Satellite Communications: Part 4 Signal Distortions & Errors and their Relation to Communication Channel Specifications. Howard Hausman April 1, 2010

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Satellite Communications: Part 4 Signal Distortions & Errors and their Relation to Communication Channel Specifications Howard Hausman April 1, 2010

Satellite Communications: Part 4 Signal Distortions & Errors and their Relation to Communication Channel Specifications Communications Problem Signals Formats & Distortions Signal Errors Phase Noise Group Delay Distortion Amplitude Distortion Combined Signal Distortions Adjacent Channel Interference Time Domain Effects Summary - 2

Communications Problem Communication is the process of transfer of information from a sender to a receiver who understands the message from the sender. - 3

Process Transmit an idea Receiver the signal Receive the idea Each step is a point of error Added medium or device will increase the likelihood of errors Specifications are designed to bring the error to acceptable level - 4

Digital Communications has almost universally replaced Analog Communications Analog required higher S/N than digital Digital Transmission Efficiency Maximized using amplitude and phase information - Vector Vector location defines a symbol A Symbol is a collection of Bits (1 s & 0 s) - Vectors Modulation 16 QAM 5

Error Vectors Vector Errors (EV) distort the original signal EVM, (Error Vector Measurements) common term for defining vector distortion Can cause the resultant vector to point to the wrong symbol - Resultant Received Signal Transmitted Signal Error Vector 6

Decoded Vectors Vectors are decoded into bits in the time domain 64 QAM - One Symbol location defines 6 bits 1 0 1 101 64QAM Bit rate is 6 times symbol rate (64QAM) Base band is 6 times the IF bandwidth - 7

Time Domain Measurements Time domain symbols are superimposed on each other Time domain errors are identified using Eye Diagrams - Eye Diagram 8

Equipment Specifications Three Areas of Concern 1. Don t interfere with your neighbor Frequency Domain power 2. Recover the correct symbol Vector Measurements frequency 3. Recovery the bit information Time Domain - 9

Signals Formats & Distortions Signal Areas of Concern Large signal Deterministic & Random effects (other than thermal noise) Small Signal - Thermal noise Average Power Operating Region Linear operating region must allow for the signal peaks (AM) - Peak Power Distortion 10

Primary Noise & Distortion Elements Noise Sources Local Oscillators Low Noise Amplifier Distortion Sources Power Amplifier Filters Mixers, etc. - 11

Constant Amplitude (CW) Transmission Formats Binary Phase-Shift Keying BPSK (2-QAM) Used for low speed communications QPSK & 8PSK are used for higher speed communications 010 110 111 Q 8PSK 0101 001 I 101 000 100 0 Q BPSK 01 Q 00 11 10 Note: Vector phase is the only information needed to recover data - 1 I I 12

Quadrature Amplitude Modulation (QAM) Signal amplitude and phase must be resolved Used for much higher speed communication where bandwidth is severely limited - 16 QAM Q 1011 1001 0010 0011 64 QAM 1010 1000 0000 0001 I 1101 1100 0100 0110 1111 1110 0101 0111 256 QAM 13

Decision Regions - System Diagram Transmit Vector is on a point Receiver Vector is in a decision region - 14

CW Decision Regions BPSK Threshold ±90º Acceptable Region QPSK Threshold ±45º Acceptable Region ±22.5º Vector Phase Only Phase Thresholds BPSK: ±90º QPSK: ±45º 8PSK: ±22.5º - Q 010 110 111 8PSK 0101 001 I 101 000 100 ±22.5º Decision region Threshold ±22.5 15

QAM Decision Region Lines between the constellation points are the threshold levels Signals residing in the square are assume to reside at the discrete vector location. Note vector outside the square - Wrong Code Codes are set such that all surrounding codes have a 1 bit error - 16

QAM Geometric Effects Maximum angle error is dependent on Symbol Location Outer Symbols Tolerate the least angle error Allowable Error Window is smaller for More Complex Modulations - Modulation Error 2QAM 90.0 4QAM 45.0 16QAM 16.9 32AM 10.9 64QAM 7.7 128QAM 5.1 17

16APSK & 16 QAM Q 1011 1001 0010 0011 16 QAM 1010 1000 0000 0001 I 1101 1100 0100 0110 16APSK 16 APSK Smaller peak to average ratio than 16QAM 16APSK more immune to Phase Noise than 16QAM ~ 1111 1110 0101 0111 16QAM ± 16.9 16APSK ± 22.5 18

Signal Errors Random Errors Highly uncertain Characterized by a probability distribution Characterized by their standard deviation Errors are statistical Function of the number of standard deviations to the threshold (Multiples of σ ) Thermal Noise Low Noise Amplifier Phase Noise-Local Oscillators - - 19

Standard Deviation & RMS Noise pdf is area under Guassian curve from - to a 1 P(a 1 <-1σ)=.159 P(a 2 >1σ)=1-0.9.841=.159 0.8 P(V<-1σ&V>+1σ) =.682 P(> 1σ ) =.318 P(> 2σ ) =.046 P(> 3σ ) = 2.7x10-3 P(> 4σ ) = 6.3x10-5 P(> 5σ ) = 5.7x10-7 - pdf i p i 1 6 10 4 1 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 µ is Average (Mean) σ=standard deviation: Relates to the function spreading Probability Density Function Probability density function (pdf) 4 3.5 3 2.5 2 1.5 1 0.5 0 0.5 1 1.5 2 2.5 3 3.5 4 3.5 a 1 a 2 V i Guassian probability Curve 3.5 20

Standard Deviation & RMS Noise σ=1 RMS Noise µ is the ideal signal point Error Probability = number of σ from µ to a (>0) Example P(a= 4σ ) Bit Error = 6.3x10-5 - Signal Vector µ -a +a Noise Vector Rotates 21

Deterministic Errors Deterministic know everything with complete certainty Examples: Filter ripple Causes Side Band amplitude errors May change with frequency & Temperature Characteristics are completely known Knowing the signal spectrum transmitted Possible to correct the distortion Undistorted Signal Distorted Signal due to gain ripple Gain ripple - 22

Examples of Deterministic Errors Deterministic Effects: Predictable & Correctable AM/AM Distortion-Power Amplifier, ADC Quantization AM/PM Distortion-Power Amplifier Group Delay Distortion-Filters Interference-Spurious, Power Supply, 3rd Order Interference At set-up & periodically thereafter Learning codes are sent Distortion is compensated the improve BER - 23

Random & Deterministic Effects Deterministic effects add directly: A + B = C Probabilistic (Noise) effects add RMS: SQRT(A 2 + B 2 ) = C A, B, & C are standard deviations Large number of deterministic effects add as noise Gaussian Theorem - - 24

Random Noise in a Boundary Bit Error: Received Vector Falls Outside Boundary Signal Vector (Red) Random Noise (Yellow) Rotates around signal vector (360 ) Gaussian Amplitude Distribution BER is related to the number of σ s to the threshold - Signal Vector Threshold 3σ 1σ Noise Vector Rotates 25

Random Noise + Deterministic Errors in a Boundary Bit Error: Received Vector Falls Outside Boundary Signal Vector (Red) Random Noise (Yellow) Rotates around signal vector (360 ) Deterministic vector (Green) adds an error to the signal vector BER is the number of σ s to the threshold Number of σ s went from 3 to 2 Noise Vector Rotates & Adds with Deterministic vector Signal Vector Gaussian distribution is offset - Threshold 2σ p(n) 0 1σ Noise Amplitude 26

Long Term Frequency Stability Time frame: Typically hours to years Temperature variations are long term Data: Phase Noise Oscillator Stability F / Fo Parts Per Million (PPM) Short Term Frequency Stability Residual FM F Large: Change in frequency F is much greater than the rate of frequency change, fm ( F/fm = β >> 1) Allen Variance - F small: Rate of change : t >1 Second Phase Noise: F small: Rate of Change: t < 0.1 sec.- - 27

Phase Noise - Short Term Stability Measures oscillator Stability over short periods of time Typically 0.1 Second to 0.1 microsecond Noise varies the oscillator phase/frequency Not amplitude related Noise level increases close to the carrier f Typical offset frequencies of interest: 10Hz to 10MHz Stability closer to the carrier is measured using Allen Variance Noise further from the carrier is usually masked by AM thermal noise Phase Noise cannot be eliminated or affected by filtering Phase & Frequency are related: Frequency is the change in phase with respect to time φ/ t dφ/dt as t 0 - Howard Hausman August 2009 28

Phase (Frequency) Noise Specified and measured as a spectral density function in a 1 Hz bandwidth dbc/hz at a given offset from the carrier Level in dbc = 20 Log (β/2) where β is in radians Modulation index (β) of noise in a 1 Hz bandwidth Measurement at Frequency offset from the carrier is the time interval of phase variation 1 khz offset is a 1 millisecond measurement time Measurement bandwidth or Resolution Bandwidth is the dwell time of the measurement 1Hz resolution bandwidth is a 1 second measurement time - Resolution BW 29

Total RMS Phase Noise Each 1 Hz bandwidth (dbc/hz) is the result of narrow band modulation (β << 1) Convert SSB (dbc/hz) to Degrees RMS ( Φ RMS ) Total Phase Noise (β Total ) - β Total:= β 1 ( ) 2 ( β 2 ) 2 + + β 3 1 Hz BW ( ) 2 - Noise Around The carrier dbc/hz 30

Phase Noise vs Thermal Noise Thermal Noise: Random in all directions Relevant at Low Power Phase Noise: Random on the Angular Axis Independent of Signal Power Errors occur on Both Symbol Boundaries - -a Error +a Error 31

Phase Noise & Error Probability Gaussian Function µ = Average angle σ Standard Deviation Φ RMS = 1σ (Standard Deviation) Probability of Error (BER) is related to the number of σ s to the boundary σ s are in degrees RMS P(> 1σ ) =.318 P(> 2σ ) =.046 P(> 3σ ) = 2.7x10-3 P(> 4σ ) = 6.3x10-5 P(> 5σ ) = 5.7x10-7 - Probability Density Function 32

±22.5º System Phase Noise 8PSK 010 Q 0101 001 I ±22.5º Constant Amplitude Modulation (e.g. 8PSK) Phase Noise threshold is constant (±22.5 ) QAM Modulation Allowable Phase Noise is a function of Bit Position Figure shows allowable phase error for 64QAM - 110 111 101 000 100 Threshold ±22.5 33

RMS Phase Noise Integration Limits Sum ONLY over Applicable Frequencies Typically 1/50 Symbol Rate to 1 Symbol Rate ( f 1 to f 2 ) Ex: For 5Msymbols/sec Typical integrated BW 100kHz to 5 MHz Integrate in segments <= 1 decade ( φ RMS ) := φ RMS Total ( ) 1 2 ( ) 2 + φ RMS + φ RMS Φ RMS is the Root Mean Square (1 Standard Deviation, 1 σ ) - 2 ( ) 3 2 34

db Bc/Hz Intelsat Phase Noise Specification -30-40 -50-60 -70-80 Phase Spec / IESS-308/309 dbc/hz, Single Side Band -90 10 100 1K 10K 100K 1M Offset Freq.: Hz Don t make symbol rate too low Phase Noise close to the carrier is higher See why low data rate modulators use BPSK - 35

Random + Deterministic Phase Distortion Phase errors reduces the number of standard deviations to threshold Maximum Angular error Φ MAX Distortion Error 3 = Φ Distortion Φ RMS =1.0 Φ MAX = 5 Φ MAX = 2 σ [P(> 2σ ) =.046 ] Should be 5 σ [P(> 5σ ) = 5.7x10-7 ] - 36

Phase Noise Allocation Budget Total Phase noise budget is the RMS sum of all the components Oscillators have the highest phase noise Power Amplifier phase errors are caused when signal peaks - 37

Group Delay Distortion Quadrature of the initial vectors are effected Fixed Offset of Vectors Group Delay Distortion is deterministic Distortion is a function of frequency - Group Delay Error 38

Amplitude Distortion Signal increases Amplitude compresses: AM/AM Distortion Phase changes: AM/PM Distortion Create Two Tone Intermodulation (IMD) distortion 3 rd and 5 th Order Products Power at 1 db Compression 3 rd Order Intercept Point Saturated Power Gain Compression 39

AM/AM Mechanism (Non-Random Effect) Clipping Reduces Amplitude Gain vs. Amplitude is Non- Linear Gain Compression results in AM/AM Distortion Amplitude variation is Non- Linear - 40

AM/PM Mechanism (Non-Random Effect) Offset Creates AM/PM (Phase changes with amplitude) Typical Spec AM/PM CONVERSION, maximum 2.5 /db Clipping Amplitude Changes Zero Crossing AM/PM occurs before AM/AM AM/PM Distortion is more pronounced at the outer symbols Peak to Average ratio has a pronounced effect on phase distortion - 41

Two Tone Intermods Typical Spec INTERMODULATION -22 dbc maximum with two equal signals at 6 db total output o 1 st, 2 nd, & 3 rd Harmonics Mix Together Forming IMD o Level of Compression Determines Harmonics Amplitudes & IMD Tones IMD is a Rotating Spurious at the end of the signal vector - 42

Combined Signal Distortions Thermal Noise Phase Noise Thermal Noise + Phase Noise + Group Delay AM/PM AM/AM Group Delay Intermodulation 43

Symbol Error Probability Each Symbol has a different probability of Error (P iq) Assume all symbols are equally likely Calculate Expected Symbol Error Probability σ is the Random (RMS) variation µ is the deterministic offset - 44

Adjacent Channel Interference Spectral Re- Growth Modulated Spectrum is pre filtered to provided less than -40dBc of side band interference Non-linearities increase the side lobe level Typical maximum allowable spectral regrowth is 30dBc - 45

Spurious Signal Spurious signals are discrete non-signal related interference Individual spurious signals occur from multiple sources Add non-coherently Typical Specification is 60dBc for the entire Transmitter chain In band interference is controlled: -20 dbc interference effects C/N < 0.04dB -60dBc protects small carriers Carrier power is a function of Bandwidth - 46

Out of Band Noise Power Output Transmitters have high C/N Noise Figure is usually not an issue Output noise power can interfere with adjacent carriers Maximum output noise is given in dbm/hz Noise Power output = Noise Figure (db) + Gain from signal generator (primary oscillator) to final output (db) -174dBm/Hz (thermal noise) Low Noise Figure and High Gain High output noise power - 47

Time Domain Effects Eye Diagrams A means of assessing Received signal quality Recovered Data Fold Data 1 s & 0 s Overlap Establish an Area of Known Good Data in Time and Voltage Larger the EYE less errors - 48

Eye Diagram Specifications Recovered Pulse must avoid the RED area RED area is an error in the amplitude or time Inter-Symbol Interference Noise Margin Optimum Threshold Voltage Noise + Distortion Acceptable sampling area Zero Crossing Jitter Optimum Sampling Time - 49

Data in the Time & Frequency Domain Ideal Received Data 20Msymbols/Sec NRZ IF Frequency Spectrum of BPSK NRZ data alternate 1 s & 0 s Carrier (RED) is suppressed Only Odd Harmonics - Lower Side Band - Upper Side Band 3 rd Fund 5th Freq 50

Maximum Small Signal Gain Variation Over: Any Narrow Band Full Band Slope, maximum Stability, 24 Hr maximum Stability, Temperature Typical Gain Specification 1.0 db per 80 MHz 2.5 db + 0.04 db/mhz + 0.25 db + /-1.0 db maximum over temperature range at any frequency Slope Gain Variation Includes Ripple Frequency 80 MHz Gain: db 51

Ideal Received Signal 1 db peak to peak Amplitude Ripple on 3 rd Harmonic Amplitude Distortion (Gain Ripple Specification) Added Ringing 15% - 3 rd 1dB 52

Typical Group Delay Specification Group Delay is usually parabolic Edges rise with the skirts of the filter GROUP DELAY, maximum 10.95 to 12.75 GHz Bandwidth Any 80 MHz Linear 0.01 ns/mhz Parabolic 0.005 ns/mhz2 Ripple 0.5 ns/pk-pk Parabolic Depth of the Parabola Ripple Linear Symmetry of the Parabola - 53

Delay Distortion Modulated Signal through a 70 MHz Filter Side bands should not change in amplitude or phase (delay) Delay curve & effect on sidebands Symmetry Upper & Lower sidebands Depth of Parabola Side band harmonics Ripple-All sidebands effected Upper 3 rd Harmonic is delayed 5 nsec Lower 3 rd Harmonic is delayed 10 nsec - Typical Group Delay distortion in a 70MHz filter 6nS Sec/Div 6MHz/Div 52MHz Amplitude Lower Upper 3 rd 3 rd 5nSec 10nSec 70MHz 88MHz 5dB/Div Group Delay Freq 3 rd Fund 5th Lower Side Band Upper Side Band 54

Effect of Delay / Phase Distortion on 20Msymbol/Sec Data Added Ringing 30% 2nsec Delay of 3 rd Harmonic on Ringing 30% Delay distortion can be more critical than Amplitude Distortion - 55

20Msymbols/Sec Data Amplitude & Phase Distortion 2nsec delay at 3 rd harmonic + 1dB Ripple on the 3 rd Harmonic Increased pulse ripple to 37% Judge how the EYE is closing - Added Ringing 37% 56

Thermal Noise Noise Figure A Signal Level Related Function Random effect in the time domain Thermal noise is a concern at lower signal levels Systems should have at least a 30dB Input signal to internal noise ratio Typical effect on the system <= 0.14dB Minimum input signal level is 174dBm + 30dB + NF + 10Log[Bandwidth(Hz)] - 57

Clock Jitter Signal with noise Delay Clock Jitter Clock Jitter is the uncertainty related to the start of the data Caused by Zero crossing uncertainty on the recovered signal Thermal noise & Phase noise contribute to clock jitter Zero Crossing Uncertainty - 58

Inter-pulse interference Nyquist Filtering: Raised Cosine Filter Response Ideal Filter (α = 0) has a poor pulse response (SinX/X) Filter shaping lowers Inter-symbol Interference Characterized by α (Frequency Response) Typically α = 0.35) Trade-Off is Frequency selectivity vs Pulse Response Time Domain Response Ripple in adjacent pulses is Inter-pulse Interference - α= 0.0 α = 0.5 α = 1.0 Frequency Response Pulse Width α = 0.0 α = 0.5 α = 1.0 59

Typical Data Eye Diagrams Zero Crossing Jitter Pulse Distortion loptimum Sampling is in the center of the Eye - Amplitude T b Noise Margin Intersymbol Interference Time (T b ) 60

Summary Satellite 2010 Convention in Washington The good news for satellite is that it goes where fiber and Wi-Fi don t go. It s the most versatile communications technology available, and there is not a substitute. Quality of received signal relates to: Modulator Transmitter Transmission medium Receiver Demodulator Each segment requires has separate requirements & individual concerns 61