WiMAX Forum Air Interface Specification

Transcription

1 WMF Approved (0-07-) WiMAX Forum Proprietary Copyright 0 WiMAX Forum. All Rights Reserved.

2 Copyright Notice, Use Restrictions, Disclaimer, and Limitation of Liability Copyright 0 WiMAX Forum. All rights reserved. The WiMAX Forum owns the copyright in this document and reserves all rights herein. This document is available for download from the WiMAX Forum and may be duplicated for internal use, provided that all copies contain all proprietary notices and disclaimers included herein. Except for the foregoing, this document may not be duplicated, in whole or in part, or distributed without the express written authorization of the WiMAX Forum. Use of this document is subject to the disclaimers and limitations described below. Use of this document constitutes acceptance of the following terms and conditions: THIS DOCUMENT IS PROVIDED AS IS AND WITHOUT WARRANTY OF ANY KIND. TO THE GREATEST EXTENT PERMITTED BY LAW, THE WiMAX FORUM DISCLAI ALL EXPRESS, IMPLIED AND STATUTORY WARRANTIES, INCLUDING, WITHOUT LIMITATION, THE IMPLIED WARRANTIES OF TITLE, NONINFRINGEMENT, MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. THE WiMAX FORUM DOES NOT WARRANT THAT THIS DOCUMENT IS COMPLETE OR WITHOUT ERROR AND DISCLAI ANY WARRANTIES TO THE CONTRARY. Any products or services provided using technology described in or implemented in connection with this document may be subject to various regulatory controls under the laws and regulations of various governments worldwide. The user is solely responsible for the compliance of its products and/or services with any such laws and regulations and for obtaining any and all required authorizations, permits, or licenses for its products and/or services as a result of such regulations within the applicable jurisdiction. NOTHING IN THIS DOCUMENT CREATES ANY WARRANTIES WHATSOEVER REGARDING THE APPLICABILITY OR NON-APPLICABILITY OF ANY SUCH LAWS OR REGULATIONS OR THE SUITABILITY OR NON-SUITABILITY OF ANY SUCH PRODUCT OR SERVICE FOR USE IN ANY JURISDICTION. NOTHING IN THIS DOCUMENT CREATES ANY WARRANTIES WHATSOEVER REGARDING THE SUITABILITY OR NON-SUITABILITY OF A PRODUCT OR A SERVICE FOR CERTIFICATION UNDER ANY CERTIFICATION PROGRAM OF THE WiMAX FORUM OR ANY THIRD PARTY. The WiMAX Forum has not investigated or made an independent determination regarding title or noninfringement of any technologies that may be incorporated, described or referenced in this document. Use of this document or implementation of any technologies described or referenced herein may therefore infringe undisclosed third-party patent rights or other intellectual property rights. The user is solely responsible for making all assessments relating to title and noninfringement of any technology, standard, or specification referenced in this document and for obtaining appropriate authorization to use such technologies, technologies, standards, and specifications, including through the payment of any required license fees. NOTHING IN THIS DOCUMENT CREATES ANY WARRANTIES OF TITLE OR NONINFRINGEMENT WITH RESPECT TO ANY TECHNOLOGIES, STANDARDS OR SPECIFICATIONS REFERENCED OR INCORPORATED INTO THIS DOCUMENT. IN NO EVENT SHALL THE WiMAX FORUM OR ANY MEMBER BE LIABLE TO THE USER OR TO A THIRD PARTY FOR ANY CLAIM ARISING FROM OR RELATING TO THE USE OF THIS DOCUMENT, INCLUDING, WITHOUT LIMITATION, A CLAIM THAT SUCH USE INFRINGES A THIRD PARTY S INTELLECTUAL PROPERTY RIGHTS OR THAT IT FAILS TO COMPLY WITH APPLICABLE LAWS OR REGULATIONS. BY USE OF THIS DOCUMENT, THE USER WAIVES ANY SUCH CLAIM AGAINST THE WiMAX FORUM AND ITS MEMBERS RELATING TO THE USE OF THIS DOCUMENT. The WiMAX Forum reserves the right to modify or amend this document without notice and in its sole discretion. The user is solely responsible for determining whether this document has been superseded by a later version or a different document. WiMAX, Mobile WiMAX, Fixed WiMAX, WiMAX Forum, WiMAX Certified, WiMAX Forum Certified, the WiMAX Forum logo and the WiMAX Forum Certified logo are trademarks or registered trademarks of the WiMAX Forum. All other trademarks are the property of their respective owners. 8 Page - ii

3 Table of Contents. SCOPE.... REFERENCES.... DEFINITIONS.... Abbreviations.... Definitions of system profiles.... Conventions..... Item column..... Description column..... Reference column..... Status column..... BS/ column..... BS/ Values column column.... PHY PROFILE.... Profiles of BS and..... System Parameters..... Subcarrier Allocation UL Control Channels..... Channel Coding..... H-ARQ Support..... Control Mechanism Channel Measurement Modulation MAP Support AAS..... STC/MIMO HO Support in PHY.... Performance/Fidelity Requirements..... Minimum Performance..... Transmit Requirements Receiver Requirements Frequency and Time Synchronization Requirements MAC PROFILE.... Profiles of BS and..... PHS..... CS Options..... MAC PDU formats..... MAC Support of PHY layer..... Multicast connection..... Network Entry ARQ MAC support for H-ARQ QoS Data delivery services for mobile network Request-Grant mechanism Neighbor Advertisement Scanning and Association... 9 Page - iii

4 MAC layer HO procedures..... HO Optimization..... CID and SAID Update Fast BS Switching Macro Diversity Handover Sleep Mode Idle Mode..... Expedited Network Re-entry from Idle Mode..... MBS..... AAS 's Network Entry issued by BS restart NSP Selection Cell TYPE... 8 Note: Cell Type TLV shall not affect general Release.0. General Release.0 may neglect Cell Type TLV, while Release.0 with IO-FMT support shall decode the Cell Type TLV Load Balancing Soft combining of RNG-REQ/SBC-REQ/BR Header Parameters SECURITY Authorization Policy Support PKM Version Support PKMv Authorization policy support initial network entry PKMv Authorization policy support network re-entry Supported cryptographic suites Message Authentication Code Mode Security Association SA Service Type EAP Authentication methods Certificate profile Multicast Broadcast Re-keying Algorithm (MBRA) RADIO PROFILE POWER CLASS PROFILE... 8 Page - iv

5 List of Tables TABLE. STATUS COLUMN ENTRIES... TABLE. REQUIRED COLUMN ENTRIES... TABLE. VALUE COLUMN ENTRIES... TABLE. PHY MODE... TABLE. FFT SIZES... TABLE 7. SAMPLING FACTOR... TABLE 8. CYCLIC PREFIX... 7 TABLE 9. FRAME LENGTH... 7 TABLE 0. TTG/RTG... 7 TABLE. NUMBER OF OFDM SYMBOLS IN DL AND UL... 8 TABLE. DL SUBCARRIER ALLOCATION... 9 TABLE. UL SUBCARRIER ALLOCATION... 9 TABLE. COMMON SYNC SYMBOL... 0 TABLE. UL SOUNDING... 0 TABLE. UL SOUNDING... TABLE 7. INITIAL RANGING... TABLE 8. HO RANGING... TABLE 9.PERIODIC RANGING... TABLE 0. BW REQUEST... TABLE. FAST-FEEDBACK/CQI CHANNEL ENCODING... TABLE. FAST-FEEDBACK/CQI CHANNEL ALLOCATION METHOD... TABLE. REPETITION... TABLE. RANDOMIZATION... TABLE. CONVOLUTIONAL CODE... TABLE. CONVOLUTIONAL TURBO CODE... TABLE 7. BLOCK TURBO CODE... TABLE 8. LOW DENSITY PARITY CHECK CODE... TABLE 9. INTERLEAVING... TABLE 0. CHASE COMBINING H-ARQ... TABLE. HARQ PARAMETERS FOR CHASE WITH CTC... TABLE. INCREMENTAL REDUNDANCY H-ARQ... 7 TABLE. ACK CHANNEL... 7 TABLE. SYNCHRONIZATION... 7 TABLE. CLOSED-LOOP POWER CONTROL... 8 TABLE. OPEN-LOOP POWER CONTROL... 8 TABLE 7. MAXIMUM TRANSMISSION POWER LIMITATION CONTROL... 8 TABLE 8. CINR MEASUREMENT... 9 TABLE 9. RSSI MEASUREMENT... 0 TABLE 0. PRBS... TABLE. DOWNLINK MODULATION... TABLE. UPLINK MODULATION... TABLE. PILOT MODULATION... TABLE. PREAMBLE MODULATION... TABLE. RANGING MODULATION... TABLE. NORMAL MAP... TABLE 7. COMPRESSED MAP... TABLE 8. SUB-DL-UL MAP... TABLE 9. H_ARQ MAP MESSAGE... TABLE 0. EXTENDED H-ARQ IE IN NORMAL MAP... TABLE. DL REGION DEFINITION SUPPORT... TABLE. AAS ZONE SUPPORT... Page - v

6 TABLE. SUPPORTED PERMUTATION IN DL... TABLE. SUPPORTED PERMUTATION IN UL... TABLE. AAS DL PREAMBLE... TABLE. AAS UL PREAMBLE... TABLE 7. DIVERSITY MAP SCAN... TABLE 8. DL AAS-SDMA PILOTS... TABLE 9. UL AAS_SDMA PILOTS... TABLE 0. AAS PRIVATE MAP... TABLE. AAS_FBCK/RSP SUPPORT... 7 TABLE. SUPPORTED FEATURES FOR DL PUSC... 7 TABLE. SUPPORTED FEATURES FOR DL FUSC... 7 TABLE. SUPPORTED FEATURES FOR DL OPTIONAL FUSC... 8 TABLE. SUPPORTED FEATURES FOR DL OPTIONAL AMC... 9 TABLE. SUPPORTED FEATURES FOR DL PUSC-ASCA... 0 TABLE 7. SUPPORTED FEATURES IN UL PUSC... 0 TABLE 8. SUPPORTED FEATURES IN UL OPTIONAL PUSC... TABLE 9. SUPPORTED FEATURES IN UL OPTIONAL AMC... TABLE 70. CLOSED-LOOP MIMO... TABLE 7. MIMO FEEDBACK... TABLE 7. MIMO MIDAMBLE... TABLE 7. MIMO SOFT-HANDOVER MACRO-DIVERSITY... TABLE 7. H-ARQ DOWNLINK SUPPORT FOR MIMO... TABLE 7. H-ARQ UPLINK SUPPORT FOR MIMO... TABLE 7. FAST BASE STATION SWITCHING... TABLE 77. MIMO SOFT-HANDOVER BASED MACRO-DIVERSITY TRANSMISSION... TABLE 78. UL MACRO DIVERSITY... TABLE 79. SSTTG/SSRTG... TABLE 80. MAXIMUM DL CONCURRENT BURSTS... TABLE 8. MAX BURSTS IN DL SUBFRAME... TABLE 8. MAX NUMBER OF ZONES IN DL AND UL SUBFRAMES... TABLE 8. MEASUREMENT PROCESSES AND CQI CHANNELS... TABLE 8. MAX H-ARQ BURSTS... TABLE 8. TRANSMITTER REQUIREMENTS... 7 TABLE 8. RECEIVER REQUIREMENTS... 9 TABLE 87. FREQUENCY AND TIME SYNCHRONIZATION REQUIREMENTS... 0 TABLE 88. PHS... TABLE 89. CONVERGENCE SUBLAYER OPTIONS... TABLE 90. MAC PDU FORMATS... TABLE 9. FEEDBACK MECHANISM... TABLE 9. MULTICAST CONNECTION... TABLE 9. NETWORK ENTRY... TABLE 9. ARQ... TABLE 9. MAC SUPPORT FOR HARQ... TABLE 9. QOS... 7 TABLE 97. DATA DELIVERY SERVICES FOR MOBILE NETWORK... 7 TABLE 98. REQUEST-GRANT MECHANISM... 8 TABLE 99. NEIGHBOR ADVERTISEMENT... 9 TABLE 00. SCANNING... 9 TABLE 0. SCAN REPORTING TYPE SUPPORT... 0 TABLE 0. ASSOCIATION... 0 TABLE 0. ASSOCIATION TYPE SUPPORT... TABLE 0. HO/SCAN/REPORT TRIGGER METRICS... TABLE 0. MAC LAYER HO PROCEDURES... TABLE 0. HO OPTIMIZATION... TABLE 07. CID AND SAID UPDATE... TABLE 08. FAST BASE STATION SWITCHING... Page - vi

7 TABLE 09. MACRO DIVERSITY HANDOVER... 8 TABLE 0. SLEEP MODE... 0 TABLE. IDLE MODE... TABLE. EXPEDITED NETWORK RE-ENTRY FROM IDLE MODE... TABLE. MBS... TABLE. AAS... 7 TABLE. 'S NETWORK ENTRY ISSUED BY BS RESTART... 7 TABLE. NSP SELECTION... 7 TABLE 7. CELL TYPE... 8 TABLE 8. LOAD BALANCING... 8 TABLE 9. LOAD BALANCING... 9 TABLE 0. PARAMETERS TABLE. MINIMUM PERFORMANCE REQUIREMENTS... 7 TABLE. AUTHORIZATION POLICY SUPPORT... 7 TABLE. PKM VERSION SUPPORT... 7 TABLE. PKMV AUTHORIZATION POLICY SUPPORT-INITIAL NETWORK ENTRY... 7 TABLE. PKMV AUTHORIZATION POLICY SUPPORT-NETWORK RE-ENTRY TABLE. SUPPORTED CRYPTOGRAPHIC SUITES TABLE 7. MESSAGE AUTHENTICATION CODE MODE TABLE 8. SECURITY ASSOCIATION TABLE 9. SA SERVICE TYPE TABLE 0. EAP AUTHENTICATION METHODS TABLE. CERTIFICATE PROFILE TABLE. SERVICE TYPE TABLE. EXAMPLE OF APPLICABILITY OF THE FORMULA TO THE MHZ BAND... 8 TABLE. POWER CLASSES Page - vii

8 . Scope The main objective of this document is to provide OFDMA System Profile specification of mobile network, complementary to as amended by 80.e-00 standard, primarily for the purpose of certification of conformant Subscriber Stations and Base Stations (including WiMAX Femto Access Point). Page -

9 References [] IEEE Standard , IEEE Standard for Local and Metropolitan Area Networks - Part : Air Interface for Fixed Wireless Access Systems. [] IEEE Standard 80.e-00, Amendment to IEEE Standard for Local and Metropolitan Area Networks - Part : Air Interface for Fixed Broadband Wireless Access Systems- Physical and Medium Access Control Layers for Combined Fixed and Mobile Operation in Licensed Bands [] WiMAX Forum Mobile Certification Profile, WiMAX, Certification Working Group, April 00 [] IEEE P80/Cor/D, Draft Standard for Local and metropolitan area networks Part : Air Interface for Fixed and Mobile Broadband Wireless Access Systems Corrigendum D, IEEE 80. Working Group, July 007 [] WMF-T--R0v0, Requirements for WiMAX Femtocell Systems Page -

10 Definitions For the purposes of the present document, the following terms and definitions apply:. Abbreviations. Definitions of system profiles Profile definitions of different devices/usage models and releases are provided in this subsection.. Conventions.. Item column The Item column contains a number that identifies each description in the table... Description column The description column describes in free text each respective item (e.g., parameters, timers, etc.)... Reference column The reference column indicates the section of [] and [] from which the requirement for the item is derived... Status column The following notations are used in the status column to indicate whether each item is mandatory or optional in IEEE standard based on [] as amended by 80.e-00 []. 8 9 m pm o oi po n/a Table. Status Column Entries Explicitly shown as mandatory in the standard. It is required to implement Potentially mandatory, required for the system to perform basic operations (Not explicitly shown as mandatory in the standard). It is required to implement. Explicitly mentioned as optional in the standard or is not explicitly mentioned but has capability negotiations. It may or may not be implemented. Qualified option for mutually exclusive or selectable options from a set. One or more of the options from the set shall be supported. Potentially optional. Not explicitly mentioned as mandatory, but from the standard we may conclude it is, though not really required for the system to perform basic operations. We have to decide whether it should be defined as optional Not applicable in the given context, it is impossible to use the capability. 0.. BS/ column The column indicates whether the item is required for every BS/ to implement for WiMAX certification purposes. For those items listed in WiMAX Forum Mobile System Profile Release.0 Timeline Annex, the Y or IO status of the required column is valid only after the validation of its corresponding package starts. The timeline of the validation start is provided in the Timeline Annex. Page -

11 Y or y. N or n IO-NNNN IO- NNNN n/a to implement Not required to implement. Table. Column Entries Inter-operable Options: Item belongs to NNNN group of features for which it is requested to provide testing procedure and distinct labeling of BS equipment. More specifically The item is not required to get general WiMAX certified label and Is required to get distinct WiMAX certified with NNNN capability label. Inter-operable Options: Item belongs to NNNN group of features for which it is requested to provide testing procedure and distinct labeling of equipment. More specifically The item is not required to get general WiMAX certified label and It is required to get distinct WiMAX certified with NNNN capability label Not applicable The following Inter-operable Options are defined and used in this document.. IO-MIMO: Group of Inter-operable Option features related to Multiple Input Multiple Output (MIMO) operation.. IO-BF: Group of Inter-operable Option features related to Beam Forming (BF) operation.. IO-MBS: Group of Inter-operable Option features related to Multicast and Broadcast Services (MBS) operation.. IO/IO-MBS: Group of Inter-operable Option features related to Multicast and Broadcast Services (MBS) operation.. IO/IO-MBS: Group of Inter-operable Option features related to Multicast and Broadcast Services (MBS) operation.. IO/IO-MBS: Group of Inter-operable Option features related to Multicast and Broadcast Services (MBS) operation. 7. IO-ETHx (x =,, ): Groups of Inter-operable Option features related to Ethernet CS 8. IO-QoS: Inter-operable Optional related to QoS features SS-initiated service flow transactions 9. IO-ROHC: Groups of inter-operable features related to usage of RoHC option in CS. 0. IO-ROHC: Groups of inter-operable features related to usage of RoHC option in CS.. IO-GPSS: Group of Inter-Operable Optional features related to GPS Synchronized WiMAX Femto Access Point (FAP). This IO is applicable to BSs with Cell Types, and.. IO-NETS: Group of Inter-Operable Optional features related to Network Synchronized WiMAX Femto Access Point (FAP) or Indoor Network Synchronized WiMAX BS. This IO is applicable to BSs Cell Types, and.. IO-FMT: Group of Inter-operable Option features related to the support of femtocell.. IO-RNG_SPLIT: Groups of inter-operable features related to the splitting ( fragmentation ) of the RNG- REQ in case of HO. IO-RNG_SPLIT: Groups of inter-operable features related to the splitting ( fragmentation ) of the RNG-REQ in case of HO. IO-SND: Group of Inter-operable Option features related to sounding... BS/ Values column This column indicates the specific value or range of values for each BS/ to implement for WiMAX certification purposes. xx Set to value xx Table. Value Column Entries Page -

12 aa - bb n/a Set to range aa - bb Not applicable..7 column This column provides additional clarification and reasoning for each item. Page -

13 . PHY Profile. Profiles of BS and.. System Parameters... PHY Mode Table. PHY Mode OFDMA 8. m Y Y OFDMA is the sole PHY mode within the scope of this document.... Channel bandwidths and corresponding FFT sizes Table specifies the FFT sizes corresponding to various channel bandwidths. Table. FFT Sizes Channel Bandwidth (MHz) FFT Size... Sampling Factor Table. Sampling Factor If channel bandwidth is a 8... m Y Y multiple of.7mhz then n=8/7 else if channel bandwidth is a multiple of any of.,., or.7 MHz then n=8/ else if not otherwise specified then n=8/7. Page -

14 ... Cyclic Prefix Table 7. Cyclic Prefix / 8... oi N N / oi Y Y / 8... oi N N / 8... oi N N... Frame Length Table 8. Frame Length 0 ms 8... oi N N oi N N oi N N oi N N 8... oi Y Y 8... oi N N oi N N oi N N... TTG/RTG This parameter shall be applicable only to TDD mode. Table 9. TTG/RTG BS Values TTG 8... m Y 9 PS for 0 MHz, 09 PS for 8 MHz, 8 PS for 8.7 MHz, 7 PS for 7 MHz, 8 PS for MHz and 88 PS for. MHz n/a us minimum specified in the referred section. The requirement is equivalent to " msec - (RTG+ Number of OFDM symols x symbol duration)" where "Number of OFDM symols" = 7 for 0 and MHz, 7 for 8 MHz, for 8.7 MHz and for 7 MHz. RTG 8... m Y 8 PS for 0 n/a us minimum Page - 7

15 BS Values MHz, PS for 8 MHz, 8 PS for 8.7 MHz, 0 PS for 7 MHz, 8 PS for MHz and 0 PS for. MHz specified in the referred section. The requirement is equivalent to 0 us for, 0 and 7 MHz BW and 7. us for 8.7 MHz BW. 0.7 us for 8 MHz....7 Number of OFDM Symbols in DL and UL This feature shall be applicable to TDD operation only and specifies number of OFDM symbols in DL and UL subframes. Table 0. Number of OFDM Symbols in DL and UL Number of 8... oi Y (, ), OFDM (, ), Symbols (, ), in DL and (, ), UL for (, ), and 0 (0, 7), MHz BW (9, 8), (8, 9), (7, 0), Number of OFDM Symbols in DL and UL for 8.7 MHz BW Number of OFDM Symbols in DL and UL for 7 and. MHz BW Number of OFDM Symbols in DL and UL for 8 MHz BW (, ) 8... oi Y (0, ), (9, ), (8, ), (7, ), (, ), (, 7), (, 8) 8... oi Y (, 09), (, 0), (, ), (, ), (0, ), (9, ), (8, ) 8... oi Y (8, 9), (7, 0), (, ), (, ), (, ), (, ), (, ), (, ), (0, 7) BS Values Values Y Y Y Y The same as BS values The same as BS values The same as BS values The same as BS values Page - 8

16 .. Subcarrier Allocation... DL Subcarrier Allocation Table. DL Subcarrier Allocation PUSC 8... m Y Y PUSC w/ all subchannels 8... po Y Y PUSC w/ dedicated pilots 8... po IO-BF Y Also refer [] and 8... FUSC 8... po N N FUSC w/ dedicated pilots 8... po N N and 8... Optional FUSC 8... o N N 7 O-FUSC w/ dedicated pilots 8... o N N and AMC x 8... o N N AMC x 8... o Y Y AMC x 8... o N N Default Type 8... and... o N N Only applicable with HARQ_MAP 9 AMC x w/ dedicated pilots 8... and 8... o N N AMC x w/ dedicated 8... and o IO-BF Y Also refer [] pilots 8... AMC x w/ dedicated pilots 8... and 8... o N N 0 PUSC-ASCA 8... o N N... UL Subcarrier Allocation Table. UL Subcarrier Allocation. PUSC 8... po Y Y. PUSC w/o subchannel.. o Y Y Also refer [] rotation. Optional PUSC 8... o N N. AMC x 8... o N N Page - 9

17 AMC x 8... o Y Y Also refer [] AMC x 8... o N N. Mini-subchannel 8... o N N Only for PUSC & O-PUSC... Common SYNC Symbol Table. Common SYNC Symbol Support of the Common SYNC Symbol... UL Sounding 8... o N N Table. UL Sounding Type A w/ Cyclic shift o IO-SND Y support for P values other than 9 and 8 Type A w/ Cyclic shift o IO-SND Y Support P values of 9 and 8 Type A w/ Decimation o IO-SND Y Type B o N N Send Sounding Report Flag Direct transmission of DL channel coefficients (Include additional feedback, option 0b0) 7 Decimation with randomization 8 Power Assignment Method: Equal Power (0b00) 9 Power Assignment Method: Interference dependent. Per subcarrier power limit; (0b0) o N N and o N N o N N and and oi IO-SND Y oi N N Page - 0

18 0 Power Assignment Method: Interference dependent. Total power limit.; (0b) and Power Boost and Feedback of Received Pilot Coefficients (include additional feedback option = 0b0) Feedback of message (include additional feedback option = 0b) and oi N N o N N o N N o N N Table. UL Sounding Item Description Reference Status Value Sounding response time capability max number of simultaneous sounding instructions and and o Y Next Frame o Y This parameter specifies the max number of sounding transmutations by in a frame... UL Control Channels... Initial Ranging Table. Initial Ranging 7 Initial Ranging in PUSC zone w/ symbols Initial Ranging in PUSC zone w/ symbols Initial Ranging in Optional PUSC zone w/ symbols Initial Ranging in Optional PUSC zone w/ symbols Initial Ranging in AMC zone w/ symbols Initial Ranging in AMC zone w/ symbols oi Y Y oi N N oi N N oi N N oi N N oi N N Page -

19 ... HO Ranging Table 7. HO Ranging HO Ranging in PUSC zone w/ symbols HO Ranging in PUSC zone w/ symbols HO Ranging in Optional PUSC zone w/ symbols HO Ranging in Optional PUSC zone w/ symbols HO Ranging in AMC zone w/ symbols HO Ranging in AMC zone w/ symbols... Periodic Ranging o Y Y o N N o N N o N N o N N o N N Table 8.Periodic Ranging Periodic Ranging in PUSC zone w/ symbols Periodic Ranging in PUSC zone w/ symbols Periodic Ranging in Optional PUSC zone w/ symbols Periodic Ranging in Optional PUSC zone w/ symbols Periodic Ranging in AMC zone w/ symbols Periodic Ranging in AMC zone w/ symbols... BW Request oi Y Y oi N N oi N N oi N N oi N N oi N N Table 9. BW Request BW Request in PUSC zone oi w/ symbols Y Y BW Request in PUSC zone oi w/ symbols N N BW Request in Optional oi N N Page -

20 PUSC zone w/ symbols BW Request in Optional PUSC zone w/ symbols BW Request in AMC zone w/ symbols BW Request in AMC zone w/ symbols oi N N oi N N oi N N... Fast-Feedback/CQI Channel Encoding Table 0. Fast-Feedback/CQI Channel Encoding bits po N N bits o bits o N N Primary/Secondary o N N Y Y This feature is needed for FBSS. Note on Item : If the "Feedback Type" in CQICH_Alloc_IE() is set to "0b0 = Effective CINR Feedback" and the negotiation capability Type 7, bit# = Enhanced FAST_FEEDBACK is enabled which indicates support for "-bit CQI", the reported effective CINR shall be in the 0b00xxxx format where the LSBs is described in Table 98b of Section in [].... Fast-Feedback/CQI Channel Allocation Method Table. Fast-Feedback/CQI Channel Allocation Method Fast-Feedback Allocation Subheader support Fast feedback channel allocation using CQICH Allocation IE Fast feedback channel allocation using CQICH Enhanced Allocation IE... o N N 8... o Y Y 8... o N N Page -

21 .. Channel Coding... Repetition Table. Repetition Repetition 8..9 m Y Y FCH uses repetition coding (8...)... Randomization Table. Randomization Randomization m Y Y... Convolutional Code Table. Convolutional Code 0 Tail Biting m Y Y Zero Tail o N N... Convolutional Turbo Code Table. Convolutional Turbo Code CTC excluding BTC o Y Y Table. Block Turbo Code BTC o N N Page -

22 ... LDPC Table 7. Low Density Parity Check Code LDPC o N N...7 Interleaving Table 8. Interleaving Interleaving m Y Y The interleaving subject of this section should not be applied to CTC mode. Optional interleaver for CC.. H-ARQ Support... Chase Combining and o N N This interleaver mode is only applicable to Convolutional Encoding Table 9. Chase Combining H-ARQ Chase w/ CC 8... o N N Chase w/ CTC 8... o Y Y Chase with LDPC 8... o N N Page -

23 Table 0. HARQ Parameters for Chase with CTC Item Parameter Description Reference Values H-ARQ DL Buffer size per channel H-ARQ UL Buffer size per channel DL Aggregate flag for HARQ buffer UL Aggregate flag for HARQ buffer HARQ ACK Delay for DL Burst HARQ ACK Delay for UL Burst 7 Number of DL H- ARQ Channels supported by 8 Number of UL H- ARQ Channels supported by Category =,8 (K=0), Category = 89 (K=), Category =,8 (K=0), Category =,70 (K=), Category =,78 (K=), Category =,78 (K=), Category 7 =,0 (K=) Category =,8 (K=0), Category =,8 (K=0), Category =,8 (K=0), Category =,8 (K=0), Category = 8 (K=0), Category = 70 (K=), Category 7 = 70 (K=) Category = ON or OFF, Category = ON, Category = ON, Category = ON, Category = ON, Category = ON, Category 7 = ON Category = OFF, Category = ON, Category = ON, Category = ON, Category = ON, Category = ON, Category 7 = ON..7.,....7., and 7. D and 7. D N/A Category =, Category =, Category =, Category =, Category =, Category =, Category 7 = Category =, Category = 8, Category = 8, Category = 8, Category = 0, Category = 0, Category 7 = Status for the four categories is oi, that is support for values of items - and 7-8 corresponding to one or more of the categories from the set shall be supported. Allocation with Cat 7 shall not exceed, per frame,,0 x = 8,0 coded bits. Status for the four categories is oi, that is support for values of items - and 7-8 corresponding to one or more of the categories from the set shall be supported. Status for the four categories is oi, that is support for values of items - and 7-8 corresponding to one or more of the categories from the set shall be supported. Status for the four categories is i.o, that is support for values of items - and 7-8 corresponding to one or more of the categories from the set shall be supported. Status for the four categories is oi, that is support for values of items - and 7-8 corresponding to one or more of the categories from the set shall be supported. Status for the four categories is oi, that is support for values of items - and 7-8 corresponding to one or more of the categories from the set shall be supported. Page -

24 7 8 9 Note that the HARQ buffer size shall be interpreted as softbits buffer size, i.e. relating to coded data bits and not uncoded. This means the buffer size refers to both the systematic and parity bits transmitted over the air. It is left to vendor s implementation to determine the amount of memory space for each bit of transmitted information. The buffer size is related to buffer size parameter K according to the following Equation. Buffer size floor... Incremental Redundancy * K / Table. Incremental Redundancy H-ARQ 0 IR w/ CC o N N IR w/ CTC o N N... ACK Channel Table. ACK Channel 7 ACKCH 8... m Y Y Conditioned by H-ARQ" support.. Control Mechanism... Synchronization Table. Synchronization BS Synchronization in time /slot BS Synchronization in frequency ,...7 o Y N/A Refer to "Time/Frequency Synchronization Indicator" in Table 08h of the referred section o Y N/A Page - 7

25 BS to Neighbor BS Synchronization in frequency...7 o Y N/A Refer to "Time/Frequency Synchronization Indicator" in Table 08h of the referred section. SS Synchronization m N/A Y... Closed-loop Power Control Table. Closed-loop Power Control CL Power Control m Y Y... Open-loop Power Control Table. Open-loop Power Control OL Power Control o Y Y Passive Uplink open loop o Y Y power control Active Uplink open loop o N N power control UL Tx power and Headroom transmission condition using bandwidth request and UL Tx Power Report header and... o Y Y UL Tx power and Headroom transmission condition using PHY channel report header UL Tx power and Headroom transmission condition using Tx power report extended subheader and and...7. o N N o N N... Maximum Transmission Power Limitation Control Using UCD TLV Table. Maximum Transmission Power Limitation Control Power Limit.. M O Y Page - 8

26 ..7 Channel Measurement..7. CINR Measurement Table 7. CINR Measurement Physical CINR measurement from the preamble for frequency reuse== (feedback type=0b00 and report type=0 and CINR preamble report type=0) Physical CINR measurement from the preamble for frequency reuse== (feedback type=0b00 and report type=0 and CINR preamble report type=) Physical CINR measurement for a permutation zone from pilot subcarriers (feedback type=0b00 and report type= and CINR zone measurement type=0) Physical CINR measurement for a permutation zone from data subcarriers (feedback type=0b00 and report type= and CINR zone measurement type=) Effective CINR measurement from the preamble for frequency reuse== (feedback type=0b0 and report type=0 and CINR preamble report type=0) Effective CINR measurement from the preamble for frequency reuse== (feedback type=0b0 and report type=0 and CINR preamble report type=)..8, 8..., 8... and , 8..., 8... and , 8..., 8... and , 8..., 8... and , 8..., 8... and , 8..., 8... and oi Y Y oi Y Y oi Y Y Also refer [] oi N N oi N N This option provides capability to the to report MCS preference to BS. oi N N This option provides capability to the to report MCS preference to BS. Page - 9

27 7 Effective CINR measurement for a permutation zone from pilot subcarriers (feedback type=0b0 and report type= and CINR zone measurement type=0) 8 Effective CINR measurement for a permutation zone from data subcarriers (feedback type=0b0 and report type= and CINR zone measurement type=) 9 Support for concurrent CQI channels with effective CINR reports 0 Frequency selectivity characterization report Major group indication (applicable to PUSC zone only) MIMO permutation feedback cycle (applicable to MIMO only)..7. RSSI Measurement..8, 8..., 8... and , 8..., 8... and , 8... and , 8... and oi Y Y This option provides capability to the to report MCS preference to BS. Also refer [] oi N N This option provides capability to the to report MCS preference to BS. o N N This feature only addresses two concurrent CQI channels reporting Effective CINR measurements. o N N 8... o IO-BF Y 8... o IO- MIMO Table 8. RSSI Measurement Y RSSI Measurement 8... and...0 m N/A Y Processing of RSSI measurements in the BS is specified in Section... Page - 0

28 ..8 Modulation..8. PRBS (Subcarrier Randomization) Table 9. PRBS PRBS m Y Y..8. Downlink Table 0. Downlink Modulation QPSK m Y Y -QAM m Y Y -QAM o Y Y..8. Uplink Table. Uplink Modulation 0 QPSK m Y Y -QAM m Y Y -QAM o N N..8. Pilot Modulation Table. Pilot Modulation Pilot Modulation m Y Y Page -

29 ..8. Preamble Modulation Table. Preamble Modulation Preamble Modulation m Y N/A shall demodulate the preamble..8. Ranging Modulation Table. Ranging Modulation Ranging Modulation m N/A Y BS shall demodulate the ranging signal...9 MAP Support..9. Normal MAP Table. Normal MAP 0 Normal MAP... and Compressed MAP m Y Y Table. Compressed MAP Compressed MAP 8... po Y Y Page -

30 ..9. Sub-DL-UL MAP Table 7. Sub-DL-UL MAP Sub-DL-UL MAP...0 o Y Y See OFDMA MAP Capability of []. Support for Extended HARQ IE in Normal MAP mandates a support for Sub MAP for first zone...9. H-ARQ MAP Message Table 8. H_ARQ MAP Message Also refer [] 7 8 Compact DL-MAP IE... o N N Compact UL-MAP IE... o N N..9. Extended HARQ IE in the Normal MAP Table 9. Extended H-ARQ IE in Normal MAP 9 0 Extended HARQ IE in the Normal MAP 8... & 8... & 8... o Y Y..9. DL Region Definition Table 0. DL Region Definition Support DL Region Definition Support 8..., 8..., o N N Page -

31 ..0 AAS..0. AAS Zone Support Table. AAS Zone Support 7 DL AAS Zone 8... o N N UL AAS Zone 8... o N N..0. Supported Permutation in DL Table. Supported Permutation in DL PUSC 8... and 8... FUSC 8... and 8... Optional PUSC 8... and 8... AMC x 8... and 8... TUSC 8... and 8... TUSC 8... and 8... oi N N Support for all the items in this table is conditional to the support of DL AAS Zone. oi N N oi N N oi N N oi N N oi N N Supported Permutation in UL Table. Supported Permutation in UL PUSC 8... and 8... oi N N Support for all the items in this table is conditional to the support of AAS Zone. Page -

32 Optional PUSC 8... and 8... AMC x 8... and AAS DL Preamble oi N N oi N N Table. AAS DL Preamble Frequency shifted 8... o N N Time shifted 8... o N N PHY Modifier 8... o N N DL AAS Preamble Support..0. AAS UL Preamble 8... o N N Support for 0- symbols Table. AAS UL Preamble Frequency shifted 8... o N N Time shifted 8... o N N Physical Modifier 8... o N N UL AAS Preamble Power Control UL AAS Preamble Support..0. Diversity MAP Scan 8... o N N 8... o N N Support for 0- symbols Table. Diversity MAP Scan 0 Diversity-Map Scan 8... o N N Page -

33 ..0.7 DL AAS-SDMA Pilots Table 7. DL AAS-SDMA Pilots AMC AAS-SDMA 8... o N N with All SDMA Pilots PUSC AAS-SDMA o N N TUSC AAS- SDMA TUSC AAS- SDMA AMC AAS-SDMA with SDMA pilots A&B only..0.8 UL AAS-SDMA Pilots 8... o N N 8... o N N 8... o N N Table 8. UL AAS_SDMA Pilots 7 8 AMC AAS-SDMA 8... o N N with All SDMA Pilots PUSC AAS-SDMA o N N Optional PUSC AAS-SDMA AMC AAS-SDMA with SDMA pilots A&B only..0.9 AAS Private MAP o N N 8... o N N Table 9. AAS Private MAP 9 AAS Private MAP 8... o N N Reduced Private MAP Reduced Private MAP Chain Support o N N o N N Page -

34 ..0.0 AAS-FBCK-REQ/RSP support Table 0. AAS_FBCK/RSP Support AAS-FBCK-REQ/RSP support.. STC/MIMO o N N Supported Features for DL PUSC Table. Supported Features for DL PUSC 9 0 FHDC o N N -antenna, matrix A antenna, matrix B, vertical encoding -antenna, matrix B, horizontal encoding , , o o o IO- MIMO IO- MIMO -antenna enhancement o using directivity N N -antenna, matrix A o N N 7 -antenna, matrix B, o vertical encoding N N 8 -antenna, matrix B, o horizontal encoding N N 9 -antenna, matrix C, o vertical encoding N N 0 -antenna, matrix C, o horizontal encoding N N... Supported Features for DL FUSC Table. Supported Features for DL FUSC N Y Y N two modulation and coding modules FHDC o N N Page - 7

35 -antenna, matrix A antenna, matrix B, vertical , encoding antenna, matrix B, horizontal encoding , o N N o N N o N N -antenna enhancement o N N using directivity -antenna, matrix A o N N 7 -antenna, matrix B, vertical encoding 8 -antenna, matrix B, horizontal encoding 9 -antenna, matrix C, vertical encoding 0 -antenna, matrix C, horizontal encoding o o o o... Supported Features for DL Optional FUSC Table. Supported Features for DL Optional FUSC N N N N N N N N -antenna, matrix A antenna, matrix B, vertical encoding -antenna, matrix B, horizontal encoding , , antenna, matrix C antenna, matrix A antenna, matrix B antenna, matrix C o N N consecutive OFDMA symbols o N N o N N o N N o N N logical subcarriers over consecutive symbols o N N o N N Page - 8

36 8 -antenna, matrix A antenna, matrix B, vertical encoding 0 -antenna, matrix B, horizontal encoding -antenna, matrix C, vertical encoding -antenna, matrix C, horizontal encoding o N N logical subcarriers over consecutive symbols o N N o N N o N N o N N... Supported Features for DL Optional AMC Table. Supported Features for DL Optional AMC -antenna, matrix A antenna, matrix B, vertical encoding -antenna, matrix B, horizontal encoding , , antenna, matrix C antenna, matrix A antenna, matrix B antenna, matrix C antenna, matrix A o N N bins over OFDMA symbols o N N Figure i o N N Figure i o N N o N N adjacent subcarriers over consecutive symbols o N N o N N o N N adjacent subcarriers over consecutive symbols Page - 9

37 9 -antenna, matrix B, vertical encoding 0 -antenna, matrix B, horizontal encoding -antenna, matrix C, vertical encoding -antenna, matrix C, horizontal encoding o N N o N N o N N o N N... Supported Features for DL PUSC-ASCA Table. Supported Features for DL PUSC-ASCA STC/MIMO for PUSC- ASCA o N N 7... Supported Features in UL PUSC Table. Supported Features in UL PUSC -antenna, matrix A o N N -antenna, matrix B, vertical encoding -antenna, matrix B, horizontal encoding o N N o N N pp. 7 in [] 8 Collaborative SM for two with single transmit antenna Collaborative SM for two with two transmit antennas o IO- MIMO o N Y N Pilot pattern C and D defined in[] Page - 0

38 ...7 Supported Features in UL Optional PUSC Table 7. Supported Features in UL Optional PUSC -antenna, matrix A antenna, matrix B, vertical encoding -antenna, matrix B, horizontal encoding Collaborative SM for two with single transmit antenna o N N consecutive slots o N N o N N o N N...8 Supported Features in UL Optional AMC Table 8. Supported Features in UL Optional AMC 7 -antenna, matrix A antenna, matrix B, vertical encoding -antenna, matrix B, horizontal encoding Collaborative SM for two with single transmit antenna...9 Closed-Loop MIMO o N N Same AMC pilots as in DL x format o N N o N N o N N 8 Table 9. Closed-loop MIMO Antenna Grouping w/ Tx matrix A Antenna Grouping w/ Tx matrix B o N N Table 98 o N N Page -

39 Antenna Selection w/ Tx matrix C Antenna Grouping w/ Tx matrix A Antenna Grouping w/ Tx matrix B Antenna Selection w/ Tx matrix C 7 Codebook Based Precoding 8 Quantized Weight Feedback 9 Quantized Weight Feedback...0 MIMO Feedback , o N N Table 98a Table 7f o N N Table o N N , o N N Table 98a Table 7g , o N N o N N -bit CQICH o N N -bit CQICH Table 70. MIMO Feedback Fast MIMO Feedback o N N (complex weights) w/ bits Mode Selection Feedback w/ o N N bits -bit MIMO Fast Feedback o N N Fast DL measurement feedback w/ more than one Rx antennas Fast MIMO Feedback (complex weights) w/ bits Mode Selection Feedback w/ bits... MIMO Midamble o IO-MIMO Y o N N o IO-MIMO Y Table 7. MIMO Midamble 7 Tx o N N Tx o N N Tx o N N Page -

40 ... MIMO Soft-Handover Based Macro-diversity Table 7. MIMO Soft-Handover Macro-diversity Macro MIMO w/ MIMO_in_another_BS_IE() Macro MIMO w/ Macro_MIMO_DL_Basic_IE() o N N o N N... H-ARQ Downlink Support for MIMO Table 7. H-ARQ Downlink Support for MIMO MIMO DL Chase 8... o IO-MIMO Y MIMO DL Chase is applicable to CC, CTC or LDPC from the perspective of IEEE 80.. In this document, the feature is only used in CTC mode. MIMO DL IR 8... o N N w/ CTC MIMO DL IR for 8... o N N Convolutional Code MIMO DL STC 8... o N N... H-ARQ Uplink Support for MIMO Table 7. H-ARQ Uplink Support for MIMO MIMO UL Chase 8... o IO-MIMO Y MIMO DL Chase is applicable to CC, CTC or LDPC from the perspective of IEEE 80.. In this document, the feature is only used in CTC mode. MIMO UL IR 8... o N N MIMO UL IR for Convolutional Code 8... o N N Page -

41 MIMO UL STC o N N.. HO Support in PHY... FBSS Table 7. Fast Base Station Switching Anchor BS Report for FBSS and 8... o N N Anchor BS CQI and switch indication via CQICH MIMO Soft-handover based macro-diversity transmission Table 7. MIMO Soft-handover based macro-diversity transmission 9 MIMO Soft-handover based macro-diversity transmission Support Macro Diversity Handover using DL soft combining Support Macro Diversity Handover using DL burst in another segment in PUSC mode Support anchor BS indication of DL data burst in active BS Support of active BS indication of DL data burst in anchor BS Support of CID translation between Anchor BS and Active BS o N N 8... o N N 8... o N N 8... o N N 8... o N N 8... o N N Page -

42 ... UL Macro diversity Table 77. UL Macro Diversity UL Macro diversity o N N To be used with UL PUSC Burst Allocation in Other Segment IE Support of Macro Diversity Handover using UL transmission in another segment in PUSC mode Support of anchor BS indication of UL data burst in active BS Support of active BS indication of UL data burst in anchor BS o N N o N N o N N Performance/Fidelity Requirements.. Minimum Performance... SSTTG/SSRTG Table 78. SSTTG/SSRTG Item Description Reference Status Values SSTTG 8... m Y 0 usec SSRTG 8... m Y 0 usec... Max DL Concurrent Bursts Table 79. Maximum DL Concurrent Bursts Item Description Reference Status Values Max Concurrent 8... and m Y 0 Burst.7.8. Page -

43 ... Max Bursts in DL Subframe Table 80. Max Bursts in DL Subframe Item Description Reference Status Values Max Burst in 8... m Y Frame Max Number of Zones in DL/UL Subframe Table 8. Max Number of Zones in DL and UL Subframes Item Description Reference Status Maximum numbers of zones UL Maximum numbers of zones DL Values Y The number is the same as the number of Zone Switch IEs plus Max 8 Y The number is the same as the number of Zone Switch IEs plus.... Measurement Processes and CQI Channels Table 8. Measurement Processes and CQI Channels Item Description Reference Status Values Maximum numbers Y of CQI Channels transmitted by an per frame Maximum number of concurrent CINR measurement processes Y Maximum number of CINR measurement processes (for physical or effective CINR) that are active concurrently. A CINR measurement process is active from the frame in which it was allocated by a CQICH_Alloc_IE() until the frame in which the last CQI periodic transmission is sent or in which the CQI was deallocated by the BS.... Max H-ARQ Bursts in DL/UL Subframe Table 8. Max H-ARQ Bursts Item Description Reference Status Values Max Burst in 8..., o Y Category DL Subframe 8..., =, with H-ARQ Category Status for the four categories is oi, i.e. support for values corresponding to one or more Page -

44 Max Burst in UL Subframe with H-ARQ 8..., 8..., =, Category =, Category = o Y Category =, Category =, Category =, Category = of the categories from the set shall be supported in correlation to the categories of Section..... Transmit Requirements Note: unless specified otherwise, requirement applies to both BS and. Table 8. Transmitter Requirements Item Requirement Reference Values Specified Values. BS Tx dynamic Range. Tx dynamic Range. Tx power level min adjustment step. Tx power level min relative step accuracy db 8... db 8... db db 8... Single step size m relative accuracy Single step size m relative accuracy m = db +/- 0. db m = db +/- db m = db +/-. db db< m < = 0dB +/- db ceil( m ) = db +/- 0. db ceil( m ) = db +/- db ceil( m ) = db +/-. db db< ceil( m )< = 0dB +/- db Two exception points of at least 0 db apart are allowed over the db range, where in these two points an accuracy of up to +/- db is allowed for any size step. Two exception points of at least 0 db apart are allowed over the db range, where in these two points an accuracy of up to +/- db is allowed for any size step.. Spectral flatness 8... ± db for spectral lines ± db for spectral lines from Page - 7

45 Item Requirement Reference Values Specified Values. Power difference between adjacent subcarriers 7. GPS synchronized BS and Tx reference timing accuracy 8. Network synchronized BS Tx reference timing accuracy 9. Tx relative constellation error from Nused/ to and + to Nused/ Within +/- db for spectral lines from Nused/ to Nused/ and +Nused/ to Nused/ db 0. db 8..., , for BS and 8... for Tx downlink radio frame shall be time-aligned with the pps timing pulse Tx downlink radio frame shall be time-aligned with the pps timing pulse from GPS QPSK / QPSK / -QAM / -.0 db -8.0 db Nused/ to and + to Nused/ Within +/- db for spectral lines from Nused/ to Nused/ and +Nused/ to Nused/ usec not applicable to IO-NETS. usec with reference to pps signal from GPS The transmit reference timing shall not change by more than nsec integrated in absolute value over any sec period. The transmitted carrier frequency shall not change by more than 0 Hz integrated in absolute value over any 00 msec period. Applicable only to IO-NETS -.0 db -8.0 db -0. db -QAM / -QAM / (if -QAM supported) -QAM / (if -QAM supported) -QAM / (if -QAM supported) QAM-/ (if applicable) -0. db -.0 db -.0 db -8.0 db -0.0 db -.0 db -.0 db -8.0 db -0.0 db -0.0 db Page - 8

46 .. Receiver Requirements Table 8. Receiver Requirements Item Requirement Reference Values Specified Values. Min SNR requirements for BER=0 - with CTC in AWGN channel (The Min SNR requirements are used along with Eq. 9b to define sensitivity specifications for CTC.) 8... QPSK / with 0 bytes block size QPSK / with bytes block size -QAM / with 0 bytes block size -QAM / with bytes block size -QAM / with bytes block size (if -QAM supported) -QAM / with 8 bytes block size (if -QAM supported) -QAM / with bytes block size (if -QAM supported).9 db. db 8. db.7 db.8 db.9 db 8 db. Rx max input level on-channel reception tolerance. BS Rx Max input level on-channel reception tolerance. Rx max input level on-channel damage tolerance. BS Rx Max input level on-channel damage tolerance. Min adjacent channel rejection at BER=0 - for db degradation C/I 7. Min alternate channel rejection at BER=0 - for db degradation C/I -QAM / with 0 bytes block size (if 9.9 db -QAM supported) dbm -0 dbm dbm - dbm dbm 0 dbm dbm -0 dbm QAM / -QAM / (if - QAM supported) QAM / -QAM / (if - QAM supported) 0 db db 9 db db 0 db db 9 db db Page - 9

47 Item Requirement Reference Values Specified Values 8. Implementation loss plus Noise Figure" (db) value assumed for for deriving receiver minimum sensitivity (equation 9b) 9. "Implementation loss plus Noise Figure" (db) value assumed for BS for deriving receiver minimum sensitivity (equation 9b) 8... The min requirement for Implementation Loss and Noise Figure in [] are and 8 db respectively The min requirement for Implementation Loss and Noise Figure in [] are and 8 db respectively. db Note: Eq. 9b of [] shall be used for calculation of Rx sensitivity requirements where min SNR values for CC are given in Table 8 of [] and the min SNR values for CTC mode are specified in the item of this table. db Note: Eq. 9b of [] shall be used for calculation of Rx sensitivity requirements where min SNR values for CC are given in Table 8 of [] and the min SNR values for CTC mode are specified in the item of this table. s: [Editor s Note: The Accepted CR # calls for above requirements of Items and 7 to be applicable to CC FEC. Considering the fact that TWG members believed that the numbers should be revisited for CTC FEC, it is recommended to consider the same requirements for CTC until an agreement by group is developed for possible update. In the case of CTC, the requirements shall be applied to the most sensitive MCS level for each Modulation order. This means for equipments and CTC mode, - QAM requirements shall be applied to -QAM / and not to -QAM /.].. Frequency and Time Synchronization Requirements Table 8. Frequency and Time Synchronization Requirements Item Requirement Reference Values Specified Values. UL symbol timing accuracy. BS reference frequency accuracy ± (Tb/8)/ ± (Tb/)/ This requirement includes only the timing error due to component and not the effect of inaccuracy of the BS ranging feedback ±*0 - ±*0 - Page - 0

48 . BS to BS frequency synchronization accuracy for Hand Over. to BS frequency synchronization tolerance...7 % of OFDMA subcarrier spacing 8... % of the subcarrier spacing % of OFDMA subcarrier spacing % of the subcarrier spacing Page -

49 . MAC Profile. Profiles of BS and.. PHS Table 87. PHS PHS CS Options o Y Y 7 Table 88. Convergence Sublayer Options. Packet, IPv..,..9 oi Y Y. Packet, IPv..,..9 oi Y Y. Packet, 80./Ethernet..,..9 oi IO-ETH N* * For, not required for WiMAX certified label, only optionally certified. Packet, 80.Q..,..9 oi N N VLAN. Packet, IPv over 80./Ethernet. Packet, IPv over 80./Ethernet..,..9 oi IO-ETH N* * For, not required for WiMAX certified label, only optionally certified..,..9 oi IO-ETH N* * For, not required for WiMAX certified label, only optionally certified..,..9 oi N N 7. Packet, IPv over 80.Q VLAN 8. Packet, IPv over..,..9 oi N N 80.Q VLAN 9. ATM..,..9 oi N N 0. Packet, IPv with..,..9 oi IO-ROHC IO- Header ROHC Compression (ROHC) Page -