System innovation for sustainable built environments

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System innovation for sustainable built environments Dr Shu-Ling Lu E-mail: S.l.lu@salford.ac.uk 1 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Presentation structure The need of system innovation Current research Economic and Social Research Council (ESRC) innovation challenge of the Code for Sustainable Homes Construction Knowledge Exchange new Interaction product development and diffusion in high technology Future research Engineering and Physical Science Research Council (EPSRC) the development, uptake and use of microgeneration technologies CIB TG65 Management of small construction firms Please raise issues / opinions at any time this presentation is intended to stimulate discussion! i 2 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

The need for system innovation Increasing drive to transform the built environment to an environmentally sustainable one, e.g. Low carbon Renewal energy System innovation Need for systemic and integrated policy and action across all levels Air source heat pump (Persimmon Homes / Mitsubishi) Rainwater recycling system (Persimmon Homes / Freewater UK Limited) Rainwater recycling system (Persimmon Homes / Freewater UK Limited) Ground source heat pump (Persimmon Homes / Freewater UK Limited) 3 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Multi-level model of innovation and system transformation ti Socio-technical landscape Sociotechnical regime Industry Science Markets, user preferences Landscape developments put pressure on Existing regime, which opens up, creating windows of opportunity for novelties New socio-technical regime influences landscape Policy Technical niches Culture Technology Socio-technical regime is dynamically stable. On different dimensions there are ongoing processes. External influences on niches (via expectations and networks) Elements are gradually linked together and stabilise in a dominant design. Internal Momentum increases. New configuration breaks through, Taking advantage of windows of opportunity. Adjustments occur in socio-technical regime. Small networksofof actorssupport support noveltieson on the basisof expectationsand and futurevisions visions. learning processes take place on multiple dimensions. Different elements are gradually linked together in a seamless web. Time 4 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

A socio-technical, transition management perspective the way forward For example, current Energy and Communities funding call Transformative innovation, lifestyles and social technical practices theme there is a clear need for the dynamics of transformative innovation to be explored. through new socio-technical systems Socio-technical landscape Sociotechnical regime Technical niches Industry Science Markets, user preferences Policy Culture Technology Socio-technical regime is dynamically stable. On different dimensions there are ongoing processes. External influences on niches (via expectations and networks) Landscape developments put pressure on Existing regime, which opens up, creating windows of opportunity for novelties New socio-technical regime influences landscape New configuration breaks through, Taking advantage of windows of opportunity. Adjustments occur in socio-technical regime. Elements are gradually linked together and stabilise in a dominant design. Internal Momentum increases. Small networksofof actorssupportsupport noveltiesonon thebasisof expectationsandfuturevisionsand visions. learning processes take place on multiple dimensions. Different elements are gradually linked together in a seamless web. Time 5 12:30 2:00 pm. Thursday, 21 st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Presentation structure The need of system innovation Current research Economic and Social Research Council (ESRC) innovation challenge of the Code for Sustainable Homes Construction Knowledge Exchange new product development and diffusion in high technology Future research Engineering and Physical Science Research Council (EPSRC) the development, uptake and use of microgeneration technologies CIB TG65 Management of small construction firms Interaction Please raise issues / opinions at any time this presentation is intended to stimulate discussion! i 6 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

ESRC Code for Sustainable Homes project Example thermal performance Level 1-10% improvement over Building Regulations Level 2-18% improvement over Building Regulations Level 3-25% improvement over Building Regulations Level 4-44% improvement over Building Regulations Level 5-100% improvement over Building Regulations Level 6 - Zero Carbon including appliances 7 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

ESRC Code for Sustainable Homes project The impact of environmental regulation on innovation in the housing sector: the case of the Code for Sustainable Homes Research questions: What incentives drive innovation, and how can regulations be designed to provide or strengthen those incentives? Is it simply a matter of raising the performance requirements of the regulations, or is broader policy intervention needed? How do regulations affect long-term corporate market expectations, perceptions of risk and uncertainty, opportunity recognition and selection, and competitive strategies of firms? How should environmental regulations that affect innovation be evaluated? What factors should be taken into account in considering the effects of regulations on innovation? Project team Principal investigator: Prof. Martin Sexton 8 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

ESRC Code for Sustainable Homes project Research methodology Case studies Cross-representative companies -6 UK housing developers: 3 national (Barratt, Persimmon and Taylor Wimpey) 2 regional (Cala and Redrow) 1 specialist (McCarthy and Stone) Cross-representative interviewees: Board level Programme managers Project managers Data collection Semi-structured interviews Housing developer case study firms Company documentation 9 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Socio-technical landscape Sociotechnical regime Technical niches System innovation implications Industry Markets, user preferences Destabilise traditional housing design / production Science Policy Culture Technology Socio-technical regime is dynamically stable. On different dimensions there are ongoing processes. External influences on niches (via expectations and networks) Eco-homes, environmental technologies, etc. Carbon reduction policies/ NGOs / etc. Landscape developments put pressure on Existing regime, which opens up, creating windows of opportunity for novelties Elements are gradually linked together and stabilise in a dominant design. Internal Momentum increases. New socio-technical regimeinfluences influences landscape Commercially viable delivery of Code for Sustainable Homes targets New configuration breaks through, Taking advantage of windows of opportunity. Adjustments occur in socio-technical i regime. Small networks of actors support novelties on the basis of expectations ti and dfuture visions. i learning processes take place on multiple dimensions. Different elements are gradually linked together in a seamless web. Time 10 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

CKE Development & diffusion of high technology light emitting diodes (LEDs) LEDs technology significant performance improvements over incumbent lighting technologies, e.g. Operational life: 50,000 hours compared to 2 4,000 hours for halogen lamps Energy efficiency 300% more efficient than halogen lamps Research questions How does the lighting supply chain (including LED module manufacturer, luminaire manufacturers, specifiers and end-users) engage with new LED technology? What are the drivers and barriers underlying end-users decisions to adopt / reject such technology? 11 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

CKE Development & diffusion of high technology LEDs Research methodology Research approach Innovation chain from module developer through to client Data collection Semi-structured interviews Participation in company meetings Company documentation Observations of meetings with original equipment manufacturers (OEMs), specifiers and end-users Principal investigator: Prof. Martin Sexton Project team Project manager: Me! Case study firms 12 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

CKE Development & diffusion of high technology LEDs Interfaces Interfaces Interfaces Phase 1: Phase 2: Phase 3: Phase 4: Determining technical end- user needs Developing luminaire prototype End-user validation Final luminaire specification Figure 1 New LED product development phases 13 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

System innovation implications Carbon Socio-technical reduction landscape policies/ targets Sociotechnical regime Technical niches Industry Markets, user preferences Tungsten / compact florescent lights Science Policy Cul ture Technology Socio-technical regime is dynamically stable. On different dimensions there are ongoing processes. External influences on niches (via expectations and networks) High technology LEDs Landscape developments put pressure on Existing regime, which opens up, creating windows of opportunity for novelties Elements are gradually linked together and stabilise in a dominant design. Internal Momentum increases. New socio-technical regimeinfluences influences landscape Commercial viable lighting solutions: high colour quality, long service life, low energy, etc. New configuration breaks through, Taking advantage of windows of opportunity. Adjustmentsoccur in socio-technical regime. Small networks of actors support novelties on the basis of expectations and future visions. learning processes take place on multiple dimensions. Different elements are gradually linked together in a seamless web. Time 14 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Presentation structure The need of system innovation Current research Economic and Social Research Council (ESRC) innovation challenge of the Code for Sustainable Homes Construction Knowledge Exchange new product development and diffusion in high technology Future research Engineering and Physical Science Research Council (EPSRC) the development, uptake and use of microgeneration technologies CIB TG65 Management of small construction firms Interaction Please raise issues / opinions at any time this presentation is intended to stimulate discussion! i 15 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Current bid being refereed: Microgeneration technologies (MGTs) project Microgeneration is understood to be the onsite generation of low- and zero-carbon heat and electricity in domestic, public and commercial properties (Bergman and Jardine, 2009: 6). The UK National House Building Council (NHBC, 2008) identify the following MGTs as being potentially relevant for incorporation into new houses: biomass systems, solar photovoltaic systems, solar hot water systems, s, wind power systems, s, ground source heat pumps, air source heat pumps, absorption heat pumps, small-scale hydroelectric systems, micro combined heat and power systems, and renewable combined heat and power systems. Air source heat pump (Persimmon Homes / Mitsubishi) Ground source heat pump (Persimmon Homes / Freewater / UK Limited) 16 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Current bid being refereed: Microgeneration technologies project Research aim The broad aim of the work is to better understand MGT socio-technical networks. Research questions How and why do MGT manufacturers interact with housing developers and end users and how does this shape the strategy and practices of the manufacturers and the design of the MGTs? How does the current market and regulatory context shape this interaction? How and why do housing developers interact with MGT manufacturers and end-users, and how does this shape the strategy and practices of the housing developers and the incorporation of the MGTs in housing designs? How does the current market and regulatory context shape this interaction? How do end-users interact with MGTs and how does this interaction shape the use of the technologies and the end-users practices? How do users' practical needs and cultural understandings shape this interaction? How do socio-technical networks in France and the United Kingdom differ in their uptake of similar MGTs and what does this teach us about the effect of national institutional contexts t on the deployment of MGTs? 17 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

EPSRC Microgeneration technologies project Research methodology Research approach Case study Case studies Phase 1: 6 UK housing development case studies (both live and completed projects) Phase 2: 3 UK microgeneration technology case studies Data collection Semi-structured t interviews i Company documentation Observations of key design and production on live projects Workshop Project team 18 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Presentation structure The need of system innovation Current research Economic and Social Research Council (ESRC) innovation challenge of the Code for Sustainable Homes Construction Knowledge Exchange new product development and diffusion in high technology Future research Engineering and Physical Science Research Council (EPSRC) the development, uptake and use of microgeneration technologies CIB TG65 Management of small construction ti firms Interaction Please raise issues / opinions at any time this presentation is intended to stimulate discussion! i 19 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

TG65: Management of Small Construction Firms TG65 Website: http://www.buhu.salford.ac.uk/cibtg65/ Joint co-ordinators: Prof. Christian Koch, University of Aarhus, Denmark E-mail: christian@hih.au.dk Dr Shu-Ling Lu, University of Salford, UK E-mail: s.l.lu@salford.ac.uk 20 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Aims & Objectives Aims bring together the experience and expertise of researchers and practitioners who would not have otherwise interacted with each other; develop, share and disseminate appropriate research methodologies, and organisation and management theory and practice with regard to the successful management of small construction firms (SCFs) within the CIB network membership and to the wider international academic and industry communities; and, encourage and enable new collaborative, multi-disciplinary research activity to take place through the establishment of a critical mass of interested and diverse researchers and practitioners. Objectives define the concept and scale of SCFs activity in various country contexts; identify generic antecedents to the successful management of SCFs, as well as discern country-specific drivers and constraints; and, focus on developing appropriate methodologies for the study of management of SCFs. 21 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Progress so far.. Start-up meeting in Rome, Italy Oct. 2006 Task group meetings in Cape Town, South Africa May 2007; Dubai, UAE Nov. 2008; and, Dubrovnik, Croatia Oct. 2009 A dedicated session in Dubai, UAE 2008 Conference theme of Management of Small Construction Firms in Dubrovnik, Croatia 2009 22 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Current key tasks TG 65 book International Handbook of the Management of Small Construction Firms agreement in principle with Blackwell publisher Section 1: small construction firms in context Focus on economic and social roles; understanding the relationships and interactions within and among aggregates of organisations Section 2: the organisation and management of small construction firms Focus on understanding corporate strategy, innovation practices, people, teams, knowledge, tools and tasks that make up small construction companies Section 3: research methods for investigating small construction firms Conference theme of Management of Small Construction Firms in the following conferences: 2010 CIB World Congress, 10 th -13 th May, Salford, UK 2011 CIB W55/65 symposium 2011, Delft, Netherlands 23 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong

Dr Shu-Ling Lu E-mail: S.l.lu@salford.ac.uk 24 12:30 2:00 pm. Thursday, 21st Jan. 2010, Building and Real Estate Workshop, Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong