A Flexible Wideband Millimeter-Wave Channel Sounder with Local Area and NLOS to LOS Transition Measurements

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A Flexible Wideband Millimeter-Wave Channel Sounder with Local Area and NLOS to LOS Transition Measurements IEEE International Conference on Communications (ICC) Paris, France, May 21-25, 2017 George R. MacCartney Jr., Hangsong Yan, Shu Sun, and Theodore S. Rappaport {gmac,hy942,ss7152,tsr}@nyu.edu G. R. MacCartney, Jr., H. Yan, S. Sun, and T. S. Rappaport, A Flexible Wideband Millimeter-Wave Channel Sounder with Local Area and NLOS to LOS Transition Measurements, in 2017 IEEE International Conference on Communications (ICC) Paris, France, May 2017, pp. 1-7. 2017 NYU WIRELESS

Agenda Background, Motivation, and Challenges CmWave and MmWave Channel Sounders in the Literature New Dual-Mode NYU Channel Sounder Measurement System Hardware and Calibration LOS to NLOS Transition and Local Area Measurements and Results Conclusions and Noteworthy Observations 2

Background How do traditional channel sounders work at sub-6 GHz? TX antenna(s) with a sectored or is quasiomnidirectional pattern User Equipment (UE) or RX employs multiple omnidirectional antennas (typically dipoles or patches) Multiple RF chains at TX and/or RX or electronic switching between elements Sophisticated post-processing algorithms to deembed antenna patterns and to temporally and spatially resolve multipath components (MPCs): RiMAX; ESPRIT; SAGE; MUSIC Less than one second to record multiple channel snapshots (long-term synchronization not a requirement for excess delay) Elektrobit Propsound TM Elektrobit Propsound TM Channel Sounder: IST-4-027756 WINNER II, WINNER II channel models, European Commission, IST-WINNER, D1.1.2 V1.2, Sept. 2007. [Online]. Available: http://projects.celticinitiative.org/winner+/winner2-deliverables/ 3

Motivation Why a new channel sounder methodology at mmwave? Free space path loss (FSPL) much greater in first meter of propagation: NYU Channel Sounder ~30 db / 36 db more attenuation at 30 GHz / 60 GHz compared to 1 GHz Horn antennas Directional horn antennas provide gain at TX/RX Benefits: 1. Increased link margin 2. Spatial filtering / resolution 3. Extraction of environment features and characteristics for ray-tracing and siteplanning Downsides: 1. 0.5-4 hours for full TX/RX antenna sweeps 2. Lack of synchronization and channel dynamics between measurements captured at different angles 3. RF front-ends and components are expensive, fragile, and costly 4

Channel Sounder Requirements Requirements for mmwave channel modeling given new measurement methodology Measure path loss at long-range distances (100 s of meters) Ultra-Wideband signal ( 1 GHz bandwidth) with nanosecond MPC resolution Angular/spatial resolution for AOD and AOA modeling Real-time measurements to capture small-scale temporal dynamics greater than the Doppler rate of the channel and rapidly fading blockage scenarios Synchronized measurements between TX and RX for accurate time of flight / true propagation delay and for synthesizing omnidirectional PDPs 5

Types of Channel Sounders Direct RF pulse systems: repetitive short probing pulse w/ envelope detection VNA: measures S21 parameter via IDFT Sliding correlator: exploits a constant envelope signal for max power efficiency; low bandwidth ADC. OFDM/FFT/Other types: direct-correlation / real-time with wideband ADC acquisition; thousands of PDPs/CIRs per second New NYU channel sounder with two modes: sliding correlator and realtime correlation (32 microsecond sampling interval). See [29] for more info. [29] G. R. MacCartney, Jr. and T. S. Rappaport, A flexible millimeter-wave channel sounder with absolute timing, IEEE Journal on Selected Areas in Communications, 2017, June 2017. 6

NYU Dual Mode Channel Sounder Architectures Two Architectures for Channel Sounder RX Sliding Correlator Analog correlation with RX chip rate slightly offset from TX rate: 499.9375 Mcps (slide factor of 8,000: 39 db processing gain) Period of time-dilated PDP allows much lower ADC sampling rate: o 2047 1 = 2047 = 32.752 ms 500 MHz 499.9375 MHz 62.5 khz Default averaging of 20 PDPs to improve SNR: 655 ms Real-time spread spectrum (direct-correlation) Sample raw I and Q baseband channels with high-speed ADC (1.5 GS/s on each channel): y t = h t x t Y f = H(f) X(f) FFT, matched filter, and IFFT performed on periodic complex received waveform: FFT y(t) h t = IFFT FFT x(t) Minimum periodic PDP snapshot of 32.753 μs (30,500 PDPs per second). Memory for up to 41,000 consecutive PDPs [29] G. R. MacCartney, Jr. and T. S. Rappaport, A flexible millimeter-wave channel sounder with absolute timing, IEEE Journal on Selected Areas in Communications, June 2017. 7

TX Baseband Signal for Dual Mode Channel Sounder FPGA Digital Logic and Triggers Variable length and repetitive PN codes Default length: 2 11-1=2047 chips Up to 500 Mcps (1 GHz RF bandwidth) Extremely long codes when memory is limited Integration with LabVIEW-FPGA and FlexRIO Adapter Modules (FAM) DAC clocked at 125 MHz (8 ns SCTL) with 16 time-interleaved channels (SerDes) for 2 GS/s rates Flexible digital triggers along chassis backplane assist synchronization LabVIEW-FPGA [29] G. R. MacCartney, Jr. and T. S. Rappaport, A flexible millimeter-wave channel sounder with absolute timing, IEEE Journal on Selected Areas in Communications, June 2017. 8

NYU Channel Sounder TX [29] G. R. MacCartney, Jr. and T. S. Rappaport, A flexible millimeter-wave channel sounder with absolute timing, IEEE Journal on Selected Areas in Communications, June 2017. 9

NYU Channel Sounder RX Sliding Correlator 4 samples per chip: 1999.75 MS/s 4 samples chip = 499.9375 Mcps [29] G. R. MacCartney, Jr. and T. S. Rappaport, A flexible millimeter-wave channel sounder with absolute timing, IEEE Journal on Selected Areas in Communications, June 2017. 10

NYU Channel Sounder RX Direct Correlation [29] G. R. MacCartney, Jr. and T. S. Rappaport, A flexible millimeter-wave channel sounder with absolute timing, IEEE Journal on Selected Areas in Communications, June 2017. 11

Antenna Control and Software Functionality TX/RX antenna control via FLIR Pan-Tilt D100 gimbal w/ game controller Automatic azimuth sweeps for AOD/AOA Automatic linear track translations for small-scale measurements Real-time feedback of channel with PDP and azimuth power spectra display Rubidium (Rb) references at TX/RX for time/frequency synchronization Ad hoc WiFi control of TX antenna from RX system (50 to 75m) FLIR Gimbal Linear track 12

True Propagation Delay Calibration Indoor and Outdoor (Tetherless) Methods for Drift Calibration [29] G. R. MacCartney, Jr. and T. S. Rappaport, A flexible millimeter-wave channel sounder with absolute timing, IEEE Journal on Selected Areas in Communications, June 2017. 13

LOS to NLOS Transition LOS to NLOS Transition with Corner Loss in ITU-R P.1411-8 [35] International Telecommunications Union, Propagation data and prediction methods for the planning of short-range outdoor radiocommunication systems and radio local area networks in the frequency range 300 MHz to 100 GHz, Geneva, Switzerland, Rec. ITU-R P.1411-8, July 2015. 14

LOS to NLOS Transition Measurements with Sliding Correlator Mode LOS to NLOS Transition 5 LOS: 29.6 m to 49.1 m (Euclidean) 11 NLOS: 50.8 m to 81.6 m (Euclidean) Bridge street width: 18 m 10 story buildings RX locations in 5 m adjacent increments to form an L -shaped route TX antenna HPBW:7º/7º Az/El RX antenna HPBW:15º/15º Az/El TX Az/El antenna pointing angles remained fixed at 100º/0º RX El fixed at 0º for all locations RX azimuth sweeps in HPBW increments with starting position at strongest angle of arrival TX/RX antenna heights at 4 m / 1.5 m 5 repeated sweeps at each location for temporal variations 15

LOS to NLOS Transition Results Omnidirectional path loss synthesized from azimuth sweeps at each location [32] RX92 to RX87 half-way down urban canyon results in ~25 db attenuation (path distance of 25 meters) When moving around corner: Vehicle speed of 35 m/s will experience 35 db/s fading rate Mobile at a walking speed of 1 m/s will experience 1 db/s fading rate LOS PLE higher than free space due to coarse antenna boresight alignment [32] S. Sun et al., Synthesizing omnidirectional antenna patterns, received power and path loss from directional antennas for 5G millimeter-wave communications, in IEEE Global Communications Conference (GLOBECOM), Dec. 2015, pp. 1 7. 16

LOS to NLOS Transition Results LOS NLOS 17

Local Area Cluster Measurements / with Sliding Correlator Mode LOS and NLOS Local Area Omnidirectional path loss synthesized from azimuth sweeps at each location [32] 5 LOS: 57.8 m to 70.6 m (Euclidean) 5 NLOS: 61.7 m to 73.7 m (Euclidean) RX locations for LOS and NLOS are placed in 5 m adjacent increments that form a semi-circle Local area grid approximately 5 m x 10 m Measurement Set LOS: RX61 to RX65 NLOS: RX51 to RX55 Omnidirectional Received Power STD 4.3 db 2.2 db Min/Max Omni Path Loss [db] 105.1 db / 114.7 db 134.04 db / 139.3 db [32] S. Sun et al., Synthesizing omnidirectional antenna patterns, received power and path loss from directional antennas for 5G millimeter-wave communications, in IEEE Global Communications Conference (GLOBECOM), Dec. 2015, pp. 1 7. Avg. Omni Path Loss [db] 111 db 137 db 18

Conclusions and Observations New NYU dual-mode mmwave channel sounder with sliding correlator and real-time spread spectrum capabilities: Long-distance (100 s of meters) and large-scale path loss measurements Accurate AOD and AOA angular spreads in azimuth and elevation Capture dynamic channel fades over short intervals in large crowds LOS to NLOS transition measurements along a route using sliding correlator Results show significant corner loss of 25 db over a 25 m path from LOS to NLOS Two main spatial lobes at RX in LOS for a single TX pointing direction LOS and NLOS local area cluster measurements using sliding correlator Relatively low standard deviation in received power for LOS RX locations in a 5 m x 10 m grid: 4.3 db Low standard deviation in received power for NLOS RX locations in a 5 x 10 m grid: 2.2 db 19

NYU WIRELESS Industrial Affiliates Acknowledgement to our NYU WIRELESS Industrial Affiliates and NSF: 20

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References [29] G. R. MacCartney, Jr. and T. S. Rappaport, A flexible millimeter-wave channel sounder with absolute timing, IEEE Journal on Selected Areas in Communications, June 2017. [30] M. I. Skolnik, Introduction to Radar Systems, 3rd ed. New York, NY, USA: McGRAW-HILL, 2001. [31] G. R. MacCartney, Jr., M. K. Samimi, and T. S. Rappaport, Omnidirectional path loss models in New York City at 28 GHz and 73 GHz, in IEEE 25 th International Symposium on Personal Indoor and Mobile Radio Communications (PIMRC), Sept. 2014, pp. 227 331. [32] S. Sun et al., Synthesizing omnidirectional antenna patterns, received power and path loss from directional antennas for 5G millimeter-wave communications, in IEEE Global Communications Conference (GLOBECOM), Dec. 2015, pp. 1 7. [33] M. K. Samimi et al., 28 GHz angle of arrival and angle of departure analysis for outdoor cellular communications using steerable beam antennas in New York City, in 2013 IEEE 77th Vehicular Technology Conference (VTC-Spring), June 2013, pp. 1 6. [34] S. Sun et al., Millimeter wave small-scale spatial statistics in an urban microcell scenario, in 2017 IEEE International Conference on Communications (ICC), May 2017, pp. 1 7. [35] International Telecommunications Union, Propagation data and prediction methods for the planning of short-range outdoor radiocommunication systems and radio local area networks in the frequency range 300 MHz to 100 GHz, Geneva, Switzerland, Rec. ITU-R P.1411-8, July 2015. 23

Thank You! Questions 24