Advisor Notes. Schedule of Events PRESENTERS. NAIFA Members - $45 pre-sold - $55 at door Non-members - $55 pre-sold -- $65 at door
|
|
- Rolf McGee
- 5 years ago
- Views:
Transcription
1 Advisor Notes National Association of Insurance and Financial Advisors - Acadiana May 2011 Fourth Annual Financial Advisor Forum 8:00 A.M. - 1:15 P.M. - Thursday, May 12, 2011 River Oaks Catering and Event Center CE Credits Approved - 2 hrs. CFP - 1 Hr. CPA - 1 Hr. L/H CE Credits Pending - 2 Hrs. L/H Thursday, May 12 has been set for the fourth annual Financial Advisor Forum to be held at River Oaks Catering & Event Center from 7:30 A.M. until 1:15 P.M. River Oaks is located at 520 E. Kaliste Saloom Road. The Forum will be held in conjunction with NAIFA Acadiana s regular general membership meeting. Participants will be presented with an opportunity to learn new and innovative means to expand their practice through practice management tips, new strategies, and new concepts as well as products which will enhance levels of service to existing and potential clients. Presentations from reputable fund families will headline the event. Experienced investment and financial planning specialists from two other major companies will also share their success stories and their own practice management tips. A number of exhibitors will also be on hand to demonstrate their latest products. FOR TICKETS and/or LUNCHEON RESERVATIONS Please call (337) by Monday, May 9 or brendacmartin@cox.net or any Board member Tickets can be invoiced and held at the door on the day of the event Schedule of Events 17:30 A.M. -118:00 A.M. Registration / Continental Breakfast / Exhibits 18:00 A.M. - 11:30 A.M. Presentations / Exhibits 11:30 A.M. - 11:15 P.M. Buffet Luncheon / General Membership Meeting Featuring Panel Discussion PRESENTERS Mr. Sean Klock, CFP Morningstar Investment Services Mr. Brandon W. Buckingham, JD, LLM John Hancock Financial Services Mr. John Chalk, Jr., CPA, JD, CFP Trinity Portfolio Advisors Mr. Bill Cunningham, CLU ChFC, CFP Northwestern Mutual Financial Network NAIFA Members - $45 pre-sold - $55 at door Non-members - $55 pre-sold -- $65 at door
2 FINANCIAL ADVISOR FORUM PRESENTERS Sean Klock, CFP served as a licensed banker and investment representative prior to joining Morningstar in May of He brings seven years of experience to his role at Morningstar Investment Services, where he served as an internal service and sales associate before becoming a Regional Sales Director. He holds a Bachelor s degree from Fairfield University in Fairfield, CT, as well as the CFP designation. In addition, Sean has successfully completed the Series 6, 63, & 65 license exams. Brandon Buckingham, JD, LLM is the National Manager for the Advanced Planning Attorneys group within Special Markets for John Hancock Financial Services. He provides technical, marketing and sales support for all matters concerning qualified retirement plans, estate and income tax planning with retirement assets, and other advanced market topics. After graduating from the New England School of Law (J.D., 1991), Mr. Buckingham earned a Masters of Tax Law from Boston University School of Law (LL.M. 1995). He received his undergraduate degree from the University of Arizona (B.A., 1988). Prior to joining John Hancock, Mr. Buckingham was an ERISA counsel for Putnam Investments in its Institutional 401(k) Plan department. Before that, he was a practicing attorney concentrating in ERISA, qualified and nonqualified retirement plans, estate and income tax planning. Mr. Buckingham is admitted to the Connecticut Bar; United States District Court, District of Connecticut; and United States Tax Court. John Chalk, CPA, JD, CFP, along with his partner, Dee Wayne Cullum, founded Trinity Portfolio Advisors, LLC in Prior to forming the fee based financial planning firm of Chalk, Cullum & Associates in 2002, John was a partner of the Fort Worth law firm of Whitaker, Chalk, Swindle & Sawyer, LLP representing individuals and business owners, with issues of succession, structure and tax reduction strategies. His passion is to help people align their wealth with their values, and thus further their purpose in life. Trinity Portfolio Advisors, LLC is an independent registered investment advisory with assets under management in excess of $200 million. John lives in the Dallas/Fort Worth suburb of Argyle, TX. Bill Cunningham CLU, ChFC, CFP, has been in the financial services business for 29 years with the last 27 years being with Northwestern Mutual. Bill has an integrate practice working with business owners and professionals in their insurance and investment planning. Bill also maintains an employee benefit practice. Bill serves a dual role in the Northwestern Mutual of Louisiana Agency as both a Wealth Management Advisor and Business and Estate Planning Specialist. In these roles Bill is involved in education and training, joint work, as well as his personal practice. Cunningham is a member of NAIFA, Society of Financial Service Professionals (FSP), Financial Planning Association (FPA) and the Million Dollar Round Table (MDRT). 2
3 NAIFA ACADIANA OFFICERS Taylor Davis President Chummy Bourque, LUTCF President Elect Shane Mayeux, FICF, CFFM Vice President Richard Leleux, LUTCF Secretary/Treasurer Lori Broussard Past President Jon Lewis, CLU, ChFC, LUTCF Nat l. Committee Person DIRECTORS Stuart Cestia, LUTCF Mike Domingue, CFP, CLTC Julie Guilliot, CLTC Cindy Gunawan Monica Meyers Risley Mouton, RFC, LUTCF ASSOCIATION EXECUTIVE President s Message Dear NAIFA Acadiana Members: Happy Easter! I hope that you and your family had a blessed Easter week and will continue to receive many blessings during the Easter season. The Advisor Forum committee, headed up Michael Domingue, has put together a phenomenal program. You will find the bios of the presenters on the previous page of this newsletter. If you are looking to expand or improve your practice through practice management tips, new strategies, new concepts and products that will enhance your level of service to your clients, get your ticket today. We are trying to make a last push for membership before our membership year ends on June 30. Please invite a new prospect to the Forum and the general membership meeting. It is sure to be a great way to show off your local association. Elections will be held at the general membership meeting which will follow the Forum. We are excited about bringing new folks on the Board who will help lead NAIFA Acadiana into the future. Plan to attend Capitol Day on May 18. This is your opportunity to participate first-hand in the political process. Not only will you have the opportunity to see our lawmakers at work, but you will also be able to visit with them to underscore the importance of insurance and financial services professionals in the marketing and sales of insurance and financial products. Your voice needs to be heard. Support NAIFA Louisiana s efforts and register today. More information can be found on Page 5 of this newsletter. You will surely want to mark June 9 on your calendar for our Awards Luncheon. Plan to hold onto your funnybone when you hear Cajun humorist, Murray Conque, address our group. The well-known convention comedian will offer us 100% clean Cajun humor and even add a serious and motivational message. I am looking forward to seeing all of you on May 12 and again on June 9. Good selling, Taylor Davis Taylor Davis, NAIFA Acadiana President Brenda C. Martin ASSOCIATION OFFICE P. O. Box Lafayette, LA Phone/FAX FOR LUNCHEON RESERVATIONS and/or TICKETS Please call (337) by Monday, May 9 or brendacmartin@cox.net Yes! You Can Reach Other Members 24/7 A directory of our members is available on our Website: naifanet.com/acadiana. Choose Membership Directory. Clicking on it brings up a dialog box; enter a last name. The next dialog box will have the member s name. Click on the name to bring up address and phone number. 3
4 BOARD VACANCIES As a member of NAIFA Acadiana, you will have the opportunity to approve four new leaders at the May 12 general membership meeting. All Board members will be installed at the Awards Luncheon on June 9 and they will serve designated terms of either one-year or two years beginning July 1, The Executive Committee will consist of Mr. Chummy Bourque who will be your President and Mr. Shane Mayeux who will become the President-Elect. Ms. Julie Guilliot will assume the office of Secretary/Treasurer. These officers will eventually move up to serve as President. Mr. Jonathan Lewis has consented to remain on the Board for another three-year stint as National Committeeperson. Outgoing President, Taylor Davis, will serve on the NAIFA Louisiana Board. Ms. Cindy Gunawan, whose term expires this year, has agreed to serve an additional two years on the Board. The seats vacated by Ms. Guilliot and Ms. Kay Wolf are available for one-year terms and the one two-year vacancy left by outgoing Board member, Risley Mouton, will be filled by Ms. Tara Elwell. Tara Elwell will step into a two-year Board position. Tara is an independent attorney licensed to practice in the states of Louisiana and New York. She graduated Magna Cum Laude from the University of Louisiana at Lafayette with a degree in Business Administration. Tara obtained her law degree from Loyola University School of Law in New Orleans and had the privilege of attending Brooklyn Law School in New York City during her last year of law school. While in law school, Tara studied business law in Vienna, Austria and achieved an International law certificate for her concentration in International law. Her legal practice consists of helping her clients with comprehensive estate planning, successions, corporate and business contracts and transactions, commercial and residential real estate transactions, and securities law. Tara also holds her Series 7, Series 66 and Life, Accident and Health Licenses. Tara s experience in the financial industry began in 1998 and has evolved into her current legal practice. Tara is also a member of several bar associations, networking groups and has been a member of NAIFA since FINANCIAL ADVISOR FORUM - GENERAL MEMBERSHIP MEETING May 12, 2011 FOR TICKETS and/or LUNCHEON RESERVATIONS Please call (337) by Monday, May 9 or brendacmartin@cox.net or any Board member Tickets can be invoiced and held at the door on the day of the event 4 NAIFA Members - $45 pre-sold - $55 at door Non-members - $55 pre-sold -- $65 at door Luncheon Meeting Only NAIFA Members $10 - Non-Members $20
5 2011 Corporate Sponsors New Members - Tina S. Trosclair, LUTCF of The Horace Mann Companies and Thomas A. Broussard of Prudential Financial Mr. Chummy Bourque Personal Financial Representative Reinstatements - Chase Desormeaux of State Farm and Jason Carl Weathers of The Horace Mann Companies. ExamOne Acadiana Mr. Kelly Colligan Exam One/Sue Guidry Paramedics Ms. Sue Guidry Fleur de Lis Financial Cham Mehaffey, Sr. Sales Manager Lori Broussard, Richard Leleux, and Risley Mouton, outgoing members of the Board of Directors. Your unselfish and devoted service to NAIFA Acadiana is appreciated. Mike Domingue, Chairperson of the upcoming Financial Advisor Forum. Mike has worked tirelessly to bring NAIFA Acadiana members the most informative program yet! CALENDAR OF EVENTS Guardian Berkshire Disability Mr. Jody Sanderson Leading Health Care Mr. Tim Costello Ms. Julie Guilliot Thursday, May 12 Wednesday, May 18 Thursday, June 9 Financial Advisor Forum General Membership Luncheon Capitol Day/NAIFA LA Convention Awards Luncheon Northwestern Mutual of Louisiana-Lafayette Mr. Stuart Cestia ServiceMaster of Lafayette Ms. Michelle Boudreaux Capitol Day & Annual Convention NAIFA Louisiana will hold its 2011 Capitol Day & Annual Convention on Wednesday, May 18, 2011 from 7:30 am - 3:30 pm in Baton Rouge. $85/NAIFA members Registration details are available at the following link: 5
6 SM National Association of Insurance and Financial Advisors 6
7 Monthly Credit Card/Bank Draft Program OVERVIEW The monthly credit card/bank draft program al lows NAIFA members to pay their membership dues in 12 monthly charges by either drafting from their savings or checking accounts or by charging their American Express, MasterCard, or Visa credit cards. What are the payment processes? On the 5th of each month NAIFA will draft from your bank account or charge your credit card for 1/12 of your total dues unless the 5th falls on a weekend or on a holiday. In this case the card or draft will be charged on the next business day. Each month, after draft or charge occurs, a one month payment will be applied to your membership record. This will advance your paid through date by one month. What are the fees associated with the programs? There is a simple monthly processing fee of 50 cents that will be added to each transaction. How long is the payment commitment? When you enroll in the monthly credit card/bank draft program, you are committing to one year of monthly payments. If you decide to revoke the authorization to have your account drafted or your card charged before the 12 months are over, you will be billed for the remaining months dues. All monthly credit card/bank draft program cancellation requests must be submitted in writing to NAIFA by the first of the month. These requests may be ed to membersupport@naifa.org. What happens if a draft/charge is declined or not valid? If your draft or charge is denied or is not valid, NAIFA will contact you in writing requesting a valid account number. NAIFA will charge a $15.00 fee for such returns. This fee will be applied to your next monthly charge. If your draft or charge is declined twice within a six month period, your involvement with the monthly draft or credit card program will be terminated and you will be charged the full amount of your membership. How do I apply? Current members can renew into the monthly membership plan by downloading the payment option forms from the same site. Applications for the monthly credit card/bank draft program are available from the NAIFA Marketplace at com in the Membership Marketing Section under NAIFA Association Resources. 7
8 ACADIANA SM P.O. Box Lafayette, LA RETURN SERVICE REQUESTED
Recognition. Reward. Opportunity. The APEX Group. For Producer Use Only. Not For Use With The General Public.
Recognition. Reward. Opportunity. The APEX Group For Producer Use Only. Not For Use With The General Public. THIS IS YOUR TEAM As a Guardian Elite Producer, you ve earned a higher level of support with
More informationThe Tribeca Group at Morgan Stanley Smith Barney
The Tribeca Group at Morgan Stanley Smith Barney November, 2011 Morgan Stanley Smith Barney LLC One Penn Plaza, 43rd Floor New York, NY 10119 212-643-5713 Scott McCoy Director Portfolio Manager Yunjin
More informationFamily Office Conference
FAE 2013 Conferences Third Annual Family Office Conference foundation for accounting FAE education Network with leading professionals and hear relevant, timely perspectives from renowned family office
More informationFamily Office Conference
FAE 2014 Conferences Fourth Annual Family Office Conference Next Generation Challenges to Successful Transition Wednesday, February 5, 2014 Citi Executive Conference Center Also Available via Live Webcast
More informationThe Wood Group at Morgan Stanley. Understanding Your Vision, Earning Your Trust
The Wood Group at Morgan Stanley Understanding Your Vision, Earning Your Trust WHY THE WOOD GROUP The Culture of Family is in Our DNA Our Team was formed to provide our Clients and their Families with
More informationRIA EVENT OF THE YEAR. Working Together. to Maximize Your Business. July 18, Hyatt Regency O Hare, Rosemont, IL AGENDA SPONSORED BY:
Working Together to Maximize Your Business July 18, 2013 Hyatt Regency O Hare, Rosemont, IL SPONSORED BY: Wednesday, July 17 6:30-8:30 p.m. Cocktail Reception Come meet and greet Brookstone Capital Management
More informationThe dos Santos Group at Morgan Stanley
The dos Santos Group at Morgan Stanley 399 Park Avenue 12th Floor, New York, NY 10022 212-893-6310 / MAIN 800-646-6301 / TOLL-FREE 646-862-9748 / FAX www.morganstanleyfa.com/dossantosgroupsb dossantosgroup@morganstanley.com
More informationPUBLIC RELATIONS Through Publications. Agent Guide
PUBLIC RELATIONS Through Publications Agent Guide Contents Public Relations Through Publications... 2 Local Publications... 2 Characteristics of Local Publications... 2 Approaching Your Target Publications...
More informationThe Texas Capitol Group at Morgan Stanley Smith Barney. When the Details Matter
The Texas Capitol Group at Morgan Stanley Smith Barney When the Details Matter The Texas Capitol Group at Morgan Stanley Smith Barney will be the wealth advisory group of choice recognized for its exceptional
More informationThe Malkin Group at Morgan Stanley
The Malkin Group at Morgan Stanley Morgan Stanley 399 PARK AVE 12TH FL, NEW YORK, NY 10022 212-893-6530 / MAIN 347-438-2919 / FAX www.morganstanley.com/fa/ themalkingroup As the financial world becomes
More informationNAIFA - North Carolina. March 13, Exhibitor & Sponsor Information
Financial Services Symposium and Trade Show Sponsored by NAIFA - North Carolina March 13, 2012 Exhibitor & Sponsor Information Exhibitor Registration Deadline January 13, 2012 Benton Convention Center
More informationThe Apollo Group at Morgan Stanley
The Apollo Group at Morgan Stanley A wealth advisory practice that provides clients with the financial planning and investment management services they require and deserve. Private Wealth Management: The
More informationPROGRAM ANNOUNCEMENT
The Advocacy Institute Is Pleased to Present PROGRAM ANNOUNCEMENT 2018 NEW JERSEY BRIDGE THE GAP SYMPOSIUM October 24, 2018 8:45 a.m. to 5:15 p.m. 1 Richard J. Hughes Justice Complex Fourth Floor Conference
More informationFORM ADV PART 2B BROCHURE SUPPLEMENT. South Texas Money Management, Ltd.
FORM ADV PART 2B BROCHURE SUPPLEMENT South Texas Money Management, Ltd. 700 N. St. Mary s Street, Suite 100 San Antonio, Texas 78205 (210) 824-8916 (210) 824-8718 (Fax) www.stmmltd.com March 29, 2019 This
More informationAICPA business solutions
AICPA business solutions The AICPA Business Solutions Workshop: Delivering on Your Trusted Advisor Status The AICPA Business Solutions program from CPA2Biz brings large-firm resources to all firms. www.cpa2biz.com/businesssolutions
More informationThe Fortress Group at Morgan Stanley
The Fortress Group at Morgan Stanley 1 PENN PLAZA, 43RD FL NEW YORK, NY 10119 212-643-5781 / MAIN 800-223-4565 / TOLL-FREE 212-714-2546 / FAX http://www.morganstanleyfa.com/thefortressgroup lane.h.katz@ms.com
More informationthepeaceriverteam
www.morganstanleyfa.com/ thepeaceriverteam We Are All About You Selecting the right financial advisor is an important first step to securing your family s financial future. You want an advisor with experience
More informationPlanning News 13TH. Smart Investment 2008
FINANCIAL PLANNING ASSOCIATION OF MID-OREGON Planning News Volume 7 Issue 4 November 2007 FPA OF MID-OREGON QUARTERLY CHATPER MEETING TUESDAY, NOVEMBERN 13TH TH, 2007 Smart Investment 2008 3 Hrs CFP CE
More informationPlanning News 24TH. 3 Hrs CFP CE & 3 Hrs OR INS
FINANCIAL PLANNING ASSOCIATION OF MID-OREGON Planning News Volume 9 Issue 4 November 2009 FPA OF MID-OREGON QUARTERLY CHAPTER MEETING TUESDAY, NOVEMBERN 24TH TH, 2009 3 Hrs CFP CE & 3 Hrs OR INS Paul Nicely
More informationOUR COMMITMENT TO YOU
GET TO KNOW US OUR COMMITMENT TO YOU PRESTIGE WEALTH MANAGEMENT GROUP WAS FOUNDED WITH THE GOAL OF ASSISTING OUR CLIENTS IN EVERY ASPECT OF THEIR FINANCIAL LIVES. 2 Prestige Wealth Management Group was
More informationThe Bahbah Group at Morgan Stanley Smith Barney
The Bahbah Group at Morgan Stanley Smith Barney 14850 North Scottsdale Road 6th Floor, Scottsdale, Arizona 85254 480-922-7941 / Main 800-347-5107 / Toll-Free 480-922-7878 / Fax bishara.bahbah@mssb.com
More informationSpencer McGowan. McGowan Group Asset Management, Inc. 200 Crescent Court, Suite #657 Dallas, TX 75201
Item 1: Cover Page for Part 2B of Form ADV: Brochure Supplement March 2014 Spencer McGowan McGowan Group Asset Management, Inc. 200 Crescent Court, Suite #657 Dallas, TX 75201 Firm Contact: Bobby D. Boyce,
More information2017 Entrepreneurial Summit
2017 Entrepreneurial Summit Las Vegas, Nevada September 25-27, 2017 Building a Bigger, Brighter Future AFG Brokerage Welcomes You to the 2017 Entrepreneur Summit At AFG Brokerage our Purpose is to: Make
More informationATTORNEYS AND COUNSELORS
ATTORNEYS AND COUNSELORS New York New Jersey California Beijing INTRODUCTION Our legal team was founded in 1979, and we have handled several lawsuits with the largest amount of monetary involvement in
More informationOutside Business Activities Reviews, Approval and Monitoring Wednesday, November 11 3:30 p.m. 4:30 p.m.
Outside Business Activities Reviews, Approval and Monitoring Wednesday, November 11 3:30 p.m. 4:30 p.m. Join industry practitioners and FINRA staff as they cover the key requirements of the outside business
More informationAsk the Regulator and Industry Experts Thursday, September 14 3:30 p.m. 4:30 p.m.
Ask the Regulator and Industry Experts Thursday, September 14 3:30 p.m. 4:30 p.m. During this session, panelists answer your questions related to the fixed income regulatory landscape. Panelists also address
More informationTHURSDAY, MAY 10, 2012 GENERAL MEMBERSHIP LUNCHEON RIVER OAKS CATERING & EVENT CENTER 11:30 A.M.
Advisor Notes National Association of Insurance and Financial Advisors - Acadiana March 2012 THURSDAY, MAY 10, 2012 GENERAL MEMBERSHIP LUNCHEON RIVER OAKS CATERING & EVENT CENTER 11:30 A.M. Guest Speaker
More informationMarilyn J. Black. Financial Planning Specialist Associate Vice President Financial Advisor
Marilyn J. Black Financial Planning Specialist Associate Vice President Financial Advisor 303 East Main Street Barrington, Illinois 60010 847-842-1546 / Main 800-842-1507 / Toll-Free 847-620-0718 / fax
More informationThe Nolan Group at Morgan Stanley Smith Barney
The Nolan Group at Morgan Stanley Smith Barney 125 High St., Floor 24 Boston, MA 02110 617-478-6403 / MAIN 617-249-0308 / FAX http://fa.morganstanleyindividual.c om/thenolangroup/ leonard.nolan@mssb.com
More informationOur Mission. About Morgan Stanley Wealth Management
Our Mission Our Approach About Morgan Stanley Wealth Management As an affluent investor, you seek greater simplicity, customized strategies and a high level of service. As your committed financial advisors,
More informationSPEAKERS A S H A B A N G A L O R E
SPEAKERS ASHA BANGALORE Vice President Economist Asha has been an economist with Northern Trust since 1994. Prior to joining Northern Trust, she was a consultant to savings and loan institutions and commercial
More informationUnderstanding the Fundamentals of the Employment Relationship:
Understanding the Fundamentals of the Employment Relationship: A Four-Part Employment Law Course for Nonprofit Executives Sponsored by: Understanding the Fundamentals of The Employment Relationship: A
More informationthepeaceriverteam
www.morganstanleyfa.com/ thepeaceriverteam For our team, retirement planning means more than providing our clients with investment advice. It means helping them maintain the financial independence they
More informationIn this Issue. A Message from the President Another Stellar Lineup! September 2005
September 2005 In this Issue A Message from the President Another Stellar Lineup! Twin Cities wins prestigious Chapter of the Year Award from National! The 2006 Minnesota Business Ethics Award (MBEA TM
More informationExperienced. Focused. Reliable.
Experienced. Focused. Reliable. Trusted advice during uncertain times. Argus Capital Partners LLC is an independent merchant banking firm focused on providing flexible and creative private equity solutions.
More informationCOURSE MIDSTREAM CONTRACTS. February 22-23, 2017 Royal Sonesta Houston Houston, TX. EUCI is authorized by IACET to offer 0.9 CEUs for the course
COURSE MIDSTREAM CONTRACTS February 22-23, 2017 Royal Sonesta Houston Houston, TX EUCI is authorized by IACET to offer 0.9 CEUs for the course OVERVIEW Midstream companies do business through contracts
More informationBruce L. Birnbaum, J.D., LL.M., CLTC Financial Adviser
Tel: (631) 465-9090 Ext. 5019 Fax: (631) 465-9091 bbirnbaum@jhnetwork.com Lighthouse Financial Network Building 575 Broadhollow Road Melville, NY 11747 www.birnbaumadvisory.com Bruce L. Birnbaum, J.D.,
More informationCandidate Profile Form District Committee Election Kelly Anderson
Kelly Anderson Compliance Director RBC Capital Marke Kelly Anderson is Compliance Director at RBC Wealth Management, a division of RBC Capital Markets, LLC. Since 2004 she has been responsible for the
More informationThe Timberline Group at Morgan Stanley. Comprehensive wealth planning strategies for your life and legacy
The Timberline Group at Morgan Stanley Comprehensive wealth planning strategies for your life and legacy 5390 Kietzke Lane Suite 200, Reno, NV 89511 775-982-8617 / MAIN 775-329-9578 / FAX www.morganstanleyfa.com/thetim
More information10:15 am 11:15 am The Role of the Investment Portfolio in Managing Interest Rate Risk
You are invited to the 2015 NDBA Bank Management & Legislative Dinner. We expect over 100 bankers to attend this important event and I sincerely hope to see you there. This year s conference will address
More informationTerri Bradford Eason manages the foundation s Gift Planning Program as a member of the Advancement team. Her primary focus is cultivating
Terri Bradford Eason manages the foundation s Gift Planning Program as a member of the Advancement team. Her primary focus is cultivating relationships that help individuals establish current and deferred
More informationSmith A. Brownlie III, CPA
Brownlie & Braden, LLC, provides services specifically addressing the needs of individuals and families that have accumulated significant wealth. Our approach to providing these services is sensitive to
More informationNext Meeting - Tuesday, February 22nd, Olin Ragsdale to Receive 2011 Career Service Award
` Next Meeting - Tuesday, February 22nd, 2011 Luncheon 11:15am 1:00pm CLICK HERE TO REGISTER ONLINE FOR THIS MONTH S LUNCHEON Olin Ragsdale to Receive 2011 Career Service Award Olin Ragsdale, CLU, AEP,
More informationCharlie Auerbach CFP, CLU, ChFC, EA
Charlie Auerbach CFP, CLU, ChFC, EA In 2001, Charlie Auerbach founded Wealth Strategies Group, Inc. as a full-service financial planning firm dedicated to providing successful executive, professional,
More informationDISCLOSURE BROCHURE & ADV PART 2: PART 2B: BROCHURE SUPPLEMENT
DISCLOSURE BROCHURE & ADV PART 2: PART 2B: BROCHURE SUPPLEMENT MARCH 28, 2019 SCHULTZ COLLINS, INC. INVESTMENT COUNSEL 455 Market Street, Suite 1250 San Francisco, California 94105 TELEPHONE: 415.291.3000
More informationSteve Hamilton, J.D., CLU, ChFC Director, Advanced Consulting Group Nationwide
Steve Hamilton, J.D., CLU, ChFC Director, Advanced Consulting Group Nationwide Email: hamils25@nationwide.com Direct: 614.249.0935 Steve has over 30 years of experience in the financial services industry.
More informationLALA 2018 FALL CONFERENCE
LALA 2018 FALL CONFERENCE October 3-4, 2018 West Baton Rouge Convention Center Port Allen, LA. 70767 www.lalaonline.org PLATINUM SPONSOR: (Logo Here) The 2018 LALA Fall Conference will provide your company
More informationMembership Application Program (MAP) Wednesday, May 23 9:45 a.m. 10:45 a.m.
Membership Application Program (MAP) Wednesday, May 23 9:45 a.m. 10:45 a.m. Attend this session to learn about FINRA s Membership Application Program (MAP). Discussions include an overview of the application
More informationOur Team Advisory Personnel
Our Team Advisory Personnel Brochure Supplement Douglas A. Neimann President and Chief Investment Officer Eric L. Pirkl Investment Manager Deborah D. Weiss Managing Director, Okabena Advisors Thomas B.
More informationViking Advisory Group. Company Presentation September 2011
Viking Advisory Group Company Presentation September 2011 Viking Advisory Group Mission To offer value added, high quality services within the disciplines of financial management, accounting, legal, insurance,
More informationSecond Wednesday s. June 9, Planning for Future County Facility Needs
Second Wednesday s June 9, 2010 Planning for Future County Facility Needs PROGRAM DESCRIPTION In a time of declining resources and increased public demand for services, county building improvements must
More informationThe Murray Hill Group at Morgan Stanley Your Strategic Financial Advisory Team
The Murray Hill Group at Morgan Stanley Your Strategic Financial Advisory Team Ann. G. Neumann CFP, Financial Advisor, brings over 35 years of diversified financial experience to her clients. She entered
More informationThe Kaser Mechling Group at Morgan Stanley Smith Barney
The Kaser Mechling Group at Morgan Stanley Smith Barney 7311 Crossleigh Court Suite 106, Toledo, OH 43617 419-842-6557 / MAIN 877-834-3669 / TOLL-FREE 419-754-2507 / FAX www.morganstanley.com/fa/theka
More informationThe Abbott Group at Morgan Stanley We Provide Solutions
The Abbott Group at Morgan Stanley We Provide Solutions From left to right: Chris Jensen, Kelly Hesselein, James Matthew Bopp, Russell Abbott, Kristen Dinsbach and Josh Hagel-Thaler 1478 Stone Point Drive
More informationSupervision of Outside Business Activities (OBAs) and Private Securities Transactions Wednesday, November 9 3:30 p.m. 4:30 p.m.
Supervision of Outside Business Activities (OBAs) and Private Securities Transactions Wednesday, November 9 3:30 p.m. 4:30 p.m. Outside business activities (OBAs) and private securities transactions (PSTs)
More informationCAAA: What s in the wind?
Academy Education Committee presents an informative mini conference Courtney L. Masterson, Esq., Chair CAAA: What s in the wind? Friday, April 5, 2019 Breakfast & Registration: 8:00 a.m. Conference: 8:30
More informationYou & Legacy Wealth Management
You & Legacy Wealth Management You What is Important to You? What do You Value? Family Integrity Security Trust Prosperity Independence Fulfillment Commitment If these ideals resonate with you... Legacy
More informationThe Livesay Balzano Group at Morgan Stanley
at Morgan Stanley Welcome Morgan Stanley serves many of the world s most sophisticated investors, and our firm is one of the nation s leading firms to help clients with their personal wealth. As your Financial
More informationThe Klausner & Duffy Investment Group at Morgan Stanley Smith Barney
The Klausner & Duffy Investment Group at Morgan Stanley Smith Barney 800 East 96th Street Suite 400, Indianapolis, Indiana 46240 317-818-7300 / Main 888-930-0159 / Toll-Free 317-818-7440 / fax jonathan.klausner@mssb.com
More informationMark-Up Disclosure Requirements Thursday, September 14 2:15 p.m. 3:15 p.m.
Mark-Up Disclosure Requirements Thursday, September 14 2:15 p.m. 3:15 p.m. This session focuses on FINRA and MSRB mark-up disclosure requirements. Panelists discuss securities covered by the new rule,
More informationForm ADV Part 2B: Supplemental Information for. Donald P. Gould. March 23, 2011
Item 1 Cover Page Gould Asset Management LLC 341 West First Street, Suite 200 Claremont, CA 91711 (909) 445-1291 www.gouldasset.com Form ADV Part 2B: Supplemental Information for Donald P. Gould March
More informationThe Perfect Week. (continued on next page) Ed Howat, Jr., CLU, ChFC, LUTCF, RCC Addie Woods Consulting Co. LLC
The Perfect Week (continued on next page) When you have an effective scheduling system, you and your team are in charge of managing client flow. Client flow should not manage the team. Think of your schedule
More informationThe Pierson Russi Group at Morgan Stanley. Portfolio Management Group
The Pierson Russi Group at Morgan Stanley Portfolio Management Group 222 Central Park Avenue Suite 1800, Virginia Beach, VA 23462 757-493-2100 / MAIN 800-622-3430 / TOLL-FREE www.morganstanleyfa.com/piersonrussigroup
More informationDavid R. Bell. Edward C. Bernard. Barbara Bittick. Jerome A. Clark, CFA
David R. Bell Dave Bell is a vice president of T. Rowe Price Group, Inc., and a vice president and senior retirement sales executive for T. Rowe Price Retirement Plan Services, Inc. Dave is responsible
More information2015 Real Estate Industry Update A landscape for change: Transforming for the future
2015 Real Estate Industry Update A landscape for change: Transforming for the future September 15, 2015 Welcome Welcome to Deloitte s 2015 real estate industry update The real estate industry has been
More informationThis one-day event is open to all licensed. law-enforcement professionals, specialty investigators and criminal justice students.
2015 IAPI Professional Investigators Conference Informative and relevant topics for professional investigators The Professional Investigators (IAPI) cordially invites you to our annual training and education
More informationCandidate Profile Form District Committee Election Joel Glasco
Candidate Profile Form District Committee Election Joel Glasco Candidate Name: Title: Managing Director - Market Manager Firm: Wells Fargo Adviso Candidate Biography and Personal Statement Candidate Biography
More informationThe Triantafel Rumps Group at Morgan Stanley
2 TEAM 4 PROCESS 8 CONTACT The Triantafel Rumps Group at Morgan Stanley THE TRIANTAFEL FAVATA RUMPS GROUP A Morgan Stanley Oak Brook 2211 York Road Suite 100 Oakbrook, IL 60523 William C. Triantafel, CIMA
More informationLouisiana School Employees Retirement System Investment Committee Meeting
Louisiana School Employees Retirement System Investment Committee Meeting Monday, July 10, 2006 9:00 a.m. The Louisiana School Employees Retirement System s Board Investment Committee convened in the boardroom
More informationWelcome to Churchill Knight Umbrella
Welcome to Churchill Knight Umbrella Accountants Experts for Experts Contents 3 Welcome from John Payne 4 Completing Your Registration 5 Important Information Regarding Registration 5 Timesheets 5 Login
More informationCONFERENCE & BANQUET
KEYNOTE SPEAKERS MIDWEST BUSINESS BROKERS AND INTERMEDIARIES BRUCE WERNER SENIOR EXECUTIVE, WITH A VARIETY OF SENIOR MANAGEMENT POSITIONS AT WERNER HOLDING CO. DENNIS KESSLER FORMER CO-PRESIDENT OF FEL-PRO,
More informationSpringfield Office 910 E. St. Louis St., Suite 200 P.O. Box 2202 Springfield MO,
October 1, 2013 Springfield Office 910 E. St. Louis St., Suite 200 P.O. Box 2202 Springfield MO, 65801-2202 www.bkdwa.com Advisors presented in this supplement: Rhonda Christopher Michael Blumreich Leia
More informationLesson Twenty-Six: Creating Your Ideal Client Profile
Lesson Twenty-Six: Creating Your Ideal Client Profile ACTION: Identify and Focus on Your Target Market During the course of my many conversations with coaching clients, I have found that many don t have
More informationThe Park Bay Group at Morgan Stanley Smith Barney
The Park Bay Group at Morgan Stanley Smith Barney We provide comprehensive wealth management advice and help connect all the pieces of your financial life. 2/MORGAN STANLEY SMITH BARNEY Our Mission Through
More informationMarlene A. Casini is a Chartered Advisor in Philanthropy (CAP). She joined the Foundation in 2005 from Cleveland where she served as an executive for
Marlene A. Casini is a Chartered Advisor in Philanthropy (CAP). She joined the Foundation in 2005 from Cleveland where she served as an executive for the Cleveland Clinic Foundation, as Vice President
More informationBrookfield Investment Partners, LLC 330 South Executive Drive #307 Brookfield, WI July 29, 2011
Item 1- Cover Page Michael J. Steppe William H. Bergner Lora J. Olenchek Brookfield Investment Partners, LLC 330 South Executive Drive #307 Brookfield, WI 53005 262-785-6751 July 29, 2011 This Brochure
More informationThe Greenspan Group at Morgan Stanley Smith Barney
The Greenspan Group at Morgan Stanley Smith Barney 7500 Old Georgetown Road 10th Floor, Bethesda, Maryland 20814 301-961-2640 / Main 800-745-4503 x2640 / Toll-Free 240-235-4448 / fax ira.greenspan@mssb.com
More informationThe Society of Thoracic Surgeons 55TH ANNUAL MEETING & EXHIBITION. Exhibitor Prospectus
The Society of Thoracic Surgeons 55TH ANNUAL MEETING & EXHIBITION Exhibitor Prospectus San Diego Convention Center January 26-30, 2019 1 AN EXTRAORDINARY EXPERIENCE AWAITS Join us and more than 4,100 registrants
More informationSagemark Consulting Private Wealth Services
Sagemark Consulting Private Wealth Services Private Wealth Services James Westermeyer Private Wealth Advisor James Westermeyer is supported in his office by a staff with years of experience helping clients
More informationThe 2017 Wisconsin Elevator Symposium Lake Geneva, WI
Join NAESA International and the Department of Safety and Professional Services for a 2 day educational symposium for inspectors, mechanics, consultants and others in the elevator industry. This will be
More informationKeith Simons. Wealth Advisor First Vice President Portfolio Manager
Keith Simons Wealth Advisor First Vice President Portfolio Manager 150 JFK Parkway Short Hills, New Jersey 07078 973-921-6521 / Main 973-860-1336 / fax keith.simons@mssb.com www.morganstanley.com/fa/keith.simons
More informationAdditional information about Christopher Wootton is available on the SEC s Web site at
Christopher Wootton ChFC CRD #5428911 Common Wealth Centre 2040 North Loop 336W, Suite 125 Conroe, TX 77304 This Brochure Supplement provides information about Christopher Wootton that supplements the
More informationALI-ABA Audio Seminar. Bankruptcy Law As It Applies to Patent Disputes August 12, 2009 Telephone Seminar/Audio Webcast TABLE OF CONTENTS
ALI-ABA Audio Seminar Bankruptcy Law As It Applies to Patent Disputes August 12, 2009 Telephone Seminar/Audio Webcast AGENDA FACULTY PARTICIPANTS FACULTY BIOGRAPHIES STUDY MATERIALS TABLE OF CONTENTS 1.
More informationPresented by the Texas Gulf Coast Chapter. Norris Conference Center Houston/CityCentre Thursday, April 12, :00am-6:00pm
Norris Conference Center Houston/CityCentre Thursday, April 12, 2012 8:00am-6:00pm Dear Friend, In 2011 approximately 150 professionals from the Houston LEED Facts area gathered to hear specially selected
More informationHow to Overcome the Top Ten Objections for Financial Advisors
How to Overcome the Top Ten Objections for Financial Advisors I began my career selling investments over the phone, and I know how hard it is to compete with someone a prospect may already be doing business
More information261 Gorham Road South Portland, ME Company Profile
Company Profile Preservation Management, Inc. (PMI) has been providing comprehensive residential and commercial property management services since 1990. Over the last two decades PMI has grown to manage
More informationMCPI Annual Conference Tuesday, September 19, 2017
Michigan Council of Professional Investigators MCPI Annual Conference Tuesday, September 19, 2017 Location: Cleary University, 3750 Cleary Drive, Howell, MI 48843 Time 8:45am 9:00am 9:00am 9:45am 9:45am
More informationThe Fernandez, Hipple and Feranec Group at Morgan Stanley
The Fernandez, Hipple and Feranec Group at Morgan Stanley 2330 West Joppa Road Suite 255, Lutherville, MD 21093 410-494-1859 / MAIN 443-281-5545 / FAX www.morganstanleyfa.com/ fernandezhippleferanecgroup
More informationCOLLEGE OF BUSINESS PRESENTS BUSINESS WEEK 2017
COLLEGE OF BUSINESS PRESENTS BUSINESS WEEK 2017 Mr. Tom Akers, President - Trading (retired), Metal Exchange Corporation Mrs. April Alford, Marketing Supervisor, First Guaranty Bank Mr. Kevin Arbaugh,
More informationPRACTICAL STRATEGIES FOR DOING BUSINESS IN CHINA Thursday, October 25, 2007
PRACTICAL STRATEGIES FOR DOING BUSINESS IN CHINA Thursday, October 25, 2007 AGENDA 3:00 p.m. 3:30 p.m. Registration/Networking 3:35 p.m. 3:45 p.m. Welcoming Remarks 3:50 p.m. 5:00 p.m. Nancy J. Sennett,
More informationThe Rock Group at Morgan Stanley Smith Barney. Managing Your Wealth, Growing Our Relationship
The Rock Group at Morgan Stanley Smith Barney Managing Your Wealth, Growing Our Relationship Change is the law of life. And those who look only to the past or present are certain to miss the future. John
More information2 Theatre Square, Ste 322 Orinda, CA Toll free Fax Morgan Stanley Smith Barney LLC, Member SIPC
The Gross Turner Beaumont Group at Morgan Stanley Smith Barney Stephen Gross, Senior Vice President and Financial Advisor David Turner III, Senior Vice President and Financial Advisor Rick Beaumont, CFP,
More informationBusiness & Industry Conference
South Carolina CPA South Carolina ASSOCIATION OF CPAs Business & Industry Conference May 11-12 Marriott, Columbia www.scacpa.org/b&i15 Business & Industry Conference May 11-12, 2015 Marriott, Columbia
More informationThursday March 1 st, 2018 Shearman & Sterling LLP 599 Lexington Avenue New York, NY 10022 http://www.inmobiliare.com/newyork http://www.usmcocne.org BACKGROUND The United States Mexico Chamber of Commerce
More informationRobert A. Greising Partner
Robert A. Greising Partner P: (317) 238-6215 F: (317) 636-1507 E: rgreising@kdlegal.com Indianapolis Office One Indiana Square Suite 2800 Indianapolis, IN 46204-2079 Robert Greising serves as a Partner
More informationThe Compass Group at Morgan Stanley Smith Barney. Naples and Marco Island Florida
The Compass Group at Morgan Stanley Smith Barney Naples and Marco Island Florida 8889 Pelican Bay Blvd. Suite 300, NAPLES, FL 34108 239-449-7859 / MAIN 800-237-8686 / TOLL-FREE 239-449-7850 / FAX http://fa.morganstanleyindividual.com/carusozapalski/
More informationOur Mission. About Morgan Stanley Wealth Management
Our Mission Our Approach About Morgan Stanley Wealth Management As an affluent investor, you seek greater simplicity, customized strategies and a high level of service. As your committed financial advisors,
More informationThe Stack-Gravenstine-Smith Group at Morgan Stanley Smith Barney
The Stack-Gravenstine-Smith Group at Morgan Stanley Smith Barney 330 Fellowship Road Suite 400, Mount Laurel, New Jersey 08054 800-596-5668 / toll-free 856-273-6407 / fax www.fa.smithbarney.com/stackgravenstinesmith
More informationThe Clark McKinney Tramontana Group at Morgan Stanley. Smart Solutions. Lasting Relationships.
The Clark McKinney Tramontana Group at Morgan Stanley Smart Solutions. Lasting Relationships. Some Things Are Meant to Last We believe something as important as wealth management should be a positive,
More informationEAST VALLEY NEWS NAIFA-EAST VALLEY. Breakfast Meeting October 11, PROGRAM Herb Sendek, ASU Basketball Coach
EAST VALLEY NEWS NAIFA-EAST VALLEY OCTOBER 2012 Breakfast Meeting October 11, 2012 Meeting Location: Dobson Ranch Inn, 1666 Dobson Ranch Rd., Mesa, in the PERZOLA (Rotunda) Room - 7:30 AM PROGRAM Herb
More information