Zak Investment Management Company, LLC. Brochure Supplement Dated April 26, 2011
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1 Item 1 Cover Page A. William Nathan Zak Zak Investment Management Company, LLC Brochure Supplement Dated April 26, 2011 B. Contact: William Nathan Zak, Chief Compliance Officer 229 West Bute Street, Suite 210 Norfolk, Virginia This brochure supplement provides information about William Nathan Zak that supplements the Zak Investment Management Company, LLC brochure. You should have received a copy of that brochure. Please contact William Nathan Zak, Chief Compliance Officer if you did not receive Zak Investment Management Company, LLC s brochure or if you have any questions about the contents of this supplement. Additional information about William Nathan Zak is available on the SEC s website at Item 2 Education Background and Business Experience William Nathan Zak was born in Mr. Zak graduated from Wake Forest University in 1995, with a degree in Economics. Mr. Zak has served as President and Chief Investment Officer of Zak Investment Management Company, LLC since June of From October 2000 to June of 2007 Mr. Zak was employed as a Portfolio Manager with SunTrust Bank. Mr. Zak has been a Chartered Financial Analyst (CFA ) since CFA designates an international professional certificate that is offered by the CFA Institute. Candidates that pursue the certification have in-depth knowledge of securities types and investment vehicles. In order to qualify for a CFA, candidates must meet standards for examination, education, experience, and ethics. First, candidates must possess a bachelor s degree from an accredited school, or its equivalent. Second, candidates must have completed 48 months of qualified professional work
2 experience, generally related to evaluating or applying financial, economic, and/or statistical data as part of the investment decision-making process involving securities or similar investment. Third, candidates must pass a series of three six-hour exams that covers ethics, quantitative methods, economics, corporate finance, financial reporting and analysis, security analysis, and portfolio management. Finally, candidates must meet and continue to adhere to a strict Code of Ethics and Standards governing their professional conduct, as reviewed by the CFA Institute. Item 3 Disciplinary Information Item 4 Other Business Activities A. The supervised person is not actively engaged in any other investment-related businesses or occupations. B. The supervised person is not actively engaged in any non-investment-related business or occupation for compensation. Item 5 Additional Compensation Item 6 Supervision The Registrant provides investment advisory and supervisory services in accordance with current state regulatory requirements. The Registrant s Chief Compliance Officer, William Nathan Zak, is primarily responsible for overseeing the activities of the Registrant s supervised persons. Mr. Zak also monitors accounts and conducts account reviews on at least an annual basis. Should a client have any questions regarding the Registrant s supervision or compliance practices, please contact Mr. Zak at (757) Item 7 State-Registered Investment Advisors A. Mr. Zak has never been involved in an arbitration proceeding or a civil, self-regulatory, or administrative proceeding. B. Mr. Zak has never been the subject of a bankruptcy petition.
3 Item 1 Cover Page A. Aidis Zunde Zak Investment Management Company, LLC Brochure Supplement Dated April 26, 2011 B. Contact: William Nathan Zak, Chief Compliance Officer 229 West Bute Street, Suite 210 Norfolk, Virginia This brochure supplement provides information about Aidis Zunde that supplements the Zak Investment Management Company, LLC brochure. You should have received a copy of that brochure. Please contact William Nathan Zak, Chief Compliance Officer if you did not receive Zak Investment Management Company, LLC s brochure or if you have any questions about the contents of this supplement. Additional information about Aidis Zunde is available on the SEC s website at Item 2 Education Background and Business Experience Aidis Zunde was born in Mr. Zunde graduated from United States Military Academy in 1984, with a Bachelors Degree. Mr. Zunde graduated from The University of Warsaw in 1997, a Masters degree in International Economics. Mr. Zunde graduated from USA Command General Staff College in 1998, with a Masters of Military Science. Mr. Zunde has been employed as an investment adviser representative of Zak Investment Management Company, LLC since October of Mr. Zunde has also been employed as a Senior Program Manager at Lockheed Martin Corporation since December of From February of 2007 to November of 2009 Mr. Zunde was employed as a Consultant at Whitney Bradley & Brown. From November of 2009 to December of 2009 Mr. Zunde was employed as a Consultant at Yorktown Systems Group.
4 From September of 2007 to September of 2008 Mr. Zunde was employed as Investment Director at Vestopia. From May of 1984 to January of 2007 Mr. Zunde served as an Officer in the United States Army, Item 3 Disciplinary Information Item 4 Other Business Activities A. The supervised person is not actively engaged in any other investment-related businesses or occupations. B. Since December 30, 2009 Mr. Zunde is a Senior Program Manager at Lockheed Martin Corporation, located at 6021 University Blvd., Ellicott City, MD Mr. Zunde is responsible for the management of the JIEDDO operational support services contract. And he spends the majority of his time working for Lockheed Martin. Item 5 Additional Compensation Item 6 Supervision The Registrant provides investment advisory and supervisory services in accordance with current state regulatory requirements. The Registrant s Chief Compliance Officer, William Nathan Zak, is primarily responsible for overseeing the activities of the Registrant s supervised persons. Mr. Zak also monitors accounts and conducts account reviews on at least an annual basis. Should a client have any questions regarding the Registrant s supervision or compliance practices, please contact Mr. Zak at (757) Item 7 State-Registered Investment Advisors A. Mr. Zunde has never been involved in an arbitration proceeding or a civil, self-regulatory, or administrative proceeding. B. Mr. Zunde has never been the subject of a bankruptcy petition.
5 Item 1 Cover Page A. Ryan Mounaime Zak Investment Management Company, LLC Brochure Supplement Dated April 26, 2011 B. Contact: William Nathan Zak, Chief Compliance Officer 229 West Bute Street, Suite 210 Norfolk, Virginia This brochure supplement provides information about Ryan Mounaime that supplements the Zak Investment Management Company, LLC brochure. You should have received a copy of that brochure. Please contact William Nathan Zak, Chief Compliance Officer if you did not receive Zak Investment Management Company, LLC s brochure or if you have any questions about the contents of this supplement. Additional information about Ryan Mounaime is available on the SEC s website at Item 2 Education Background and Business Experience Ryan Mounaime was born in Mr. Mounaime graduated from The University of Virginia in 2009, with a degree in Psychology. Mr. Mounaime has been employed as an investment adviser representative of Zak Investment Management Company, LLC since July of From January 2010 to May of 2010 Mr. Mounaime was employed as an intern of Merrill Lynch. Item 3 Disciplinary Information
6 Item 4 Other Business Activities A. The supervised person is not actively engaged in any other investment-related businesses or occupations. B. The supervised person is not actively engaged in any non-investment-related business or occupation for compensation. Item 5 Additional Compensation Item 6 Supervision The Registrant provides investment advisory and supervisory services in accordance with current state regulatory requirements. The Registrant s Chief Compliance Officer, William Nathan Zak, is primarily responsible for overseeing the activities of the Registrant s supervised persons. Mr. Zak also monitors accounts and conducts account reviews on at least an annual basis. Should a client have any questions regarding the Registrant s supervision or compliance practices, please contact Mr. Zak at (757) Item 7 State-Registered Investment Advisors A. Mr. Mounaime has never been involved in an arbitration proceeding or a civil, selfregulatory, or administrative proceeding. B. Mr. Mounaime has never been the subject of a bankruptcy petition.
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