AMERICAN NATIONAL STANDARD FOR AUXILIARY LOCKS SPONSOR BUILDERS HARDWARE MANUFACTURERS ASSOCIATION, INC.

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1 ANSI/BHMA A AMERICAN NATIONAL STANDARD FOR AUXILIARY LOCKS SPONSOR BUILDERS HARDWARE MANUFACTURERS ASSOCIATION, INC. Approved by the American National Standards Institute September 29, 2010

2 AMERICAN NATIONAL STANDARD An American National Standard implies a consensus of those substantially concerned with its scope and provisions. An American National Standard is intended as a guide to aid the manufacturer, the consumer and the general public. The existence of an American National Standard does not in any respect preclude anyone, whether he has approved the standard or not, from manufacturing, marketing, purchasing, or using products, processes, or procedures not conforming to the standard. American National Standards are subject to periodic review and users are cautioned to obtain the latest editions. CAUTION NOTICE: This American National Standard may be revised or withdrawn at any time. The procedures of the American National Standards Institute require that action be taken to reaffirm, revise, or withdraw this standard no later than five years from the date of publication. Purchasers of American National Standards may receive the current information on all standards by calling or writing the American National Standards Institute. Published by BUILDERS HARDWARE MANUFACTURERS ASSOCIATION, INC. 355 Lexington Avenue New York, New York Copyright 2010 by the Builders Hardware Manufacturers Association, Inc. Printed in the USA The Builders Hardware Manufacturers Association, Inc. first published the basic material in this standard February It was entitled Standard 501 BHMA Product Standards Section E, Auxiliary Locks. ANSI approval was secured under the Canvass Method, leading to the publication of ANSI/BHMA A156.5, which included both cylinders and auxiliary locks. BHMA was accredited on 21 March 1983 by ANSI as a sponsor using the Canvass Method. In 2010, BHMA published updates of A156.5 being dedicated to cylinders, and a new A for auxiliary locks. 2

3 FOREWORD (This Foreword is not a part of ANSI/BHMA A156.36) The general classification of builders hardware includes a wide variety of items which are divided into several categories. To recognize this diversity, a sectional classification system has been established. Auxiliary Locks and Latches is one such section and this Standard is the result of the collective efforts of members of the Builders Hardware Manufacturers Association, Inc. who manufacture this product. The total Product Standards effort is, therefore, a collection of sections, each covering a specific category of items. Performance tests, and, where necessary, dimensional requirements, have been established to ensure safety, security and stability to which the public is entitled. There are no restrictions on design, except for those dimensional requirements imposed for the reasons given above. It is also required that locks fit certain cutout dimensions. This Standard is not intended to obstruct, but rather to encourage, the development of improved products, methods, and materials. The BHMA recognizes that errors will be found, items will become obsolete, and new products, methods, and materials will be developed. With this in mind, the Association plans to update, correct, and revise these Standards on a regular basis. It shall also be the responsibility of manufacturers to request such appropriate revisions. In most cases, products have been described in grade levels related to performance and security. Choice of grade and specific product is made on the basis of utility, aesthetics, security objectives and end use desired. The BHMA numbers, which indicate types of hardware do not identify grade, finish, or design and are not intended to be used without necessary supplementary information. Individual manufacturers' catalogs are consulted. Users of this Standard consult applicable local building codes as to requirements affecting the functions of locks used on fire doors and doors within a means of egress. Some communities require the use of exterior door locks having a dead bolt with a 1 in. (25.4 mm) projection for the purpose of providing greater security. Only functions compatible with the requirements of the applicable building codes are used. Most of the products in this Standard were covered in ANSI/BHMA A156.5 for Auxiliary Locks through the 2001 edition. Section E determined in 2005, due to the increasing variety and complexity of products, it would be preferable to create two standards, and dedicate A156.5 to Cylinders, resulting in the first edition of this Standard. 3

4 CONTENTS 1. SCOPE 5 2. DEFINITIONS 5 3. GENERAL 7 4. DIMENSIONAL CHARACTERISTIC INCHES (MM) 7 5. EXPLANATION OF IDENTIFYING NUMBERS 9 6. DESCRIPTION AND TYPE NUMBERS OF FUNCTIONS GENERAL TEST PARAMETERS TEST EQUIPMENT AND FIXTURES OPERATIONAL TESTS FOR AUXILIARY LOCKS CYCLE TESTS STRENGTH TESTS SECURITY TESTS FOR AUXILIARY LOCKS FINISH TESTS 29 APPENDIX A USER'S GUIDE (NOT A PART OF ANSI/BHMA A156.5) 30 4

5 1. SCOPE 1.1 ANSI/BHMA A establishes requirements for Auxiliary Locks, and includes dimensional criteria and five classifications of tests: operational, cycle, strength, security and, finish. This Standard was formerly part of ANSI/BHMA A156.5 for Auxiliary Locks and Associated Products. 1.2 Tests described in this Standard are performed under laboratory conditions. In actual usage, results vary because of installation, maintenance and environmental conditions. 1.3 Grade Qualifications Manufacturers shall indicate the Grade level to which their product is certified. Products shall meet all Grade requirements for tests listed in 1.1., A Grade 1 product shall meet all Grade 1 criteria, a Grade 2 product shall meet all Grade 2 criteria, and a Grade 3 product shall meet all Grade 3 criteria in each classification. 2. DEFINITIONS 2.1 Auxiliary Lock A lock having a latch bolt or dead bolt operated by a key, paddle and/or turn, and usually used in addition to a primary lock or latching device. 2.2 Backset The distance from the edge of the door measured at the centerline of the door thickness to the centerline of the function holes or cross bore. 2.3 Bolts Auxiliary Dead Latch A plunger which, when actuated, automatically locks a projected latch bolt against return by end pressure Dead Bolt A lock component having an end, which protrudes from, or is withdrawn into, the lock front by action of the lock mechanism. When the door is closed and the dead bolt thrown, it extends into a hole provided in the strike, locks the door, and does not retract with end pressure Latch Bolt A lock component having a beveled end which projects from the lock front in an extended position, but is forced back into the lock case by end pressure or drawn back by action of the lock mechanism. When the door is closed, the latch bolt projects into a hole provided in the strike, and holds the door in a closed position Deadlocking Latch Bolt A spring actuated latch bolt with a beveled end and incorporating a plunger which, when depressed, automatically locks the projected latch bolt against return by end pressure. Also called dead latch Expanding or Interlocking Type Dead Bolt A bolt which interlocks with its strike when fully engaged. 2.4 Bored Dead Latch A lock fitting round bored openings in the face and edge of a door and having a deadlocking latch bolt operated by a key or turn or both. 2.5 Bored Dead Lock A lock fitting round bored openings in the face and edge of a door and having a dead bolt operated by a key or turn or both. 2.6 Case The housing of a lock. 2.7 Cylinder The subassembly of a mechanical lock containing a plug with keyway and a body with movable detainers. 2.8 Cylinder Body The portion of a cylinder that surrounds the plug and contains the tumbler mechanism. The cylinder body is sometimes called a cylinder shell. 2.9 Cylinder Guard That portion that surrounds the otherwise exposed portion of a cylinder to protect the cylinder from wrenching, cutting, pulling or prying. 5

6 2.10 Cylinder Housing The portion of a mechanical lock that surrounds and retains the cylinder body. It is often part of a lock itself Cylinder Plug A component of the cylinder within the body, which is actuated when the correct key is used Key A properly combined device specifically intended to operate a corresponding cylinder Lock Front A plate fastened to the edge of a door through which the bolts pass Mortise Dead Latch A lock fitting a mortised cavity prepared in the edge of a door and having a latch bolt and an auxiliary dead latch operated by a key or turn or both. The key or turn engage the lock through holes prepared in the faces of the door Mortise Dead Lock A lock having a dead bolt and otherwise the same as a mortise dead latch Movable Detainer Part of the mechanism of the cylinder which first should be moved by the key into a predetermined position before the key or plug can release. Examples include components known as pins, side bars, discs, and the like Mounting Plate A plate mounted on the inside of a door through which mounting bolts pass to attach the outside locking mechanism Narrow Stile Latch A device for automatically retaining the door in the closed position. Typically operated by lever or paddle inside, and key, lever or paddle outside Narrow Stile Dead Latch A lock having a latch bolt and an auxiliary dead latch and operated by a key, push button mechanism, lever, paddle, or a turn. The lock is typically used in aluminum doors with stiles as narrow as 2 in.(51 mm) but is also used on other doors Narrow Stile Dead Lock A lock having a dead bolt and operated by a key, push button mechanism, lever, paddle or a turn. The lock is typically used in aluminum doors with stiles as narrow as 2 in. (51 mm) but is also used on other doors Paddle The component that projects or retracts a dead bolt or latch bolt by pushing or pulling Rim Lock A lock mounted on the inside face of a door Strike A mortised or surface mounted plate fastened to the door frame into which the bolts project Armored Strike A strike reinforced in such a way as to strengthen the frame to which it is applied Strike Box A housing used in back of a strike to enclose the bolt or bolt openings Tailpiece A bar projecting from the back of a rim, bored lock cylinder or a push button mechanism engaging the lock mechanism and when rotated by the key or turn either locks or unlocks the lock Turn The component that projects or retracts a dead bolt or latch bolt by turning. Sometimes called a turnpiece or thumbturn. 6

7 3. GENERAL 3.1 Cylinders and Input Devices for Locks shall meet the performance requirements for the appropriate types and grade level found in the ANSI/BHMA Standard A for Cylinders and Input Devices for the lock to retain its grade listing. Assemblies take the grade level of the lowest graded component. 3.2 No lock can provide complete security by itself. Locks may be defeated by forcible or technical means, or evaded by entry elsewhere on the property. No lock can substitute for caution, awareness of your environment, and common sense. Builders hardware is available in multiple performance grades to suit the application. In order to enhance security and reduce risk, consult a qualified locksmith or other security professional. For applications where pick resistance and other higher security protections are required users should consider locks meeting UL 437 or ANSI/BHMA A for High Security Cylinders. 3.3 Tolerances Where only minus tolerances are given, the dimensions are permitted to be exceeded at the option of the manufacturers. All values which do not carry specific tolerances or are not marked maximum or minimum shall have the following tolerances: Linear dimensions shall be ± 1/16 in (1.6 mm). Pounds or pound force shall be ± 2%. Degrees shall be ± 2 degrees. 3.4 Door and Frame Preparation The lock models described in this standard shall fit the door and frame preparations described in the ANSI/BHMA A Series. Other configurations are permitted to fit special opening templating requirements. See manufacturers instructions for details. 3.5 Trim Roses, escutcheons, knobs, levers, turns, paddles, cylinder guards shall cover all door preparation openings. 3.6 Reference to other Standards Referenced standards are available from and Values Required values in this Standard are given in US units. The SI (metric) equivalents are approximate. 3.8 Codes Certain lock functions described in this Standard are not permitted on doors within a means of egress. Consult local Authority Having Jurisdiction. When locks and latches are used in fire door assemblies, they shall be listed for use in fire doors by a Nationally Recognized Testing Laboratory (NRTL) and shall be under an in-plant follow-up inspection service. 3.9 When any function of lock combines a dead bolt and auxiliary dead latch, the auxiliary dead latch shall be effective whether or not the dead bolt is projected. 4. DIMENSIONAL CHARACTERISTIC INCHES (MM) 4.1 Door Thickness The specifications for the door thickness for these products are defined in the ANSI/BHMA A series standards. 4.2 Latch Bolt Projections Tolerance: minus 1/16 in. (1.6mm) Latch Bolt Grade 1 Mortise and Rim Locks Grade 1 Narrow Stile Locks Grade 2 Bored, Narrow Stile, Mortise and Rim Locks Grade 3 Rim Locks Dead Bolt All Grades Bored Locks 7 1/2 in. (12.7mm) 5/8 in. (15.9mm) 1/2 in. (12.7mm) 1/2 in. (12.7mm) 1 in. (25.4mm)

8 Grade 1 Mortise and Narrow Stile Locks Grade 1 & 2 Rim Locks rotary or interlocking bolts Grade 2 Mortise Locks Grade 2 Narrow Stile Grade 3 Narrow Stile Grade 3 Rim Turn Length 1 in. (25.4mm) 1 in. (25.4mm) 5/8 in. (15.9mm) ¾ in. (19.0mm) 1/2 in. (12.7mm) 5/8 in. (15.9mm) 1 3/16 in. (30 mm) minimum overall 8

9 5.0 EXPLANATION OF IDENTIFYING NUMBERS 5.1 First character denotes BHMA Product section E. 5.2 Second character indicates general or trim material used Description Description 0 Optional material 5 Stainless steel, 300 series 1 Cast, forged or extruded brass or bronze 6 Malleable iron 2 Wrought brass or bronze 7 Cast iron 3 Cast, forged or extruded aluminum 8 Wrought steel 4 Wrought aluminum 9 Zinc alloys In this Standard, the character 0 (optional material) has been used. Specifiers who delineate a specific trim material do so by substituting the first numeral 0 as appropriate. Manufacturers' catalogs are consulted to confirm availability. Trim materials most commonly used are aluminum, brass, bronze, 300 series stainless steel and zinc alloy. 5.3 The third character identifies the product type 1 Bored auxiliary dead locks and latches 3 Push button mechanism locks and latches 2 Narrow stile door locks 6 Mortise or Rim dead locks and latches 5.4 The fourth character (fourth and fifth in five-digit numbers) identifies the function of the products. These are arbitrary numbers assigned so that each type number shall be different. Last character designates the operation and security grade classification of the item 1 Grade 1 2 Grade 2 3 Grade Suffix D indicates to be used with drill resistance cylinders as evaluated in A Example: E06061-D E Section E O Optional Material, 6 Mortise or Rim Dead Locks and Latches 0 Mortise Dead Lock, Key Either Side 6 1 Grade 1 D Indicates Drill Resistant Cylinders Only 9

10 6. DESCRIPTION AND TYPE NUMBERS OF FUNCTIONS 6.1 Bored Dead Latches Deadlocking latch bolt operated by key from either side. No latch bolt hold back. E0111 E0112 E Deadlocking latch bolt operated by key from outside and by turn from inside. Latch bolt is held retracted by key or other mechanism. E0121 E0122 E Deadlocking latch bolt operated by key from outside and by turn from inside. No latch bolt hold back. E01101 E01102 E Deadlocking latch bolt operated by key from one side. Mounting plate on other side. E0131 E Deadlocking latch bolt operated by turn from inside. No cylinder. Has mechanism to hold latch bolt retracted. E0181 E Deadlocking latch bolt operated by turn from inside. No Cylinder. No latch bolt hold back. E01121 E Bored Dead Locks Dead bolt operated by key from either side. E0141 E0142 E Dead bolt operated by key from outside and by turn from inside. E0151 E0152 E Dead bolt operated by key from one side. Mounting plate on other side. E0161 E0162 E Dead bolt operated by key from outside. Turn retracts dead bolt but does not project it. E0171 E Dead bolt operated by turn from inside. No trim on other side. E0191 E0192 E Dead bolt operated by turn from inside. Blank plate on other side. E01111 E01112 E Dead bolt operated by key from one side. No trim on other side. E0101 E0102 E Dead bolt operated by key from either side. Key inside is non-removable when dead bolt is projected by key inside. E01201* E01202* E01203* *Formerly E0201, E0202, E

11 6.3 Mortise Dead Locks Dead bolt operated by key from either side. E06061 E Dead bolt operated by key from outside and by turn from inside. E06071 E Dead bolt operated by key from one side only. E06081 E Dead bolt operated by key from outside. Turn from inside retracts but does not project dead bolt. E06091 E Dead bolt operated by turn from one side only. No trim on other side. E06181 E06182 E Mortise Dead Latches Latch bolt operated by key from outside and by turn from inside. Auxiliary dead latch. Both latches are held retracted by stop or mechanical means. E06101 E Latch bolt operated by key from either side. Auxiliary dead latch. Both latches are held retracted by inside cylinder. E06111 E Latch bolt operated by key from outside and by turn from inside. Auxiliary dead latch. Neither latch bolt is held back. E06171 E Mortise Dead Locks For Sliding Doors Expanding, or interlocking type dead bolt operated by key from either side. E06121 E Expanding or interlocking type dead bolt operated by key from outside and by turn from inside. E06131 E Expanding or interlocking type dead bolt operated by key from one side only. E06141 E Mortise Dead Latches For Sliding Doors Hook type latch operated by key from either side. E Hook type latch bolt operated by key from outside and by handle from in-side. At manufacturer's option, flush handles are permitted to be provided, in which case key from outside locks or unlocks outside handle with inside handle always free. E

12 6.7 Narrow Stile Locks Dead lock: For single swinging doors. Key on both sides projects or retracts pivoted or conventional dead-locking bolt. Front is flat, radiused, beveled or radiused with integral weather seal. E0211 E0212 E Dead lock: For single swinging doors. Key on outside, turn, lever or knob on inside project or retract bolt; otherwise the same as types E0211, E0212, and E0213. E0221 E0222 E Dead latch: For single swinging doors. Key on outside, paddle or lever on inside retracts latch bolt. Auxiliary dead latch. Latch bolts are held retracted when so actuated. E0231 E Two point lock: For pairs of swinging doors. Key on both sides projects or retracts deadlocking bolt to or from horizontal position, engages strike in opposite door, and simultaneously projects or retracts a vertical drop bolt into threshold, floor strike, or header. Front to be as in E0211. E Two point lock: For pairs of swinging doors. Key on outside, turn, lever or knob on inside retract and project bolts; otherwise the same as type E0241. E Three point lock: For pairs of swinging doors. Key on both sides projects or retracts deadlocking bolt to or from horizontal position, engages strike in opposite door and simultaneously projects or retracts a vertical drop bolt into threshold or floor strike, plus a positioner type bolt upward into the header. Drop bolt is located in the active leaf and the positioner bolt is located in the inactive leaf; otherwise the same as type E0241. E Three point lock: For pairs of swinging doors. Key on outside and turn, lever or knob on inside project bolts; otherwise the same as type E0261. E Three point lock. For single or pairs of swinging doors. Key on outside and key, turn or lever on inside projects or retracts bolt to or from the horizontal position, engages strike in opposite door or jamb and simultaneously projects or retracts a vertical drop bolt into the threshold or floor strike and additional bolt into header. E Dead lock: For sliding doors. Key on both sides projects or retracts pivoted hook type deadlocking bolt; otherwise same as type E0211, and E0212. E0281 E Dead lock: For sliding doors. Key on outside and operating trim on inside project or retract pivoted hook type deadlocking bolt. E0291 E Latch/lock: For single swinging doors. Key on both sides projects dead bolt and retracts both dead bolt and latch bolt. Handle on inside retracts latch bolt only. Has mechanism to hold latch bolt retracted. E Latch/lock: For single swinging doors. Key on outside, turn on inside projects dead bolt and retracts both dead bolt and latch bolt. Handle on inside retracts latch bolt only. Has mechanism to hold latch bolt retracted. E

13 Latch/lock: For single swinging doors. Key on both sides projects dead bolt and retracts both dead bolt and latch bolt. Handle on inside retracts latch bolt and dead bolt. Handle on outside retracts latch bolt only. Has mechanism to hold latch bolt retracted. E Latch/lock: For single swinging doors. Key on outside, turn on inside projects dead bolt and retracts both dead bolt and latch bolt. Handle on inside retracts latch bolt and dead bolt. Handle on outside retracts latch bolt only. Has mechanism to hold latch bolt retracted. E Rim Locks Latch bolt by key from outside and by turn from inside. Latch bolt is held retracted by device from inside. Regular bevel strike standard. Reverse bevel strike furnished when specified. E06211 E06212 E Deadlocking latch bolt by key from outside and by turn from inside. Regular bevel strike standard. Reverse bevel strike furnished when specified. E06291 E06292 E Dead bolt by key from outside and by turn from inside. Regular bevel strike standard. Reverse bevel strike furnished when specified. E06221 E06222 E Rotary dead bolts operated by key from either side. Bolts are permitted to have hardened inserts. E06231 E Rotary dead bolts operated by key from outside and by turn from in-side. Bolts are permitted to have hardened inserts. E06241 E Rotary dead bolts operated by key from outside only. Bolts are permitted to have hardened inserts. E06251 E Interlocking dead bolt operated by key from either side. Specify regular or reverse bevel strike. Grade 1 has automatic shutter protecting the lock mechanism in the event the cylinder is removed. E06261 E Interlocking dead bolt operated by key from outside and by turn from inside. Otherwise the same as types E06261 and E E06271 E Interlocking dead bolt operated by key from outside only. Otherwise the same as types E06261 and E E06281 E Interlocking dead bolt operated by key from either side. The lock is through bolted from the inside and engages a guard plate on the outside. Fasteners are not exposed on the outside. E06301 E Interlocking dead bolt operated by key from outside and by turn from inside. Otherwise the same as types E06301 and E E06311 E

14 6.10 Mechanical Push Button Mechanisms Bored Auxiliary Dead Latches and Dead Locks Deadlocking latch bolt operated by push button mechanism and turn from outside and by turn from inside. Latch bolt is held retracted by turn or other mechanism. E Deadlocking latch bolt operated by push button mechanism and turn from outside and by turn from inside. No latch bolt hold back. E Dead bolt operated by push button mechanism and turn from outside and turn from inside. E Rim Locks Dead Latch: For single or double out swinging doors. Push button mechanism and paddle on outside, paddle on inside retracts latch bolt. Auxiliary dead latch. Latch bolts are held retracted when so actuated. E Latch bolt by push button mechanism and turn from outside and by turn from inside. Latch bolt is held retracted by device from inside. Regular bevel strike standard. E Deadlocking latch bolt by push button mechanism and turn from outside and by turn from inside. Regular bevel strike standard. E Dead bolt by push button mechanism and turn from outside and by turn from inside. Regular bevel strike standard. E

15 7. GENERAL TEST PARAMETERS 7.1 Lubrication shall not be applied at any time during the tests. 7.2 Where a lock function or design does not allow a specific test, the test is not required. 7.3 Failure of the test fixture does not constitute pass or failure of the tests. 7.4 Mounting locks The test equipment shall permit installation of the complete lockset with trim in accordance with the manufacturer's recommendations as described in the template and instruction sheets regularly furnished. Unless otherwise specified, locksets shall be properly mounted in accordance with the manufacturer s instructions. The lock front-to-strike spacing shall be 1/8 in. +/- 1/32 (3.2 +/- 0.8 mm) at centerline of bolt for all tests. 7.5 Test Cylinders Cylinders used for testing, shall have certification per ANSI/BHMA A for Cylinders and Input Devices for Locks. For cycle testing, at the manufacturers discretion, the moveable detainers are allowed to be removed. 7.6 Standard Test Methods for Security of Swinging Door Assemblies Some of the test equipment, fixtures and strength tests required in this Standard are taken from ASTM F (2002). Descriptions of the test equipment, fixtures and strength tests required have been incorporated by reference to the specific paragraph numbers found in ASTM F Tests shall be made using standard sets. Complete instructions and templates shall be included. Failure of any one lock in any of the tests shall constitute failure of the complete qualification tests. 7.8 Sample Test Locks & Test Cylinders Select three locks for cycle, three for strength, and twelve locks to test for security classifications. Complete instructions and templates shall be included. Select one specimen of trim parts for each finish test and finish being tested. See ANSI/BHMA A Functions with Keyed Inside Locked Trim are subject to the same tests as Locked Outside Trim unless otherwise specified. Use separate samples. 15

16 8. TEST EQUIPMENT AND FIXTURES 8.1 Torque Applicators for Operational Tests See ASTM F476, paragraph Thumbturn Fixture Key Torque Fixture 8.2 Vertical Impactor Security Tests See ASTM F476, paragraph X1.4. ASTM F476 X1.10 Cylinder Adaptor 16

17 8.3 Cycle Test Fixtures A test door or panel 30 in. (760 mm) minimum wide shall be provided. When testing locks with latches, it shall be mechanically operated to simulate normal operation of the lock while opening and closing the door through a cycle consisting of the sequence described in Section 10. The mechanical operation shall also include track, hinges and closing devices suitable for swinging or sliding doors as applicable. Dead Bolts do not require a swing door test fixture. 8.4 Component Ram For Security Tests See ASTM F476, paragraph X

18 8.5 Door Ram and Fixtures for Security Tests See ASTM F476, paragraph X Impact Test Fixture See ASTM F476, paragraphs 6 and 8. The fixture is permitted to be increased in size up to 36 in. (915 mm) square or as shown below. Strike attachment shall be in accordance with Paragraph 8.8. It may be modified to allow strike attachment simulating the manufacturer s mounting instructions provided the cutaway feature is maintained subjecting the strike and fasteners to the full test load. A recessed attachment is not permitted to remove the load from the strike. Where wood screws are specified a hardwood equivalent of 8.8 is acceptable. 18

19 8.7 Lockset Tension Test Apparatus 8.8 Strike Attachment Where specified within this Standard, use the manufacturer s supplied strike and mounting instructions. 19

20 8.9 Cylinder Guard and Escutcheon Pulling Devices See ASTM F476, paragraph

21 8.10 Tension Loading Fixture To deliver and measure tensile forces up to a 12,000 lbf (53,375 N) Examples of Cylinder Tension Fixtures 8.12 Examples of Cylinder Torque Fixtures 8.13 Measuring Equipment All instruments and equipment used to conduct tests for recording data need to be calibrated and maintained for effectiveness and continued accuracy. Calibration of equipment shall be traceable to the National Institute of Standards and Technology (NIST). The frequency of calibration depends on the recommendation of the particular test equipment manufacturer with a minimum being once per year. Measuring equipment used shall have a known measurement error and be capable of qualifying the value being measured. Provide a linear measuring device accurate to reading within ±0.005 in. (0.13 mm) to obtain test data as specified. 21

22 9. OPERATIONAL TESTS FOR AUXILIARY LOCKS 9.1 Torque or Force to Retract Latch or Dead Bolt A torque measuring device shall be applied and slowly rotated until the bolt is fully retracted. For paddles, a force meter shall be applied to the paddle in the direction of the opening swing of the door 1 in. (25.4 mm) from the free end of the paddle on the centerline until the bolt is withdrawn to within 1/8 in. (3.2 mm) of the lock front. The maximum measured torque or force to retract the bolt shall not exceed the value specified below: Requirements All Grades maximum Keys, Turns, Knobs 9 lbf-in. (1.0 Nm) Levers 28 lbf-in. (3.2 Nm) Paddles 12 lbf (53 N) 9.2 Force To Latch Door Only applicable to locks with latch bolts. A force meter shall be applied perpendicular to the face of the door at a point 1 in. (25.4 mm) from the lock edge of the door and on the center line of the latch bolt when the door is open just clear of the latch bolt contacting the lip of the strike. Close the door slowly by pushing the force meter against the door until the latch bolt fully enters the strike opening. The maximum measured force to fully latch the door shall not exceed the value specified below: Requirements maximum All Grades 4.5 lbf (20 N) 9.3 Minimum Projection Of Latch Bolt When Depressed To The Dead Latched Position Only applicable to locks with latch bolts. Depress the latch bolt using the method given in except apply only the end pressure required to dead latch. Measure the projection of the depressed latch bolt from the center line of the lock front to the end of the latch bolt. The measured projection shall not be less than the value specified below: Requirements minimum Grade 1 Grades 2 & /32 in. (8.7 mm) 1/4 in. (6.4 mm) 9.4 Minimum Projection Of Auxiliary Dead Latch Plunger To Deadlock Latch Bolt Only applicable to locks with latch bolts. Depress the latch bolt using the method given in except apply only the end pressure required to dead latch. The deadlocking plunger shall be effective at the applicable minimum projections specified below: Requirements minimum Grade 1 Grades 2 & 3 5/16 in. (7.9 mm) 7/32 in. (5.6 mm) 9.5. Torque to Retract Preloaded Bolt (Warped Door) A 50 lbf (222 N) force is initially applied perpendicular to the door at a point 1 in. (25.4 mm) from the lock edge of the door and on the center line of the bolt. The 50 lbf (222 N) shall load the bolt against the strike in the direction of opening the door. Exception: For Narrow Stile Deadbolts the load shall be 30 lbf (133N). The torque to retract the bolt shall not exceed the value specified below: For Keys, Turns, Knobs or Levers, a torque measuring device shall be applied and slowly rotated until the bolt is withdrawn to within 1/8 in. (3.2 mm) of the lock front. The maximum measured torque shall not exceed the maximum specified below.

23 For Paddles, a force meter shall be applied to the paddle in the direction of the opening swing of the door 1 in. (25.4 mm) from the free end of the paddle on the centerline until the bolt is withdrawn to within 1/8 in. (3.2 mm) of the lock front. The maximum measured force shall not exceed the maximum specified below. Requirements maximum All Grades: Failure of the trim also results in failure of the test. Key (Does not apply to functions where the lever, 33 lbf-in. (3.7 Nm) knob, or paddle, after it is unlocked by key, can be operated to retract the latch bolt.) Turn 50 lbf-in. (5.6 Nm) Levers 70 lbf-in. (7.9 Nm) Knobs 45 lbf-in. (5.1 Nm) Paddles 50 lbf (222 N) 10. CYCLE TESTS 10.1 General Criteria The test locks shall be installed in the test fixtures shown in 8.3, and shall be subjected to Operational Tests 9.1 through 9.5 before starting the Cycle Test and shall meet the requirements specified in 9.1 through 9.5. The test doors shall be operated at a rate not to exceed 30 cycles per minute. Test sequences described in 10.2 and 10.3 are to be repeated until the total specified number of lock cycles has been completed for the grade of lock being tested. When cylinders are used to cycle the lock, cylinders may be replaced to achieve the total lock cycles. When cycle testing by key, extraction of the key at the completion of testing is not required Dead Latches 1) Retract the latch bolt by operating the turn, knob, lever, paddle or key (cylinders may be replaced to achieve the total cycles), 2) open the door to clear the strike by applying force to the test panel, not the trim, 3) release the turn, knob, lever, paddle or key and allow the latch bolt to project, 4) close the door to produce full latching Dead Bolt Fully project and retract the bolt by operating the turn, knob, lever, paddle or key At 50% of the Cycle Test repositioning and tightening of the test specimen is allowed, then repeat tests 9.1 through 9.5, requirements listed below. Paragraph Description Grade Requirements 9.1 Key, turn, knob torque maximum All Grades 11 lbf-in. (1.2 Nm) Lever torque maximum All Grades 33.6 lbf (3.6 N) Paddle force maximum All Grades 15 lbf (67 N) 9.2 Force to latch maximum All Grades 5.5 lbf (24 N) 9.3 Minimum projection of latch bolt when depressed Grade 1 17/64 in. (7 mm) to the dead latched position Grades 2 & 3 13/64 in. (5.2 mm) 9.4 Minimum projection of auxiliary dead latch Grade 1 1/4 in. (6.3 mm) plunger to deadlock latch bolt Grades 2 & 3 11/64 in. (4.2 mm) 9.5 Key torque maximum warped door All Grades 40 lbf-in. (4.5Nm) Turn torque maximum warped door All Grades 60 lbf-in. (6.8 Nm) Lever torque maximum warped door All Grades 85 lbf-in. (9.6 Nm) Knob torque maximum warped door All Grades 54 lbf-in. (6 Nm) Paddle force maximum warped door All Grades 60 lbf (267 N) 23

24 10.5 Complete the Cycle Test, using the method described in paragraphs 10.2 and Requirements Cycles Type Latch Grade 1 Grade 2 Grade 3 Dead Latches 500, , ,000 Dead Locks 250, , , Performance after Cycle Test. At the completion of the Cycle Test, locks shall be operational including effective dead locking of the latch bolt or dead bolt where applicable. 11. STRENGTH TESTS 11.1 General Criteria Perform all three of the strength tests in order on each of the three samples then perform the qualification tests in Use the lockset tension test apparatus in 8.7. The lock shall remain in the same mount and not be repositioned or adjusted throughout the strength tests. Failure occurs if the door opens, or the thumbturn is pulled off, or at the end of the testing, the qualification requirements in 11.5 are exceeded Bolt Strength Test Apply a force perpendicular to the face of the test door at a point 1 in. (25.4 mm) from the lock edge of the door and on the centerline of the bolt in the direction of opening the door while the bolt is engaged in the strike. The force shall be gradually increased to the load specified below. The strike fixture shown in 8.8 shall be used. Requirements minimum Bored & Mortise Type Latch Grade 1 Grade 2 Grade 3 Dead bolt 1,350 lbf (6000 N) 1,125 lbf (5000 N) 675 lbf (3000 N) Latch bolt 1,200 lbf (5300 N) 800 lbf (3600 N) 600 lbf (2700 N) Narrow Stile & Rim Type Latch Grade 1 Grade 2 Grade 3 Dead bolt 1,800 lbf (8000 N) 900 lbf (4000 N) 675 lbf (3000 N) Latch bolt lbf (3600 N) 600 lbf (2700 N) 11.3 Axial Load Test With the door blocked, apply a force to the turn, knob or lever along an axis perpendicular to the face of the door to the load specified. Requirements minimum Turn, knob, or lever All Grades 150 lbf (670 N) 11.4 Vertical Load Test Apply a force vertically to the turn, knob or lever perpendicular to the turn, knob or lever axis to the load specified below. Block and support the door to keep the load off the hinges. Requirements minimum Grades 1 & lbf (1110 N) Grade lbf (670 N) 24

25 11.5 Qualification Tests Upon completion of the Strength Tests, subject the test lock to Operational Tests 9.1 and 9.2 to the values shown below. Locks shall operate per the applicable function description. Requirements maximum Turn, Key, Knob Lever Paddle Torque or Force to Retract Bolt or Latch 11 lbf-in. (1.2 Nm) 34 lbf-in. (3.8 Nm) 14 lbf (56 N) Force to Latch 5.4 lbf (24 N) 5.4 lbf (24 N) 5.4 lbf (24 N) 12. SECURITY TESTS FOR AUXILIARY LOCKS 12.1 Failure Criteria Failure consists of any damage to the lock mechanism, deadbolt, latchbolt, strike or fastener component that allows the door to be opened at the appropriate test level. Locksets shall be tested in the locked position. The lock shall not be operated from the inside during the tests. Where manipulation of the lock with a screwdriver is required, a maximum of five minutes testing time shall be allowed. The screwdriver shall be a commercially available type with a blade not exceeding 6 in. (150 mm) in length or 10 in. (250 mm) overall length. It is not intended that the screwdriver be used to attack the lock mount or fixture or cause further damage to the lock. Applicable tests in 12.3 through 12.7 are allowed to be waived when shown as limited to Suffix D cylinders Cylinder Guard or Escutcheon Impact Test Prepare the test specimen in accordance with paragraph 8.6 and then lock the door or test panel in the closed position. Position the vertical impactor so that the pendulum arm is horizontal when the striking weight contacts the top of the cylinder guard and its center of gravity is in the vertical centerline through the cylinder guard or escutcheon. Raise the impactor to 40 in. (1.0 m) above the top of the test specimen to deliver the required impact and release it. Deliver the required number of impacts to the cylinder guard or escutcheon (grazing or nearly grazing the mounting plate on the downswing). After each impact, manually attempt to withdraw the bolt from the strike by end pressure, and by manipulating any exposed lock mechanism by hand or with a screwdriver. This test is applicable only when the cylinder or escutcheon or both project over 3/8 in. (9.5 mm) from the surface of the door. Requirements minimum Grade 1 75 ft-lbf (100 J) 10 blows Grade 2 75 ft-lbf (100 J) 5 blows Grade 3 75 ft-lbf (100 J) 2 blows 12.3 Cylinder Guard or Escutcheon Tension Test Does not apply to cylinders when test is attempted but can not be completed. Lock the door in a closed position blocking the load from the bolt/strike interface. Use a pulling attachment similar to that shown in 8.9 to apply the specified force behind the cylinder guard or escutcheon and pull perpendicular to the face of the door. Following the test, attempt to open the door by manipulating any exposed lock mechanism by use of a screwdriver. Manually test the bolt for end pressure resistance to assure that it is deadlocked or dead latched. Requirements minimum Grade 1 3,600 lbf (16,000 N) Grade 2 2,500 lbf (11,000 N) Grade 3 1,000 lbf (4,400 N) 25

26 12.4 Lock Body or Housing Tension Test Applicable to all rim and mortise cylinders. Lock the door in a closed position blocking the load from the bolt/strike interface. Perform the test using a fixture (8.11) or modified cylinder capable of delivering the required load and of the same interface configuration as an actual cylinder. Attach to a suitable tensile pulling device and apply the tension load specified. Following the test, attempt to open the door by manipulating any exposed lock mechanism by use of a screwdriver. Manually test the bolt for end pressure resistance to assure that it is deadlocked or dead latched. Requirements minimum Grade 1 Grade 2 Grade 3 3,600 lbf (16,000 N) 2,500 lbf (11,000 N) 1,000 lbf (4,400 N) 12.5 Lock Body or Housing Torque Test Applicable to all rim and mortise cylinders. Perform the test using a fixture (8.12) or modified cylinder capable of delivering the required load and of the same interface configuration as an actual cylinder. Apply specified torque rapidly once in each direction without stopping, using a suitable device. Following the test, attempt to open the door by manipulating any exposed lock mechanism by use of a screwdriver. Manually test the bolt for end pressure resistance to assure that it is deadlocked or dead latched. Requirements minimum Grade 1 Grade 2 Grade lbf-ft (160 Nm) 80 lbf-ft (110 Nm) 40 lbf-ft (50 Nm) 12.6 Cylinder Assembly Pulling Test This test is intended to evaluate the housing integrity. Applicable to cylinders types other than those tested in Lock the door in a closed position blocking the load from the bolt/strike interface. Perform the test using a fixture (8.11) or modified cylinder capable of delivering the required load and of the same interface configuration as an actual cylinder. Attach to a suitable tensile pulling device and apply the tension load specified. Following the test, attempt to open the door by manipulating any exposed lock mechanism by use of a screwdriver. Manually test the bolt for end pressure resistance to assure that it is deadlocked or dead latched. Requirements minimum Grade 1 & 1A Grade 2 Grade 3 2,500 lbf (11000 N) 1,000 lbf (4400 N) 500 lbf (2200 N) 12.7 Cylinder Assembly Torque Test This test is intended to evaluate the housing integrity and shall be performed using an actual cylinder or equivalent test fixture. Applicable to cylinders types other than those tested in Perform the test using a fixture (8.12) or modified cylinder capable of delivering the required load and of the same interface configuration as an actual cylinder. Attach to a suitable torque device and apply the force specified. Following the test, attempt to open the door by manipulating any exposed lock mechanism by use of a screwdriver. Manually test the bolt for end pressure resistance to assure that it is deadlocked or dead latched. Requirements minimum Grades 1 & 1A Grade 2 Grade lbf-in. (34 Nm) 150 lbf-in. (17 Nm) 120 lbf-in. (14 Nm) 26

27 12.8 Cylinder Guard or Escutcheon Torque Test Does not apply to cylinders when test is attempted but can not be completed. Lock the door in the closed position blocking the load from the bolt/strike interface. Use a gripping attachment and apply to cylinder guard or escutcheon or both. Apply the specified torque level rapidly once in each direction without stopping, using a suitable device. If cylinder or cylinder guard or escutcheon is loosened, attempt to gain entry by use of a screwdriver or by hand. Test to the levels specified. Manually test the bolt for end pressure resistance to assure that it is deadlocked or dead latched. Requirements minimum Grade 1 Grade 2 Grade lbf-ft (160 Nm) 80 lbf-ft (110 Nm) 40 lbf-ft (50 Nm) 12.9 Cylinder Face Impact Test Install the test specimen in accordance with 8.6 and lock the door or test panel in the closed position. Test per ASTM F 476 paragraph 17.1 test method. Without operating the lock, manually test the bolt for end pressure resistance to assure that it is deadlocked or dead latched. Strike, fastener or bolt failure shall also be considered cause for failure. Requirements minimum Grade 1 Grade 2 Grade 3 75 ft-lbf (100 J) 10 blows 75 ft-lbf (100 J) 5 blows 75 ft-lbf (100 J) 2 blows Bolt Impact Test Prepare the test specimen in accordance with paragraph 8.6 and lock the door in the closed position. Test per ASTM F476, paragraphs 21.1 and 21.2 test method using the apparatus shown in 8.6 of this Standard. Manually test the bolt for end pressure resistance to assure that it is deadlocked or dead latched. Strike, fastener or bolt failure shall also be considered cause for failure. Requirements minimum Grade 1 Grade 2 Grade 3 Grade 2 requirements plus 2 blows of 150 ft-lbf (200 J) Grade 3 requirements plus 2 blows of 120 ft-lbf (160 J) Two blows of 60 ft-lbf (80 J) plus 2 blows of 90 ft-lbf (120 J) Dead Bolt Sawing Test. Dead bolts shall resist sawing through for the period specified when fed into a band saw with a sustained 5 lbf (22 N). The saw cut and the force shall be applied perpendicular to the fully extended bolt and not more than 1/16 in. (1.6 mm) from the lock front. The metal saw blade (not carbide) shall have the following nominal commercial specifications: 1/4 in. (6.4 mm) wide, in. (0.65 mm) thick, 14 teeth per 1 in. (25.4 mm) regular set and shall travel at 100 ft/min ± 10 (0.51 m/s ± 0.05). A new saw blade shall be used for each test. Requirements minimum Grade 1 Narrow Stile All Other Grades 1 & 2 30 Minutes 5 Minutes 27

28 12.12 Bolt Compressive Load Test Applies only to products with a deadlocking latch bolt or a dead bolt. Mount the lock in the test fixture described in ASTM F476, paragraph 6.5 and extend the bolt to the fully projected position. Depress the dead-locking latch bolt to within 1/8 in. (3.2 mm) of latch front and allow the dead-locking latch bolt to start the return to the fully projected position but retain the deadlocking plunger at a projected position of 5/16 in. (7.9 mm) for Grade 1, or 7/32 in. (5.6 mm) for Grades 2&3 from the latch front by means of a notch block secured to the latch front. Apply an increasing compressive load to the bolt in the direction of retraction until the required force is reached. The dead bolt shall remain projected a minimum of 75% of the dead bolt throws specified in 4.2. The deadlocking latch bolt shall not depress below the height of the spacer. Requirements minimum All Grades 150 lbf (670 N) Fastener Tensile Test Gradually apply a load using a tensile loading fixture (see 8.10) with components that provide for the application of an axial tension force on the fasteners. Deformation of the fasteners or the lock constitute failure of the test. This test is applicable only to interlocking dead bolt types E06301, E06302, E06311, and E Requirements minimum All Grades 12,000 lbf (53375 N) 28

29 13 FINISH TESTS These requirements do not predict the performance life of the finishes in actual use but are used as a quality control method to ensure consistent finish quality. Trim parts (levers, knobs, turns, roses, escutcheons, lock fronts, paddles, and strikes) shall meet the requirement as specified. All exposed, architecturally finished parts are subject to the finish requirements as detailed below. The values given are minimum requirements. Category B finishes as defined by A shall be excluded from any of the following finish test requirements. All tests shall be conducted in accordance with ANSI/BHMA A Materials and Finishes Neutral Salt Spray Test Requirements Requirements All Grades Organic coatings Organic coatings on lock fronts and strikes Materials without organic coatings 96 Hours 24 Hours 200 Hours 13.2 Humidity Test Classification 4, Method B, Pencil Hardness 2H. Requirements All Grades Organic Coatings Organic Coatings on fronts and strikes 240 Hours 48 Hours 13.3 Finish Hardness Test Conduct either Pencil Hardness or Taber at the option of the manufacturer. Requirements All Grades Pencil Hardness Test for all material with organic coatings Taber Test for all material with organic coatings 4H 500 Cycles 13.4 Perspiration Test Requirements All Grades All materials with organic coatings 4 Cycles 13.5 Ultra Violet Light and Condensation Test Test cycle 8 hours UV 60 C and 4 hours condensation 50 degrees C. Requirements All Grades All Coatings 144 Hours 29

30 APPENDIX A USER'S GUIDE (NOT A PART OF ANSI/BHMA A156.36) A-1 FUNCTIONS AND GRADE LEVELS OF LOCKS A-1.1 Dead bolt locks are usually the most secure. Those wishing a relatively high level of security specify Grade 1 or 2. Grade 3 is generally adequate in areas where the threat is an attack of opportunity and where the attack is expected to be of short duration. A-2 TRIM A-2.1 Because of the security tests imposed, there are no material requirements in this Standard. If trim of minimum thickness or a specific material is wanted, so specify. Materials most commonly used are aluminum, brass, bronze, 300 Series stainless steel and zinc alloy. A-2.2 If specific trim designs are desired, so specify. A-4 DOORS AND FRAMES The provisions of this Standard evaluate locks as a component and do not take under consideration the variety of doors, frames and other components available, some of which are vulnerable under the kinds of attacks described. Select doors, frames and surrounding wall systems compatible with the level of lock security selected. A-5 FASTENERS Where lock strikes are applied to wood frames under 1 inch (25.4 mm) thick, screws normally furnished are sometimes inadequate. Specify screws of sufficient length to engage the structural stud behind the frame. A-6 FINISHES See ANSI/BHMA Standard A for Materials and Finishes for a description of the finishes. Other available finishes are found in individual manufacturer's catalogs. MOUNTING BLOCKS FOR TESTING For consistent test results, the following mounting block material specifications are recommended: Euro Birch, Yellow Birch or Baltic Birch is the preferred type of plywood because of the tight control on voids and other imperfections. Three pieces are bonded together with alternating ply, PVA glue and a cold press method. The resulting block has 33-ply, consisting of two ½ outer sections with 10-ply and one ¾ center section with 13-ply. FAS Grade Clear Maple. 30

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