Silicon photonics with low loss and small polarization dependency. Timo Aalto VTT Technical Research Centre of Finland

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Silicon photonics with low loss and small polarization dependency Timo Aalto VTT Technical Research Centre of Finland EPIC workshop in Tokyo, 9 th November 2017

VTT Technical Research Center of Finland Ltd. Leading research and technology company in the Nordic countries A state-owned, non-profit limited liability company Expert services for domestic & international customers, including MPW and dedicated runs for Si photonics Contract manufacturing services for small and medium volume by VTT Memsfab Ltd. (incl. Si photonics) Micronova clean room: 150 mm wafers, 2 600 m 2 http://www.freeworldmaps.net/europe/finland/location.html 2

Combination of two complementary waveguide structures on 3 12 µm SOI Rib waveguides for single-mode operation Strip waveguides for dense integration Adiabatic rib-strip coupling Polarization independent operation Tolerates watt-level optical powers Low-loss waveguides (0.1 db/cm) and components Hybrid integration of active components Monolithic photodiodes and modulators under development >1 µm 1. Metal mirror 2. Rib waveguide 3. TIR mirror 4. Rib-strip converter 5. Vertical taper Euler bend 3

4

Why to use III-V hybrid integration on SOI instead of monolithic integration? Both hybrid and monolithic approaches are needed to fulfil all the different needs for photonics integration! Monolithic approach is preferred in highest-volume applications Hybrid approaches provide agile solutions to large number of small & medium volume applications where PIC cost is typically small compared to overall product price Total PIC-enabled revenue can become large Price per product Other revenue PIC revenue Large volume Many small/medium volume products 5

Flip-chip bonding of III-V dies on SOI Submicron flip-chip accuracy with Au-Au thermo compression bonding Looking for improvements and new features on III-V chips: Cleavage accuracy improvement or etched facets Mechanical alignment features and spot-size convertors Polymer waveguide EAMs bonded on test mounts SOI waveguide 10 Gb/s 6

Assembly plan for 100/400G transceiver integration using 12 µm SOI All electronics and high-speed optoelectronics integrated on an evaluation board Passive Si photonic chip with a fiber(s) added on top. Modular assembly & testing 1 mm 28 Gbps PDs 25 Gbps VCSELs 7

Development of mirrors and MUX/DEMUX on 12 µm SOI TIR mirrors demonstrated with 0.15 db/90 loss Etch depth 12µm 1 mm 4x1 multiplexers with cascaded MZIs, MMI couplers and TIR mirrors with 2 5 db loss 8

1.3 µm VCSELs with 5 nm channel spacing from Vertilas (Germany) High-speed measurements carried out up to 56 Gb/s For more details about high-speed VCSELs: ECOC 19 paper M.2.C.5 by Antonio Malacarne ( Low-Power 1.3-µm VCSEL Transmitter for Data Center Interconnects and Beyond ) 40 Gbps 9

3 µm SOI: Ultra-dense spirals, delay lines and MUX based on TIR mirrors and Euler bends Mirrors: ~0.1 db/90 loss Euler bends: <0.01 db/90 Compact spirals with low losses (0.1-0.15 db/cm including the bends) Delay lines for filters, coherent receivers, microwave photonics etc. MZI, AWG, Echelle gratings etc. MMI 5 µm 10 Gb/s DPSK demodulator 10

Athermal components on 3 µm SOI Polymer waveguides on 3 µm SOI with opposite TO coefficient End-fire coupling between polymer and SOI waveguides First experimental results confirm athermal multiplexing/filtering In SOI about 0.07 nm/k peak shift In polymer-soi multiplexer the peak shift is below the measurement resolution (~0.01 nm/k due to fiber movement during T scanning) Mach-Zehnder interferometer: MZI peak shift with (arrow) and without polymer waveguide ARC coatings Polymer waveguide With optimized ratio of polymer and SOI waveguide lengths the temperature dependencies cancel out 11

Thermo-optic and electro-optic switches Al Implanted heaters and p/n areas in a thin Si slab Heaters for >10 Top khz view operation PIN modulation >1 MHz n (not for data) Al Si p Al p n SiO 2 Cross section Top view Al n p Al 5 mw/π 7 db ER A 24 mw/π 12

Automated wafer level testing to ramp up production and to speed up R&D Simultaneous electrical & optical probing is necessary for active devices Full automation is necessary to ramp up production (cassette-to-cassette) VNA & digital hi-speed test equipment Instrumentation Rack Optical probes MHU Automatic wafer handling unit PS4L E/O Prober Prober Controller Lensed or SiGRIN fiber RF/DC probe 13

Faraday rotation in Thick SOI Collaboration with Hamburg University of Technology Chips provided to TUHH from VTT s standard MPW runs Promising path towards a low-loss and broadband isolator on a chip Poster in Group Four Photonics (GFP) 2017: 14

Faraday rotation in Thick SOI Silicon used as a magneto-optical active material Faraday rotation is x100 smaller in Si than in commonly used materials, but sufficient in a long, low-loss and polarization independent waveguide 180 phase shift in bends to achieve continuous Faraday rotation Polarization rotation in Si is ~15 /K/cm and 0.5T was used to achieve 4 db extinction ratio in the first demonstration Polarization rotation cancels out in a conventional layout but can accumulate if birefringent bends reflect polarization 6 cm long Spiral footprint ~0.5 mm 2 15

Conclusions Hybrid integration of Thick-SOI and III-V offers a versatile platform for optical interconnects and other applications Directly modulated long-wavelength VCSELs match well with micron-scale SOI waveguides Thick-SOI technology offers low loss PICs with SM, athermal and polarization independent operation On-going development for isolator, transceivers and monolithically integrated (fast) PDs and modulators R&D (incl. MPW) and small/medium volume manufacturing offered by VTT and VTT Memsfab Ltd. 16

Acknowledgments We thank EU, Tekes and industrial partners for funding and all R&D partners for fruitful collaboration RAPIDO-project (EU FP7, grant agreement 619806) OPEC-project (TEKES) Contact and information: silicon.photonics@vtt.fi www.vtt.fi/siliconphotonics 17

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