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1 MU-MIMO with Fixed Beamforming for FDD Systems Manfred Litzenburger, Thorsten Wild, Michael Ohm Alcatel-Lucent R&I Stuttgart, Germany

2 MU-MIMO - Motivation MU-MIMO Supporting multiple users in a cell on the same time-frequency resource Exploit channel orthogonality of spatially separated users For medium- to large- size cells Low angular spread, low diversity order of the channel Short-term channel state information (CSI) may be quickly outdated in an FDD system, only long term CSI available go for downlink-beamforming one data stream per user - allows simple one-antenna terminals exploiting multi-user diversity

3 Beamforming for SDMA Grid of 8 fixed beams with 4 antenna elements (linear array, /2-spacing) Common pilots (for all users) per antenna (pilots are not beamformed) saves radio resources Mobile station selects best beam and signals beam index (3 bit) back to the basestation 0 antenna pattern angle (degree)

4 Scheduling for Fixed Beams and SDMA Avoid intra-cell interference 20 by optimizing weights minimum distance of simultaneous serving beams Scheduling scheme: User selection Extension of score based scheduler Plus additional beam distance constraints Grid of fixed beams direction (in degrees)

5 0 antenna pattern Fixed Beams Weight design Orthogonal beams? Orthogonality only holds for LOS with user AoDs falling on beam maxima artificial idea Number of beams? Best beam index feedback overhead neglectable and grows with ld(nobeams) With common pilots per beam: Use as many beams as antennas With common pilots per antenna: Use more beams than antennas (e.g. 8 beams for 4 antennas) Beam spacing? Equal in linear angle space? Equal in cosine space, equal crossing levels Fixed beams vs. (single-user) Eigenbeamforming? Simulations showed that difference in performance is very small angle (degree) antenna pattern angle (degree) antenna pattern angle (degree)

6 System Simulations Simulation Set-up Playground: 7 tri-sectorized sites = 21 cells, 10 Mobile Terminals per cell Frequency-reuse 1 Adaptive modulation / coding: from QPSK, R=1/9 to 64QAM, R=9/10 Extended Spatial Channel Model, Urban Macro, 3 km/h HARQ included Pilot and control overhead explicitly simulated 2 antennas at mobile terminal, max. ratio combining

7 System Simulation Results The proposed scheme achieves a spectral efficiency of 2.5 bit/s/hz/sector Outperforms SU-MIMO schemes x 10 "spectral efficiency" vs cell border TP 1x2 2x2 SU MIMO (PARC + TxDiv) 2x2 GoB 4x2 GoB 4x2 SU MIMO 4x2 GoB + SDMA bit/s/hz/sector

8 System Simulation Results 1 normalised user TP cdf % 95% 4x2 SU MIMO 1x2 2x2 GoB 2x2 SU MIMO (Parc & CLTxDiv) 4x2 GoB 4x2 GoB + SDMA fairness line TP normalised on average

9 Alternative Approach for X-polarized Antennas 2x2 X-pol: 4 antennas in a radome of 32 cm ±45 Polarization 2 subarrays in λ/2 spacing Very compact Correlated and uncorrelated pairs offer a lot of possibilities in RX- and TX signal processing X X X X X X X X X X X X ~ 30 cm Beam 2 Beam 3 Beam 1 Beam 4 Antenna element 1+2 Antenna element 3+4 λ/2

10 Alternative Approach for X-polarized Antennas Beam patterns per polarization for a 2-element sub-array half power beam width of a single antenna element = 70 deg. Sub-array beams have a HPBW of about 45 deg.

11 Alternative Approach for X-polarized Antennas First Component: Exploiting Correlation by Beamforming Each subarray uses one out of 4 different fixed beams (2 bit codebook size) This beam will depend on the direction of the user and will be constant over the whole band and changes only very slowly in time Best suitable beam can be estimated via uplink by direction estimation algorithms for each MS Alternatively this best beam index information is fed back by the MS on a very low rate feedback channel Up to 3dB additional gain by beamforming Second Component: Exploiting Decorrelation depending on MS situation Good channel conditions: Spatial multiplexing one data stream per polarization, to one or two MSs Bad channel conditions: open-loop or closed-loop Tx-diversity, depending on MS velocity

12 Alternative Approach for X-polarized Antennas For urban / sub-urban / wide area scenarios MU-options User separation by polarization One user per polarization orientation / two users per beam User separation by beams One user per beam Use the two polarizations for spatial multiplexing or Tx-diversity, depending on channel quality and number of MS Rx antennas Interesting for more than 4 Tx antennas (e.g. 8Tx@4*2 xpol), as more beams are possible and beams get narrower)

13 MU-MIMO: User separation by polarization +45 polarisation DATA STREAM 1 MS 1 Basestation MIMO Channel MS 2-45 polarization DATA STREAM 2

14 MU-MIMO: User separation by beam +45 polarization DATA STREAM 1 / 2 MS 1 Basestation MIMO Channel MS 2-45 polarization DATA STREAM 3

15 MU-MIMO - Conclusion MU-MIMO Based on beamforming with common pilots For outdoor and wide area deployment Beamforming schemes can be devised for different antenna configurations Allows simple receivers at the mobile terminal Allows significant enhancement of spectral efficiency Schemes with X-polarized antennas offer flexible combinations of beamforming and spatial multiplexing / diversity

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