Baseline Growth Strategy
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1 Baseline Growth Strategy ww.teamsolomonsteve
2 Who We Are Portfolio Managers Solomon Chin, MBA, BSc, CIM Senior Vice President Portfolio Manager, Senior Investment Advisor, Solomon entered the financial services industry in 1987 upon completing his MBA degree. BaseLine Growth TM, designed by Solomon, is a highly disciplined investment strategy specialized for investment growth and capital preservation. For over 25 years, Solomon has assembled a team focused on using this unique in-depth technical analysis to increase clients wealth while mitigating risks. Solomon was born in Brunei and spent his younger days in Malaysia before immigrating to Canada in Solomon obtained a degree in Science from the University of Victoria and an MBA from York University. He enjoys living in Vancouver with his wife and daughter and leads an active lifestyle which includes gym exercise, golf and badminton. Steve Sun, CFA, MBA Vice President Portfolio Manager, Senior Investment Advisor, Prior to joining BMO Nesbitt Burns, Steve was an Ivestment Advisor for two major bank owned asset management and securities firms. Steve specializes in providing personalized investment solutions for high net worth clients. Over the last 17 years, Steve has developed a reputation as a highly trusted Investment Advisor in the industry. Steve was born and raised in Shanghai, China. After completing his studies in the prestigious Shanghai International Studies University, he obtained his business degree from the University of Wisconsin. Steve came to Vancouver in 1993 and graduated with an MBA in Finance from Simon Fraser University. Steve has chosen Vancouver as a perfect city to raise a family. When not at work, he enjoys golf and traveling with his wife and two sons.
3 Who We Are Versatile Team Extensive Research & Analysis Our investment philosophy involves evaluating thousands of equity and fixed income opportunities daily using our technical research platform called BaseLine Growth TM. Our Top Picks form the foundation of our series of BaseLine TM portfolios. Committed to each of our clients We strive to provide excellent service and performance for our clients. Our team has an extensive background in investment management and specializes in working with high net worth clientele. We are fluent in many languages including English, Mandarin, Taiwanese, Fukienese, Shanghainese, Cantonese, and Korean. What We Do A B C Growth Solution Income Solution Income Solution + Growth Solution
4 How We Do It Growth & Income Solutions We manage portfolios using our BaseLine Growth TM system. It is designed to achieve maximum investment growth while using a disciplined approach to control risk. Based on the investment mantra Sell Your Losers and Keep Your Winners, we focus on two key investment principles: Capital Preservation and Capital Growth. 1. Capital Preservation by actively selling stocks which fall below support levels. Sell Trigger! 2. Capital Growth by holding on to winning stocks and maximizing profits. Colgate Hold stocks in trend for maximum profit Source: Thomson ONE
5 What is our investment process? Our team evaluates thousands of stocks and fixed income instruments daily and actively manages our series of Baseline TM portfolios for optimal performance. Walmart Toyota Colgate Bonds Preferred Shares Disney Suncor Royal Bank Extensive Stock Screening Daily Portfolio Review Narrow Down Selections Top Picks Repeat Scanning & Monitoring Daily CREATE OUR BASELINE TM PORTFOLIOS
6 Our Portfolios & Other Investments: GROWTH EQUITY: BaseLine TM Growth BaseLine TM Hi-Growth BaseLine TM Dividend HIGH YIELD GROWTH: BaseLine TM USD High Yield BaseLine TM CAD High Yield INCOME SOLUTION: BaseLine TM CAD Diversified Income BaseLine TM USD Fixed Income OTHERS: Government Bonds Corporate Bonds Preferred Shares Mutual Funds GIC s ETFs New Issues
7 Baseline Growth Strategy
8 * This specific security is covered under the research of BMO Capital Markets. For a full list of company specific disclosures keys please visit or ask your BMO Nesbitt Burns Investment Advisor for a copy. BMO (M-bar Roundel symbol) is a registered trade-mark of Bank of Montreal, used under licence. Nesbitt Burns is a registered trade-mark of BMO Nesbitt Burns Inc. BMO Nesbitt Burns Inc. is a wholly-owned subsidiary of Bank of Montreal. If you are already a client of BMO Nesbitt Burns, please contact your Investment Advisor for more information. BMO Nesbitt Burns Inc. provides this commentary to clients for informational purposes only. The information contained herein is based on sources that we believe to be reliable, but is not guaranteed by us, may be incomplete or may change without notice. The comments included in this document are general in nature, and professional advice regarding an individual s particular position should be obtained. Member-Canadian Investor Protection Fund and Member of the Investment Industry Regulatory Organization of Canada
9 Team Solomon & Steve Melody Lee, FMA Tel: Melody has been in the financial services industry since Prior to joining the team in 2003, she served as a Financial Services Manager with BMO for 12 years. She provides all key client services and is the primary contact for our team s Korean speaking clientele. Leo Mak, CFP, CIWM Tel: leo.mak@nbpcd.com Leo joined our team in 2002, after working for BMO (Banking). Leo handles all clients inquires and assists our team with equity research, ensuring clients receive the very best investment ideas. Rosalind Chew, MBA Tel: rosalind.chew@nbpcd.com Rosalind has been working in the securities industry since She handles all aspects of customer service from client inquiries to trade execution. In addition, she assists Team Solomon & Steve in building and strengthening client relationships. Jane Huang, PFP Tel: jane.huang@nbpcd.com Jane has been in the banking and investment industry since Prior to joining BMO Nesbitt Burns, she worked at HSBC Securities and HSBC (Banking). Jane plays a key role in marketing and developing client relationships for our team. Peter Chang, BA Tel: peter2.chang@nbpcd.com Peter has been working in the financial industry since He previously worked for HSBC servicing diversified Asian clients. Peter helps our team with research, marketing and client inquiries.
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