Physical Layer and Transceiver Algorithm Research

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1 Physical Layer and Transceiver Algorithm Research Markku Juntti, P.Henttu, K. Hooli, K. Kansanen, M. Katz, E. Kunnari, J. Leinonen, S. Siltala Dj. Tujkovic, N. Veselinovic Centre for Wireless Communications University of Oulu, Finland FUTURA Workshop 12 August, 2002 University of Oulu, Oulu, Finland Centre for Wireless Communications tel P.O. Box 4500 fax FIN University of Oulu markku.juntti@ee.oulu.fi FINLAND 1(40)

2 Introduction FUTURA: Future Radio Access! novel radio interfaces! novel transceiver signal processing and algorithms needed. Radio interface and algorithm research must go handin-hand reality check for radio interface designs feedback human resources shared between the topics. 2(40)

3 Research Themes and Topics 1 Receiver algorithms for WCDMA Equalizers for downlink terminals Interference cancellation and iterative decoding for uplink BTS Initial synchronization 2 Receiver algorithms for interfered spread-spectrum Interference suppression under jamming Turbo decoding under jamming Decoding in non-gaussian noise 3 Signal processing for adaptive radio links Modulation classification for adaptive radio links 4 Space-time coding and signal processing Fading channel simulation Space-time turbo coded modulation (STTuCM) 3(40)

4 Theme #1: Receiver Algorithms for WCDMA Objective: Multiaccess interference resistant receiver algorithms for WCDMA. Scope: WCDMA uplink and downlink with main emphasis on FDD option. Topics: Equalizers for downlink terminals Interference cancellation (IC) and iterative decoding for uplink base stations 4(40)

5 Multiple-Access Interference Multiple-access interference (MAI) is always present in WCDMA uplink: asynchronous transmission! no attempt to make user transmissions orthogonal. MAI in WCDMA downlink: inter-cell interference intra-cell interference multipath propagation! orthogonality between users lost. Different solutions for uplink and downlink: uplink: centralized receivers! multiuser (MU) detection (MUD) downlink: decentralized receivers! single-user (SU) detection (SUD) 5(40)

6 MAI-Resistant Receiver Design Road-Map Ideal MUD receivers improved solution IC receivers IC + iterative decoding suboptimal solutions Linear MMSE equalizers suboptimal solution Channel equalizers in WCDMA downlink 6(40)

7 Channel Equalizers for WCDMA Terminals Traffic assumed to be asymmetric! efficient use of downlink important. Conventional MUD receivers not feasible in WCDMA / FDD downlink. Long scrambling code (10 ms) causes problems in adaptation. Multiuser detection is not usually feasible in terminals. Intra-cell interference suppressed with channel equalization. Orthogonality between users restored (to some extent). 7(40)

8 Channel Equalization SINR = 4,0 db SINR = 2,5 db SNR = 7,3 db SNR = 8,0 db data spreading channel equalizer Rake data code generator carrier carrier code generator 8(40)

9 Channel Equalization: Main Issues Studied Efficient adaptation methods Balance between performance and complexity Implementation either chip-level or symbol-level Receiver structures for 2 receive antennas Soft handover Transmit diversity Studies on fixed-point implementation Performance evaluations Handover, STTD, HSDPA, etc 9(40)

10 Example Results Adaptive Equalizers 3-path channel no channel coding 60 km/h CPICH - 10% from base station transmission BER vs. E b /N 0 4 users with SF 8 BER for changing number of users E b /N 0 =12dB different number of users with SF 64 10(40)

11 Example Results Adaptive Equalizers for HSDP Data-rate bound for HSDPA Truncated ITU Vehicular A SINR-target corresponding 10% uncoded BER HSDPA user 50% and CPICH 10% from base station transmission 1-antenna receiver 2-antenna receiver 11(40)

12 MUD and Iterative Decoding Iterative turbo decoding methods and MUD: view transmission and multiuser channel as concatenated code utilise error control code capabilities in interference suppression inner code (channel) processing via MUD (e.g., IC) outer code processing via channel decoding algorithms. Src Enc Π Mod User #k Chnl Src User #k+1 Enc Π Mod n s k s k+1 12(40)

13 Iterative Detection and Decoding IC multiuser (MU) detection combined with single-user (SU) Viterbi or MAP channel decoding Viterbi applicable to hard decision interference cancellation with convolutional codes Soft (max-)log-map decoding for other codes A/D MU Π Π -1 SU 13(40)

14 IC and Iterative Decoding: Example Results SF = 16, Flat Rayleigh fading, 1/3 Conv.code (4,6,7), 48 Users Users, Viterbi decoding, Hard decision canceller Users, max log MAP decoding, Soft decision canceller BER 10 2 BER st Stage 2nd Stage 3rd Stage 4th Stage 5th Stage 6th Stage Single User Bound E N b st Stage 2nd Stage 3rd Stage 4th Stage 5th Stage 6th Stage Single User Bound E b N 0 14(40)

15 Two-Dimensional Code Acquisition angular cell 1 angular cell 2 Transmitter... angular cell j... delay cell i angular cell m Search in q delay cells and m angular cells q - delay cells m - angular cells} Q = mq cells Receiver Search strategies: fix angle, sweep delay (FASD) fix delay sweep angle (FDSA) m angular cells (ac) q delay cells (dc) FDSA (Fix Delay/Sweep Angle) ac 1 dc 1 ac 2 dc 2 dc 1 dc 3 dc 2 dc 3 ac 3... dc 1... FASD (Fix Angle/Sweep Delay) dc 2 dc 3... dc q... dc q dc q.. dc q ac j σ r 2 σ s 2 σ t 2 σ Tj dc 3 dc 2 dc 1 σ Tj 2 : Overall noise p in th jth angula 15(40) a

16 Performance Example Single path channels and multipath channels with delay and angular spreads Uniform and nonuniform spatial distribution of interference Static and dynamic (slowand fast-fading) channels Different spatio-temporal search strategies were considered. Also adaptive detector structures were studied (e.g., adaptive integration time and threshold setting). Relative minimum mean acquisition time K = 100, q = 256, m = Number of sub regions SNR = 0 db SNR = 3 db SNR = 5 db SNR = 8 db SNR = 10 db number of sub regions 16(40)

17 Channel equalizers Summary and Conclusions are a viable option for WCDMA / FDD terminals suppress intra-cell interference. For operator: increases the network capacity For user: more reliable service higher data rate (with same coverage) larger coverage (with same high data rate service) Price: increased complexity of the receiver Iterative detection and decoding offers significant performance gain in multiuser scenarios. Hard-decision multiuser processing suffices at low loads limited to basic error control codes. Soft-decision processing offers better capacity can be used with any codes. 17(40)

18 Theme #2: Receiver Algorithms for Interfered Spread-Spectrum Objective: Receiver algorithms resistant to unknown interference for spread-spectrum (SS) systems. Scope: General jammed or interfered military or commercial spread-spectrum systems. Interference statisics unknown a priori to some extent. Topics: Interference suppression under jamming Turbo decoding under jamming Decoding in non-gaussian noise 18(40)

19 Interfered Spread-Spectrum Spread Spectrum (SS) systems have inherent tolerance against interference may not always be adequate! active interference suppression. Interference models: statistics unknown a priori to some extent active jamming (military systems) co-channel interference (frequency overlay) non-gaussian impulsive noise (adjacent channel interference). Decoding needs to know the noise and interference statistics! decoding under jamming or unknown interference. 19(40)

20 Interference Suppression in DS/FH SS System Fast convergence needed. No synchronization to jamming. Data in BPSK DS modulator Interference FH modulator Channel Sequence MF Interference suppression Chip MF FH Demodulator Base band processing 20(40)

21 FFT Constant Modulus Exciser (CME) FFT IFFT CME Excision device CME principle is used in frequency domain excision, i.e., CME detects interfered bins using recursive structure, where decision rule is based on the statistics of desired signal. Interfered frequency components are zeroed before IFFT. Improved FFT notch filter. 21(40)

22 Recursive Least Squares Interpolator r (n ) + s (n ) - RLS weight update i (n ) T c T c c 1 c Σ 22(40)

23 Performance Example: BPSK Jamming BER performance of coherent BPSK DS/FH system using IS device in stationary co-channel interference environment BER 1 0,1 0,01 0,001 BER versus I/S 25 % rcbpsk E b /N 0 = 10 db 0,0001 0, tap RLS interpolator FFT CME I/S [db] 23(40)

24 Turbo Decoding Under Jamming Frequency Hopping Spread Spectrum (FH-SS) is used to overcome jamming on some radio channels. Turbo codes need a reliability estimate (SNR or SINR estimate) of the received bits. How sensitive? Assumptions: BFSK modulation Gilbert-Elliott channel: two channel states correspond to jammed frequency hop and to non-jammed frequency hop. Jamming signal: AWGN. 24(40)

25 Decoder The receiver mainly consists of two MAP algorithms and two jamming probability estimators. The probability of a jammed hop for each hop is iteratively estimated between turbo iterations. Both MAP and jamming estimators need SNR estimates for the good channel state and jammed state. Eb/No and Eb/Nj estimation. Only errors modeled. Reliability weighting using SNR and P(Z=1)=0.5 Reliability weighting using SNR and estimated P(Z=1) MAP1 Jamming state estimation Jamming state estimation MAP2 Reliability weighting using SNR and estimated P(Z=1) 25(40)

26 Turbo Decoding in Jammed FH SS Example 10 4 NSI est, Eb/Nj error = 6.0 db NSI est, Eb/Nj error = 3.0 db NSI est, Eb/Nj error = 0.0 db NSI est, Eb/Nj error = 3.0 db NSI est, Eb/Nj error = 6.0 db 10 2 NSI est, Eb/Nj error = 6.0 db NSI est, Eb/Nj error = 3.0 db NSI est, Eb/Nj error = 0.0 db NSI est, Eb/Nj error = 3.0 db NSI est, Eb/Nj error = 6.0 db 10 3 BER 10 5 BER Eb/Nj Eb/Nj 40% jammed, estimation errors 50% jammed, estimation errors The system can operate even when 40% of the frequencies are jammed with white Gaussian noise. The system is not sensitive to SINR estimation errors. 26(40)

27 Detection and Decoding in Man-Made Noise Decoding in man-made noise or external interference (EI) Interference+noise probability density function (PDF). Optimum detection approach to interference mitigation detector = preprocessing stage to the decoder exchange of soft information between detection and decoding. Algorithms: type-based (type = histogram) detection blind histogram estimation parametric methods: minimax, EM algorithm, ML detection decision feedback iteratively improving PDF and covariance estimation. 27(40)

28 Robust Decoder Performance Gaussian noise Laplacian noise 28(40)

29 Summary and Conclusions Receiver design and performance evaluation for jammed or interfered spread-spectrum systems. Active interference suppression (detection): preprocessor for decoder feedforward algorithms: FFT and RLS based feedback algorithms: type based robustness of turbo decoding. Final goal: adaptive, self-reconfigurable (preferably blind) receiver which automatically adapts to the interference conditions in the channel. 29(40)

30 Theme #3: Signal Processing for Adaptive Radio Links Objective: Receiver algorithms to enable efficient link adaptation algorithms Scope: General adaptive radio links with particular emphasis on adaptive OFDM systems Topics: Modulation classification for adaptive radio links 30(40)

31 Adaptive OFDM Adaptive OFDM Channel quality estimation Appropriate modulation format selection Modulation mode detection Structure of an adaptive radio link. 31(40)

32 Modulation Classification Used modulation formats should be informed to the demodulator: signaling transmission parameters loss of capacity blind parameter detection capacity loss is avoided. Blind modulation mode classification: recognize the modulation format using observed symbols of the received signal. Modulation formats: NoTx (no transmission) BPSK, QPSK, 8PSK 16QAM, 64QAM. 32(40)

33 ML classifiers Good performance High complexity Modulation Classification Received signal Sampling x... l( x H o ) Choose the largest Report the modulation type l( x H 5 ) Statistical feature based classifiers Good performance only for PSK modulation classification Low complexity r(t) Feature extraction Thresholds Report the modulation type 33(40)

34 Summary and Conclusions Several low complexity classifiers with good performance exists for PSK modulations. Only a few ML modulation classifiers presented in the literature provide good performance for QAM modulations. The drawback of the ML classifiers is the fact they require high computational capacity. Further study needed. 34(40)

35 Theme #4: Space-Time Coding and Signal Processing Objective: Transmission techniques and receiver algorithms to enable efficient utilization of space-time radio channel. Scope: Space-time signal design and receiver processing. Topics: Fading channel simulation Space-time turbo coded modulation (STTuCM) 35(40)

36 Fading Simulator Small-scale wide-sense stationary uncorrelated scattering multiple-input multiple-output (MIMO) multicarrier fading channel simulator. 36(40)

37 Space-Time Turbo Coded Modulation A method to design space-time turbo coded modulations based on any space-time trellis code (STTrC). Encoder. π O (Rec-) STTrC Puncture and/or Multiplex πe Rec- STTrC Symbol MAP 1 sym /bit + - π O,E bit/ sym Symbol MAP 2 bit/ sym π O,E sym /bit Decoder. 37(40)

38 Examples NonRec-STTrC & Rec-STTrC Rec-STTrC & Rec-STTrC 38(40)

39 Summary and Conclusions An efficient method to design space-time turbo coded modulations based on space-time trellis codes. Significant performance gains in several cases. Union bound analysis available. Distance spectrum! insight on the STC design. On-going and future work: design of new constituent codes based on distance spectrum design of the code matched interleaving. 39(40)

40 Research Themes and Topics 1 Receiver algorithms for WCDMA Equalizers for downlink terminals Interference cancellation and iterative decoding for uplink BTS Initial synchronization 2 Receiver algorithms for interfered spread-spectrum Interference suppression under jamming Turbo decoding under jamming Decoding in non-gaussian noise 3 Signal processing for adaptive radio links Modulation classification for adaptive radio links 4 Space-time coding and signal processing Fading channel simulation Space-time turbo coded modulation (STTuCM) 40(40)

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