Optical Phase-Locking and Wavelength Synthesis

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2014 IEEE Compound Semiconductor Integrated Circuits Symposium, October 21-23, La Jolla, CA. Optical Phase-Locking and Wavelength Synthesis M.J.W. Rodwell, H.C. Park, M. Piels, M. Lu, A. Sivananthan, E. Bloch, Z. Griffith, L. Johansson, J. E. Bowers, L.A. Coldren University of California, Santa Barbara Z. Griffith, M. Urteaga Teledyne Scientific

Wavelength synthesis: precise optical spectral control 1977 40-channel Citizen's band radio....had to purchase 40 quartz crystals By 1980, frequency synthesis reduced this to one Frequency synthesis enabled modern RF systems : Precision phase/frequency control efficient & controlled use of the spectrum Today's optical systems look like a 1977 CB radio Phase-locked coherent optical systems: control optical channel spacings over 100's of GHz, with sub-hz precision sensitive, compact, spectrally efficient, optical communications

Coherent Receivers Today: Free-Running LO Optical LO is free-running DSP corrects optical dispersion DSP corrects LO phase/frequency error

Optical Phase-Locked-Loops: Applications Wideband laser locking & noise suppression. improved spectral purity without external cavities. BPSK/QPSK Coherent Receivers Short- to mid-range links, no DSP, inexpensive wide-linewidth lasers Tunable Wavelength-Selection in Receivers WDM: electronic channel selection.

Optical Phase-Locked-Loops: Applications Wavelength synthesis, & sweeping digital control of wavelength spacings. Synthesis, Sweeping of Wavelength Combs WDM: precise channel spacing, no guard bands. Single-Chip Multi-Wavelength Coherent Receivers WDM

Optical PLLs: Basics Phase-lock tunable laser to optical reference Lock to one line + improve linewidth / SNR Inexpensive laser with no external cavity? large laser linewidth 1GHz loop bandwidth for noise suppression tight optical/electrical integration

Optical PLLs: Frequency-Difference-Detector ~ 1 GHz loop bandwidth ~20 GHz initial frequency error loop will not acquire lock Add frequency-difference detector Requires I/Q (0 o,90 o ) optical mixing Full information of optical field is maintained use later for other purposes

Optical PLLs: Demonstrated H. Park, M. Lu, et al, ECOC 12, Th3A.2 (2012) ~1 GHz loop bandwidth

Optical PLLs: Frequency Acquisition H. Park, M. Lu, et al, ECOC 12, Th3A.2 (2012) High carrier frequency (200 THz) but limited OPLL bandwidth (1.1 GHz) Slow frequency capture outside OPLL bandwidth Need Optical Frequency Phase Lock Loop Phase-Frequency Locking Demonstrated 50 GHz pull-in range 600ns frequency pull-in time <10 ns optical phase lock time

OPLL Components Photonic IC Coldren group InP integration Fast electrical IC Design: Rodwell group Fab: Teledyne InP HBT details to follow Hybrid loop filter slow/fast design slow: op-amp integrator fast: passive feedforward

Optical PLLs: Phase-Locked BPSK Receiver 10Gb/s 0 km 10Gb/s 75 km 40Gb/s 0 km 40Gb/s 50 km PLL locks in 650 ns

Optical PLLs: Phase-Locked QPSK Receiver BPSK receiver IQ<0 Q IQ>0 Stable points I IQ>0 IQ<0 QPSK receiver Designs attempted, ICs did not work properly simply a design failure, should work just fine...

Phase-Locked B/QPSK Receivers: Good and Bad Present coherent receivers: DSP coherent detection DSP compensates dispersion DSP compensates LO phase & frequency errors. sophisticated, high DC power, expensive Phase-locked receivers in short-range links No DSP required! reduced cost, reduced DC power Phase-locked receivers in long-range links fiber dispersion will close eye optical PLL will not lock

Offset Locking Wavelength Synthesis f Q f sin( f) f Q f sin( f) I I +/-? cos( f) cos( f) Offset locking to generate any optical frequency Simple OPLL cannot distinguish +/- frequency offsets (0 o /90 o ) optical mixing: no lost optical information IC digital single-sideband mixing 300+ GHz offsets possible fast UTC photodiodes, fast electronics Mingzhi Lu, et. al, Tu2H.4, OFC2014 Frequency, GHz

IC Design Details Features Phase detector Frequency difference detector forces loop to lock 2-bit digital phase adder introduces frequency shift controlled sign of shift! Implementation Teledyne 350 GHz, 500 nm InP HBT Robust all-digital implementation Phase detector test: works over +/- 30 GHz Frequency detector test: works over +/- 40 GHz

ICs Today: 670 GHz is done, 200 GHz is easy 614 GHz fundamental VCO M. Seo, TSC / UCSB VEE Vtune Vout VBB 340 GHz dynamic frequency divider M. Seo, UCSB/TSC IMS 2010 620 GHz, 20 db gain amplifier M Seo, TSC IMS 2013 Not shown: 670 GHz HBT amplifier J. Hacker, TSC, IMS 2013 300 GHz fundamental PLL M. Seo, TSC IMS 2011 204 GHz static frequency divider (ECL master-slave latch) Z. Griffith, TSC CSIC 2010 Integrated 300/350GHz Receivers: LNA/Mixer/VCO M. Seo TSC 220 GHz 180 mw power amplifier T. Reed, UCSB CSICS 2013 600 GHz Integrated Transmitter PLL + Mixer M. Seo TSC 81 GHz 470 mw power amplifier H-C Park UCSB IMS 2014

Electrical Recovery of WDM for compact Tb/s Links Assume: 25GHz channel spacing, DC-200 GHz ICs, DC-200 GHz photodiodes 800 Gb/s receiver= 50 Gb/s QPSK x 16 WDM channels...one LO laser, one I/Q optical detector, one electrical receiver IC OPLL can lock to optical pilot works even with highly dispersive channels

Optical-Domain WDM Receiver Complex photonic IC. One electrical receiver IC for each wavelength many in total.

Electrical WDM: 2-Channel Demonstration Real-time oscilloscope OMA* as PICs Free space optics 90 optical hybrid & Balanced PDs OMA* blocks As PICs 2-channel electrical IC *OMA optical modulation analyzer Agilent N4391A

2-channel Tests: Opposite-sideband Suppression (+/- channels) I & Q outputs Activated channel Suppressed channel (+) channel (-) channel

3-channel Test: Adjacent Channel Rejection (+/- channels) I & Q outputs 20GHz Spacing 10GHz Spacing 5GHz Spacing (2.5Gb/s BPSK) *spectra measured using optical spectrum analyzer Tested with various channel spacings

3-channel Test: Adjacent Channel Rejection Eye Quality with Different Transmitter/receiver filter bandwidths *Filter1: transmitter *Filter2: receiver BER 1.0E-9 2.5 Gb/s BPSK per channel, 5 GHz channel spacing minimal interchannel interference

6-channel WDM Receiver Design Teledyne 500nm InP HBT (350GHz f t, f max ) 6 channels: +/- 12.5, 37.5, 62.5 GHz Simulations look fine... ±12.5GHz ±37.5GHz ±62.5GHz I-output Q-output I-output Q-output I-output Q-output But problems: (1) very high DC power consumption (>10W) (2) low IC yield...all ICs have at least one broken receive channel Next steps?

Electrical-Domain WDM Receiver: Reducing Power Replace mixer array with analog FFT Use charge-domain CMOS logic Razavi, IEEE Custom IC Conference, Sept. 2013. "Employing charge steering in 65-nm CMOS technology, a 25-Gb/s CDR/deserializer consumes 5 mw" 0.2 pj/bit

Optical Phase-Locked-Loops: Applications Wavelength synthesis Phase-locked coherent receivers Zero-guardband WDM generation Single-chip Electrical WDM receivers Electronic polarization DMUX? Analog polarization compensation?

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Backups

Electrical-Domain WDM Receiver Small and simple photonic IC. One electrical receiver IC covers all wavelengths. IC might be complex; can we design it for low power & low complexity?

2-Stage Down-Conversion: Optical, Electrical Phase-locked LO down-converts all WDM channels to RF @ 25 GHz spacing Electrical receiver down-converts each channel separately to baseband Note: OPLL can lock to narrow-spaced optical pilot tone phase-locked receiver even with highly dispersive channels

PICO 30 Technology Details

PICO Output power / mw OPLL with PFD and SSBM Photonic IC Voltage / V 31 20 4 Laser LIV curve 10 2 Laser phase pad tuning 0 0 50 100 150 0 Current / ma PD bandwidth 90 hybrid output

PICO Feedforward Loop Filter High Gain yet High Speed 32 Schematic Open Loop Gain Transfer Function Loop needs high gain at DC op-amp needed. Commercial op-amps too slow to support needed ~500 MHz loop bandwidth Solution: feedforward loop filter low frequencies: op-amp for high gain high frequencies: passive filter for low excess phase shift