Perspectives on Negotiating Licenses and Copyright
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1 Perspectives on Negotiating Licenses and Copyright John Ober Office of Scholarly Communication and California Digital Library University of California SPARC/ACRL Forum at ALA Midwinter January 21, 2006
2 Questions Is copyright the lynchpin?
3 Questions Is copyright the lynchpin? Role of publication agreements?
4 Questions Is copyright the lynchpin? Role of publication agreements? Incentives and motivation?
5 Questions Is copyright the lynchpin? Role of publication agreements? Incentives and motivation? Perspective a total copyright environment?
6 The Current Landscape Plateau of understanding (defensible benefits of retaining rights)
7 The Current Landscape Plateau of understanding (defensible benefits of retaining rights) Valley of tradition (transfer all rights)
8 The Current Landscape Mountains of implementation? Plateau of understanding (defensible benefits of retaining rights) Valley of tradition (transfer all rights)
9 Advancing the creation, dissemination, and preservation of knowledge a common philosophy But Question 1 can copyright be the practical lynchpin connecting scholars, universities, libraries, and publishers?
10 Faculty (some) Copyright retention (probably) dissemination options, which, when used (probably) use & impact, which (possibly) reward from my scholarship.
11 Libraries/librarians (some) Copyright retention is a precondition for new forms of dissemination, which (possibly) economic problems.
12 Libraries/librarians Faculty copyright retention is a precondition for us to help disseminate (manage, and preserve) our institution s scholarly output. (some) Faculty copyright retention is a precondition for new forms of dissemination, which (possibly) economic problems.
13 Encourage retention through addenda & new contracts
14
15
16 Deepen our contextual understanding e.g. Mellon-supported study, cf: CIBER studies 50% of UC faculty understand that copyright transfer may limit ability to post/use material elsewhere 66% of faculty think retaining copyright is important 18% have modified pub. agreements 8% have refused to sign b/c of rights issues 67% need to understand open access options Postprint Repository Services: Context and Feasibility at the University of California March, Available at
17 Deepen their contextual understanding
18 Assemble expertise
19 Tools and services
20 From: escholarship Subject: UC's escholarship Postprint Service Dear [UC Faculty Member], A postprint (electronic reprint) of your 2005 article(s) listed below may be eligible for submission to the University of California's escholarship Repository. * [Title], [Date], [Journal], [author1, author2,..]. An account has been established for you in the escholarship Repository, and we are pleased to announce that you may now assign a proxy to submit your postprint(s) for you. Depositing postprints increases readership of your work and those of UC faculty in general; we hope you will take a few minutes to post your eligible publications. Many previously published peer-reviewed articles can now be put into open access repositories like UC's because of the recent liberalization of publishers' policies. Click this link to activate your escholarship postprints account: &login=xxxx
21 escholarship Postprint solicitation ~ 8,000/yr (50% of UC s output) eligible by publisher policy ~ 7% response rate so far (1,100/15,000) ~ 45% of those rejected - impermissible use of publisher s version ~ 1,100 postprints since citation harvesting began (since April 05 covering articles) ~+20% increase in working paper deposits since citation harvesting began 2.4 million downloads of escholarship s 11,000 papers
22
23
24 Question 2 - In addition to addenda, what infrastructure is needed to support scholars management of their copyright? Contract addenda Expertise Tools & services Education & outreach
25 Additional infrastructure elements one-click deposit environment automated, invisible rights clearance advance/institutional negotiations with publishers partnerships in adding value to content without owning the content outright version control & relationships discovery services citation and impact metrics???
26 Question 3 incentives and motivation? Evidence after the fact is one thing
27
28 Question 3 incentives and motivation? Enticement is another thing altogether
29 Incentives and motivation
30 Incentives and motivation Faculty senate committee proposal: [UC] faculty shall routinely grant to [The Regents] a limited, irrevocable, perpetual, worldwide, non-exclusive license to place the faculty member s scholarly work in a noncommercial open-access online repository. Part of a suite of papers under discussion for adoption at UC. Available at ml
31 Incentives and motivation Faculty senate committee proposal: [UC] faculty shall routinely grant to [The Regents] a limited, irrevocable, perpetual, worldwide, non-exclusive license to place the faculty member s scholarly work in a noncommercial open-access online repository. In the event a faculty member assigns all or a part of the faculty member s copyright rights to a publisher as part of a publication agreement, the faculty member must retain the right to grant this license to the Regents. [continues with opt out clause] Part of a suite of papers under discussion for adoption at UC. Available at ml
32 Question 4 can we assemble a total copyright environment? Copyright mgmt & journal publishing
33
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