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INF 5490 RF MEMS L12: Micromechanical filters S2008, Oddvar Søråsen Department of Informatics, UoO 1

Today s lecture Properties of mechanical filters Visualization and working principle Design, modeling Examples 2 resonator c-c beam structure for HF-VHF comb structure Design procedure Mixer 2

Mechanical filters Well-known for several decades Jmfr. book: Mechanical filters in electronics, R.A. Johnson, 1983 Miniaturization of mechanical filters makes it more interesting to use Possible by using micromachining Motivation Fabrication of small integrated filters: system-on-chip with good filter performance 3

Filter response 4

Several resonators used One single resonator has a narrow BPresponse Good for defining oscillator frequency Not good for BP-filter BP-filters are implemented by coupling resonators in cascade Gives a wider pass band than using one single resonating structure 2 or more micro resonators are used Each of comb type or c-c beam type (or other types) Connected by soft springs 5

Filter order Number of resonators, n, defines the filter order Order = 2 * n Sharper roll-off to stop band when several resonators are used sharper filter 6

7

Micromachined filter properties Compact implementation on-chip filter bank possible High Q-factor can be obtained Low-loss BP-filters can be implemented The individual resonators have low loss Low total Insertion loss IL: Degraded for small bandwidth IL: Improved for high Q-factor 8

Insertion loss 9

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Illustrating principle: 3 * resonators 11

Mechanical model A coupled resonator system has several vibration modes n independent resonators Resonates at their natural frequencies determined by m, k compliant coupling spring Determines the resulting resonance modes of the many-body system 12

Visualization of the working principle 13

Visualization of the working principle, contd. 2 oscillation modes in figure 7.13 In phase No relative displacement between masses No force from coupling spring Oscillation frequency = natural frequency for a single resonator (both are equal, - mass less coupling spring*) (* actual coupling spring mass can lower the frequency) Out of phase Displacement in opposite directions Force from coupling spring (added force) Gives a higher oscillation frequency (Newton s 2.law, F=ma) the 2 overlapping resonance frequencies are split into 2 distinct frequencies 14

3-resonator structure Each vibration mode corresponds to a distinct top in the frequency response Lowest frequency: all in phase Middle frequency: center not moving, ends out of phase Highest frequency: each 180 degrees out of phase with neighbour 15

Filter response Frequency separation depends on the stiffness of the coupling spring Soft spring ( compliant ) close frequencies = narrow pass band Increased number of coupled resonators in a linear chain gives Wider pass band Increased number of passband ripples the total number of oscillation modes are equal to the number of coupled resonators in the chain 16

17

Design Resonators used in micromechanical filters are normally identical Same dimension and resonance frequency Filter centre frequency is f0 ( massless coupling spring ) Pass band determined by max distance between node tops Relative position of vibration tops is determined by Coupling spring stiffness k sij Resonator properties (spring constant) at coupling points k r 18

Design, contd. At centre frequency f0 and bandwidth B, spring constants must fulfill k ij = normalized coupling coefficient taken from filter cook books Ratio k k sij important, NOT absolute values Theoretical design procedure * (* can not be implemented) r f 0 k = k k Determine and Choose for required B I real life this procedure is modified (discussed later ) r f k B 0 ij k sij sij r 19

Mechanical or electrical design? Much similarity between description of mechanical and electrical systems The dual circuit to a spring-mass-damper system is a LC-ladder network Electromechanical analogy used for conversion Each resonator a LCR tank Each coupling spring (idealized massless) corresponds to a shunt capacitance 20

21

Modeling Systems can be modeled and designed in electrical domain by using procedures from coupled resonator ladder filters All polynomial syntheses methods from electrical filter design can be used A large number of syntheses methods and tables excist + electrical circuit simulators Butterworth, Chebyshev -filters Possible procedure: Full synthesis in the electrical domain and conversion to mechanical domain as the last step LC-elements are mapped to lumped mechanical elements Possible, but generally not recommended knowledge from both electrical and mechanical domains should be used for optimal filter design 22

2-resonator HF-VHF micromechanical filter 23

2-resonator HF-VHF micromechanical filter The coupled resonator filter may be classified as a 2-port: Two c-c beams 0.1 µm over substrate Determined by thickness of sacrificial oxide Soft coupling spring polysi stripes under each resonator electrodes Vibrations normal to substrate DC voltage applied polysi at the edges function as tuning electrodes ( beam-softening ) 24

Resistors AC-signal on input electrode through R Q1 R Q1 reduces Q and makes the pass band more flat Matched impedance at output, R Q2 R s may be tailored to specific applications e.g. may be adjusted for interfacing to a following LNA 25

Mechanical signal processing Input signal is converted to force By capacitive input transducer Mechanical vibrations are induced in x-direction The resulting mechanical signal is processed in the mechanical domain Reject if outside pass band Passed if inside pass band 26

Mechanical signal processing, contd. The mechanically processed signal manifests itself as movement of the output transducer The movement is converted to electrical energy Output current i0 = Vd * dc/dt micromechanical signal processor The electrical signal can be further processed by succeeding transceiver stages 27

BP-filter using 2 c-c beam resonators 28

29

Comb structure Both series and parallel configurations can be used In figure 5.11.b the output currents are added 30

Comb-structure, contd. Resonators designed for different resonance frequencies f f = Model taken from Varadan p. 262-263: 2 Model assumes a massless coupling beam. Possible to ignore the influence of the mass on the filter performance if the coupling beam length is a quarter wavelength of the centre frequency Formulas inaccurate for high frequencies and small dimensions Better method: Use advanced simulation tools 1 f Q 1 1 31

Filter implemented using comb structure 32

33

34

Design procedures c-c beam filter A.Design resonators first This will give constraints for selecting the stiffness of the coupling beam bandwidth B can not be chosen freely! or B.Design coupling beam spring constant Determine the spring constant the resonator must have for a given B this determines the coupling point! 35

Design procedure A. A1. Determine resonator geometry for a given frequency and a specific material (ρ) Calculate beam-length (Lr), thickness (h) and gap (d) using equations for f0 and terminating resistors (RQ) If filter is symmetric and Q_resonator >> Q_filter, a simplified model for the resistors may be used 36

For a specific resonator frequency, geometry is determined by: f E 0 = 1 2 e const ρ Lr km h k 1/ 2 h, W R r Q, L r W e Added requirement : R = : determined from ω q k re Q filter η 2 e Q Q f res requirement : chosen as practical as possible 0 1, 0 Q filter k : given by resonator dimensions ω0 : is given q : from filter cook book 1 Q re : is given C VP ηe = VP : only possible variation 2 x d V : has limitations P filter d : can be changed! (e, is centre position of beam) 37

Design-procedure A, contd. A2. Choose a realistic width of the coupling beam W s12 Length of coupling beam should be a quarter wavelength of the filter centre frequency Coupling springs are in general transmission lines The filter will not be very sensitive to dimensional variations of the coupling beam Quarter wavelength requirement determines the length of the coupling beam L s12 38

Design procedure A, contd. Constraints on width, thickness and length determines the coupling spring constant k s12 This limits the possibility to set the bandwidth independently (B depends on the coupling spring constant) f 0 ks12 B = k12 krc An alternative method for determining the filterbandwidth is needed see design procedure B. 39

Design procedure B B1. Use coupling points on the resonator to determine filter bandwidth B determined by the ratio is the value of k at the coupling point! k position dependent, especially of the speed at the position k rc can be selected by choosing a proper coupling point rc of resonator beam! The dynamic spring constant for a c-c beam is largest nearby the anchors k rc k rc ks 12 is larger for smaller speed of coupling point at resonance k rc k rc 40

Positioning of coupling beam So: filter bandwidth can be found by choosing a value of fulfilling the equation k r = f k B 0 ij k k where k is given by the quarter wavelength requirement sij Choice of coupling point of resonator beam influences on the bandwidth of the mechanical filter sij r 41

Position of coupling beam 42

Design-procedure, contd. B2. Generate a complete equivalent circuit for the whole filter structure and verify using a circuit simulator Equivalent circuit for 2-resonator filter Each resonator is modeled as shown before Coupling beam operates as an acoustic transmission line and is modeled as a T-network of energy storing elements Transformers are placed in-between resonator and coupling beam circuit to model velocity transformations that take place when coupling beam is connected at positions outside the resonator beam centre 43

44

SEM of symmetric filter: 7.81 MHz Resonators consist of phosphor doped poly 45

Measured and simulated frequency response BW = 18 khz, Insertion loss = 1.8 db, Q_filter = 435 46

HF micromechanical filter Comments to fig. 12.16 and 12.17: Coupling position l_c was adjusted to obtain the required bandwidth Torsion rotation of coupling beam may also influence the mechanical coupling Effective value of l_c changes Simulation and experimental results match well in pass band Large difference in the transition region to the stop band In a real filter poles that are not modeled, are introduced. They improve the filter shape factor. Due to the feed-through capacitance C_p between input and output electrodes (parasitic element). For fully integrated filters this capacitance can be controlled and the position of the poles can be chosen such that they contribute to a optimized filter performance 47

Micromechanical mixer filters A 2 c-c beam structure can be modified to be a mixer Suppose input signals on both on v_e (electrode) and v_b (beam) Fig 12.18 Itoh, shows schematic for a symmetric micromechanical mixer-filter-structure 48

49

50 Mixer t F t x C V V F t t t t t t x C V V F t V v v t V v v x C v v v v x C v v F v v v IF d LO RF LO RF d RF LO RF LO d LO LO LO b RF RF RF e e e b b b e d LO b RF ω ω ω ω ω ω ω ω ω ω ω ω ω cos ) cos( 2 1 ] ) cos( ) cos( cos 2cos cos cos 2 2 1 cos cos ) 2 ( 2 1 ) ( 2 1 2 1 2 1 2 1 2 2 2 = = + + = = = = = = + = = =......... [where... Suppose : Force calculated: on beam, oscillator Suppose local on electrode Suppose

Micromechanical mixer filters, contd. Summary of calculations Start with a non-linear relationship between voltage and force: voltage/force characteristic (square) Linearization: Vp suppresses non-linearity Voltage signals v_rf and v_lo are mixed down to intermediate frequency (force), ω_if = difference between frequencies! Transducer no. 1 can couple the signal into the following resonator If transducer no. 2 is designed as a micromechanical BP filter with centre frequency ω_if, we will get an effective mixer-filter structure 51

Micromechanical mixer-filter, contd. Mixer structure is a functional-block in a RFsystem (future lecture) This is a component that may replace present mixer + IFfilter (intermediate-filter) Lower contact-loss between parts and ideally zero DC power consumption A non-conducting coupling beam is used for isolating the IFport from LO (local oscillator) 52