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Outline Introduction Signal, random variable, random process and spectra Analog modulation Analog to digital conversion Digital transmission through baseband channels Signal space representation Optimal receivers Digital modulation techniques Channel coding Synchronization Information theory 1

Analog modulation AM/FM radio TV broadcast 2

Analog modulation Amplitude modulation Angle modulation (phase/frequency) 3

Analog modulation What is modulation? Transform a message into another signal to facilitate transmission over a communication channel Generate a carrier signal at the transmitter Modify some characteristics of the carrier with the information to be transmitted Detect the modifications at the receiver Why modulation? Frequency translation (antenna theory) Frequency-division multiplexing (multiple users) Noise performance improvement (quality) 4

Analog modulation Characteristics that can be modified in sin carrier Amplitude Amplitude modulation Frequency/phase Angle modulation Selected from Chapter 3, 4.1-4.4, 6.1-6.3 5

Amplitude modulation Double-sideband suppressed-carrier AM (DSB-SC) Baseband signal (modulation wave) m(t) Carrier wave Modulated wave 6

Amplitude modulation Double-sideband suppressed-carrier AM (DSB-SC) Spectrum Translation of the original message spectrum to carrier frequency 7

Amplitude modulation Double-sideband suppressed-carrier AM (DSB-SC) Bandwidth and power efficiency Required channel bandwidth B=2W Required transmit power 8

Amplitude modulation Double-sideband suppressed-carrier AM (DSB-SC) Demodulation of DSB-SC If there is a phase error, then φ 9

Amplitude modulation Double-sideband suppressed-carrier AM (DSB-SC) Pilot-tone assisted demodulation 10

Amplitude modulation Conventional AM Baseband signal (normalized) Modulation index a Carrier wave Modulated wave 11

Amplitude modulation Conventional AM Spectrum Translation of the original message spectrum to carrier frequency and induction of carrier spectrum component 12

Amplitude modulation Conventional AM Bandwidth and power efficiency Required channel bandwidth B=2W Required transmit power Modulation efficiency 13

Amplitude modulation Conventional AM Consider for example message signal Carrier c ( t) = cos(2 10 Modulation index a = 0.85 Determine the power in the carrier component and sideband components of the modulated signal 5 t ) 14

Amplitude modulation Conventional AM Demodulation of conventional AM signals Envelope detector The simplicity of envelope detector has made the conventional AM a practical choice for AM-radio broadcasting. 15

Amplitude modulation Single Sideband (SSB) AM Common problem in DSB is the bandwidth wastage SSB is very bandwidth efficient The baseband signal can be written as the sum of finite sinusoid signals Then the USB component is 16

Amplitude modulation Single Sideband (SSB) AM After manipulation Hilbert transform 17

Amplitude modulation Single Sideband (SSB) AM Generation of SSB-AM signal Direct generation Filtering one of the sidebands of DSB-SC The spectral efficiency of SSB makes it suitable for voice communication over telephone channels (line/cable) Not suitable for signals with significant low frequency components due to the difficulty of implementing the filter. 18

Amplitude modulation Vestigial Sideband (VSB) AM VSB is a compromise between SSB and DSB-SC 1. VSB signal bandwidth is B=W+fv 2. VSB is used in TV broadcasting and similar signals where low frequency components are significant 19

Amplitude modulation Comparison of AM techniques 20

Amplitude modulation Signal multiplexing is a technique where a number of independent signals are combined and transmitted in a common channel These signals are de-multiplexed at the receiver Two common methods for signal multiplexing TDM (time-division multiplexing) FDM(frequency-division multiplexing) 21

Amplitude modulation FDM 22

Amplitude modulation FDM is widely used in radio and telephone communications Voice signal: 300~3400Hz Message is SSB modulated. In 1 st level FDM, 12 signals are stacked in frequency, with a freq. separation of 4 khz between adjacent carriers. A composite 48 khz channel, called a group channel, transmits 12 voice-band signals simultaneously In the next level of FDM, a number of group channels (typically 5 or 6) are stacked to form a supergroup channel Higher-order FDM is obtained by combining several supergroup channels An FDM hierarchy in telephone commun. Systems. 23

Amplitude modulation Quadarture-carrier multiplexing Transmit two messages on the same carrier as cos() and sin() are two quadrature carriers Each message signal is modulated by DSB-SC Bandwidth-efficiency comparable to SSB AM Synchronous demodulation of m1(t) 24

Amplitude modulation Quadarture-carrier multiplexing 25

Amplitude modulation AM radio broadcasting Commercial AM radio uses conventional AM Superheterodyne receiver Every AM-radio signal is converted to a common IF frequency of 455 khz, IF bandwidth 10 khz, signal frequency range 535~1606 khz 26

Angle modulation Either phase or frequency of the carrier is changed according to the message signal The general form Phase modulation (PM) Frequency modulation(fm) 27

Angle modulation Constant envelope, i.e., amplitude of s(t) is constant Relationship between PM and FM Will discuss the properties of FM only 28

Angle modulation Consider for example the sinusoidal modulation 29

Angle modulation Consider for example the square modulation 30

Angle modulation FM by the sinusoidal modulation Message Instantaneous frequency of resulting FM wave Carrier phase Frequency deviation: Modulation index: 31

Angle modulation FM by the sinusoidal modulation Consider the following problem 32

Angle modulation FM by the sinusoidal modulation Consider the following problem 33

Angle modulation FM by the sinusoidal modulation Spectrum analysis Define the complex envelope of FM wave retains complete information about s(t) 34

Angle modulation FM by the sinusoidal modulation is periodic, expanded in Fourier series as with n-th order Bessel function of the first kind Hence 35

Angle modulation FM by the sinusoidal modulation Substituting into FM wave in time domain FM wave in frequency domain 36

Angle modulation FM by the sinusoidal modulation Properties of Bessel function For small, we have the approximations Then, Approximate bandwidth = 2fm 37

Angle modulation FM by the sinusoidal modulation For the general case, we would like to see, then 38

Angle modulation FM by the sinusoidal modulation, then 39

Angle modulation FM by the sinusoidal modulation Effective bandwidth of FM waves For large, B is only slightly greater than For small, the spectrum is limited to Carson s rule 99% bandwidth approximation specify the separation between the two frequencies beyond which none of the side-frequencies is greater than 1% of the unmodulated carrier amplitude, i.e., 40

Angle modulation FM by the sinusoidal modulation A universal curve for evaluating the 99% bandwidth 41

Angle modulation FM by an arbitrary message Consider an arbitrary m(t) with highest freq. component W Frequency deviation: Modulation index: Carson s rule applies as Carson s rule underestimates the FM bandwidth requirement Universal curve yields a conservative result 42

Angle modulation FM by an arbitrary message Consider for example in north America, the maximum value of frequency deviation is fixed at 75 khz for commercial FM broadcasting by radio. Take W=15 khz, typically the maximum audio frequency of interest in FM transmission, the modulation index is Using Carson s rule, Using universal curve, 43

Angle modulation FM by an arbitrary message Consider the following exercise. 44

Angle modulation FM by an arbitrary message Consider the following exercise. 45

Angle modulation FM radio broadcasting As with standard AM radio, most FM radio receivers are of super-heterodyne type 1. RF carrier range: 88~108 MHz 2. Midband of IF: 10.7 MHz 3. IF bandwidth: 200 khz 4. Peak freq. deviation: 75 khz 46

Angle modulation Generation of FM waves Direct approach: design an oscillator whose frequency changes with the input voltage (voltage-controlled oscillator (VCO)) Indirect approach: first generate a narrowband FM signal and then change it to a wideband signal (due to the similarity with the conventional AM, the generation of narrowband FM signals is straightforward) 47

Angle modulation Generation of narrowband FM waves Consider a narrow band FM wave with Given with, we can use the approximations Then, we can approximate s1(t) as Narrowband FM wave 48

Angle modulation Generation of narrowband FM waves Narrow-band frequency modulator Next, pass s1(t) through a frequency multiplier 49

Angle modulation Generation of narrowband FM waves The input-output relationship of the non-linear device is The BPF is used to pass the FM wave centered at and with deviation and suppress all other FM spectra Exam: Consider for example a square-law device based frequency multiplier with Specify the midband freq. and bandwidth of BPF used in freq. multiplier for the resulting freq. deviation to be twice at the nonlinear device. 50

Angle modulation Generation of wideband FM waves 51

Angle modulation Generation of wideband FM waves Exam: Consider the following simplified diagram of a typical FM transmitter used to transmit audio signals containing frequencies in the range 100 Hz to 15 khz Desired FM wave: Set in the narrowband phase modulation to limit harmonic distortion. Specify the two-stage frequency multiplier factors n1 and n2 52

Angle modulation Demodulation of FM Balanced Frequency Discriminator Given FM wave Hybrid-modulated wave with AM and FM Differentiator + envelope detector = FM demodulator Frequency discriminator: a freq. to amplitude transform device H ( f ) = 2πf 53

Angle modulation Demodulation of FM Balanced Frequency Discriminator Circuit diagram and frequency response 54

Angle modulation FM radio stereo multiplexing Stereo multiplexing is a form of FDM designed to transmit two separate signals via the same carrier. Widely used in FM broadcasting to send two different elements of a program (e.g., vocalist and accompanist in an orchestra) to give a spatial dimension to its perception by a listener at the receiving end 55

Angle modulation FM radio stereo multiplexing FM-stereo receiver 56

Performance 57

Performance: AM No carrier modulation Ideal low-pass filter with bandwidth W. With white noise, the noise power of the output The baseband SNR is 58

Performance: AM DSB-SC AM Transmitted signal The received signal with additive white noise is Suppose the demodulator multiplies After low-pass filter 59

Performance: AM DSB-SC AM Assume, The message signal power is The noise power is Then, the output SNR is 60

Performance: AM DSB-SC AM The received signal power Then, we can express the output SNR as No SNR improvement for DSB-SC 61

Performance: AM SSB-SC AM Transmitted signal The received signal is With ideal phase, after the low-pass filter Similar to DSB, we have Therefore 62

Performance: AM SSB-SC AM Now, we know that Hence, No SNR improvement for SSB 63

Performance: AM Conventional AM Transmitted signal The received signal is With ideal mixing and low-passing filter DC component is removed by a DC block, so output Now, the received signal power 64

Performance: AM Conventional AM The output SNR is SNR loss for conventional AM 65

Performance: AM Exam Consider for example a WSS random process M(t) with the autocorrelation function Also, The channel attenuation is 50 db and the PSD of AWGN is given by If we want the output SNR of the modulator to be at least 50 db. Required transmitter power and channel bandwidth for DSB, SSB and conventional AM. 66

Performance: AM Exam The bandwidth of the message So the baseband SNR 50 db attenuation 67

Performance: AM Exam Bandwidth DSB-SC and conventional AM: 20 khz SSB: 10kHz Power DSB: SSB: Conventional AM: 68

Performance: FM In AM, message contained in the amplitude, and noise is directly added. In FM, the noise affects the zero crossings of the modulated signal. 69

Performance: FM Transmitted signal = The block diagram for the receiver The received signal is The bandpass noise is 70

Performance: FM Assume that 71

Performance: FM After angular demodulator, = where = Higher signal level decreases the noise level, as a stark difference with AM. 72

Performance: FM Next, Bandwidth of the noise (1/2 the modulated signal) is much larger than that of the message signal. Then, Filter response is symmetric at carrier 73

Performance: FM The PSD of Yn is Then the PSD of becomes The noise PSD 74

Performance: FM After filtering 75

Performance: FM The noise power is = The output signal power is The output SNR = = 76

Performance: FM The output SNR = 1. SNR is proportional to modulation index, albeit larger results in larger bandwidth such that the assumption may not hold. Threshold effect 2. Increase in the received SNR is at the cost of bandwidth, where the quadrature tradeoff is far from optimal one, i.e., exponential. 3. Increase transmitter power decreases the receiver noise power, instead of message power (AM). 4. Noise is higher at higher frequencies. 77

Performance AM and FM Comparison Compared with AM, FM requires a higher implementation complexity and a higher bandwidth occupancy. What is the advantage of FM then? Why AM radio is mostly for news broadcasting while FM is mostly for music program? 78

Analog modulation Suggested reading Chapter 3, Chapter 4.1-4.4, Chapter 6.1-6.3 HW2 79