SUPERANNUATION INDUSTRY (SUPERVISION) REGULATIONS 1994 - REG 2.38 SECTION (1) (j): the following information about each executive officer of the RSE licensee of the entity or each individual trustee of the entity ( relevant person ): (i) the relevant person's name; (ii) the qualifications of the relevant person; (iii) a summary of the relevant person's experience as a trustee or board member, including the periods during which the relevant person served as a trustee or board member. 1
NAME QUALIFICATIONS SUMMARY OF EXPERIENCE AS A TRUSTEE OR BOARD MEMBER, INCLUDING THE PERIODS DURING WHICH THE RELEVANT PERSON SERVED AS A TRUSTEE OR BOARD MEMBER DIRECTORS VICTORIA SOPHIA MARY WEEKES BComm LLB, FAICD, SFFinsia Ms Weekes has extensive experience in the financial services, government and regulatory bodies and not for profit sectors. Ms Weekes has extensive experience in considering a range of issues, including but not limited to trustee governance, risk and compliance, financial management and investment governance and brings a broad breadth of experience to her role as director of a trustee company. Chairman and Non-Executive Director - 1 August 2011 present Board Audit Committee Member - 17 October 2011 present Chairman and Non-Executive Director - 22 August 2011 - present Board Audit Committee Member - 17 October 2011 present SIL Nominees Pty Limited Share Investing Nominees Pty Limited Share Investing Limited Sydney Local Health District SGCH Portfolio Limited Financial Services Institute of Australasia Finsia Education ANZ Trustees Limited NSW State Council of the Livestock Health & Pest Authority Cure For Life Foundation 2
CHARLES (SANDY) GEORGE CLARK STEPHEN JOHN CHAPMAN BComm, Dip.Ag.Econ, FAICD BComm, MBA, ACA, FAICD, F Fin, FAIM Mr Clark has extensive experience as a director in the financial services, arts and communications industries. Mr Clark has extensive experience in considering a range of issues, including but not limited to trustee governance, risk and compliance, financial management and investment governance and brings a broad breadth of experience to his role as director of a trustee company. Non-Executive Director - 1 March 2013 - present Chairman Board Audit Committee - 1 March 2013 - present Non-Executive Director - 1 March 2013 present Chairman Board Audit Committee - 1 March 2013 - present Brown Brothers Milawa (Group) The Myer Family Company Ltd The Myer Foundation The Myer Family Office Ltd Melbourne Grammar School Council Aviva Australia Holdings Pty Ltd Nulis Nominees (Australia) Ltd CGU Insurance Australia Ltd Eastern Energy Ltd Select Harvests Ltd Mitchelton Wines Pty Ltd Southern Cross Broadcasting (Australia) Ltd Mr Chapman has extensive experience as a director in the financial services, corporate advice and natural health sectors. Mr Chapman has extensive experience in considering a range of issues, including but not limited to trustee governance, risk and compliance, financial management and investment governance and brings a broad breadth of experience to his role as director of a trustee company. 3
Non-Executive Director - 1 August 2011 - present Board Audit Committee Member - 17 October 2011 - present Non-Executive Director - 22 August 2011 present Board Audit Committee Member - 17 October 2011 - present SIL Nominees Pty Limited Share Investing Nominees Pty Limited Share Investing Limited Blackmores Limited Baron Partners Limited ANZ Wealth Australia Limited OnePath Life Limited OnePath General Insurance Pty Limited Perpetual Limited State Government Insurance Commission (SGIC) of South Australia Savage Resources Limited ALAN HAROLD CHONOWITZ BAccSc, MComm Mr Chonowitz has extensive experience in the financial services industry in Australia and South Africa. Mr Chonowitz has extensive experience in considering a range of issues, including but not limited to trustee governance, risk and compliance, financial management and investment governance and brings a broad breadth of experience to his role as director of a trustee company. Non-Executive Director - 1 March 2015 - present 4
Board Audit Committee Member 1 March 2015 - present Non-Executive Director - 1 March 2015 present Board Audit Committee Member 1 March 2015 - present SIL Nominees Pty Limited Share Investing Nominees Pty Limited Share Investing Limited Stridecorp Pty Ltd THERESE MARY McGRATH BComm (Hons), Dip. Japanese Studies (Sophia University), CIMA (UK) Ms McGrath is currently General Manager Strategy & Governance, ANZ Wealth. Ms McGrath is an international executive having held senior finance, strategy & operations positions in various companies. Ms McGrath has extensive experience in considering a range of issues, including but not limited to trustee governance, risk and compliance, financial management and investment governance and brings a broad breadth of experience to her role as director of a trustee company. Executive Director - 1 March 2013 present Executive Director - 1 March 2013 present ANZEST Pty Ltd: Non-Executive Director 27 April 2011 present Lion Nathan Australia Thomson Corporation Australia 5
PETER GEORGE MULLIN BComm (Acc), CPA Mr Mullin is currently the Managing Director, Pensions and Investments, ANZ Wealth. Mr Mullin has held a number of executive positions across the ANZ Group in the following areas, Finance, Strategy, M&A Integration as well as general business management. Mr Mullin has extensive experience in considering a range of issues, including but not limited to trustee governance, risk and compliance, financial management and investment governance and brings a broad breadth of experience to his role as director of a trustee company. Executive Director - 1 March 2015 - present Executive Director - 1 March 2015 present ANZ Self Managed Super Limited Oasis Asset Management Limited OnePath Investment Holdings Pty Limited ANZ Margin Services Pty. Limited ANZ Nominees Limited SIL Nominees Pty Limited Share Investing Nominees Pty Limited Share Investing Limited Custody Execution & Clearing Services (Australia) Pty Limited Nova Pacific Holdings Pty Limited 6
SENIOR MANAGEMENT GAVIN MURRAY PEARCE BSc, FIA Mr Pearce is currently Deputy Managing Director, ANZ Wealth, having joined ANZ in 2009. Mr Pearce has held Managing Director or CEO level roles, including Executive Director responsibilities for the last 25 years, and has 35 years experience in the financial services industry. Mr Pearce has extensive experience including but not limited to Business Management, Financial Management, Actuarial and Investment Management. Current Directorships include: ANZ Wealth Australia Limited OnePath Life Limited OnePath General Insurance Pty Limited ANZ Lenders Mortgages Insurance Pty Limited RI Advice Group Pty Limited Millennium 3 Financial Services Group Pty Limited Millennium 3 Financial Services Pty Ltd FSP Group Pty Limited OnePath Life (NZ) Limited ANZ New Zealand Investments Limited Various Executive Director roles at AMP, Citigroup, MetLife and Tower Australia. GRAEME PIERS HOSKING MA (Cantab); MSc (Sloan London Business School); AICB (UK) Mr Hosking is currently Chief Operating Officer, ANZ Wealth, having joined ANZ in 2006. Mr Hosking has held senior Operations, Strategy, Technology, Project Delivery and Business Execution roles in the various companies including those in the financial services industry. Current Directorships include: ANZ Support Services India Private Limited Custody Execution & Clearing Services (Australia) Pty Limited Nova Pacific Holdings Pty Limited KYLIE ELIZABETH RIXON BComm, CA Ms Rixon is currently the Chief Risk Officer, ANZ Wealth, having joined ANZ in April 2012. Prior to joining ANZ, Kylie was a partner at PwC in Financial Services and led the Regulatory Risk consulting practice in Australia. Ms Rixon has a strong background in wealth management with more than 15 years experience providing advice to wealth boards, large wealth managers and insurers. 7
Current Directorships include: Risk Management Association of Australia STEWART CRESWELL BRENTNALL BEc, CA, AICD, FFinsia Mr Brentnall is currently the Chief Investment Officer of ANZ Wealth, having joined ANZ in 2010. Mr Brentnall has 25 years experience in the Investment Management industry and has held senior roles in various companies in the financial services industry including research, portfolio management and business management positions. Mr Brentnall has experience in large scale investment transitions, in multimanager and single sector product management, as well as asset allocation and in many aspects of investment governance. Current Directorships include: ANZ Trustees Limited ANZ New Zealand Investments Limited ANZ Wealth Alternative Investments Management Pty Ltd BT Funds Management Ltd BT Funds Management No2 Ltd Westpac Australian Securities Ltd Westpac Financial Services Ltd JAMES FREDERICK SACH BSc, FIAA Mr Sach is currently the Chief Actuary of ANZ Wealth and the Appointed Actuary of OnePath Life Limited, having joined ANZ in 2001. Mr Sach has held senior Actuarial, Finance and Business Management roles in various companies including those in the financial services industry. Financial Planning Hotline Pty Limited FSP Portfolio Administration Pty Limited Financial Services Partners Management Pty Limited 8