ECEN689: Special Topics in High-Speed Links Circuits and Systems Spring 2012

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ECEN689: Special Topics in High-Speed Links Circuits and Systems Spring 0 Lecture 8: RX FIR, CTLE, & DFE Equalization Sam Palermo Analog & Mixed-Signal Center Texas A&M University

Announcements Exam is March 7 5:45-7:0PM (0 extra minutes) Closed book w/ one standard note sheet 8.5 x front & back Bring your calculator Covers material through lecture 6 Previous years exam s are posted on the website for reference No class on March 9 Monday after Spring Break Turn in Prelab 5 to Younghoon

Agenda RX FIR Equalization RX CTLE Equalization RX DFE Equalization RX equalization papers posted on the website 3

Link with Equalization D TX [N:0] Serializer TX FIR Equalization Channel RX CTLE + DFE Equalization Σ Deserializer D RX [N:0] TX Clk Generation (PLL) f RX Clk Recovery (CDR/Fwd Clk) 4

TX FIR Equalization TX FIR filter pre-distorts transmitted pulse in order to invert channel distortion at the cost of attenuated transmit signal (de-emphasis) w - TX data z - w 0 z - w z - w z - w n 5

RX FIR Equalization Delay analog input signal and multiply by equalization coefficients Pros With sufficient dynamic range, can amplify high frequency content (rather than attenuate low frequencies) Can cancel ISI in pre-cursor and beyond filter span Filter tap coefficients can be adaptively tuned without any back-channel Cons Amplifies noise/crosstalk Implementation of analog delays Tap precision [Hall] 6

RX Equalization Noise Enhancement Linear RX equalizers don t discriminate between signal, noise, and cross-talk While signal-to-distortion (ISI) ratio is improved, SNR remains unchanged [Hall] 7

Analog RX FIR Equalization Example 5-tap equalizer with tap spacing of T b / 3 rd -order delay cell Gb/s experimental results D. Hernandez-Garduno and J. Silva-Martinez, A CMOS Gb/s 5-Tap Transversal Equalizer based on 3 rd -Order Delay Cells," ISSCC, 007. 8

Digital RX FIR Equalization Digitize the input signal with high-speed low/medium resolution ADC and perform equalization in digital domain Digital delays, multipliers, adders Limited to ADC resolution Power can be high due to very fast ADC [Hanumolu] 9

Digital RX FIR Equalization Example.5GS/s 4.5-bit Flash ADC in 65nm CMOS -tap FFE & 5-tap DFE [Harwood ISSCC 007] XCVR power (inc. TX) = 330mW, Analog = 45mW, Digital = 85mW 0

Link with Equalization D TX [N:0] Serializer TX FIR Equalization Channel RX CTLE + DFE Equalization Σ Deserializer D RX [N:0] TX Clk Generation (PLL) f RX Clk Recovery (CDR/Fwd Clk)

RX Continuous-Time Linear Equalizer (CTLE) Passive R-C (or L) can implement high-pass transfer function to compensate for channel loss Cancel both precursor and long-tail ISI Can be purely passive or combined with an amplifier to provide gain Passive CTLE Active CTLE V o + V o - [Hanumolu] D in - D in +

Passive CTLE Passive structures offer excellent linearity, but no gain at Nyquist frequency 3 ( ) ( ) ( ),, C C C R R R C C C R R R C C R R R R R C s C C R R R R R C s R R R s H z p z + + = = = + = + = + + = = + + + + + = ω ω ω ω DC gain HF gain Peaking HF gain DC gain p [Hanumolu]

Active CTLE Input amplifier with RC degeneration can provide frequency peaking with gain at Nyquist frequency Potentially limited by gainbandwidth of amplifier Amplifier must be designed for input linear range Often TX eq. provides some low frequency attenuation Sensitive to PVT variations and can be hard to tune Generally limited to st -order H ( s) g DC gain = + g S g = C ωz = R C S, m Ideal Peaking = p s + RSCS + gmrs s s + RSC + S RDC p + gmrs ωp =, ωp = R C R C m R R m D S [Gondi JSSC 007], Ideal peak gain DC gain S S p z D Ideal peak gain = g ω = ω = + g m m p R R D S compensation 4

Active CTLE Example V o + V o - D in - D in + 5

Active CTLE Tuning Tune degeneration resistor and capacitor to adjust zero frequency and st pole which sets peaking and DC gain Increasing C S moves zero and st pole to a lower frequency w/o impacting (ideal) peaking C S Increasing R S moves zero to lower frequency and increases peaking (lowers DC gain) Minimal impact on st pole ω z S S R S + gmr, ω = R C R C = p S S S 6

Link with Equalization D TX [N:0] Serializer TX FIR Equalization Channel RX CTLE + DFE Equalization Σ Deserializer D RX [N:0] TX Clk Generation (PLL) f RX Clk Recovery (CDR/Fwd Clk) 7

RX Decision Feedback Equalization (DFE) DFE is a non-linear equalizer z k = y k w ~ d k w n ~ d k w ( n ) k n n ~ d Slicer makes a symbol decision, i.e. quantizes input ISI is then directly subtracted from the incoming signal via a feedback FIR filter 8

RX Decision Feedback Equalization (DFE) Pros Can boost high frequency content without noise and crosstalk amplification Filter tap coefficients can be adaptively tuned without any back-channel z k = y k w ~ d k w n ~ d k w ( n ) k n n ~ d Cons Cannot cancel pre-cursor ISI Chance for error propagation Low in practical links (BER=0 - ) Critical feedback timing path Timing of ISI subtraction complicates CDR phase detection [Payne] 9

DFE Example If only DFE equalization, DFE tap coefficients should equal the unequalized channel pulse response values [a a a n ] With other equalization, DFE tap coefficients should equal the pre-dfe pulse response values [w w ]=[a a ] a a 0

Direct Feedback DFE Example (TI) 6.5Gb/s 4-tap DFE ½ rate architecture CLK0/80 A to demux TAP: 5 bits TAP: 4 bits + sign TAP3,4: 3 bits + sign Adaptive tap algorithm Closes timing on st tap in ½ UI for convergence of both adaptive equalization tap values and CDR RXIN A VDD CLK90/70 RXEQ A TAP TAP Latch Latch Latch TAP3 TAP4 Latch Latch Latch DFECLK to demux Feedback tap mux R. Payne et al, A 6.5-Gb/s Binary Transceiver in 0.3-um CMOS for Serial Data Transmission Across High Loss Legacy Backplane Channels, JSSC, vol. 40, no., Dec. 005, pp. 646-657

Direct Feedback DFE Critical Path RXIN A RXEQ t PROPA A t CLK QSA D0 TIME < UI CLK90 t PROPMUX [Payne] RXEQ UI CLK90 t + t + t CLK QSA PROPMUX PROPA UI Must resolve data and feedback in bit period TI design actually does this in ½UI for CDR

DFE Loop Unrolling d k d k- = d k- y k d k d k- =- [Stojanovic] Instead of feeding back and subtracting ISI in UI Unroll loop and pre-compute possibilities (-tap DFE) with adjustable slicer threshold α=w d k d k- = d k d k- =- ~ With increasing tap number, ~ ( ) comparator number grows as #taps sgn yk w "if" d k = d k = ~ sgn( yk + w ) "if" d k = 3

DFE Resistive-Load Summer [Park] Summer Swing = IR, τ = RC Summer performance is critical for DFE operation Summer must settle within a certain level of accuracy (>95%) for ISI cancellation Trade-off between summer output swing and settling time Can result in large bias currents for input and taps 4

DFE Integrating Summer [Park ISSCC 007] Integrating current onto load capacitances eliminates RC settling time Since T/C > R, bias current can be reduced for a given output swing Typically a 3x bias current reduction 5

Digital RX FIR & DFE Equalization Example.5GS/s 4.5-bit Flash ADC in 65nm CMOS -tap FFE & 5-tap DFE [Harwood ISSCC 007] XCVR power (inc. TX) = 330mW, Analog = 45mW, Digital = 85mW 6

DFE with Feedback FIR Filter [Liu ISSCC 009] DFE with -tap FIR filter in feedback will only cancel ISI of the first two post-cursors 7

Smooth Channel H e t τ [Liu ISSCC 009] A DFE with FIR feedback requires many taps to cancel ISI Smooth channel long-tail ISI can be approximated as exponentially decaying Examples include on-chip wires and silicon carrier wires 8

DFE with IIR Feedback [Liu ISSCC 009] Large st post-cursor H is canceled with normal FIR feedback tap Smooth long tail ISI from nd post-cursor and beyond is canceled with low-pass IIR feedback filter Note: channel needs to be smooth (not many reflections) in order for this approach to work well 9

DFE with IIR Feedback RX Architecture [Liu ISSCC 009] 30

Merged Summer & Partial Slicer [Liu ISSCC 009] Integrating summer with regeneration PMOS devices to realize partial slicer operation 3

Merged Mux & IIR Filter [Liu ISSCC 009] Low-pass response (time constant) implemented by R D and C D Amplitude controlled by R D and I D UI delay implemented through mux to begin cancellation at nd post-cursor 3

Advanced Modulation In order to remove ISI, we attempt to equalize or flatten the channel response out to the Nyquist frequency For less frequency-dependent loss, move the Nyquist frequency to a lower value via more advance modulation 4-PAM (or higher) Duo-binary Refer to lecture 4 for more details 33

Multi-tone Signaling 0Gb/s duo-binary Quarature 0Gb/s duo-binary 30Gb/s total! Instead equalizing out to baseband Nyquist frequency Divide the channel into bands with less frequency-dependent loss Should result in less equalization complexity for each sub-band Requires up/down-conversion Discrete Multi-tone used in DSL modems with very challenging channels Lower data rates allow for high performance DSP High-speed links don t have this option (yet) [Beyene AdvPack 008] 34

Next Time Link Noise and BER Analysis 35