HORIZON 2020 A critical comment on the framework program for research and innovation from the point of viewof TU 9

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TU9 German Institutes of Technology HORIZON 2020 A critical comment on the framework program for research and innovation from the point of viewof TU 9 Sept. 22, 2012 Prof. Dr.-Ing. Wolfram Ressel page1

TU9 German Institutes of Technology TU9: Alliance of the 9largest, strongest andmost traditional German universities in research and technology page2

3

HORIZON 2020 Squaring the circle? conversion of approved elements of research program 7 (RP7) illustration of the whole chain of innovations (market of ideas) benefit for basic research und industry inclusion of the departments of the European Commission (Directorates-General) for the setting of the agenda radical simplification source: KOWI page4

The European Commission claims leadership in research funding by: coordinating research subjects (national funds) activating private capital aims at simplification in order to: reduce the "time to contract" reduce rate of errors aims at outsourcing of project-/ program management source: KOWI page5

Funds for research and development in Europe (approx.) EU: 5 % Europe intergovernmental: 10 % taking to realize ERA Europe national: 85 % Research Councils state private sector foundations etc. source: KOWI page6

EU-funding program 7 within context of Horizon 2020 Europe 2020 European and global societal challenges Innovation Union PPP FP7 national Joint Undertakings Cooperation 32,3 Mrd. EUR People 4,75 Mrd. EUR Ideas 7,5 Mrd.EUR Capacities 4,1 Mrd. EUR ERA-Nets Joint Programming Initiatives European Institute of Innovation and Technology KICs source: KOWI page7

Horizon 2020 the Framework Program for Research and Innovation Suggestion of the European Commission: Nov. 30, 2011 1. Excellent Science European Research Council Future and Emerging Technologies Marie Curie Actions Research Infrastructures 2. Industrial Leadership Leadership in Enabling & Industrial Technologies Information and communication technologies Nanotechnologies Advanced materials Biotechnology Advanced manufacturing and processing Space Access to Risk Finance Innovation in SME 3. Societal Challenges 6 Challenges Health, Demographic Change and Wellbeing Food security, sustainable agriculture, marine and maritime research and the bioeconomy Secure, Clean and Efficient Energy Smart, Green and Integrated Transport Climate Action, Resource Efficiency and Raw Materials Inclusive, Innovative and Secure Societies 4. Direct Actions of the Joint Research Centre (JRC) 24,598 bn 17,938 bn 31,748 bn European Institute of Innovation and Technology (EIT) Joint Programming P2P Joint Technology Initiatives (JTIs) P2B 1,962 2,88 source: KOWI page8

European Institute of Innovation and Technology (EIT) Knowledge and Innovation Community (KIC ): KIC InnoEnergy SE (Einhoven): founded in spring 2012 KIC InnoEnergy GmbH Germany: founded Sept. 2012 Members: page9

KIC InnoEnergy Knowledge & Innovation Community Innovation concept identifies and exploits the knowledge already created in research centers, companies and universities increases industrial involvement with universities and research centers Innovation project of the Co-Location Center Germany: in the thematic field of Energy from Chemical Fuels mainly focused on characterization, conversion and storage of chemical fuels, which are of fossil origin, biomass based or derived from waste fractions

Consequences for the German Institutes of Technology Funding of excellent science: excellent research infrastructure and programs such as Marie Curie and ERC grants excellent chances for the career of excellent scientists only 6 % of the submitted projects are selected and get funded page 11

Consequences for the German Institutes of Technology Industrial leadership: universities should be part of the network built in the 7 th research program universities essential partner in research further chances to participate in the funding due to high research quality at the universities High risk! High risk! Research departments of big companies might not involve universities. page 12

Consequences for the German Institutes of Technology Societal challenges: universities essential partner in research (participation, philosophy of technology, empiric social sciences ) interdisciplinary applied research in science and engineering of high quality with close reference to practice at the universities Are technical universities the right partners? page 13

Consequences for the German Institutes of Technology Simplification - suggestions of the EU: Rules of participation: 100 % funding of projects in research and technical development 70 % max. for - co-financing of programs - development of prototypes, tests, experimental development, pilot projects, market realization, demonstrators overhead costs: 20 % time recording salestax source: KOWI page14

further information: ww.tu9.de contact: : office@tu9.de