Annex 1 Comprehensive Change Note Summary for Council Regulation (EU) N 428/2009

Transcription

1 Annex 1 Comprehensive Change Summary for Council Regulation (EU) N 428/2009 Introduction This document summarises all the differences in the Regime Origin Guide as a result of Council Regulation (EU) No. 388/2012 (published in OJ L129 on 16 May 2012). This replaces Annex 1 Council Regulation (EU) No. 428/2009 (published in OJ L134 on 29 May 2009). The summary of control text changes is for information purposes only and has no force in law. Overview The changes implemented are a result of the review of the Wassenaar Arrangement (WA) Dual Use Lists during 2009/2010, Missile Technology Control Regime (MTCR) Technical Annexes during 2009/2010/early 2011, Australia Group (AG) Control Lists during 2009/2010, and Nuclear Suppliers Group during Comparison of old and new text should be carried out to check the full details of the changes which are summarised for reference as follows: Control Entry or Definition General 4. AG09 for CAS number added All compensations WA09 Definition available CE WA09 Definition deleted Civil aircraft WA09 Reference to Category Civil Aircraft WA10 Reference to Category 4 added Computer element WA09 Definition deleted Critical temperature WA09 Reference to Category Cryptographic WA10 New definition activation Digital transfer rate WA09 Reference to Category Dynamic adaptive WA09 Definition deleted routing Energetic materials WA09 New definition FADEC Systems WA09 New definition FADEC WA09 Definition deleted Fibrous or filamentary WA09 Reference to Category materials Focal plane array WA09 Reference to Category Frequency switching WA10 Definition time Frequency synthesiser WA10 Definition Full Authority Digital WA09 Definition deleted Export Control Organisation Page 1 25 May 2012

2 Control Entry or Engine Control Fuel cell WA09 New definition Hybrid computer WA09 Definition deleted Information security WA10 Definition Interconnecting radar WA09 Definition deleted sensors Laser WA09 Nota Bene Laser duration WA09 Reference to Category Object code WA10 Definition Personalized smart WA09 Definition deleted card Production facilities MTCR09 Definition Q-switched laser WA09 Definition deleted Radiant sensitivity WA10 New definition Real time processing WA09 Reference to Category Source code WA09 Reference to Category Space-qualified WA09 Reference to Category Superconductive WA09 Reference to Category Tip shroud WA10 New definition Category 0 No amendments Category 1 1A001.b. WA09 Sub-entry for components for fluorinated compounds 1A002 1 WA09 1 to control entry for composite structures 1A002 2 WA10 2 to control entry for composite structures 1A002 3 WA10 3 to control entry for composite structures 1A002 4 WA10 New decontrol for finished items 1A004.c. Edit 10 Editorial amendment to detection systems subentry 1A004 b Edit 10 Editorial amendment to protective and detection equipment 1A007 Edit09 Control entry to define energetic materials 1B001, a., b. & Tech WA09 Control entry and sub-entries for composite materials production equipment ; new Technical added 1B001.c. WA10 Sub-entry for weaving or interlacing machines 1B001.c. WA10 Decontrol for textile machinery which is not modified deleted 1B001.c. WA10 Decontrol for textile machinery which is not modified deleted Export Control Organisation Page 2 25 May 2012

3 Control Entry or 1B001.g. WA09 New sub-entry for tow placement machines added 1C002.b. WA09 Sub-entry for metal alloy made from powder or particulate material 1C003.a. Tech WA10 Technical for measurement of initial relative permeability 1C006.c. WA10 Sub-entry for damping or flotation fluids re-written 1C006.c.1. WA09 CAS number added to sub-entry for dibromotetrafluoroethane 1C007.f.1. WA09 CAS number added to sub-entry for aluminum oxide 1C008.a. WA10 Sub-entry for non-fluorinated polymeric substances 1C008.a.2. WA10 Sub paragraph and parameters for aromatic polyamide-imides 1C008.b.1. & 2. WA10 Sub paragraphs for thermoplastic liquid crystal copolymers 1C008.b.1.a. WA10 CAS numbers for phenylene, biphenylene and naphthalene deleted from sub paragraph 1C008.b.1.a. WA09 CAS number added to sub-entry for certain thermoplactic liquid crystal copolymers 1C008.b.2.a., b. & c. WA09 CAS number added to sub-entry for certain thermoplactic liquid crystal copolymers 1C008 Tech WA10 Technical to include reference to PAI test specimen 1C010, a. & c. WA09 Control entry and sub-entries for fibrous and filamentary material. 1C010.b. & WA09 Sub-entry and parameters for carbon fibrous and filamentary material ; and expanded 1C010.e., 1 & 2, & Tech WA09 Sub-entry for prepregs re-written including new s and Technical 1C010.e. 2 & Tech WA10 New part b added to decontrol 2; Technical re-written to address thermoset materials. 1C011.b. WA10 Sub-entry for boron and boron alloys including 2 sub-paragraphs 1C011 N.B. WA10 New N.B. added referring to ML8.c.5.b. 1C011.c. WA09 CAS number added to sub-entry for guanidine nitrate 1C111.a.4.k. MTCR09 CAS number added to sub-entry for diimido oxalic acid dihydrazine 1C111.a.4.n. MTCR09 CAS number added to sub-entry for hydrazinium diperchlorate 1C111.a.5, 5.a., 5.b., & Tech MTCR09 New sub-entry for high energy density material including and Technical 1C111.c.6.h. MTCR09 CAS number added to sub-entry for diethyl ferrocene 1C111.c.6.o. MTCR09 New decontrol note for certain ferrocene derivatives 1C111.c.6.l. MTCR10 CAS numbers added to sub-entry for acetyl Export Control Organisation Page 3 25 May 2012

4 Control Entry or ferrocene Control entry for tungsten and molybdenum material re-written; new Technical added 1C117, a., b., c. & MTCR09 Tech 1C226 MTCR09 Control entry due to amendment in 1C117 1C351 AG09 Sub-entry for white pox virus removed 1C230 Edit 10 Reference to Military controls added. 1C351.a.30. AG10 Flexal removed from South American haemorrhagic fever sub-entry 1C351.a.31. AG10 Puumala removed from pulmonary & renal syndrome-haemorrhagic fever viruses sub-entry 1C351.a.1. to 39. AG10 New sub-entries for Andes, Chapare, Choclo, Laguna Negra and Lujo viruses added; Flexal and Puumala viruses deleted; Sabia and Guanartio (old 1C351.a.30) separated; Seoul, Dobrava and Sin Nombre (old 1C350.a.31) separated; All 39 sub-entries re-order aphetically. 1E002.c.1.c.1. WA09 CAS number for zirconia added to sub-entry Category 2 2A001.a. WA10 Sub-entry for ISO 492 Tolerance Class 4 ball and solid roller bearings by removal of reference to ABEC standards 2A001.b WA10 Sub-entry for ISO 492 Tolerance Class 2 ball and solid roller bearings removed 2A101 WA10 Consequential change from 2A001. 2B001.e.2 WA10 Sub paragraph 2B005.g. WA10 Sub-entry for ion plating production equipment 2B006.a. & Tech WA09 Sub-entry for Coordinate Measuring Machines and new Technical note added 2B206.a. & Tech NSG09 Sub-entry for Coordinate Measuring Machines ; Technical note 1 deleted; Technical 2 renamed 2B006.a. & Tech WA10 Parameters in sub-entry and Technical for Coordinate Measuring Machines. 2B006 WA10 on machine tools that can be used as measuring machines rewritten 2B350.a., b., c., d., e., f., h., i., j. & Tech 2 AG09 Local definition of alloys added to sub-entries for corrosive resistant chemical manufacturing equipment and new Technical added for alloys. 2B350.g.8. & Tech note AG09 & Edit09 Technical note added for nominal size of valve and minor editorial change to sub-entry 2B350.a.2., b.2., c.2., d.2., e.2., g.2., h.2. & i.4. AG10 Sub-paragraph for chemical manufacturing equipment made or lined with Fluoropolymers 2B350.i.3. AG10 Sub-paragraph for control on ferrosilicon pumps Export Control Organisation Page 4 25 May 2012

5 Control Entry or 2B351 Edit09 Control entry for toxic gas monitoring systems. 2E003.f. N.B. Edit09 Missing N.B. for Deposition Techniques Table added. Category 3 3A001.a.4. WA10 Sub-entry deleted for storage integrated circuits manufactured from a compound semiconductor. 3A001.a.5. WA10 Sub-entry for analogue-to-digital and digital-toanalogue converters to include acronyms ADC and DAC 3A001.a.5.a. WA10 Sub-entry for analogue-to-digital converters to refer to ADCs 3A001.a.5.a.2. WA10 Parameter in sub paragraph for 10 bit or more but less than 12 bit ADCs 3A001.a.5.a.3. WA10 Parameter in sub paragraph for 12 bit ADCs 3A001.a.5.a.4. WA10 Parameter in sub paragraph for more than 12 bit but equal to or less than 14 bit ADCs 3A001.a.5.a.5. WA10 Parameter in sub paragraph for more than 14 bit ADCs 3A001.a.5. Tech s WA10 Technical s to the ADC sub-entry re-written and to include 4 new Tech s Sub-entry for DACs to include 2 new sub paragraphs and 4 new Tech s 3A001.a.5.b. & Tech WA10 s 3A001.b.2.a. & b. WA10 Parameter in sub paragraphs for MMIC power amplifiers increased from 6 GHz to 6.8 GHz 3A001.b.2.d. & f. WA10 Parameter in sub paragraphs for MMIC power amplifiers added for average output power 3A001.b.2. s WA10 1 deleted; 3 3A001.b.3.a. & b. WA10 Parameter in sub paragraphs for discrete microwave transistors increased from 6 GHz to 6.8 GHz 3A001.b.3.e. WA10 Parameter in sub paragraph for discrete microwave transistors added for average output power 3A001.b.4.a. & b. WA10 Parameter in sub paragraphs for microwave solid state amplifiers increased from 6 GHz to 6.8 GHz 3A001.b.4.c. & e. WA10 Parameter in sub paragraphs for microwave solid state amplifiers added for average output power 3A001.b.4. 1 WA10 Decontrol 1 for broadcast satellite equipment deleted 3A001.b.8.b. WA09 Sub-entry. 3A001.b.11. & N.B. WA09 New sub-entry for frequency synthesizer assemblies; new Nota Bene. 3A001.b.11., b., c., d. & e. WA10/ Edit 10 Sub-entry for frequency synthesiser electronic assemblies ; Typographical amendment to sub-paragraphs. Export Control Organisation Page 5 25 May 2012

6 Control Entry or 3A001e.1.b. Edit 10 Sub-entry. 3A002.b. WA09 Sub-entry deleted and control moved to 3A001.b.11. 3A002.c.1. & 2. WA10 Parameters in sub paragraphs for radiofrequency signal analysers 3A002.c.3. WA10 New sub paragraph for signal analysers having a frequency exceeding 70 GHz; existing entry renumbered 3A002.c.4. 3A002.c.4. WA10 Parameter in sub paragraph for dynamic signal analysers 3A002.c. WA10 to refer to 3A002.c.4. due to addition of new sub paragraph and subsequent renumbering of original sub paragraph 3A002.d.1. WA10 Sub paragraph for frequency synthesised signal generators rewritten 3A002.d.2. WA10 Parameters in sub paragraph for frequency synthesised signal generators 3A002.d.3. WA10 Sub paragraph for frequency synthesised signal generators 3A002.d.3.d. WA10 Or deleted from the end of the sub-paragraph 3A002.d.3.e. WA10 Sub paragraph for frequency synthesised signal generators rewritten and parameters 3A002.d.3.f. WA10 New sub paragraph for frequency synthesised signal generators 3A002.d.4. WA10 Sub paragraph for frequency synthesised signal generators to include upper limit of 70 GHz 3A002.d.5. WA10 New sub paragraph for frequency synthesised signal generators exceeding 70 GHz 3A002.e., 1., & 2. WA09 Sub-entry for network analysers to include 2 new sub-paragraphs. 3A228.c. Edit09 Sub-entry for switching devices to avoid double coverage. 3B001.c.1. & 2. WA09 Sub-entry for anisotropic plasma dry etching equipment to include 2 new subparagraphs. 3B001.e., & Tech WA09 Sub-entry for automatic loading wafer handling system and associated and new Technical added. 3B001.d.1. & 2. WA10 Parameter in sub paragraphs for plasma enhanced chemical vapour deposition equipment 3B001.f.1.b. & Tech WA10 Parameter in sub paragraph and Tech for lithography equipment ; Sub paragraph and Tech to include MRF acronym 3B001.f.2. WA10 Parameter in sub paragraph for imprint lithography equipment 3E001 2 & Tech WA10 Parameter in paragraph a of 2 ; Paragraph b of 2 rewritten; Tech Export Control Organisation Page 6 25 May 2012

7 Control Entry or Category 4 deleted 4A001.a.1. WA10 Decontrol to include civil aircraft. 4A001.a.2.c. WA10 Single event upset parameter in sub paragraph for radiation hardened digital computers 4A001.a.2.c.. WA10 New decontrol for computers for civil aircraft added 4A001.b. WA09 Sub-entry for computers having information security functions deleted. Controls now to be found in Cat 5 Part 2. 4A003.b. WA09 APP parameter for sub-entry for digital computers. 4A003.g. WA09 Sub-entry for equipment aggregating the performance of digital computers. 4D WA09 4D001.b.1. WA09 Parameter in sub-entry for software for digital computers. 4D003 WA09 Control entry deleted. Controls now to be found in Cat 5 Part 2. 4E001.b.1. WA09 Parameter in sub-entry for technology for digital computers. Category 5 Part 1 Cat 5 Pt 1 1 N.B. WA09 New Nota Bene added for laser telecommunications equipment. Cat 5 Pt 1 1 & N.B. WA10 New Nota Bene added for Cat 5 Part 2 equipment. 5A001.c. & N.B. WA10 Sub-entry for optical fibres and Nota Bene 1 moved from former 5A001.c.2. 5A001.c.2., & N.B. WA10 Sub paragraph, and Nota Bene 2 deleted for underwater optical fibre cables and accessories 5A001.h. WA10 Sub-entry for radio frequency transmitting equipment ; Nota Bene to refer to 5A001.f. 5B001.b.1. Tech WA09 Sub-entry and Tech deleted for certain equipment employing digital techniques. 5B001.b.3. WA09 Sub-entry deleted for certain equipment employing optical switching. 5D001.d.1. WA09 Sub-entry deleted for certain software for equipment employing digital techniques. 5D001.d.3. WA09 Sub-entry deleted for certain software for equipment employing optical switching. 5E001.b.4. WA10 New decontrol for certain technology for civil cellular radio-communications systems added 5E001.c.1. & Tech WA09 Parameter in sub-entry for certain technology for Export Control Organisation Page 7 25 May 2012

8 Control Entry or equipment employing digital techniques and Tech. 5E001.c.3. WA09 Sub-entry for certain technology for equipment employing optical switching. 5E001.d.1. & 2 WA10 Parameter in sub paragraphs for certain technology for MMIC power amplifiers Category 5 Part 2 Cat 5 Pt 2 4 WA09 New decontrol for certain equipment employing cryptography. 5A002.a. & N.B. WA09 Sub-entry for information security items and Nota Bene. 5A002.a. a. & a. and new Tech added. Tech 5A002.a. b. WA09 b. deleted as now covered by new 4. 5A002.a. c. WA09 c. deleted as now covered by new 4. 5A002.a. h. WA09 h. deleted as now covered by new 4. 5A002.b. WA10 New sub-entry for certain goods that enable an item to achieve or exceed 5A002.a. that would not otherwise be enabled 5A002 g. & i. WA10 Or deleted from the end of g and added to the end of g 5A002 j. & N.B. WA10 New decontrol j for certain equipment where all cryptographic capability either cannot be used or can only be made useable by cryptographic activation now a defined term; New Nota Bene for equipment that has undergone cryptographic activation 5D002.d. WA10 New sub-entry for certain software that enables an item to achieve or exceed 5A002.a. that would not otherwise be enabled 5E002 WA10 Control entry to include chapeau 5E002.b. WA10 New sub-entry for certain technology that enables an item to achieve or exceed 5A002.a. that would not otherwise be enabled Category 6 6A001.a.1.a. WA09 Sub-entry for bathymetric survey systems. 6A001.a.1.a. WA10 Sub-entry for acoustic seabed survey equipment, including 3 new sub paragraphs and Tech s 6A001.a.1.a.2. WA09 Sub paragraph. 6A001.a.1.d., d.1., & d.2. WA09 Sub entry and sub-paragraphs for certain acoustic systems. 6A001.a.1.e., N.B & Tech WA09 New sub-entry for active individual sonars, including Nota Bene and Tech. 6A001.a.2. & WA10 Sub entry for passive systems ; New Export Control Organisation Page 8 25 May 2012

9 Control Entry or added to end of entry for receiving equipment 6A001.c. & N.B. WA10 Sub entry for diver deterrent acoustic systems deleted and moved to 8A002.r. 6A001.a.1.e. Edit 10 Technical renamed 6A002.a.2.a.3.c. WA10 Double quotes added to radiant sensitivity as this 6A002.a.2.b.3. WA10 Double quotes added to radiant sensitivity as this 6A002.a.2.c.3. WA10 Double quotes added to radiant sensitivity as this 6A002.a.3. 2.c. WA10 Double quotes added to radiant sensitivity as this 6A002.a.3.a.2.b. WA10 Double quotes added to radiant sensitivity as this 6A002.a.3.b.2.b. WA10 Double quotes added to radiant sensitivity as this 6A002.a.3.g.2. WA10 Double quotes added to radiant sensitivity as this 6A002.c.2 WA09 Sub-entry for FPA direct view imaging equipment. 6A002.d.3. WA10 New decontrol added for optical sensing fibres designed for borehole sensing applications 6A003 N.B. WA09 Nota Bene to 6A003.b.2. WA09 New decontrol added to sub-entry for scanning cameras. 6A003.b.4. Edit09 Editorial amendment to imaging camera subentry 6A003.b.4. Edit09 Editorial amendment to imaging camera. 6A003.b.4.c., 4.c. WA09 New sub-paragraph added to decontrol. 6A003.b.4. 4.c. WA10 Double quotes added to radiant sensitivity as this 6A005.c.1. WA10 New decontrol added for dye or other liquid lasers meeting certain parameters 6A005.d.1. Tech s 1., 2. & 3. WA09 Technical to semiconductor lasers sub-entry to include 2 new Tech s. 6A005.d.1.b.1. WA09 Parameter in sub-entry for individual multipletransverse mode semiconductor laser. 6A005.d.1.c. WA09 Sub-entry for individual semiconductor laser arrays to bars and parameter. 6A005.d.1.d., d.1., d.2., d.3., d.4. & Tech WA09 Sub-entry for semiconductor stacked arrays rewritten and includes 4 new sub-paragraphs and Tech. 6A005.d.1.e. & s WA09 New sub-entry for semiconductor stacked arrays including 2 new sub-paragraphs and 3 new s. 6A005.g. & Tech WA10 New sub-entry and Tech for laser acoustic detection equipment 6A006.e. WA10 New sub-entry for underwater electromagnetic Export Control Organisation Page 9 25 May 2012

10 Control Entry or receivers 6A008 & WA09 Decontrol to include certain precision approach radar. 6A008.e. WA09 Sub-entry for radars incorporating electronically steerable array antennas. 6A008.f. WA09 to sub-entry for radar capable of heightfinding non-cooperative targets deleted. 6A008.l.1. WA10 Or added to the end of the sub paragraph for radar systems and equipment having certain data processing sub-systems 6A008.l.2 & 3. WA10 Sub paragraphs deleted for radar systems and equipment having certain data processing subsystems 6A008.l.4. WA09 Sub-paragraph for radar having data processing sub-systems. 6A008.l.4. & N.B. WA10 Sub paragraph for radar systems and equipment having certain data processing sub-systems, including new parameter; New Nota Bene added referring to ML5b 6C004.b.1., 2. & 3. WA09 CAS numbers added to sub-parameters for electro-optic material. 6C004.e. WA09 CAS numbers added to sub-entry for optical glass material. 6D003.a.5. WA09 New sub-entry for certain software for detecting divers or swimmers. 6D003.f.3. & 4. WA10 New sub-entries for certain software and source code for real time processing of electromagnetic data 6D003.h.1. WA09 Sub-entry for Air Traffic Control software rewritten to include the 2 sub-paragraphs. 6D003.h.1. WA10 Sub-entry for certain air traffic control software programmes 6E003.a.1. & Tech Category 7 WA10 Sub-entry for certain technology for optical surface coating and treatment and new Tech added. 7A001.a.2. WA10 Parameter in sub-entry for linear accelerometers 7A001.a. WA10 New decontrol for accelerometers limited to measurement of only vibration or shock 7A002, & a. WA10 Control entry, sub-entries for gyros and angular rate sensors re-written and, including new sub-parameters 7A002.a.1., a.1.a., a.1.b. & a.1.b. 7A002.a.2., a.2.a., a.2.b. & a.2.b. & WA10 WA10 Sub-parameters and for gyros and angular rate sensors re-written and, including new parameters Sub-parameters for gyros and angular rate sensors re-written and, including new Export Control Organisation Page May 2012

11 Control Entry or Tech parameters, and Technical 7A002.b. WA10 Sub-entry c. amalgamated into a. and sub-entry d. renamed b. 7A003.d. WA10 Sub-entry for inertial measurement equipment by removal of specially designed components 7A005, a., b., & Tech WA09 Control entry for global navigation satellite systems re-written including new and Technical 7A101 MTCR09 to control on linear accelerators. 7B001 Tech 2 WA09 Tech 7D003.b.2. WA09 Sub-entry for software for GNSS reference data 7E004.a.3. WA10 Sub-entry for certain technology for displays for aircraft 7E004.a.4. WA10 Sub-entry for certain technology for inertial navigation systems or gyro astro compasses deleted. 7E004.b.6. N.B. WA09 Nota Bene. Category 8 8A001.d.3. WA10 Sub paragraph for unmanned, untethered submersible vehicles 8A002.f. WA09 Control entry for electronic underwater imaging systems deleted from Cat 8. Controls now to be found in Cat 6. 8A002.i.1. Edit 10 Sub paragraph for remotely controlled articulated manipulators rewritten 8A002.j. Edit09 Editorial amendment to define Fuel cell. 8A002.o.3.b. & Edit 10 Sub paragraph and for noise reduction systems rewritten 8A002.p. Edit 10 Sub-entry for pumpjet propulsion systems rewritten 8A002.q. & Edit 10 Sub-entry and for rebreathers rewritten 8A002.r. & s WA10 New sub-entry and s for diver deterrent acoustic systems, moved from 6A001.c. Category 9 9A001.a. WA09 Sub-entry for aero gas turbines to include FADEC technology 9A001.a. WA10 Sub-entry for aero gas turbines to include adjustable flow path technology 9A003 WA09 Control entry for components for gas turbines propulsion systems to include FADEC technology 9A003 WA10 Control entry for components for gas turbine engine propulsion systems to include adjustable flow path technology Export Control Organisation Page May 2012

12 Control Entry or 9A101 MTCR 09 Control entry for turbojet and turbofan engines. 9A101 MTCR 09 Control entry for turbojet and turbofan engines. 9A109 MTCR Control entry to include new parameter 10 9B001 WA10 Double quotes added to tip shroud as this is now a defined term 9B002 WA09 Control entry for certain test systems for gas turbines engine development to include FADEC technology 9B002 WA10 Control entry for certain test systems, including sensors, for gas turbines engine development, and now includes adjustable flow path technology. 9B008 WA10 Control entry for direct measurement wall skin friction transducers 9B116 MTCR11 Missiles added to production facilities control 9D003 WA09 Control for software for FADEC systems 9D003 WA10 Control entry for software for FADEC systems 9D004.f. WA10 Double quotes added to tip shroud as this is now a defined term 9E003.a.1. WA10 Double quotes added to tip shroud as this is now a defined term 9E003.a.4. WA10 Double quotes added to tip shroud as this is now a defined term 9E003.a.5. WA10 Double quotes added to tip shroud as this is now a defined term 9E003.a.8. & Tech WA10 Sub-entry for technology for damage tolerant gas turbine engine rotor components including new Technical 9E003.a.9. WA09 Sub-entry for FADEC technology moved to 9E003.h. 9E003.a.10., s WA10 Sub-entry and s for FADEC technology deleted; 9E003.h. & WA09 New sub-entry for FADEC technology including a new 9E003.i. & WA10 New sub-entry and decontrol for certain technology for adjustable flow path systems Annex IV No amendments Export Control Organisation Page May 2012