WiMAX Forum TM Mobile System Profile Specification

Transcription

1 WiMAX Forum TM Mobile System Profile Specification Release. Common Part WMF-T-00-R0v0 WiMAX Forum Approved ( ) WiMAX Forum Proprietary Copyright WiMAX Forum. All Rights Reserved. Page -

2 Copyright otice, Use Restrictions, Disclaimer, and Limitation of Liability. Copyright WiMAX Forum. All rights reserved. The WiMAX Forum TM owns the copyright in this document and reserves all rights herein. This document is available for download from the WiMAX Forum and may be duplicated for internal use, provided that all copies contain all proprietary notices and disclaimers included herein. Except for the foregoing, this document may not be duplicated, in whole or in part, or distributed without the express written authorization of the WiMAX Forum. Use of this document is subject to the disclaimers and limitations described below. Use of this document constitutes acceptance of the following terms and conditions: THIS DOCUMET IS PROVIDED AS IS AD WITHOUT WARRATY OF AY KID. TO THE GREATEST EXTET PERMITTED BY LAW, THE WiMAX FORUM DISCLAI ALL EXPRESS, IMPLIED AD STATUTORY WARRATIES, ICLUDIG, WITHOUT LIMITATIO, THE IMPLIED WARRATIES OF TITLE, OIFRIGEMET, MERCHATABILITY AD FITESS FOR A PARTICULAR PURPOSE. THE WiMAX FORUM DOES OT WARRAT THAT THIS DOCUMET IS COMPLETE OR WITHOUT ERROR AD DISCLAI AY WARRATIES TO THE COTRARY. Any products or services provided using technology described in or implemented in connection with this document may be subject to various regulatory controls under the laws and regulations of various governments worldwide. The user is solely responsible for the compliance of its products and/or services with any such laws and regulations and for obtaining any and all required authorizations, permits, or licenses for its products and/or services as a result of such regulations within the applicable jurisdiction. OTHIG I THIS DOCUMET CREATES AY WARRATIES WHATSOEVER REGARDIG THE APPLICABILITY OR O-APPLICABILITY OF AY SUCH LAWS OR REGULATIOS OR THE SUITABILITY OR O-SUITABILITY OF AY SUCH PRODUCT OR SERVICE FOR USE I AY JURISDICTIO. OTHIG I THIS DOCUMET CREATES AY WARRATIES WHATSOEVER REGARDIG THE SUITABILITY OR O-SUITABILITY OF A PRODUCT OR A SERVICE FOR CERTIFICATIO UDER AY CERTIFICATIO PROGRAM OF THE WiMAX FORUM OR AY THIRD PARTY. The WiMAX Forum has not investigated or made an independent determination regarding title or noninfringement of any technologies that may be incorporated, described or referenced in this document. Use of this document or implementation of any technologies described or referenced herein may therefore infringe undisclosed third-party patent rights or other intellectual property rights. The user is solely responsible for making all assessments relating to title and noninfringement of any technology, standard, or specification referenced in this document and for obtaining appropriate authorization to use such technologies, technologies, standards, and specifications, including through the payment of any required license fees. OTHIG I THIS DOCUMET CREATES AY WARRATIES OF TITLE OR OIFRIGEMET WITH RESPECT TO AY TECHOLOGIES, STADARDS OR SPECIFICATIOS REFERECED OR ICORPORATED ITO THIS DOCUMET. I O EVET SHALL THE WiMAX FORUM OR AY MEMBER BE LIABLE TO THE USER OR TO A THIRD PARTY FOR AY CLAIM ARISIG FROM OR RELATIG TO THE USE OF THIS DOCUMET, ICLUDIG, WITHOUT LIMITATIO, A CLAIM THAT SUCH USE IFRIGES A THIRD PARTY S ITELLECTUAL PROPERTY RIGHTS OR THAT IT FAILS TO COMPLY WITH APPLICABLE LAWS OR REGULATIOS. BY USE OF THIS DOCUMET, THE USER WAIVES AY SUCH CLAIM AGAIST THE WiMAX FORUM AD ITS MEMBERS RELATIG TO THE USE OF THIS DOCUMET. The WiMAX Forum reserves the right to modify or amend this document without notice and in its sole discretion. The user is solely responsible for determining whether this document has been superseded by a later version or a different document. WiMAX, Mobile WiMAX, WiMAX Forum, WiMAX Certified, WiMAX Forum Certified, the WiMAX Forum logo and the WiMAX Forum Certified logo are trademarks of the WiMAX Forum. Third-party trademarks contained in this document are the property of their respective owners. Page -

3 TABLE OF COTETS ABSTRACT.... SCOPE.... REFERECES.... DEFIITIOS.... ABBREVIATIOS.... DEFIITIOS OF SYSTEM PROFILES.... COVETIOS..... Item column..... Description column..... Reference column..... Status column..... BS/ column..... BS/ Values column..... column.... PHY PROFILE.... PROFILES OF BS AD..... System Parameters PHY Mode Sampling Factor Cyclic Prefix Frame Configuration TTG/RTG Frame and Sub-frame Parameters..... Subcarrier Allocation DL Subcarrier Allocation UL Subcarrier Allocation Common SYC Symbol UL Sounding..... UL Control Channels Initial Ranging HO Ranging Periodic Ranging BW Request Fast-Feedback/CQI Channel Encoding Fast-Feedback/CQI Channel Allocation Method..... Channel Coding Repetition Randomization Convolutional Code Convolutional Turbo Code BTC LDPC Interleaving..... H-ARQ Support Chase Combining Incremental Redundancy ACK Channel... Page -

4 Control Mechanism Synchronization Closed-loop Power Control Open-loop Power Control Transmit Power Limitation Control Using UCD TLV..... Channel Measurement CIR Measurement RSSI Measurement..... Modulation PRBS (Subcarrier Randomization) Downlink Uplink Pilot Modulation Preamble Modulation Ranging Modulation MAP Support ormal MAP Compressed MAP Sub-DL-UL MAP H-ARQ MAP Message Extended HARQ IE in the ormal MAP DL Region Definition AAS AAS Zone Support Supported Permutation in DL Supported Permutation in UL AAS DL Preamble AAS UL Preamble Diversity MAP Scan DL AAS-SDMA Pilots UL AAS-SDMA Pilots AAS Private MAP AAS-FBCK-REQ/RSP support..... STC/MIMO Supported Features for DL PUSC Supported Features for DL FUSC Supported Features for DL Optional FUSC Supported Features for DL Optional AMC Supported Features for DL PUSC-ASCA Supported Features in UL PUSC Supported Features in UL Optional PUSC Supported Features in UL Optional AMC Closed-Loop MIMO MIMO Feedback MIMO Midamble MIMO Soft-Handover Based Macro-diversity H-ARQ Downlink Support for MIMO H-ARQ Uplink Support for MIMO STC/MIMO Parameters..... HO Support in PHY FBSS... Page -

5 MIMO Soft-handover based macro-diversity transmission UL Macro diversity..... Cyclic Delay Diversity.... PERFORMACE/FIDELITY REQUIREMETS..... Minimum Performance SSTTG/SSRTG Max DL Concurrent Bursts Max Bursts in DL Subframe Max umber of Zones in DL/UL Subframe Measurement Processes and CQI Channels Max H-ARQ Bursts in DL/UL Subframe..... Transmit Requirements..... Receiver Requirements..... Frequency and Time Synchronization Requirements.... MAC PROFILE PROFILES OF BS AD PHS CS Options MAC PDU formats MAC Support of PHY layer Feedback Mechanism..... Multicast connection..... etwork Entry..... ARQ..... MAC support for H-ARQ QoS Data delivery services for mobile network..... Request-Grant mechanism..... eighbor Advertisement..... Scanning and Association Scanning Scan Reporting Type Support Association Association Type Support HO/Scan/Report Trigger Metrics..... MAC layer HO procedures..... HO Optimization CID and SAID Update..... Fast BS Switching..... Macro Diversity Handover Sleep Mode Idle Mode..... Expedited etwork Re-entry from Idle Mode MBS..... AAS..... 's etwork Entry issued by BS restart..... SP Selection..... Load Balancing..... Location Based Services..... Coexistence Among WiMAX, Wi-Fi and Bluetooth etworks... Page -

6 Capacity Improvements for Feedbacks Persistent Allocation..... Alternative RAT Advertisement.... PARAMETERS.... SECURITY.... AUTHORIZATIO POLICY SUPPORT.... PKM VERSIO SUPPORT.... PKMV AUTHORIZATIO POLICY SUPPORT IITIAL ETWORK ETRY.... PKMV AUTHORIZATIO POLICY SUPPORT ETWORK RE-ETRY.... SUPPORTED CRYPTOGRAPHIC SUITES.... MESSAGE AUTHETICATIO CODE MODE.... SECURITY ASSOCIATIO.... SA SERVICE TYPE....9 EAP AUTHETICATIO METHODS....0 CERTIFICATE PROFILE.... MULTICAST BROADCAST RE-KEYIG ALGORITHM (MBRA).... RADIO PROFILE.... POWER CLASS PROFILE... 9 Page -

7 LIST OF TABLES TABLE. CHAGE COTROL REVISIO HISTORY... 0 TABLE. STATUS COLUM ETRIES... TABLE. REQUIRED COLUM ETRIES... TABLE. VALUE COLUM ETRIES... TABLE. PHY MODE... TABLE. FFT SIZES... TABLE. SAMPLIG FACTOR... TABLE. CYCLIC PREFIX... TABLE 9. FRAME LEGTH... TABLE 0. DL SUBCARRIER ALLOCATIO... TABLE. UL SUBCARRIER ALLOCATIO... TABLE. COMMO SYC SYMBOL... TABLE. UL SOUDIG... TABLE. UL SOUDIG... 9 TABLE. IITIAL RAGIG... 0 TABLE. HO RAGIG... 0 TABLE.PERIODIC RAGIG... 0 TABLE. BW REQUEST... TABLE 9. FAST-FEEDBACK/CQI CHAEL ECODIG... TABLE 0. FAST-FEEDBACK/CQI CHAEL ALLOCATIO METHOD... TABLE. REPETITIO... TABLE. RADOMIZATIO... TABLE. COVOLUTIOAL CODE... TABLE. COVOLUTIOAL TURBO CODE... TABLE. BLOCK TURBO CODE... TABLE. LOW DESITY PARITY CHECK CODE... TABLE. ITERLEAVIG... TABLE. CHASE COMBIIG H-ARQ... TABLE 9. HARQ PARAMETERS FOR CHASE WITH CTC... TABLE 0. ICREMETAL REDUDACY H-ARQ... TABLE. ACK CHAEL... TABLE. SYCHROIZATIO... TABLE. CLOSED-LOOP POWER COTROL... TABLE. OPE-LOOP POWER COTROL... TABLE. TRASMIT POWER LIMITATIO COTROL... TABLE. CIR MEASUREMET... TABLE. RSSI MEASUREMET... TABLE. PRBS... TABLE 9. DOWLIK MODULATIO... TABLE 0. UPLIK MODULATIO... 9 TABLE. PILOT MODULATIO... 9 TABLE. PREAMBLE MODULATIO... 9 TABLE. RAGIG MODULATIO... 9 TABLE. ORMAL MAP... 0 TABLE. COMPRESSED MAP... 0 TABLE. SUB-DL-UL MAP... 0 TABLE. H_ARQ MAP MESSAGE... 0 TABLE. EXTEDED H-ARQ IE I ORMAL MAP... 0 TABLE 9. DL REGIO DEFIITIO SUPPORT... TABLE 0. AAS ZOE SUPPORT... TABLE. SUPPORTED PERMUTATIO I DL... TABLE. SUPPORTED PERMUTATIO I UL... TABLE. AAS DL PREAMBLE... TABLE. AAS UL PREAMBLE... Page -

8 TABLE. DIVERSITY MAP SCA... TABLE. DL AAS-SDMA PILOTS... TABLE. UL AAS_SDMA PILOTS... TABLE. AAS PRIVATE MAP... TABLE 9. AAS_FBCK/RSP SUPPORT... TABLE 0. SUPPORTED FEATURES FOR DL PUSC... TABLE. SUPPORTED FEATURES FOR DL FUSC... TABLE. SUPPORTED FEATURES FOR DL OPTIOAL FUSC... TABLE. SUPPORTED FEATURES FOR DL OPTIOAL AMC... TABLE. SUPPORTED FEATURES FOR DL PUSC-ASCA... TABLE. SUPPORTED FEATURES I UL PUSC... TABLE. SUPPORTED FEATURES I UL OPTIOAL PUSC... TABLE. SUPPORTED FEATURES I UL OPTIOAL AMC... 9 TABLE. CLOSED-LOOP MIMO... 9 TABLE 9. MIMO FEEDBACK... 0 TABLE 0. MIMO MIDAMBLE... 0 TABLE. MIMO SOFT-HADOVER MACRO-DIVERSITY... 0 TABLE. H-ARQ DOWLIK SUPPORT FOR MIMO... TABLE. H-ARQ UPLIK SUPPORT FOR MIMO... TABLE. STC/MIMO PARAMETERS... TABLE. FAST BASE STATIO SWITCHIG... TABLE. MIMO SOFT-HADOVER BASED MACRO-DIVERSITY TRASMISSIO... TABLE. UL MACRO DIVERSITY... TABLE. CYCLIC DELAY DIVERSITY... TABLE 9. MAXIMUM DL COCURRET BURSTS... TABLE 0. MAX BURSTS I DL SUBFRAME... TABLE. MAX UMBER OF ZOES I DL AD UL SUBFRAMES... TABLE. MEASUREMET PROCESSES AD CQI CHAELS... TABLE. MAX H-ARQ BURSTS... TABLE. TRASMITTER REQUIREMETS... TABLE. RECEIVER REQUIREMETS... TABLE. FREQUECY AD TIME SYCHROIZATIO REQUIREMETS... TABLE. PHS... 9 TABLE. COVERGECE SUBLAYER OPTIOS... 9 TABLE 9. MAC PDU FORMATS... TABLE 90. FEEDBACK MECHAISM... TABLE 9. MULTICAST COECTIO... TABLE 9. ETWORK ETRY... TABLE 9. ARQ... TABLE 9. MAC SUPPORT FOR HARQ... TABLE 9. QOS... TABLE 9. DATA DELIVERY SERVICES FOR MOBILE ETWORK... TABLE 9. MULTIPLE ERTPS SUPPORT... TABLE 9. REQUEST-GRAT MECHAISM... TABLE 99. EIGHBOR ADVERTISEMET... TABLE 00. SCAIG... TABLE 0. SCA REPORTIG TYPE SUPPORT... TABLE 0. ASSOCIATIO... TABLE 0. ASSOCIATIO TYPE SUPPORT... TABLE 0. HO/SCA/REPORT TRIGGER METRICS... TABLE 0. MAC LAYER HO PROCEDURES... TABLE 0. HO OPTIMIZATIO... 9 TABLE 0. SEAMLESS HO... TABLE 0. CID AD SAID UPDATE... TABLE 09. FAST BASE STATIO SWITCHIG... TABLE 0. MACRO DIVERSITY HADOVER... Page -

9 TABLE. SLEEP MODE... TABLE. IDLE MODE... TABLE. EXPEDITED ETWORK RE-ETRY FROM IDLE MODE... 0 TABLE. MBS... TABLE. MBS EHACEMETS... TABLE. AAS... TABLE. 'S ETWORK ETRY ISSUED BY BS RESTART... TABLE. SP SELECTIO... TABLE 9. LOAD BALACIG... TABLE 0. LOCATIO BASED SERVICES... TABLE. COEXISTECE AMOG WIMAX, WI-FI AD BLUETOOTH ETWORKS... TABLE. CAPACITY IMPROVEMETS FOR FEEDBACKS... TABLE. PERSISTET ALLOCATIO... TABLE. PARAMETERS... TABLE. MIIMUM PERFORMACE REQUIREMETS... TABLE. MIIMUM UMBER OF MBS MAP IES COCURRETLY STORED I THE... TABLE. AUTHORIZATIO POLICY SUPPORT... TABLE. PKM VERSIO SUPPORT... TABLE 9. PKMV AUTHORIZATIO POLICY SUPPORT-IITIAL ETWORK ETRY... TABLE 0. PKMV AUTHORIZATIO POLICY SUPPORT-ETWORK RE-ETRY... TABLE. SUPPORTED CRYPTOGRAPHIC SUITES... TABLE. MESSAGE AUTHETICATIO CODE MODE... TABLE. SECURITY ASSOCIATIO... TABLE. SA SERVICE TYPE... TABLE. EAP AUTHETICATIO METHODS... TABLE. CERTIFICATE PROFILE... TABLE. SERVICE TYPE... TABLE. EXAMPLE OF APPLICABILITY OF THE FORMULA TO THE MHZ BAD... TABLE 9. POWER CLASSES... 9 Page - 9

10 9 0 Participants This document was developed by the WiMAX Forum Technical Working Group (TWG). Co-chair; Wonil Roh, Samsung Co-chair: Vladimir Yanover, Alvarion Vice Chair and Editor: Hassan Yaghoobi, Intel Corp. Following is the list of TWG member companies during the development of this document. Alcatel-Lucent, Altair Semi Conductor, Alvarion, Amicus, ArrayComm, Beceem, CISCO, Clearwire, Comcast, Comsys, Elektrobit, Ericsson, Fujitsu, Huawei Technologies, Institute for Information Industry, Intel Corporation, KDDI, Keithley, LG Electronics, Marvell, Media Tech, Mitsubishi Electric Corp, Motorola, EC, extwave, okia, okia Siemens etwork, ortel etworks, PMC Sierra, Posdata, Runcom Technologies, Samsung, SEQUAS Communications, SR Telecom, Telecom Italia, Wavesat, ZTE Corporation Revision History Table. Change Control Revision History Version Date v WiMAX Forum Approved 9 Page - 0

11 9 0 Abstract This document specifies the aspects of WiMAX Forum Mobile System Profile Release. that are common to FDD and TDD.. Scope This document provides the aspects of the WiMAX Forum Mobile System Profile Release. air interface specification common to FDD and TDD. It serves primarily for the purpose of certification of conformant Subscriber Stations and Base Stations. This document is complimented by FDD-specific [] and TDD-specific [] elements of the WiMAX Forum Mobile System Profile Release.. This specification makes use of IEEE Std 0. as a normative reference. Page -

12 References The following documents contain provisions that, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. [] IEEE Std 0.-00, IEEE Standard for Local and Metropolitan Area etworks - Part : Air Interface for Fixed Broadband Wireless Access Systems [] IEEE Std 0.e-00, Amendment to IEEE Standard for Local and Metropolitan Area etworks - Part : Air Interface for Fixed Broadband Wireless Access Systems- Physical and Medium Access Control Layers for Combined Fixed and Mobile Operation in Licensed Bands [] IEEE P0.-00/Cor/D, Draft Corrigendum to IEEE Std 0. - Local and metropolitan area networks, Part : Air Interface for Fixed and Mobile Broadband Wireless Access Systems [] IEEE Std , IEEE Standard for Local and metropolitan area networks - Part : Air Interface for Broadband Wireless Access Systems. [] WiMAX Forum WMF-T-00-R0v0, WiMAX Forum Mobile System Profile Specification, Release. FDD Specific Part, ( ) [] WiMAX Forum WMF-T-00-R0v0, WiMAX Forum Mobile System Profile Specification, Release. TDD Specific Part, ( ) Page -

13 Definitions. Abbreviations. Definitions of system profiles. Conventions.. Item column The Item column contains a number that identifies each description in the table... Description column The Description column describes in free text each respective item (e.g., parameters, timers, etc.)... Reference column The Reference column indicates the section of the referenced standard from which the requirement for the item is derived. Unless stated otherwise in the corresponding reference column, the referenced standard is IEEE Std [] as amended and corrected by IEEE Std 0.e -00 [] and IEEE P0.- 00/Cor/D []... Status column The following notations are used in the Status column to indicate whether each item is mandatory or optional in the referenced standard, per the Reference column. Unless stated otherwise in the corresponding status column, the status is based on the IEEE Standard [] as amended and corrected by IEEE Std 0.e -00 [] and IEEE /Cor/D []. m pm o oi po Table. Status Column Entries Explicitly shown as mandatory in the standard. Mandatory items are automatically required in the profile for implementation. Potentially mandatory. Essential for the system to perform basic operations, although not explicitly mandatory in the standard. Potentially mandatory items are required in the profile for implementation. Explicitly mentioned as optional in the standard or is not explicitly optional but has capability negotiations. These items may or may not be required in the profile for implementation. Qualified option for mutually exclusive or selectable options from a set. One or more of the options from the set shall be supported. Potentially optional. ot explicitly mentioned as mandatory in the standard and not required for the system to perform basic Page -

14 n/a operations. ot applicable in the given context, it is impossible to use the capability BS/ column The column indicates whether the item is required for compliance to this specification. Y or y. or n IO- IO- n/a Table. Column Entries for compliance to this specification ot required for compliance to this specification Interoperable Options for BS: Item belongs to group of features for BS equipment. More specifically The item is not required for compliance to this specification and The item is required for compliance with the IO- capability. Interoperable Options for : Item belongs to group of features for equipment. More specifically The item is not required for compliance to this specification and The item is required for compliance with the IO- capability. ot applicable The following Interoperable Options are defined and used in this document.. IO-MIMO: Group of Interoperable Option features related to Multiple Input Multiple Output (MIMO) operation.. IO/IO-MIM: Group of Interoperable Option features related to DL MIMO AMC. IO/IO-MIM: Group of Interoperable Option features related to Collaborative SM for two with single transmit antenna in AMC. IO/IO-MIM: Group of Interoperable Option features related to Closed Loop MIMO. IO/IO-MIM: Group of Interoperable Option features related to Tx UL MIMO. IO-BF: Group of Interoperable Option features related to Beam Forming (BF) operation.. IO-MBS: Group of Interoperable Option features related to Multicast and Broadcast Services (MBS) operation.. IO/IO-MBS: Group of Interoperable Option features related to Multicast and Broadcast Services (MBS) operation. 9. IO/IO-MBS: Group of Interoperable Option features related to Multicast and Broadcast Services (MBS) operation. 0. IO/IO-MBS: Group of Interoperable Option features related to Multicast and Broadcast Services (MBS) operation.. IO-ETHx (x =,, ): Groups of Interoperable Option features related to Ethernet CS. IO-QoS: Interoperable Option related to QoS features with SS-initiated service flow transactions. IO/IO-QM: Group of Interoperable Option features related to QAM. IO/IO-CDD: Group of Interoperable Option features related to Cyclic Delay Diversity. IO/IO-ERTB: Group of Interoperable Option features related to ertps resumption bitmap extended subheader support. IO/IO-SLHO: Group of Interoperable Option features related to Seamless HO support. IO-FFDD: Group of Interoperable Option features related to Full Duplex FDD. IO/IO-MR: Group of Interoperable Option features related to Sleep mode following MAP relevance for H-FDD 9. IO-PA: Support for Persistent Allocation Page -

15 .. BS/ Values column This column indicates the specific value or range of values for each BS/ to implement for compliance to this specification. xx aa - bb n/a Table. Value Column Entries Set to value xx Set to range aa - bb ot applicable 9.. column This column provides additional clarification and explanation. Page -

16 9 0. PHY Profile. Profiles of BS and.. System Parameters... PHY Mode Table. PHY Mode OFDMA. m Y Y OFDMA is the sole PHY mode within the scope of this document.... Channel bandwidths and corresponding FFT sizes Table specifies the FFT sizes corresponding to various channel bandwidths. Channel Bandwidth (MHz) Table. FFT Sizes FFT Size... Sampling Factor Table. Sampling Factor If channel bandwidth is a... m Y Y multiple of.mhz then n=/ else if channel bandwidth is a multiple of any of.,., or. MHz then n=/ else if not otherwise specified then n=/. Page -

17 Cyclic Prefix Table. Cyclic Prefix /... oi /... oi Y Y /... oi /... oi... Frame Configuration Table 9. Frame Length 0 ms... oi.... oi 0... oi... oi... oi Y Y... oi.... oi... oi... TTG/RTG... Frame and Sub-frame Parameters.. Subcarrier Allocation... DL Subcarrier Allocation Table 0. DL Subcarrier Allocation PUSC... m Y Y PUSC w/ all subchannels... po Y Y PUSC w/ dedicated pilots... po IO-BF Y and... FUSC... po Y Y FUSC w/ dedicated pilots... po and... Optional FUSC... o O-FUSC w/ dedicated pilots... o and... AMC x... o AMC x... o Y Y AMC x... o Page -

18 Default Type... and... o Only applicable with HARQ_MAP o 9 AMC x w/ dedicated pilots... and... AMC x w/ dedicated... and o IO-BF Y pilots... AMC x w/ dedicated... and o pilots... 0 PUSC-ASCA... o... UL Subcarrier Allocation Table. UL Subcarrier Allocation. PUSC... po Y Y. PUSC w/o subchannel..., o [] Y Y rotation..,... []. Optional PUSC... o. AMC x... o AMC x... o Y Y AMC x... o. Mini-subchannel... o Only for PUSC & O-PUSC... Common SYC Symbol Table. Common SYC Symbol Support of the Common SYC Symbol... UL Sounding... o 9 Table. UL Sounding Type A w/ Cyclic shift -... o IO-BF Y support for P values other than 9 and Type A w/ Cyclic shift... o IO-BF Y Support P values of 9 and Type A w/ Decimation... o IO-BF Y Type B... o Page -

19 Send Sounding Report... o Flag Direct transmission of DL... o channel coefficients (Include additional feedback, option 0b0) and... Decimation with... o randomization Power Assignment... oi IO-BF Y Method: Equal Power (0b00) and... 9 Power Assignment... oi Method: Interference dependent. Per subcarrier power limit; (0b0) and... 0 Power Assignment... oi Method: Interference dependent. Total power limit.; (0b) and... Power Boost... and... o Feedback of Received Pilot Coefficients (include additional feedback option = 0b0) Feedback of message (include additional feedback option = 0b)... and... o... o Table. UL Sounding Item Description Reference Status Value Sounding response time capability maximum number of simultaneous sounding instructions... and and... o Y ext Frame o Y This parameter specifies the max number of sounding transmutations by in a frame. sounding instruction is used for a single uplink sounding symbol and up to transmit antennas. Maximum number of sounding symbols per frame per is. Page - 9

20 .. UL Control Channels... Initial Ranging Table. Initial Ranging Initial Ranging in PUSC zone w/ symbols Initial Ranging in PUSC zone w/ symbols Initial Ranging in Optional PUSC zone w/ symbols Initial Ranging in Optional PUSC zone w/ symbols Initial Ranging in AMC zone w/ symbols Initial Ranging in AMC zone w/ symbols... HO Ranging... oi... oi... oi... oi... oi... oi Y Y Table. HO Ranging 9 0 HO Ranging in PUSC zone w/ symbols HO Ranging in PUSC zone w/ symbols HO Ranging in Optional PUSC zone w/ symbols HO Ranging in Optional PUSC zone w/ symbols HO Ranging in AMC zone w/ symbols HO Ranging in AMC zone w/ symbols... Periodic Ranging... o... o... o... o... o... o Y Y Table.Periodic Ranging Periodic Ranging in PUSC zone w/ symbols Periodic Ranging in PUSC zone w/ symbols Periodic Ranging in Optional PUSC zone w/ symbols... oi... oi... oi Y Y Page - 0

21 Periodic Ranging in Optional PUSC zone w/ symbols Periodic Ranging in AMC zone w/ symbols Periodic Ranging in AMC zone w/ symbols... BW Request... oi... oi... oi Table. BW Request BW Request in PUSC zone w/ symbols BW Request in PUSC zone w/ symbols BW Request in Optional PUSC zone w/ symbols BW Request in Optional PUSC zone w/ symbols BW Request in AMC zone w/ symbols BW Request in AMC zone w/ symbols... oi... oi... oi... oi... oi... oi... Fast-Feedback/CQI Channel Encoding Y Y 9 0 Table 9. Fast-Feedback/CQI Channel Encoding bits...0 po bits...0. o Y Y bits...0. o Primary/Secondary...0. o This feature is needed for FBSS. ote on Item : If the "Feedback Type" in CQICH_Alloc_IE() is set to "0b0 = Effective CIR Feedback" and the negotiation capability Type, bit# = Enhanced FAST_FEEDBACK is enabled which indicates support for "-bit CQI", the reported effective CIR shall be in the 0b00xxxx format where the LSBs is described in Table 9b of Section...0. in [].... Fast-Feedback/CQI Channel Allocation Method Table 0. Fast-Feedback/CQI Channel Allocation Method Page -

22 Fast-Feedback Allocation Subheader support Fast feedback channel allocation using CQICH Allocation IE.. Channel Coding... Repetition... o... o Y Y Table. Repetition Repetition..9 m Y Y FCH uses repetition coding (...)... Randomization 9 0 Table. Randomization Randomization..9. m Y Y... Convolutional Code Table. Convolutional Code Tail Biting..9.. m Y Y Zero Tail..9.. o... Convolutional Turbo Code Table. Convolutional Turbo Code CTC..9.. excluding o Y Y Page -

23 ... BTC Table. Block Turbo Code BTC..9.. o... LDPC Table. Low Density Parity Check Code LDPC..9.. o... Interleaving Table. Interleaving 9 0 Interleaving..9. m Y Y The interleaving subject of this section should not be applied to CTC mode. Optional interleaver for CC.. H-ARQ Support... Chase Combining..9.. and... o This interleaver mode is only applicable to Convolutional Encoding Table. Chase Combining H-ARQ Chase w/ CC... o Chase w/ CTC... o Y Y Chase with LDPC... o Page -

24 Item Parameter Description Table 9. HARQ Parameters for Chase with CTC Reference Values 9 0 H-ARQ DL Buffer size per channel H-ARQ UL Buffer size per channel DL Aggregate flag for HARQ buffer UL Aggregate flag for HARQ buffer HARQ ACK Delay for DL Burst HARQ ACK Delay for UL Burst umber of DL H- ARQ Channels supported by umber of UL H- ARQ Channels supported by...9 Category =, (K=0), Category = 9 (K=), Category =, (K=0), Category =,0 (K=)...9 Category =, (K=0), Category =, (K=0), Category =, (K=0), Category =, (K=0)...9 Category = O or OFF, Category = O, Category = O, Category = O...9 Category = OFF, Category = O, Category = O,...,.....,..... and. D... and. D Category = O /A Category =, Category =, Category =, Category = Category =, Category =, Category =, Category = Status for the four categories is oi; i.e., support of at least one of the four Categories is. ote that the HARQ buffer size shall be interpreted as softbits buffer size; i.e., related to coded rather than uncoded data bits. This means the buffer size refers to both the systematic and parity bits transmitted over the air. It is left to vendor s implementation to determine the amount of memory space for each bit of transmitted information. The buffer size is related to buffer size parameter K according to the following equation. Buffer size floor * K / Page -

25 Incremental Redundancy Table 0. Incremental Redundancy H-ARQ IR w/ CC o IR w/ CTC o... ACK Channel Table. ACK Channel ACKCH... m Y Y.. Control Mechanism... Synchronization Table. Synchronization BS Synchronization in time /slot BS Synchronization in frequency BS to eighbor BS Synchronization in frequency..0..,... o Y /A Refer to "Time/Frequency Synchronization Indicator" in Table 0h of the referred section o Y /A... o Y /A Refer to "Time/Frequency Synchronization Indicator" in Table 0h of the referred section. SS Synchronization..0.. m /A Y... Closed-loop Power Control Table. Closed-loop Power Control CL Power Control..0.. m Y Y Page -

26 ... Open-loop Power Control Table. Open-loop Power Control OL Power Control..0.. o Y Y Passive Uplink open loop..0.. o Y Y power control Active Uplink open loop..0.. o power control UL Tx power and Headroom transmission condition using bandwidth request and UL Tx Power Report header and... o Y Y UL Tx power and Headroom transmission condition using PHY channel report header UL Tx power and Headroom transmission condition using Tx power report extended subheader and and... o o... Transmit Power Limitation Control Using UCD TLV 9 0 Table. Transmit Power Limitation Control Power Limit.. [] M O Y.. Channel Measurement... CIR Measurement Table. CIR Measurement Physical CIR measurement from the preamble for frequency reuse== (feedback type=0b00 and report type=0 and CIR preamble report type=0)..,...,... and...9 oi Y Y Page -

27 Physical CIR measurement from the preamble for frequency reuse== (feedback type=0b00 and report type=0 and CIR preamble report type=) Physical CIR measurement for a permutation zone from pilot subcarriers (feedback type=0b00 and report type= and CIR zone measurement type=0) Physical CIR measurement for a permutation zone from data subcarriers (feedback type=0b00 and report type= and CIR zone measurement type=) Effective CIR measurement from the preamble for frequency reuse== (feedback type=0b0 and report type=0 and CIR preamble report type=0) Effective CIR measurement from the preamble for frequency reuse== (feedback type=0b0 and report type=0 and CIR preamble report type=) Effective CIR measurement for a permutation zone from pilot subcarriers (feedback type=0b0 and report type= and CIR zone measurement type=0) Effective CIR measurement for a permutation zone from data subcarriers (feedback type=0b0 and report type= and CIR zone measurement type=)..,...,... and...9..,...,... and...9..,...,... and...9..,...,... and...9..,...,... and...9..,...,... and...9..,...,... and...9 oi Y Y oi Y Y oi oi This option provides capability to the to report MCS preference to BS. oi This option provides capability to the to report MCS preference to BS. oi Y Y This option provides capability to the to report MCS preference to BS. oi This option provides capability to the to report MCS preference to BS. Page -

28 9 Support for concurrent CQI channels with effective CIR reports 0 Frequency selectivity characterization report Major group indication (applicable to PUSC zone only) MIMO permutation feedback cycle (applicable to MIMO only)... RSSI Measurement..,... and ,... and...9 o This feature only addresses two concurrent CQI channels reporting Effective CIR measurements. o... o IO-BF Y... o IO- MIMO Y Table. RSSI Measurement RSSI Measurement... and Modulation... PRBS (Subcarrier Randomization) m /A Y Processing of RSSI measurements in the BS is specified in Section Table. PRBS PRBS..9.. m Y Y... Downlink Table 9. Downlink Modulation QPSK..9.. m Y Y -QAM..9.. m Y Y Page -

29 -QAM..9.. o Y Y... Uplink Table 0. Uplink Modulation QPSK..9.. m Y Y -QAM..9.. m Y Y -QAM..9..,...,...,...,... [] o [] IO-QM IO- QM... Pilot Modulation Table. Pilot Modulation Pilot Modulation..9.. m Y Y... Preamble Modulation MCS steps (coding rates): QAM-/, QAM-/, QAM-/, and QAM- /. 9 Table. Preamble Modulation 0 Preamble Modulation m Y /A shall demodulate the preamble... Ranging Modulation Table. Ranging Modulation Ranging Modulation... m /A Y BS shall demodulate the ranging signal...9 MAP Support Page - 9

30 ..9. ormal MAP Table. ormal MAP ormal MAP... and Compressed MAP m Y Y Table. Compressed MAP Compressed MAP... po Y Y..9. Sub-DL-UL MAP Table. Sub-DL-UL MAP 9 0 Sub-DL-UL MAP...0 o Y Y See... OFDMA MAP Capability of []. Support for Extended HARQ IE in ormal MAP mandates a support for Sub MAP for first zone...9. H-ARQ MAP Message Table. H_ARQ MAP Message Compact DL-MAP IE... o Compact UL-MAP IE... o..9. Extended HARQ IE in the ormal MAP Table. Extended H-ARQ IE in ormal MAP Extended HARQ IE in the ormal MAP... &... &... o Y Y Page - 0

31 ..9. DL Region Definition Table 9. DL Region Definition Support DL Region Definition Support..0 AAS..0. AAS Zone Support...,...,... o 9 0 Table 0. AAS Zone Support DL AAS Zone... o UL AAS Zone... o..0. Supported Permutation in DL Table. Supported Permutation in DL PUSC... and... FUSC... and... Optional PUSC... and... AMC x... and... TUSC... and... TUSC... and Supported Permutation in UL oi Support for all the items in this table is conditional to the support of DL AAS Zone. oi oi oi oi oi Table. Supported Permutation in UL Page -

32 PUSC... and... Optional PUSC... and... AMC x... and AAS DL Preamble oi Support for all the items in this table is conditional to the support of AAS Zone. oi oi Table. AAS DL Preamble Frequency shifted... o Time shifted... o PHY Modifier... o DL AAS Preamble Support..0. AAS UL Preamble... o Support for 0- symbols Table. AAS UL Preamble 9 Frequency shifted... o Time shifted... o Physical Modifier... o UL AAS Preamble... o Power Control UL AAS Preamble Support..0. Diversity MAP Scan... o Support for 0- symbols Table. Diversity MAP Scan 0 Diversity-Map Scan... o..0. DL AAS-SDMA Pilots Table. DL AAS-SDMA Pilots Page -

33 AMC AAS-SDMA... o with All SDMA Pilots PUSC AAS-SDMA... o TUSC AAS-... o SDMA TUSC AAS-... o SDMA AMC AAS-SDMA with SDMA pilots A&B only... o..0. UL AAS-SDMA Pilots Table. UL AAS_SDMA Pilots AMC AAS-SDMA... o with All SDMA Pilots PUSC AAS-SDMA... o Optional PUSC... o AAS-SDMA AMC AAS-SDMA... o with SDMA pilots A&B only..0.9 AAS Private MAP Table. AAS Private MAP 9 AAS Private MAP... o Reduced Private... o MAP Reduced Private MAP Chain Support... o..0.0 AAS-FBCK-REQ/RSP support Table 9. AAS_FBCK/RSP Support 0 AAS-FBCK-REQ/RSP support.. STC/MIMO... o Page -

34 ... Supported Features for DL PUSC Table 0. Supported Features for DL PUSC FHDC... o -antenna, matrix A... o IO-... MIMO Y -antenna, matrix B,..., o IOvertical encoding... MIMO Y -antenna, matrix B,..., o horizontal encoding... -antenna enhancement using directivity... o -antenna, matrix A... o... -antenna, matrix B,... o vertical encoding -antenna, matrix B,... o horizontal encoding 9 -antenna, matrix C,... o vertical encoding 0 -antenna, matrix C,... o horizontal encoding... Supported Features for DL FUSC Table. Supported Features for DL FUSC FHDC o -antenna, matrix A... o... -antenna, matrix B, vertical..., o encoding... -antenna, matrix B,..., o horizontal encoding... -antenna enhancement... o using directivity -antenna, matrix A... o -antenna, matrix B, vertical encoding -antenna, matrix B, horizontal encoding 9 -antenna, matrix C, vertical encoding 0 -antenna, matrix C, horizontal encoding... o... o... o... o two modulation and coding modules Page -

35 ... Supported Features for DL Optional FUSC Table. Supported Features for DL Optional FUSC -antenna, matrix A antenna, matrix B, vertical encoding -antenna, matrix B, horizontal encoding......, ,... -antenna, matrix C o consecutive OFDMA symbols o o o -antenna, matrix A antenna, matrix B antenna, matrix C antenna, matrix A antenna, matrix B, vertical encoding 0 -antenna, matrix B, horizontal encoding -antenna, matrix C, vertical encoding -antenna, matrix C, horizontal encoding Supported Features for DL Optional AMC o logical subcarriers over consecutive symbols o o o logical subcarriers over consecutive symbols o o o o Table. Supported Features for DL Optional AMC Page -

36 DL MIMO AMC with dedicated pilots Tx pilot pattern in STC zone with optional AMC permutation: Matrix A support with ( + * n) symbol per burst allocation granularity DL MIMO AMC with dedicated pilots Tx pilot pattern in STC zone with optional AMC permutation: Matrix B support with ( + * n) symbol per burst allocation granularity DL MIMO AMC with dedicated pilots Tx pilot pattern in STC zone with optional AMC permutation: Matrix B support with ( + * n) symbol per burst allocation granularity DL MIMO AMC with dedicated pilots Tx pilot pattern in STC zone with optional AMC permutation: stream with Tx pilot pattern - ( + * n) symbol per burst allocation granularity MIMO AMC zone with dedicated pilots with +*n symbols of zone Support of mixture of single antenna and Tx antenna dedicated pilot patterns in a single MIMO AMC zone......,... []...,...,... []......,...,... []... [] []...,...,... [] o [] IO- MIM o [] o [] IO- MIM IO- MIM IO- MIM o [] ote: Support for this subfeature is enabled through setting um_streams = 0b00 in Dedicated MIMO DL Control IE o [] IO- MIM o [] IO- MIM Page -

37 Concurrent allocation of same rank in MIMO AMC zone with dedicated pilots Concurrent allocation (partial and non-partial) of different rank in MIMO AMC zone with dedicated pilots 9 -antenna, matrix B, horizontal encoding... [] o [] IO- MIM IO- MIM The granularity of a relative symbol offset between same rank concurrent burst is symbols. If the concurrent bursts are HARQ and/or on-harq bursts, the same granularity rule on the offset applies.... [] o [] Rank is the rank of precoding matrix , antenna, matrix C o Figure i o -antenna, matrix A antenna, matrix B antenna, matrix C antenna, matrix A antenna, matrix B, vertical encoding -antenna, matrix B, horizontal encoding -antenna, matrix C, vertical encoding o adjacent subcarriers over consecutive symbols o o o adjacent subcarriers over consecutive symbols o o o Page -

38 9 -antenna, matrix C, horizontal encoding o ote: The parameter 'n' - throughout Table - is an integer number >= Supported Features for DL PUSC-ASCA Table. Supported Features for DL PUSC-ASCA STC/MIMO for PUSC- ASCA... Supported Features in UL PUSC... o Table. Supported Features in UL PUSC -antenna, matrix A...,... [] -antenna, matrix B, vertical encoding Collaborative SM for two with two transmit antennas -antenna, matrix B, horizontal encoding...,... []...,... []... o o [] o [] IO- MIM IO- MIM o [] IO- MIM IO- MIM 0 Collaborative SM for two with single transmit antenna... o... Supported Features in UL Optional PUSC IO- MIMO Y Table. Supported Features in UL Optional PUSC -antenna, matrix A antenna, matrix B, vertical encoding o consecutive slots o Page -

39 -antenna, matrix B, horizontal encoding Collaborative SM for two with single transmit antenna Supported Features in UL Optional AMC o o Table. Supported Features in UL Optional AMC Collaborative SM for two with single transmit antenna... [] o [] IO-MIM IO- MIM -antenna, matrix A...,... o [] IO-MIM IO- MIM [] -antenna, matrix B, vertical encoding...,... o [] IO-MIM IO- MIM Collaborative SM for two with two transmit antennas -antenna, matrix B, horizontal encoding...9 Closed-Loop MIMO []...,... [] [] o [] o [] Table. Closed-loop MIMO Antenna Grouping w/ Tx matrix A Antenna Grouping w/ Tx matrix B Antenna Selection w/ Tx matrix C Antenna Grouping w/ Tx matrix A Antenna Grouping w/ Tx matrix B Antenna Selection w/ Tx matrix C Codebook Based Precoding , ,......,... o Table 9 o o Table 9a Table f o Table 9 o o Table 9a Table g o Page - 9

40 9 Quantized Weight Feedback...0 MIMO Feedback...0. o -bit CQICH Table 9. MIMO Feedback Fast MIMO Feedback...0. o (complex weights) w/ bits Mode Selection Feedback w/...0. o bits -bit MIMO Fast Feedback...0. o Fast DL measurement feedback w/ more than one Rx antennas Fast MIMO Feedback (complex weights) w/ bits Mode Selection Feedback w/ bits Feedback Mechanism: Feedback Header type 00 for bitmap, rank and CQI for the selected best bands ( ( bits) bitmap, (X bits) rank, (X bits) CQI) o IO-MIMO Y...0. o...0. o IO-MIMO Y..., [] o [] IO-MIM IO- MIM... MIMO Midamble Table 0. MIMO Midamble MIMO Midamble with antennas... o... MIMO Soft-Handover Based Macro-diversity 9 Table. MIMO Soft-Handover Macro-diversity 0 Macro MIMO w/ MIMO_in_another_BS_IE() Macro MIMO w/ Macro_MIMO_DL_Basic_IE()... o... o Page - 0

41 ... H-ARQ Downlink Support for MIMO Table. H-ARQ Downlink Support for MIMO MIMO DL Chase... o IO-MIMO Y MIMO DL Chase is applicable to CC, CTC or LDPC from the perspective of IEEE 0.. In this document, the feature is only used in CTC mode. MIMO DL IR... o w/ CTC... MIMO DL IR for... o Convolutional Code MIMO DL STC... o... H-ARQ Uplink Support for MIMO Table. H-ARQ Uplink Support for MIMO MIMO UL Chase... o IO-MIMO Y MIMO DL Chase is applicable to CC, CTC or LDPC from the perspective of IEEE 0.. In this document, the feature is only used in CTC mode. MIMO UL IR... o MIMO UL IR for... o Convolutional Code MIMO UL STC... o... STC/MIMO Parameters Table. STC/MIMO Parameters DL MIMO in Optional AMC: Maximum number of rank switches per user per STC [] BS Values Require d o [] Y 0 Y 0 Page -

42 zone.. HO Support in PHY... FBSS Table. Fast Base Station Switching 9 0 Anchor BS Report for FBSS...0. and... o Anchor BS CQI and switch indication via CQICH... MIMO Soft-handover based macro-diversity transmission Table. MIMO Soft-handover based macro-diversity transmission MIMO Soft-handover based macro-diversity transmission Support Macro Diversity Handover using DL soft combining Support Macro Diversity Handover using DL burst in another segment in PUSC mode Support anchor BS indication of DL data burst in active BS Support of active BS indication of DL data burst in anchor BS Support of CID translation between Anchor BS and Active BS... UL Macro diversity... o... o... o... o... o... o Table. UL Macro Diversity Page -

43 UL Macro diversity... o To be used with UL PUSC Burst Allocation in Other Segment IE Support of Macro... o Diversity Handover using UL transmission in another segment in PUSC mode Support of anchor BS... o indication of UL data burst in active BS Support of active BS indication of UL data burst in anchor BS...9 o.. Cyclic Delay Diversity Table. Cyclic Delay Diversity Cyclic Delay Diversity (explicit CDD announcement)...,.. [] o [] IO-CDD n/a 9 0. Performance/Fidelity Requirements.. Minimum Performance... SSTTG/SSRTG... Max DL Concurrent Bursts Table 9. Maximum DL Concurrent Bursts Item Description Reference Status Values Max Concurrent... and m Y 0 Burst Max Bursts in DL Subframe Table 0. Max Bursts in DL Subframe Item Description Reference Status Values Page -

44 Max Burst in Frame... m Y... Max umber of Zones in DL/UL Subframe Table. Max umber of Zones in DL and UL Subframes Item Description Reference Status Maximum numbers of zones UL Maximum numbers of zones DL Values Y The number is the same as the number of Zone Switch IEs plus.... Max Y The number is the same as the number of Zone Switch IEs plus.... Measurement Processes and CQI Channels Table. Measurement Processes and CQI Channels Item Description Reference Status Values Maximum numbers Y of CQI Channels transmitted by an per frame Maximum number of concurrent CIR measurement processes Y Maximum number of CIR measurement processes (for physical or effective CIR) that are active concurrently. A CIR measurement process is active from the frame in which it was allocated by a CQICH_Alloc_IE() until the frame in which the last CQI periodic transmission is sent or in which the CQI was deallocated by the BS.... Max H-ARQ Bursts in DL/UL Subframe Table. Max H-ARQ Bursts Item Description Reference Status Values Max Burst in..., o Y Category DL Subframe..., =, with H-ARQ... Category =, Category =, Category Max Burst in UL Subframe...,..., = o Y Category =, Status for the four categories is oi, i.e. support for values corresponding to one or more of the categories from the set shall be supported in correlation to the categories of Section... Page -

45 with H-ARQ... Category =, Category =, Category =.. Transmit Requirements ote: unless specified otherwise, requirement applies to both BS and. Item Requirement Reference Values Table. Transmitter Requirements Specified Values. BS Tx dynamic Range... 0 db. Tx dynamic Range... db. Tx power level min... db db adjustment step. Tx power level min relative step accuracy... Single step size m relative accuracy Single step size m relative accuracy m = db +/- 0. db m = db +/- db m = db +/-. db db< m < = 0dB +/- db Two exception points of at least 0 db apart are allowed over the db range, where in these two points an accuracy of up to +/- db is allowed for any size step. ceil( m ) = db +/- 0. db ceil( m ) = db +/- db ceil( m ) = db +/-. db db< ceil( m )< = 0dB +/- db Two exception points of at least 0 db apart are allowed over the db range, where in these two points an accuracy of up to +/- db is allowed for any size step.. Spectral flatness... ± db for spectral lines from used/ to and + to used/ Within +/- db for spectral lines from used/ to used/ and +used/ to used/. Power difference between adjacent subcarriers. BS Tx reference timing accuracy. Tx relative constellation error db 0. db..., for BS and... for Tx downlink radio frame shall be time-aligned with the pps timing pulse QPSK / -.0 db QPSK / -QAM / -QAM / -QAM / (if - QAM supported) -QAM / (if - QAM supported) -.0 db -0. db -.0 db ± db for spectral lines from used/ to and + to used/ Within +/- db for spectral lines from used/ to used/ and +used/ to used/ µs -.0 db -.0 db -0. db -.0 db -.0 db -QAM / (if - QAM supported) QAM-/ (if applicable) -.0 db db -0.0 db Page -

46 Item Requirement Reference Values Specified Values db -0.0 db -0.0 db.. Receiver Requirements Table. Receiver Requirements Item Requirement Reference Values Specified Values. Min SR requirements for BER=0 - with CTC in AWG channel (The Min SR requirements are used along with Eq. 9b to define sensitivity specifications for CTC.)... QPSK / with 0 bytes block size QPSK / with bytes block size -QAM / with 0 bytes block size -QAM / with bytes block size -QAM / with bytes block size (if -QAM supported) -QAM / with bytes block size (if -QAM supported) -QAM / with bytes block size (if -QAM supported).9 db. db. db. db. db.9 db db. Rx max input level on-channel reception tolerance. BS Rx Max input level on-channel reception tolerance. Rx max input level on-channel damage tolerance -QAM / with db bytes block size (if -QAM supported) dbm -0 dbm... - dbm - dbm... 0 dbm 0 dbm Page -

47 Item Requirement Reference Values Specified Values. BS Rx Max input level on-channel damage tolerance. Min adjacent channel rejection at BER=0 - for db degradation C/I. Min alternate channel rejection at BER=0 - for db degradation C/I. Implementation loss plus oise Figure" (db) value assumed for for deriving receiver minimum sensitivity (Eq. 9b) 9. "Implementation loss plus oise Figure" (db) value assumed for BS for deriving receiver minimum sensitivity (Eq. 9b) s: dbm -0 dbm... -QAM / -QAM / (if - QAM supported)... -QAM / -QAM / (if - QAM supported) 0 db db 9 db db... The assumed Implementation Loss and oise Figure in [] are and db respectively.... The assumed Implementation Loss and oise Figure in [] are and db respectively... Frequency and Time Synchronization Requirements 0 db db 9 db db db Table. Frequency and Time Synchronization Requirements Item Requirement Reference Values Specified Values ote: Eq. 9b of [] shall be used for calculation of Rx sensitivity requirements where min SR values for CC are given in Table of [] and the min SR values for CTC mode are specified in the item of this table. db ote: Eq. 9b of [] shall be used for calculation of Rx sensitivity requirements where min SR values for CC are given in Table of [] and the min SR values for CTC mode are specified in the item of this table. Page -

48 . UL symbol timing accuracy. BS reference frequency accuracy. BS to BS frequency synchronization accuracy for Hand Over. to BS frequency synchronization tolerance..0.. ± (Tb/)/ ± (Tb/)/ This requirement includes only the timing error due to component and not the effect of inaccuracy of the BS ranging feedback.... ±*0 - ±* % of OFDMA subcarrier spacing... % of the subcarrier spacing % of OFDMA subcarrier spacing % of the subcarrier spacing Page -

49 . MAC Profile. Profiles of BS and.. PHS Table. PHS PHS CS Options o Y Y Table. Convergence Sublayer Options. Packet, IPv..,..9 oi Y Y. Packet, IPv..,..9 oi Y Y. Packet, 0./Ethernet..,..9 oi IO-ETH * * For, not required for WiMAX certification, only optionally certified. Packet, 0.Q..,..9 oi VLA. Packet, IPv over 0./Ethernet. Packet, IPv over 0./Ethernet..,..9 oi IO-ETH * * For, not required for WiMAX certification, only optionally certified..,..9 oi IO-ETH * * For, not required for WiMAX certification, only optionally certified..,..9 oi. Packet, IPv over 0.Q VLA. Packet, IPv over..,..9 oi 0.Q VLA 9. ATM..,..9 oi 0. Packet, IPv with..,..9 oi Y Y Header Compression (ROHC). Packet, IPv with Header Compression (ECRTP)..,..9 oi Page - 9

50 . Packet, IPv with..,..9 oi Y Y Header Compression (ROHC). Packet, IPv with..,..9 oi Header Compression (ECRTP). Packet, IPv over..,..9 oi 0./Ethernet with Header Compression (ROHC). Packet, IPv over..,..9 oi 0./Ethernet with Header Compression (ECRTP). Packet, IPv over..,..9 oi 0./Ethernet with Header Compression (ROHC). Packet, IPv over..,..9 oi 0./Ethernet with Header Compression (ECRTP). Packet, IPv over..,..9 oi 0.Q VLA with Header Compression (ROHC) 9. Packet, IPv over..,..9 oi 0.Q VLA with Header Compression (ECRTP) 0. Packet, IPv over..,..9 oi 0.Q VLA with Header Compression (ROHC). Packet, IPv over 0.Q VLA with Header Compression (ECRTP)..,..9 oi ote: At least one of options shall be implemented... MAC PDU formats Page - 0