between Mr. Sotorp and Mr. Conkey to review and discuss all equity strategies and performance. Mr. Sotorp can be reached by phone at or by at kai_sotorp@manulife.com. 23